Last 12 months
Inside the activity.
0 purchase rows · 43 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 8 |
| Feb 2026 | 0 | 14 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 8 |
| May 2026 | 0 | 8 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 21, 2020 Filed Jan 23, 2020 21:31 UTC |
Lake MarianneExecutive Vice President
|
GrantRestricted Stock Units · Derivative | 31,883 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-001059 · doc4.xml · derivative · entry 1 Lake Marianne · CIK 0001566079 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,883 Underlying: Common Stock · 31,883 shares Expires 2023-01-13 F1 · security: Consistent with last year, Restricted Stock Units (RSUs) represent 50% of the Reporting Person's equity-based compensation for performance year 2019, with the remaining 50% awarded in the form of Performance Share Units (PSUs). F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of JPMC common stock. F3 · kind: Equity incentives are subject to the JPMorgan Chase Bonus Recoupment Policy which applies in the event of a material restatement of the Firm's financials. In addition, all equity awards granted in 2020 contain recapture provisions that enable the Firm to cancel outstanding awards and/or recover the value of certain stock distributed under the award in specified circumstances. In addition to recapture provisions, portions of equity awards awarded to Operating Committee members are also subject to additional Protection-based Vesting provisions under which awards may be cancelled, any determination with respect to which is subject to ratification by the Compensation & Management Development Committee of the Board of Directors. F4 · derivative.exercise_date: RSUs vest 50% on January 13, 2022 and 50% on January 13, 2023. Read SEC document |
| January 21, 2020 Filed Jan 23, 2020 21:31 UTC |
Leopold RobinHead of Human Resources
|
GrantRestricted Stock Units · Derivative | 8,644 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-001060 · doc4.xml · derivative · entry 1 Leopold Robin · CIK 0001726825 · Head of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,644 Underlying: Common Stock · 8,644 shares Expires 2023-01-13 F1 · security: Consistent with last year, Restricted Stock Units (RSUs) represent 50% of the Reporting Person's equity-based compensation for performance year 2019, with the remaining 50% awarded in the form of Performance Share Units (PSUs). F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of JPMC common stock. F3 · kind: Equity incentives are subject to the JPMorgan Chase Bonus Recoupment Policy which applies in the event of a material restatement of the Firm's financials. In addition, all equity awards granted in 2020 contain recapture provisions that enable the Firm to cancel outstanding awards and/or recover the value of certain stock distributed under the award in specified circumstances. In addition to recapture provisions, portions of equity awards awarded to Operating Committee members are also subject to additional Protection-based Vesting provisions under which awards may be cancelled, any determination with respect to which is subject to ratification by the Compensation & Management Development Committee of the Board of Directors. F4 · derivative.exercise_date: RSUs vest 50% on January 13, 2022 and 50% on January 13, 2023. Read SEC document |
| January 21, 2020 Filed Jan 23, 2020 21:31 UTC |
Petno Douglas BCEO Commercial Banking
|
GrantRestricted Stock Units · Derivative | 26,860 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-001061 · doc4.xml · derivative · entry 1 Petno Douglas B · CIK 0001539649 · CEO Commercial Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,860 Underlying: Common Stock · 26,860 shares Expires 2023-01-13 F1 · security: Consistent with last year, Restricted Stock Units (RSUs) represent 50% of the Reporting Person's equity-based compensation for performance year 2019, with the remaining 50% awarded in the form of Performance Share Units (PSUs). F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of JPMC common stock. F3 · date: Equity incentives are subject to the JPMorgan Chase Bonus Recoupment Policy which applies in the event of a material restatement of the Firm's financials. In addition, all equity awards granted in 2020 contain recapture provisions that enable the Firm to cancel outstanding awards and/or recover the value of certain stock distributed under the award in specified circumstances. In addition to recapture provisions, portions of equity awards awarded to Operating Committee members are also subject to additional Protection-based Vesting provisions under which awards may be cancelled, any determination with respect to which is subject to ratification by the Compensation & Management Development Committee of the Board of Directors. F4 · derivative.exercise_date: RSUs vest 50% on January 13, 2022 and 50% on January 13, 2023. Read SEC document |
| January 21, 2020 Filed Jan 23, 2020 21:31 UTC |
Piepszak JenniferChief Financial Officer
|
GrantRestricted Stock Units · Derivative | 20,382 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-001062 · doc4.xml · derivative · entry 1 Piepszak Jennifer · CIK 0001775584 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,382 Underlying: Common Stock · 20,382 shares Expires 2023-01-13 F1 · security: Restricted Stock Units (RSUs) represent 50% of the Reporting Person's equity-based compensation for performance year 2019, with the remaining 50% awarded in the form of Performance Share Units (PSUs). F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of JPMC common stock. F3 · kind: Equity incentives are subject to the JPMorgan Chase Bonus Recoupment Policy which applies in the event of a material restatement of the Firm's financials. In addition, all equity awards granted in 2020 contain recapture provisions that enable the Firm to cancel outstanding awards and/or recover the value of certain stock distributed under the award in specified circumstances. In addition to recapture provisions, portions of equity awards awarded to Operating Committee members are also subject to additional Protection-based Vesting provisions under which awards may be cancelled, any determination with respect to which is subject to ratification by the Compensation & Management Development Committee of the Board of Directors. F4 · derivative.exercise_date: RSUs vest 50% on January 13, 2022 and 50% on January 13, 2023. Read SEC document |
| January 21, 2020 Filed Jan 23, 2020 21:31 UTC |
Smith GordonCo-President & COO, CEO CCB
|
GrantRestricted Stock Units · Derivative | 47,496 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-001063 · doc4.xml · derivative · entry 1 Smith Gordon · CIK 0001311487 · Co-President & COO, CEO CCB 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,496 Underlying: Common Stock · 47,496 shares Expires 2023-01-13 F1 · security: Consistent with last year, Restricted Stock Units (RSUs) represent 50% of the Reporting Person's equity-based compensation for performance year 2019, with the remaining 50% awarded in the form of Performance Share Units (PSUs). F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of JPMC common stock. F3 · kind: Equity incentives are subject to the JPMorgan Chase Bonus Recoupment Policy which applies in the event of a material restatement of the Firm's financials. In addition, all equity awards granted in 2020 contain recapture provisions that enable the Firm to cancel outstanding awards and/or recover the value of certain stock distributed under the award in specified circumstances. In addition to recapture provisions, portions of equity awards awarded to Operating Committee members are also subject to additional Protection-based Vesting provisions under which awards may be cancelled, any determination with respect to which is subject to ratification by the Compensation & Management Development Committee of the Board of Directors. F4 · derivative.exercise_date: RSUs vest 50% on January 13, 2022 and 50% on January 13, 2023. Read SEC document |
| January 21, 2020 Filed Jan 23, 2020 21:31 UTC |
Scher PeterExecutive Vice President
|
GrantRestricted Stock Units · Derivative | 11,793 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-001065 · doc4.xml · derivative · entry 1 Scher Peter · CIK 0001726591 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,793 Underlying: Common Stock · 11,793 shares Expires 2023-01-13 F1 · security: Consistent with last year, Restricted Stock Units (RSUs) represent 50% of the Reporting Person's equity-based compensation for performance year 2019, with the remaining 50% awarded in the form of Performance Share Units (PSUs). F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of JPMC common stock. F3 · kind: Equity incentives are subject to the JPMorgan Chase Bonus Recoupment Policy which applies in the event of a material restatement of the Firm's financials. In addition, all equity awards granted in 2020 contain recapture provisions that enable the Firm to cancel outstanding awards and/or recover the value of certain stock distributed under the award in specified circumstances. In addition to recapture provisions, portions of equity awards awarded to Operating Committee members are also subject to additional Protection-based Vesting provisions under which awards may be cancelled, any determination with respect to which is subject to ratification by the Compensation & Management Development Committee of the Board of Directors. F4 · derivative.exercise_date: RSUs vest 50% on January 13, 2022 and 50% on January 13, 2023. Read SEC document |
| January 21, 2020 Filed Jan 23, 2020 21:31 UTC |
Pinto Daniel ECo-President & COO, CEO CIB
|
GrantRestricted Stock Units · Derivative | 61,613 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-001064 · doc4.xml · derivative · entry 1 Pinto Daniel E · CIK 0001555174 · Co-President & COO, CEO CIB 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,613 Underlying: Common Stock · 61,613 shares Expires 2027-01-13 F1 · security: Consistent with last year, Restricted Stock Units (RSUs) represent 50% of Mr. Pinto's incentive compensation for performance year 2019, with the remaining 50% awarded in the form of Performance Share Units (PSUs). Also consistent with last year, Mr. Pinto did not receive variable compensation in the form of cash. Mr. Pinto is designated as Identified Staff subject to the minimum compensation structure of the European Union's Capital Requirements Directive IV (CRD IV) and receives a fixed cash allowance in addition to base salary. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of JPMC common stock. For the purposes of determining the number of RSUs and PSUs granted to Mr. Pinto, the Firm has established a grant date fair value per unit that takes into account that these awards do not carry the right to dividends or dividend equivalents prior to vesting, in accordance with local regulations. F3 · kind: Equity incentives are subject to the JPMorgan Chase Bonus Recoupment Policy which applies in the event of a material restatement of the Firm's financials. In addition, all equity awards granted in 2020 contain recapture provisions that enable the Firm to cancel outstanding awards and/or recover the value of certain stock distributed under the award in specified circumstances. In addition to recapture provisions, portions of equity awards awarded to Operating Committee members are also subject to additional Protection-based Vesting provisions under which awards may be cancelled, any determination with respect to which is subject to ratification by the Compensation & Management Development Committee of the Board of Directors. Furthermore, Mr. Pinto's equity incentives are subject to additional recapture provisions as applicable to the Firm's relevant U.K. regulated CRD IV Identified Staff. F4 · derivative.exercise_date: RSUs vest 20% on each of the following dates: January 13, 2023, January 13, 2024, January 13, 2025, January 13, 2026, and January 13, 2027. The shares resulting from vesting are subject to a hold for 12 months from vesting date. Read SEC document |
| January 21, 2020 Filed Jan 23, 2020 21:31 UTC |
BAMMANN LINDADirector
|
GrantCommon Stock | 1,819.7699 | $137.38 | $249,999.99 |
DisclosureSEC source: 0001225208-20-001066 · doc4.xml · nonDerivative · entry 1 BAMMANN LINDA · CIK 0001195342 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,286.0051 F1 · kind: Deferral of annual stock grant, payable in shares of JPM stock upon termination of service as a director. Read SEC document |
| January 21, 2020 Filed Jan 23, 2020 21:32 UTC |
BELL JAMES ADirector
|
GrantCommon Stock | 1,819.7699 | $137.38 | $249,999.99 |
DisclosureSEC source: 0001225208-20-001067 · doc4.xml · nonDerivative · entry 1 BELL JAMES A · CIK 0001182047 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,675.4968 F1 · kind: Deferral of annual stock grant, payable in shares of JPM stock upon termination of service as a director. Read SEC document |
| January 21, 2020 Filed Jan 23, 2020 21:32 UTC |
BURKE STEPHEN BDirector
|
GrantCommon Stock | 1,819.7699 | $137.38 | $249,999.99 |
DisclosureSEC source: 0001225208-20-001068 · doc4.xml · nonDerivative · entry 1 BURKE STEPHEN B · CIK 0001203694 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,559.1032 F1 · kind: Deferral of annual stock grant, payable in shares of JPM stock upon termination of service as a director. Read SEC document |
| January 21, 2020 Filed Jan 23, 2020 21:32 UTC |
Combs Todd A.Director
|
GrantCommon Stock | 1,819.7699 | $137.38 | $249,999.99 |
DisclosureSEC source: 0001225208-20-001069 · doc4.xml · nonDerivative · entry 1 Combs Todd A. · CIK 0001685281 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,896.8318 F1 · kind: Deferral of annual stock grant, payable in shares of JPM stock upon termination of service as a director. Read SEC document |
| January 21, 2020 Filed Jan 23, 2020 21:32 UTC |
CROWN JAMES SDirector
|
GrantCommon Stock | 1,819.7699 | $137.38 | $249,999.99 |
DisclosureSEC source: 0001225208-20-001070 · doc4.xml · nonDerivative · entry 1 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 318,817.0032 F1 · kind: Deferral of annual stock grant, payable in shares of JPM stock upon termination of service as a director. Read SEC document |
| January 21, 2020 Filed Jan 23, 2020 21:32 UTC |
FLYNN TIMOTHY PATRICKDirector
|
GrantCommon Stock | 1,819.7699 | $137.38 | $249,999.99 |
DisclosureSEC source: 0001225208-20-001071 · doc4.xml · nonDerivative · entry 1 FLYNN TIMOTHY PATRICK · CIK 0001550322 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,175.0858 F1 · kind: Deferral of annual stock grant, payable in shares of JPM stock upon termination of service as a director. Read SEC document |
| January 21, 2020 Filed Jan 23, 2020 21:32 UTC |
HOBSON MELLODY LDirector
|
GrantCommon Stock | 1,819.7699 | $137.38 | $249,999.99 |
DisclosureSEC source: 0001225208-20-001072 · doc4.xml · nonDerivative · entry 1 HOBSON MELLODY L · CIK 0001169896 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,346.7434 F1 · kind: Deferral of annual stock grant, payable in shares of JPM stock upon termination of service as a director. Read SEC document |
| January 21, 2020 Filed Jan 23, 2020 21:32 UTC |
JACKSON LABANDirector
|
GrantCommon Stock | 1,819.7699 | $137.38 | $249,999.99 |
DisclosureSEC source: 0001225208-20-001073 · doc4.xml · nonDerivative · entry 1 JACKSON LABAN · CIK 0001202252 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,430.2014 F1 · kind: Deferral of annual stock grant, payable in shares of JPM stock upon termination of service as a director. Read SEC document |
| January 21, 2020 Filed Jan 23, 2020 21:52 UTC |
NEAL MICHAEL ADirector
|
GrantCommon Stock | 1,819.7699 | $137.38 | $249,999.99 |
DisclosureSEC source: 0001225208-20-001074 · doc4.xml · nonDerivative · entry 1 NEAL MICHAEL A · CIK 0001233167 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,131.6043 F1 · kind: Deferral of annual stock grant, payable in shares of JPM stock upon termination of service as a director. Read SEC document |
| January 21, 2020 Filed Jan 23, 2020 21:52 UTC |
RAYMOND LEE RDirector
|
GrantCommon Stock | 1,819.7699 | $137.38 | $249,999.99 |
DisclosureSEC source: 0001225208-20-001075 · doc4.xml · nonDerivative · entry 1 RAYMOND LEE R · CIK 0001198809 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 254,298.9694 F1 · kind: Deferral of annual stock grant, payable in shares of JPM stock upon termination of service as a director. Read SEC document |
| January 15, 2020 Filed Jan 15, 2020 22:55 UTC |
BACON ASHLEYChief Risk Officer
|
SaleCommon Stock | 25,558 | $137.11 | $3,504,211.38 |
DisclosureSEC source: 0001225208-20-000820 · doc4.xml · nonDerivative · entry 4 BACON ASHLEY · CIK 0001580075 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,888 F2 · kind: Sale pursuant to 10b5-1 Plans dated October 28, 2019 and November 8, 2019. Read SEC document |
| January 15, 2020 Filed Jan 15, 2020 22:55 UTC |
Erdoes Mary E.CEO Asset & Wealth Management
|
SaleCommon Stock | 29,597 | $137.11 | $4,058,163.06 |
DisclosureSEC source: 0001225208-20-000821 · doc4.xml · nonDerivative · entry 4 Erdoes Mary E. · CIK 0001473446 · CEO Asset & Wealth Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 458,658 F2 · kind: Sale pursuant to 10b5-1 Plan dated November 13, 2019. Read SEC document |
| January 15, 2020 Filed Jan 15, 2020 22:55 UTC |
Friedman StaceyGeneral Counsel
|
SaleCommon Stock | 6,441 | $137.10 | $883,050.79 |
DisclosureSEC source: 0001225208-20-000822 · doc4.xml · nonDerivative · entry 4 Friedman Stacey · CIK 0001662926 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,091 F2 · kind: Sale pursuant to 10b5-1 Plan dated October 24, 2019. Read SEC document |
| January 15, 2020 Filed Jan 15, 2020 22:55 UTC |
Giles NicoleCorporate Controller
|
SaleCommon Stock | 3,015 | $137.10 | $413,364.34 |
DisclosureSEC source: 0001225208-20-000823 · doc4.xml · nonDerivative · entry 4 Giles Nicole · CIK 0001695090 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,717 F2 · kind: Sale pursuant to 10b5-1 Plan dated October 31, 2019. Read SEC document |
| January 15, 2020 Filed Jan 15, 2020 22:55 UTC |
Giles NicoleCorporate Controller
|
Tax withholdingCommon Stock | 1,766 | $136.48 | $241,019.27 |
DisclosureSEC source: 0001225208-20-000823 · doc4.xml · nonDerivative · entry 3 Giles Nicole · CIK 0001695090 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,732 Read SEC document |
| January 15, 2020 Filed Jan 15, 2020 22:55 UTC |
Lake MarianneExecutive Vice President
|
SaleCommon Stock | 9,415 | $137.10 | $1,290,825.69 |
DisclosureSEC source: 0001225208-20-000824 · doc4.xml · nonDerivative · entry 4 Lake Marianne · CIK 0001566079 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,980 F2 · kind: Sale pursuant to 10b5-1 Plan dated October 24, 2019. Read SEC document |
| January 15, 2020 Filed Jan 15, 2020 22:55 UTC |
Piepszak JenniferChief Financial Officer
|
SaleCommon Stock | 8,312 | $137.05 | $1,139,139.65 |
DisclosureSEC source: 0001225208-20-000826 · doc4.xml · nonDerivative · entry 4 Piepszak Jennifer · CIK 0001775584 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,470 F2 · kind: Sale pursuant to 10b5-1 Plan dated October 29, 2019. Read SEC document |
| January 15, 2020 Filed Jan 15, 2020 22:55 UTC |
Scher PeterExecutive Vice President
|
SaleCommon Stock | 21,949 | $137.11 | $3,009,403.25 |
DisclosureSEC source: 0001225208-20-000827 · doc4.xml · nonDerivative · entry 4 Scher Peter · CIK 0001726591 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,184 F2 · kind: Sale pursuant to 10b5-1 Plan dated November 5, 2019. Read SEC document |
| January 15, 2020 Filed Jan 15, 2020 22:55 UTC |
Smith GordonCo-President & COO, CEO CCB
|
SaleCommon Stock | 2,950 | $137.03 | $404,232.01 |
DisclosureSEC source: 0001225208-20-000828 · doc4.xml · nonDerivative · entry 5 Smith Gordon · CIK 0001311487 · Co-President & COO, CEO CCB 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trust Disclosed balance after: 21,075 F2 · kind: Sale pursuant to 10b5-1 Plan dated November 14, 2019. Read SEC document |
| January 15, 2020 Filed Jan 15, 2020 22:55 UTC |
Smith GordonCo-President & COO, CEO CCB
|
SaleCommon Stock | 11,800 | $137.04 | $1,617,093.24 |
DisclosureSEC source: 0001225208-20-000828 · doc4.xml · nonDerivative · entry 4 Smith Gordon · CIK 0001311487 · Co-President & COO, CEO CCB 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 410,897 F2 · kind: Sale pursuant to 10b5-1 Plan dated November 14, 2019. Read SEC document |
| January 15, 2020 Filed Jan 16, 2020 21:24 UTC |
HOBSON MELLODY LDirector
|
PurchaseCommon Stock | 14,600 | $136.39 | $1,991,253.12 |
DisclosureSEC source: 0001225208-20-000846 · doc4.xml · nonDerivative · entry 1 HOBSON MELLODY L · CIK 0001169896 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By The GWL Living Trust Disclosed balance after: 124,155 Read SEC document |
| January 15, 2020 Filed Jan 17, 2020 21:22 UTC |
Erdoes Mary E.CEO Asset & Wealth Management
|
PurchasePreferred Stock, Series HH | 51,000 | $100.00 | $5,100,000.00 |
DisclosureSEC source: 0001225208-20-000906 · doc4.xml · nonDerivative · entry 1 Erdoes Mary E. · CIK 0001473446 · CEO Asset & Wealth Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,000 F1 · kind: Purchase of depositary shares, each representing a one-tenth interest in a share of JPMorgan Chase & Co. Fixed-to-Floating Rate Non-Cumulative Preferred Stock, Series HH. Read SEC document |
| January 15, 2020 Filed Mar 27, 2020 20:17 UTC |
DIMON JAMESDirector · Chairman & CEO
|
GiftCommon Stock | 169,101 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-005640 · doc4.xml · nonDerivative · entry 4 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By GRATs Disclosed balance after: 4,166,636 F4 · acquired: Upon termination of a GRAT, 169,101 shares were transferred to Family Trusts as beneficiaries on January 15, 2020. F3 · balance_after: Balances reflect a) 150,000 shares transferred to the Reporting Person from his spouse's Grantor Retained Annuity Trust (GRAT) on November 1, 2019, pursuant to an agreement entered into on August 15, 2019, under the terms of the GRAT; b) 515,927 shares transferred from a GRAT to the Grantor on November 20, 2019; and c) 665,927 shares transferred from the Grantor for funding of a GRAT on November 21, 2019. These transfers are exempt from Section 16 pursuant to Rule 16a-13. Read SEC document |
| January 15, 2020 Filed Mar 27, 2020 20:17 UTC |
DIMON JAMESDirector · Chairman & CEO
|
GiftCommon Stock | 169,101 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-005640 · doc4.xml · nonDerivative · entry 3 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trusts Disclosed balance after: 1,903,146 F4 · acquired: Upon termination of a GRAT, 169,101 shares were transferred to Family Trusts as beneficiaries on January 15, 2020. Read SEC document |
| January 13, 2020 Filed Jan 15, 2020 22:55 UTC |
BACON ASHLEYChief Risk Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 14,561 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-000820 · doc4.xml · derivative · entry 6 BACON ASHLEY · CIK 0001580075 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,561 Underlying: Common Stock · 14,561 shares Expires 2021-01-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F4 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2020 and 50% on January 13, 2021. Read SEC document |
| January 13, 2020 Filed Jan 15, 2020 22:55 UTC |
BACON ASHLEYChief Risk Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 18,395 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-000820 · doc4.xml · derivative · entry 5 BACON ASHLEY · CIK 0001580075 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,395 shares Expires 2020-01-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2019 and 50% on January 13, 2020. Read SEC document |
| January 13, 2020 Filed Jan 15, 2020 22:55 UTC |
BACON ASHLEYChief Risk Officer
|
Tax withholdingCommon Stock | 15,563 | $136.48 | $2,123,999.33 |
DisclosureSEC source: 0001225208-20-000820 · doc4.xml · nonDerivative · entry 3 BACON ASHLEY · CIK 0001580075 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,446 Read SEC document |
| January 13, 2020 Filed Jan 15, 2020 22:55 UTC |
BACON ASHLEYChief Risk Officer
|
Exercise / conversionCommon Stock | 14,561 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-000820 · doc4.xml · nonDerivative · entry 2 BACON ASHLEY · CIK 0001580075 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,009 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
| January 13, 2020 Filed Jan 15, 2020 22:55 UTC |
BACON ASHLEYChief Risk Officer
|
Exercise / conversionCommon Stock | 18,395 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-000820 · doc4.xml · nonDerivative · entry 1 BACON ASHLEY · CIK 0001580075 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,448 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
| January 13, 2020 Filed Jan 15, 2020 22:55 UTC |
Erdoes Mary E.CEO Asset & Wealth Management
|
Exercise / conversionRestricted Stock Units · Derivative | 25,056 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-000821 · doc4.xml · derivative · entry 6 Erdoes Mary E. · CIK 0001473446 · CEO Asset & Wealth Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,056 Underlying: Common Stock · 25,056 shares Expires 2021-01-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F4 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2020 and 50% on January 13, 2021. Read SEC document |
| January 13, 2020 Filed Jan 15, 2020 22:55 UTC |
Erdoes Mary E.CEO Asset & Wealth Management
|
Exercise / conversionRestricted Stock Units · Derivative | 32,493 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-000821 · doc4.xml · derivative · entry 5 Erdoes Mary E. · CIK 0001473446 · CEO Asset & Wealth Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 32,493 shares Expires 2020-01-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2019 and 50% on January 13, 2020. Read SEC document |
| January 13, 2020 Filed Jan 15, 2020 22:55 UTC |
Erdoes Mary E.CEO Asset & Wealth Management
|
Tax withholdingCommon Stock | 29,567 | $136.48 | $4,035,230.24 |
DisclosureSEC source: 0001225208-20-000821 · doc4.xml · nonDerivative · entry 3 Erdoes Mary E. · CIK 0001473446 · CEO Asset & Wealth Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 488,255 Read SEC document |
| January 13, 2020 Filed Jan 15, 2020 22:55 UTC |
Erdoes Mary E.CEO Asset & Wealth Management
|
Exercise / conversionCommon Stock | 25,056 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-000821 · doc4.xml · nonDerivative · entry 2 Erdoes Mary E. · CIK 0001473446 · CEO Asset & Wealth Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 517,822 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
| January 13, 2020 Filed Jan 15, 2020 22:55 UTC |
Erdoes Mary E.CEO Asset & Wealth Management
|
Exercise / conversionCommon Stock | 32,493 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-000821 · doc4.xml · nonDerivative · entry 1 Erdoes Mary E. · CIK 0001473446 · CEO Asset & Wealth Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 492,766 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
| January 13, 2020 Filed Jan 15, 2020 22:55 UTC |
Friedman StaceyGeneral Counsel
|
Exercise / conversionRestricted Stock Units · Derivative | 12,361 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-000822 · doc4.xml · derivative · entry 6 Friedman Stacey · CIK 0001662926 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,361 Underlying: Common Stock · 12,361 shares Expires 2021-01-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F4 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2020 and 50% on January 13, 2021. Read SEC document |
| January 13, 2020 Filed Jan 15, 2020 22:55 UTC |
Friedman StaceyGeneral Counsel
|
Exercise / conversionRestricted Stock Units · Derivative | 12,909 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-000822 · doc4.xml · derivative · entry 5 Friedman Stacey · CIK 0001662926 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,909 shares Expires 2020-01-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2019 and 50% on January 13, 2020. Read SEC document |
| January 13, 2020 Filed Jan 15, 2020 22:55 UTC |
Friedman StaceyGeneral Counsel
|
Tax withholdingCommon Stock | 12,388 | $136.48 | $1,690,683.27 |
DisclosureSEC source: 0001225208-20-000822 · doc4.xml · nonDerivative · entry 3 Friedman Stacey · CIK 0001662926 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,532 Read SEC document |
| January 13, 2020 Filed Jan 15, 2020 22:55 UTC |
Friedman StaceyGeneral Counsel
|
Exercise / conversionCommon Stock | 12,361 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-000822 · doc4.xml · nonDerivative · entry 2 Friedman Stacey · CIK 0001662926 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,920 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
| January 13, 2020 Filed Jan 15, 2020 22:55 UTC |
Friedman StaceyGeneral Counsel
|
Exercise / conversionCommon Stock | 12,909 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-000822 · doc4.xml · nonDerivative · entry 1 Friedman Stacey · CIK 0001662926 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,559 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
| January 13, 2020 Filed Jan 15, 2020 22:55 UTC |
Giles NicoleCorporate Controller
|
Exercise / conversionRestricted Stock Units · Derivative | 3,029 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-000823 · doc4.xml · derivative · entry 6 Giles Nicole · CIK 0001695090 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,029 Underlying: Common Stock · 3,029 shares Expires 2021-01-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F4 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2020 and 50% on January 13, 2021. Read SEC document |
| January 13, 2020 Filed Jan 15, 2020 22:55 UTC |
Giles NicoleCorporate Controller
|
Exercise / conversionRestricted Stock Units · Derivative | 1,891 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-000823 · doc4.xml · derivative · entry 5 Giles Nicole · CIK 0001695090 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,891 shares Expires 2020-01-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2019 and 50% on January 13, 2020. Read SEC document |
| January 13, 2020 Filed Jan 15, 2020 22:55 UTC |
Giles NicoleCorporate Controller
|
Exercise / conversionCommon Stock | 1,891 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-000823 · doc4.xml · nonDerivative · entry 2 Giles Nicole · CIK 0001695090 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,498 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
| January 13, 2020 Filed Jan 15, 2020 22:55 UTC |
Giles NicoleCorporate Controller
|
Exercise / conversionCommon Stock | 3,029 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-000823 · doc4.xml · nonDerivative · entry 1 Giles Nicole · CIK 0001695090 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,607 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.