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JPMORGAN CHASE & CO

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2795
SEC CIK
0000019617
Parsed reports
2,624

Last 12 months

Inside the activity.

0 purchase rows · 43 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202608
Feb 2026014
Mar 202601
Apr 202608
May 202608
Jun 202601
Jul 202600
Aug 202601
Sep 202601
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 15, 2019 Filed Jan 17, 2019 21:16 UTC
BACON ASHLEYChief Risk Officer
GrantRestricted Stock Units · Derivative 33,775 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-000944 · doc4.xml · derivative · entry 1

BACON ASHLEY · CIK 0001580075 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,775

Underlying: Common Stock · 33,775 shares

Expires 2022-01-13

F1 · security: Consistent with last year, Restricted Stock Units (RSUs) represent 50% of the Reporting Person's equity-based compensation for performance year 2018, with the remaining 50% awarded in the form of Performance Share Units (PSUs).

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of JPMC common stock.

F3 · kind: Equity incentives are subject to the JPMorgan Chase Bonus Recoupment Policy which applies in the event of a material restatement of the Firm's financials. In addition, all equity awards granted in 2019 contain recapture provisions that enable the Firm to cancel an unvested or un-exercisable award and/or recover the value of certain stock distributed under the award in specified circumstances. In addition to recapture provisions, portions of equity awards awarded to Operating Committee members are also subject to additional Protection-based Vesting provisions under which awards may be cancelled, any determination with respect to which is subject to ratification by the Compensation & Management Development Committee of the Board of Directors.

F4 · derivative.exercise_date: RSUs vest 50% on January 13, 2021 and 50% on January 13, 2022.

Read SEC document
January 15, 2019 Filed Jan 17, 2019 21:16 UTC
Pinto Daniel ECo-President & COO, CEO CIB
GrantRestricted Stock Units · Derivative 83,586 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-000945 · doc4.xml · derivative · entry 1

Pinto Daniel E · CIK 0001555174 · Co-President & COO, CEO CIB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,586

Underlying: Common Stock · 83,586 shares

Expires 2026-01-13

F1 · security: Consistent with last year, Restricted Stock Units (RSUs) represent 50% of Mr. Pinto's incentive compensation for performance year 2018, with the remaining 50% awarded in the form of Performance Share Units (PSUs). Also consistent with last year, Mr. Pinto did not receive variable compensation in the form of cash. Mr. Pinto is designated as Identified Staff subject to the minimum compensation structure of the European Union's Capital Requirements Directive IV (CRD IV) and receives a fixed cash allowance in addition to base salary.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of JPMC common stock. For the purposes of determining the number of RSUs and PSUs granted to Mr. Pinto, the Firm has established a grant date fair value per unit that takes into account that these awards do not carry the right to dividends or dividend equivalents prior to vesting, in accordance with local regulations.

F3 · kind: Equity incentives are subject to the JPMorgan Chase Bonus Recoupment Policy which applies in the event of a material restatement of the Firm's financials. In addition, all equity awards granted in 2019 contain recapture provisions that enable the Firm to cancel an unvested or un-exercisable award and/or recover the value of certain stock distributed under the award in specified circumstances. In addition to recapture provisions, portions of equity awards awarded to Operating Committee members are also subject to additional Protection-based Vesting provisions under which awards may be cancelled, any determination with respect to which is subject to ratification by the Compensation & Management Development Committee of the Board of Directors. Furthermore, Mr. Pinto's equity incentives are subject to additional recapture provisions as apply to the Firm's relevant U.K. regulated CRD IV Identified Staff.

F4 · derivative.exercise_date: RSUs vest 20% on each of the following dates: January 13, 2022, January 13, 2023, January 13, 2024, January 13, 2025, and January 13, 2026. The shares resulting from vesting are subject to a hold for 12 months from vesting date.

Read SEC document
January 15, 2019 Filed Jan 17, 2019 21:16 UTC
Beer Lori AChief Information Officer
GrantRestricted Stock Units · Derivative 18,651 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-000946 · doc4.xml · derivative · entry 1

Beer Lori A · CIK 0001436677 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,651

Underlying: Common Stock · 18,651 shares

Expires 2022-01-13

F1 · security: Consistent with last year, Restricted Stock Units (RSUs) represent 50% of the Reporting Person's equity-based compensation for performance year 2018, with the remaining 50% awarded in the form of Performance Share Units (PSUs).

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of JPMC common stock.

F3 · kind: Equity incentives are subject to the JPMorgan Chase Bonus Recoupment Policy which applies in the event of a material restatement of the Firm's financials. In addition, all equity awards granted in 2019 contain recapture provisions that enable the Firm to cancel an unvested or un-exercisable award and/or recover the value of certain stock distributed under the award in specified circumstances. In addition to recapture provisions, portions of equity awards awarded to Operating Committee members are also subject to additional Protection-based Vesting provisions under which awards may be cancelled, any determination with respect to which is subject to ratification by the Compensation & Management Development Committee of the Board of Directors.

F4 · derivative.exercise_date: RSUs vest 50% on January 13, 2021 and 50% on January 13, 2022.

Read SEC document
January 15, 2019 Filed Jan 17, 2019 21:16 UTC
Erdoes Mary E.CEO Asset Management
GrantRestricted Stock Units · Derivative 58,935 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-000947 · doc4.xml · derivative · entry 1

Erdoes Mary E. · CIK 0001473446 · CEO Asset Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,935

Underlying: Common Stock · 58,935 shares

Expires 2022-01-13

F1 · security: Consistent with last year, Restricted Stock Units (RSUs) represent 50% of the Reporting Person's equity-based compensation for performance year 2018, with the remaining 50% awarded in the form of Performance Share Units (PSUs).

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of JPMC common stock.

F3 · kind: Equity incentives are subject to the JPMorgan Chase Bonus Recoupment Policy which applies in the event of a material restatement of the Firm's financials. In addition, all equity awards granted in 2019 contain recapture provisions that enable the Firm to cancel an unvested or un-exercisable award and/or recover the value of certain stock distributed under the award in specified circumstances. In addition to recapture provisions, portions of equity awards awarded to Operating Committee members are also subject to additional Protection-based Vesting provisions under which awards may be cancelled, any determination with respect to which is subject to ratification by the Compensation & Management Development Committee of the Board of Directors.

F4 · derivative.exercise_date: RSUs vest 50% on January 13, 2021 and 50% on January 13, 2022.

Read SEC document
January 15, 2019 Filed Jan 17, 2019 21:16 UTC
Friedman StaceyGeneral Counsel
GrantRestricted Stock Units · Derivative 29,841 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-000948 · doc4.xml · derivative · entry 1

Friedman Stacey · CIK 0001662926 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,841

Underlying: Common Stock · 29,841 shares

Expires 2022-01-13

F1 · security: Consistent with last year, Restricted Stock Units (RSUs) represent 50% of the Reporting Person's equity-based compensation for performance year 2018, with the remaining 50% awarded in the form of Performance Share Units (PSUs).

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of JPMC common stock.

F3 · kind: Equity incentives are subject to the JPMorgan Chase Bonus Recoupment Policy which applies in the event of a material restatement of the Firm's financials. In addition, all equity awards granted in 2019 contain recapture provisions that enable the Firm to cancel an unvested or un-exercisable award and/or recover the value of certain stock distributed under the award in specified circumstances. In addition to recapture provisions, portions of equity awards awarded to Operating Committee members are also subject to additional Protection-based Vesting provisions under which awards may be cancelled, any determination with respect to which is subject to ratification by the Compensation & Management Development Committee of the Board of Directors.

F4 · derivative.exercise_date: RSUs vest 50% on January 13, 2021 and 50% on January 13, 2022.

Read SEC document
January 15, 2019 Filed Jan 17, 2019 21:16 UTC
Giles NicoleCorporate Controller
GrantRestricted Stock Units · Derivative 10,544 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-000949 · doc4.xml · derivative · entry 1

Giles Nicole · CIK 0001695090 · Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,544

Underlying: Common Stock · 10,544 shares

Expires 2022-01-13

F1 · security: Consistent with last year, Restricted Stock Units (RSUs) represent 50% of the Reporting Person's equity-based compensation for performance year 2018, with the remaining 50% awarded in the form of Performance Share Units (PSUs).

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of JPMC common stock.

F3 · kind: Equity incentives are subject to the JPMorgan Chase Bonus Recoupment Policy which applies in the event of a material restatement of the Firm's financials. In addition, all equity awards granted in 2019 contain recapture provisions that enable the Firm to cancel an unvested or un-exercisable award and/or recover the value of certain stock distributed under the award in specified circumstances. In addition to recapture provisions, portions of equity awards awarded to Operating Committee members are also subject to additional Protection-based Vesting provisions under which awards may be cancelled, any determination with respect to which is subject to ratification by the Compensation & Management Development Committee of the Board of Directors.

F4 · derivative.exercise_date: RSUs vest 50% on January 13, 2021 and 50% on January 13, 2022.

Read SEC document
January 15, 2019 Filed Jan 17, 2019 21:16 UTC
Lake MarianneChief Financial Officer
GrantRestricted Stock Units · Derivative 42,523 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-000950 · doc4.xml · derivative · entry 1

Lake Marianne · CIK 0001566079 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,523

Underlying: Common Stock · 42,523 shares

Expires 2022-01-13

F1 · security: Consistent with last year, Restricted Stock Units (RSUs) represent 50% of the Reporting Person's equity-based compensation for performance year 2018, with the remaining 50% awarded in the form of Performance Share Units (PSUs).

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of JPMC common stock.

F3 · kind: Equity incentives are subject to the JPMorgan Chase Bonus Recoupment Policy which applies in the event of a material restatement of the Firm's financials. In addition, all equity awards granted in 2019 contain recapture provisions that enable the Firm to cancel an unvested or un-exercisable award and/or recover the value of certain stock distributed under the award in specified circumstances. In addition to recapture provisions, portions of equity awards awarded to Operating Committee members are also subject to additional Protection-based Vesting provisions under which awards may be cancelled, any determination with respect to which is subject to ratification by the Compensation & Management Development Committee of the Board of Directors.

F4 · derivative.exercise_date: RSUs vest 50% on January 13, 2021 and 50% on January 13, 2022.

Read SEC document
January 15, 2019 Filed Jan 17, 2019 21:16 UTC
Leopold RobinHead of Human Resources
GrantRestricted Stock Units · Derivative 9,326 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-000951 · doc4.xml · derivative · entry 1

Leopold Robin · CIK 0001726825 · Head of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,326

Underlying: Common Stock · 9,326 shares

Expires 2022-01-13

F1 · security: Consistent with last year, Restricted Stock Units (RSUs) represent 50% of the Reporting Person's equity-based compensation for performance year 2018, with the remaining 50% awarded in the form of Performance Share Units (PSUs).

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of JPMC common stock.

F3 · kind: Equity incentives are subject to the JPMorgan Chase Bonus Recoupment Policy which applies in the event of a material restatement of the Firm's financials. In addition, all equity awards granted in 2019 contain recapture provisions that enable the Firm to cancel an unvested or un-exercisable award and/or recover the value of certain stock distributed under the award in specified circumstances. In addition to recapture provisions, portions of equity awards awarded to Operating Committee members are also subject to additional Protection-based Vesting provisions under which awards may be cancelled, any determination with respect to which is subject to ratification by the Compensation & Management Development Committee of the Board of Directors.

F4 · derivative.exercise_date: RSUs vest 50% on January 13, 2021 and 50% on January 13, 2022.

Read SEC document
January 15, 2019 Filed Jan 17, 2019 21:16 UTC
Petno Douglas BCEO Commercial Banking
GrantRestricted Stock Units · Derivative 35,809 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-000952 · doc4.xml · derivative · entry 1

Petno Douglas B · CIK 0001539649 · CEO Commercial Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,809

Underlying: Common Stock · 35,809 shares

Expires 2022-01-13

F1 · security: Consistent with last year, Restricted Stock Units (RSUs) represent 50% of the Reporting Person's equity-based compensation for performance year 2018, with the remaining 50% awarded in the form of Performance Share Units (PSUs).

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of JPMC common stock.

F3 · kind: Equity incentives are subject to the JPMorgan Chase Bonus Recoupment Policy which applies in the event of a material restatement of the Firm's financials. In addition, all equity awards granted in 2019 contain recapture provisions that enable the Firm to cancel an unvested or un-exercisable award and/or recover the value of certain stock distributed under the award in specified circumstances. In addition to recapture provisions, portions of equity awards awarded to Operating Committee members are also subject to additional Protection-based Vesting provisions under which awards may be cancelled, any determination with respect to which is subject to ratification by the Compensation & Management Development Committee of the Board of Directors.

F4 · derivative.exercise_date: RSUs vest 50% on January 13, 2021 and 50% on January 13, 2022.

Read SEC document
January 15, 2019 Filed Jan 17, 2019 21:17 UTC
Scher PeterExecutive Vice President
GrantRestricted Stock Units · Derivative 15,667 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-000953 · doc4.xml · derivative · entry 1

Scher Peter · CIK 0001726591 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,667

Underlying: Common Stock · 15,667 shares

Expires 2022-01-13

F1 · security: Consistent with last year, Restricted Stock Units (RSUs) represent 50% of the Reporting Person's equity-based compensation for performance year 2018, with the remaining 50% awarded in the form of Performance Share Units (PSUs).

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of JPMC common stock.

F3 · kind: Equity incentives are subject to the JPMorgan Chase Bonus Recoupment Policy which applies in the event of a material restatement of the Firm's financials. In addition, all equity awards granted in 2019 contain recapture provisions that enable the Firm to cancel an unvested or un-exercisable award and/or recover the value of certain stock distributed under the award in specified circumstances. In addition to recapture provisions, portions of equity awards awarded to Operating Committee members are also subject to additional Protection-based Vesting provisions under which awards may be cancelled, any determination with respect to which is subject to ratification by the Compensation & Management Development Committee of the Board of Directors.

F4 · derivative.exercise_date: RSUs vest 50% on January 13, 2021 and 50% on January 13, 2022.

Read SEC document
January 15, 2019 Filed Jan 17, 2019 21:17 UTC
Smith GordonCo-President & COO, CEO CCB
GrantRestricted Stock Units · Derivative 63,411 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-000954 · doc4.xml · derivative · entry 1

Smith Gordon · CIK 0001311487 · Co-President & COO, CEO CCB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,411

Underlying: Common Stock · 63,411 shares

Expires 2022-01-13

F1 · security: Consistent with last year, Restricted Stock Units (RSUs) represent 50% of the Reporting Person's equity-based compensation for performance year 2018, with the remaining 50% awarded in the form of Performance Share Units (PSUs).

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of JPMC common stock.

F3 · kind: Equity incentives are subject to the JPMorgan Chase Bonus Recoupment Policy which applies in the event of a material restatement of the Firm's financials. In addition, all equity awards granted in 2019 contain recapture provisions that enable the Firm to cancel an unvested or un-exercisable award and/or recover the value of certain stock distributed under the award in specified circumstances. In addition to recapture provisions, portions of equity awards awarded to Operating Committee members are also subject to additional Protection-based Vesting provisions under which awards may be cancelled, any determination with respect to which is subject to ratification by the Compensation & Management Development Committee of the Board of Directors.

F4 · derivative.exercise_date: RSUs vest 50% on January 13, 2021 and 50% on January 13, 2022.

Read SEC document
January 15, 2019 Filed Jan 17, 2019 21:19 UTC GrantCommon Stock 2,486.6962 $100.54 $250,000.00
Disclosure

SEC source: 0001225208-19-000955 · doc4.xml · nonDerivative · entry 1

BAMMANN LINDA · CIK 0001195342 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,844.1773

F1 · kind: Deferral of annual stock grant, payable in shares of JPM stock upon termination of service as a director.

Read SEC document
January 15, 2019 Filed Jan 17, 2019 21:19 UTC
BELL JAMES ADirector
GrantCommon Stock 2,486.6962 $100.54 $250,000.00
Disclosure

SEC source: 0001225208-19-000956 · doc4.xml · nonDerivative · entry 1

BELL JAMES A · CIK 0001182047 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,927.7639

F1 · kind: Deferral of annual stock grant, payable in shares of JPM stock upon termination of service as a director.

Read SEC document
January 15, 2019 Filed Jan 17, 2019 21:19 UTC GrantCommon Stock 2,486.6962 $100.54 $250,000.00
Disclosure

SEC source: 0001225208-19-000957 · doc4.xml · nonDerivative · entry 1

BURKE STEPHEN B · CIK 0001203694 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,093.8556

F1 · kind: Deferral of annual stock grant, payable in shares of JPM stock upon termination of service as a director.

Read SEC document
January 15, 2019 Filed Jan 17, 2019 21:19 UTC GrantCommon Stock 2,486.6962 $100.54 $250,000.00
Disclosure

SEC source: 0001225208-19-000958 · doc4.xml · nonDerivative · entry 1

Combs Todd A. · CIK 0001685281 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,855.8628

F1 · kind: Deferral of annual stock grant, payable in shares of JPM stock upon termination of service as a director.

Read SEC document
January 15, 2019 Filed Jan 17, 2019 21:19 UTC GrantCommon Stock 2,486.6962 $100.54 $250,000.00
Disclosure

SEC source: 0001225208-19-000959 · doc4.xml · nonDerivative · entry 1

CROWN JAMES S · CIK 0001185064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 311,446.7837

F1 · kind: Deferral of annual stock grant, payable in shares of JPM stock upon termination of service as a director.

Read SEC document
January 15, 2019 Filed Jan 17, 2019 21:19 UTC GrantCommon Stock 2,486.6962 $100.54 $250,000.00
Disclosure

SEC source: 0001225208-19-000960 · doc4.xml · nonDerivative · entry 1

FLYNN TIMOTHY PATRICK · CIK 0001550322 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,870.4355

F1 · kind: Deferral of annual stock grant, payable in shares of JPM stock upon termination of service as a director.

Read SEC document
January 15, 2019 Filed Jan 17, 2019 21:19 UTC GrantCommon Stock 2,486.6962 $100.54 $250,000.00
Disclosure

SEC source: 0001225208-19-000961 · doc4.xml · nonDerivative · entry 1

HOBSON MELLODY L · CIK 0001169896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,455.9395

F1 · kind: Deferral of annual stock grant, payable in shares of JPM stock upon termination of service as a director.

Read SEC document
January 15, 2019 Filed Jan 17, 2019 21:19 UTC GrantCommon Stock 2,486.6962 $100.54 $250,000.00
Disclosure

SEC source: 0001225208-19-000962 · doc4.xml · nonDerivative · entry 1

JACKSON LABAN · CIK 0001202252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,256.4301

F1 · kind: Deferral of annual stock grant, payable in shares of JPM stock upon termination of service as a director.

Read SEC document
January 15, 2019 Filed Jan 17, 2019 21:19 UTC GrantCommon Stock 2,486.6962 $100.54 $250,000.00
Disclosure

SEC source: 0001225208-19-000963 · doc4.xml · nonDerivative · entry 1

NEAL MICHAEL A · CIK 0001233167 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,326.519

F1 · kind: Deferral of annual stock grant, payable in shares of JPM stock upon termination of service as a director.

Read SEC document
January 15, 2019 Filed Jan 17, 2019 21:19 UTC GrantCommon Stock 2,486.6962 $100.54 $250,000.00
Disclosure

SEC source: 0001225208-19-000964 · doc4.xml · nonDerivative · entry 1

RAYMOND LEE R · CIK 0001198809 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,346.9914

F1 · kind: Deferral of annual stock grant, payable in shares of JPM stock upon termination of service as a director.

Read SEC document
January 15, 2019 Filed Jan 17, 2019 21:19 UTC GrantCommon Stock 2,486.6962 $100.54 $250,000.00
Disclosure

SEC source: 0001225208-19-000965 · doc4.xml · nonDerivative · entry 1

WELDON WILLIAM C · CIK 0001189019 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,565.4121

F1 · kind: Deferral of annual stock grant, payable in shares of JPM stock upon termination of service as a director.

Read SEC document
January 15, 2019 Filed Jan 18, 2019 18:59 UTC Amendment
Giles NicoleCorporate Controller
GrantRestricted Stock Units · Derivative 10,544 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-001040 · doc4a.xml · derivative · entry 1

Giles Nicole · CIK 0001695090 · Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,544

Underlying: Common Stock · 10,544 shares

Expires 2022-01-13

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F2 · kind: Equity incentives are subject to the JPMorgan Chase Bonus Recoupment Policy which applies in the event of a material restatement of the Firm's financials. In addition, all equity awards granted in 2019 contain recapture provisions that enable the Firm to cancel an unvested or un-exercisable award and/or recover the value of certain stock distributed under the award in specified circumstances.

F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2021 and 50% on January 13, 2022.

Read SEC document
January 13, 2019 Filed Jan 16, 2019 21:17 UTC
Beer Lori AChief Information Officer
Exercise / conversionRestricted Stock Units · Derivative 11,573 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-000885 · doc4.xml · derivative · entry 5

Beer Lori A · CIK 0001436677 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,573

Underlying: Common Stock · 11,573 shares

Expires 2020-01-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2019 and 50% on January 13, 2020.

Read SEC document
January 13, 2019 Filed Jan 16, 2019 21:17 UTC
Beer Lori AChief Information Officer
Exercise / conversionRestricted Stock Units · Derivative 9,434 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-000885 · doc4.xml · derivative · entry 4

Beer Lori A · CIK 0001436677 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,434 shares

Expires 2019-01-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F2 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2018 and 50% on January 13, 2019.

Read SEC document
January 13, 2019 Filed Jan 16, 2019 21:17 UTC
Beer Lori AChief Information Officer
Tax withholdingCommon Stock 9,722 $99.56 $967,922.32
Disclosure

SEC source: 0001225208-19-000885 · doc4.xml · nonDerivative · entry 3

Beer Lori A · CIK 0001436677 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,812

Read SEC document
January 13, 2019 Filed Jan 16, 2019 21:17 UTC
Beer Lori AChief Information Officer
Exercise / conversionCommon Stock 9,434 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-000885 · doc4.xml · nonDerivative · entry 2

Beer Lori A · CIK 0001436677 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,534

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

Read SEC document
January 13, 2019 Filed Jan 16, 2019 21:17 UTC
Beer Lori AChief Information Officer
Exercise / conversionCommon Stock 11,573 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-000885 · doc4.xml · nonDerivative · entry 1

Beer Lori A · CIK 0001436677 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,100

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

Read SEC document
January 13, 2019 Filed Jan 16, 2019 21:18 UTC
Erdoes Mary E.CEO Asset Management
Exercise / conversionRestricted Stock Units · Derivative 32,493 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-000886 · doc4.xml · derivative · entry 5

Erdoes Mary E. · CIK 0001473446 · CEO Asset Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,493

Underlying: Common Stock · 32,493 shares

Expires 2020-01-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2019 and 50% on January 13, 2020.

Read SEC document
January 13, 2019 Filed Jan 16, 2019 21:18 UTC
Erdoes Mary E.CEO Asset Management
Exercise / conversionRestricted Stock Units · Derivative 45,205 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-000886 · doc4.xml · derivative · entry 4

Erdoes Mary E. · CIK 0001473446 · CEO Asset Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 45,205 shares

Expires 2019-01-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F2 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2018 and 50% on January 13, 2019.

Read SEC document
January 13, 2019 Filed Jan 16, 2019 21:18 UTC
Erdoes Mary E.CEO Asset Management
Tax withholdingCommon Stock 39,893 $99.56 $3,971,747.08
Disclosure

SEC source: 0001225208-19-000886 · doc4.xml · nonDerivative · entry 3

Erdoes Mary E. · CIK 0001473446 · CEO Asset Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 468,393

Read SEC document
January 13, 2019 Filed Jan 16, 2019 21:18 UTC
Erdoes Mary E.CEO Asset Management
Exercise / conversionCommon Stock 32,493 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-000886 · doc4.xml · nonDerivative · entry 2

Erdoes Mary E. · CIK 0001473446 · CEO Asset Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 508,286

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

Read SEC document
January 13, 2019 Filed Jan 16, 2019 21:18 UTC
Erdoes Mary E.CEO Asset Management
Exercise / conversionCommon Stock 45,205 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-000886 · doc4.xml · nonDerivative · entry 1

Erdoes Mary E. · CIK 0001473446 · CEO Asset Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 475,793

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

Read SEC document
January 13, 2019 Filed Jan 16, 2019 21:18 UTC
Friedman StaceyGeneral Counsel
Exercise / conversionRestricted Stock Units · Derivative 12,908 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-000887 · doc4.xml · derivative · entry 5

Friedman Stacey · CIK 0001662926 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,909

Underlying: Common Stock · 12,908 shares

Expires 2020-01-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2019 and 50% on January 13, 2020.

Read SEC document
January 13, 2019 Filed Jan 16, 2019 21:18 UTC
Friedman StaceyGeneral Counsel
Exercise / conversionRestricted Stock Units · Derivative 9,828 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-000887 · doc4.xml · derivative · entry 4

Friedman Stacey · CIK 0001662926 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,828 shares

Expires 2019-01-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F2 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2018 and 50% on January 13, 2019.

Read SEC document
January 13, 2019 Filed Jan 16, 2019 21:18 UTC
Friedman StaceyGeneral Counsel
Tax withholdingCommon Stock 10,643 $99.56 $1,059,617.08
Disclosure

SEC source: 0001225208-19-000887 · doc4.xml · nonDerivative · entry 3

Friedman Stacey · CIK 0001662926 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,541

Read SEC document
January 13, 2019 Filed Jan 16, 2019 21:18 UTC
Friedman StaceyGeneral Counsel
Exercise / conversionCommon Stock 9,828 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-000887 · doc4.xml · nonDerivative · entry 2

Friedman Stacey · CIK 0001662926 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,184

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

Read SEC document
January 13, 2019 Filed Jan 16, 2019 21:18 UTC
Friedman StaceyGeneral Counsel
Exercise / conversionCommon Stock 12,908 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-000887 · doc4.xml · nonDerivative · entry 1

Friedman Stacey · CIK 0001662926 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,356

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

Read SEC document
January 13, 2019 Filed Jan 16, 2019 21:18 UTC
Giles NicoleCorporate Controller
Exercise / conversionRestricted Stock Units · Derivative 1,890 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-000888 · doc4.xml · derivative · entry 5

Giles Nicole · CIK 0001695090 · Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,891

Underlying: Common Stock · 1,890 shares

Expires 2020-01-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2019 and 50% on January 13, 2020.

Read SEC document
January 13, 2019 Filed Jan 16, 2019 21:18 UTC
Giles NicoleCorporate Controller
Exercise / conversionRestricted Stock Units · Derivative 2,813 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-000888 · doc4.xml · derivative · entry 4

Giles Nicole · CIK 0001695090 · Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,813 shares

Expires 2019-01-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F2 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2018 and 50% on January 13, 2019.

Read SEC document
January 13, 2019 Filed Jan 16, 2019 21:18 UTC
Giles NicoleCorporate Controller
Tax withholdingCommon Stock 1,688 $99.56 $168,057.28
Disclosure

SEC source: 0001225208-19-000888 · doc4.xml · nonDerivative · entry 3

Giles Nicole · CIK 0001695090 · Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,389

Read SEC document
January 13, 2019 Filed Jan 16, 2019 21:18 UTC
Giles NicoleCorporate Controller
Exercise / conversionCommon Stock 1,890 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-000888 · doc4.xml · nonDerivative · entry 2

Giles Nicole · CIK 0001695090 · Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,077

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

Read SEC document
January 13, 2019 Filed Jan 16, 2019 21:18 UTC
Giles NicoleCorporate Controller
Exercise / conversionCommon Stock 2,813 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-000888 · doc4.xml · nonDerivative · entry 1

Giles Nicole · CIK 0001695090 · Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,187

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

Read SEC document
January 13, 2019 Filed Jan 16, 2019 21:18 UTC
Lake MarianneChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 20,920 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-000889 · doc4.xml · derivative · entry 6

Lake Marianne · CIK 0001566079 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,920

Underlying: Common Stock · 20,920 shares

Expires 2020-01-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2019 and 50% on January 13, 2020.

Read SEC document
January 13, 2019 Filed Jan 16, 2019 21:18 UTC
Lake MarianneChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 26,861 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-000889 · doc4.xml · derivative · entry 5

Lake Marianne · CIK 0001566079 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 26,861 shares

Expires 2019-01-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F2 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2018 and 50% on January 13, 2019.

Read SEC document
January 13, 2019 Filed Jan 16, 2019 21:18 UTC
Lake MarianneChief Financial Officer
Tax withholdingCommon Stock 24,042 $99.56 $2,393,621.52
Disclosure

SEC source: 0001225208-19-000889 · doc4.xml · nonDerivative · entry 3

Lake Marianne · CIK 0001566079 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,739

Read SEC document
January 13, 2019 Filed Jan 16, 2019 21:18 UTC
Lake MarianneChief Financial Officer
Exercise / conversionCommon Stock 20,920 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-000889 · doc4.xml · nonDerivative · entry 2

Lake Marianne · CIK 0001566079 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,781

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

Read SEC document
January 13, 2019 Filed Jan 16, 2019 21:18 UTC
Lake MarianneChief Financial Officer
Exercise / conversionCommon Stock 26,861 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-000889 · doc4.xml · nonDerivative · entry 1

Lake Marianne · CIK 0001566079 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,861

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

Read SEC document
January 13, 2019 Filed Jan 16, 2019 21:18 UTC
Petno Douglas BCEO Commercial Banking
Exercise / conversionRestricted Stock Units · Derivative 18,249 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-000890 · doc4.xml · derivative · entry 6

Petno Douglas B · CIK 0001539649 · CEO Commercial Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,250

Underlying: Common Stock · 18,249 shares

Expires 2020-01-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2019 and 50% on January 13, 2020.

Read SEC document
January 13, 2019 Filed Jan 16, 2019 21:18 UTC
Petno Douglas BCEO Commercial Banking
Exercise / conversionRestricted Stock Units · Derivative 24,241 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-000890 · doc4.xml · derivative · entry 5

Petno Douglas B · CIK 0001539649 · CEO Commercial Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 24,241 shares

Expires 2019-01-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F2 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2018 and 50% on January 13, 2019.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.