Last 12 months
Inside the activity.
0 purchase rows · 45 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 2 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 5 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 2 |
| Jun 2026 | 0 | 32 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 16, 2011 Filed Sep 20, 2011 23:38 UTC |
KIFER RONGroup VP & CIO
|
Exercise / conversionCommon Stock | 100,000 | $8.58 | $858,000.00 |
DisclosureSEC source: 0001127602-11-025659 · form4.xml · nonDerivative · entry 1 KIFER RON · CIK 0001366342 · Group VP & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 352,790 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Number of shares includes 212,500 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 37,500 shares are scheduled to vest in installments during each December of 2011 through 2013; and (b) provided specified performance goals are achieved, 175,000 shares will be scheduled to vest in installments during each December of 2011 through 2014 (all vesting will be subject to continued employment through each vest date). Read SEC document |
| September 09, 2011 Filed Sep 12, 2011 21:57 UTC |
Pappis Charles CGroup VP, GM AGS
|
SaleCommon Stock | 5,698 | $10.79 | $61,481.42 |
DisclosureSEC source: 0001127602-11-025072 · form4.xml · nonDerivative · entry 1 Pappis Charles C · CIK 0001475345 · Group VP, GM AGS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 238,709.9165 F1 · balance_after: Number of shares includes 237,500 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 37,500 shares are scheduled to vest in installments during each December of 2011 through 2013; and (b) provided specified performance goals are achieved, 200,000 shares will be scheduled to vest in installments during each December of 2011 through 2014 (all vesting will be subject to continued employment through each vest date). Read SEC document |
| September 08, 2011 Filed Sep 12, 2011 21:52 UTC |
KIFER RONGroup VP & CIO
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $8.58 | $0.00 |
DisclosureSEC source: 0001127602-11-025070 · form4.xml · derivative · entry 3 KIFER RON · CIK 0001366342 · Group VP & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: Common Stock · 50,000 shares Expires 2014-03-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: 150,000 shares became exercisable on 4/1/2011 and 150,000 shares are scheduled to become exercisable on 4/1/2012, subject to continued employment through the vest date. Read SEC document |
| September 08, 2011 Filed Sep 12, 2011 21:52 UTC |
KIFER RONGroup VP & CIO
|
SaleCommon Stock | 50,000 | $10.89 | $544,500.00 |
DisclosureSEC source: 0001127602-11-025070 · form4.xml · nonDerivative · entry 2 KIFER RON · CIK 0001366342 · Group VP & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 252,790 F1 · balance_after: Number of shares includes 212,500 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 37,500 shares are scheduled to vest in installments during each December of 2011 through 2013; and (b) provided specified performance goals are achieved, 175,000 shares will be scheduled to vest in installments during each December of 2011 through 2014 (all vesting will be subject to continued employment through each vest date). Read SEC document |
| September 08, 2011 Filed Sep 12, 2011 21:52 UTC |
KIFER RONGroup VP & CIO
|
Exercise / conversionCommon Stock | 50,000 | $8.58 | $429,000.00 |
DisclosureSEC source: 0001127602-11-025070 · form4.xml · nonDerivative · entry 1 KIFER RON · CIK 0001366342 · Group VP & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 302,790 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Number of shares includes 212,500 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 37,500 shares are scheduled to vest in installments during each December of 2011 through 2013; and (b) provided specified performance goals are achieved, 175,000 shares will be scheduled to vest in installments during each December of 2011 through 2014 (all vesting will be subject to continued employment through each vest date). Read SEC document |
| August 31, 2011 Filed Sep 2, 2011 23:37 UTC |
Pappis Charles CGroup VP, GM AGS
|
Tax withholdingCommon Stock | 3,302 | $11.32 | $37,378.64 |
DisclosureSEC source: 0001181431-11-048018 · rrd321202.xml · nonDerivative · entry 1 Pappis Charles C · CIK 0001475345 · Group VP, GM AGS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 244,407.9165 F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Number of shares includes 237,500 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 37,500 shares are scheduled to vest in installments during each December of 2011 through 2013; and (b) provided specified performance goals are achieved, 200,000 shares will be scheduled to vest in installments during each December of 2011 through 2014 (all vesting will be subject to continued employment through each vest date). Read SEC document |
| August 31, 2011 Filed Sep 2, 2011 23:38 UTC |
EDMAN THOMAS TGroup VP & GM, Display and AKT
|
Tax withholdingCommon Stock | 2,201 | $11.32 | $24,915.32 |
DisclosureSEC source: 0001181431-11-048020 · rrd321201.xml · nonDerivative · entry 1 EDMAN THOMAS T · CIK 0001048858 · Group VP & GM, Display and AKT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,581 F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and 16b-3. Number of shares includes 128,000 performance shares (restricted stock units) that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 12,500 shares are scheduled to vest in installments during each July of 2012 and 2013; (b) 93,000 shares are scheduled to vest in installments during each January of 2012 through 2015; and (c) 22,500 shares are scheduled to vest in installments during each February of 2012 through 2014 (all vesting is subject to continued employment through each vest date). Read SEC document |
| August 31, 2011 Filed Sep 2, 2011 23:39 UTC |
KIFER RONGroup VP & CIO
|
Tax withholdingCommon Stock | 4,585 | $11.32 | $51,902.20 |
DisclosureSEC source: 0001181431-11-048021 · rrd321200.xml · nonDerivative · entry 1 KIFER RON · CIK 0001366342 · Group VP & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 252,790 F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and 16b-3. Number of shares includes 212,500 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 37,500 shares are scheduled to vest in installments during each December of 2011 through 2013; and (b) provided specified performance goals are achieved, 175,000 shares will be scheduled to vest in installments during each December of 2011 through 2014 (all vesting will be subject to continued employment through each vest date). Read SEC document |
| August 31, 2011 Filed Sep 2, 2011 23:39 UTC |
Nalamasu OmkaramCorporate VP, CTO
|
Tax withholdingCommon Stock | 1,101 | $11.32 | $12,463.32 |
DisclosureSEC source: 0001181431-11-048022 · rrd321199.xml · nonDerivative · entry 1 Nalamasu Omkaram · CIK 0001510815 · Corporate VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,430 F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3 F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and 16b-3. Number of shares includes 90,500 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 5,000 shares are scheduled to vest in installments during each of July of 2012 and 2013; (b) 42,000 shares are scheduled to vest in installments during each of February of 2012 through 2015; and (c) 43,500 shares are scheduled to vest in installments during each January of 2012 through 2015 (all vesting is subject to continued employment through each vesting date). Read SEC document |
| August 26, 2011 Filed Aug 30, 2011 00:33 UTC |
SWAN ROBERT HOLMESDirector
|
PurchaseCommon Stock | 10,000 | $10.98 | $109,800.00 |
DisclosureSEC source: 0001181431-11-047374 · rrd320853.xml · nonDerivative · entry 1 SWAN ROBERT HOLMES · CIK 0001218363 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,630 F1 · balance_after: Number of shares includes: (a) 4,068 performance shares (restricted stock units) that previously vested and which, pursuant to Mr. Swan's election, will be converted to shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board; and (b) 35,717 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur as follows: (i) 10,846 shares are scheduled to vest in installments during each March of 2012 and 2013, (Continued in footnote 2) F2 · balance_after: (ii) 12,205 shares are scheduled to vest in installments during each March of 2012 through 2014, which shares, pursuant to Mr. Swan's election, will be converted to shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board, and (iii) 12,666 shares are scheduled to vest in installments during each March of 2012 through 2015, which shares, pursuant to Mr. Swan's election, will be converted to shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board (all vesting is subject to continued service as a director through each vest date). Read SEC document |
| August 08, 2011 Filed Aug 10, 2011 23:28 UTC |
Humiston Mary ESenior VP, Global HR
|
GrantCommon Stock | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-11-044914 · rrd319624.xml · nonDerivative · entry 1 Humiston Mary E · CIK 0001466931 · Senior VP, Global HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 430,307 F1 · shares: Represents performance shares (restricted stock units) that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in four equal annual installments beginning September 1, 2012 (subject to continued employment through each vest date). F2 · balance_after: Number of shares includes 305,000 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting will be scheduled to occur as follows: (a) 42,500 shares will be scheduled to vest in installments during each July of 2012 and 2013; (b) 37,500 shares will be scheduled to vest in installments during each December of 2011 through 2013; and (c) provided specified performance goals are achieved, 225,000 shares will be scheduled to vest in installments during each December of 2011 through 2014 (all vesting will be subject to continued employment through each vest date). Read SEC document |
| July 01, 2011 Filed Jul 7, 2011 00:09 UTC |
Humiston Mary EGroup VP, Global HR
|
Tax withholdingCommon Stock | 10,090 | $13.29 | $134,096.10 |
DisclosureSEC source: 0001181431-11-040366 · rrd317255.xml · nonDerivative · entry 1 Humiston Mary E · CIK 0001466931 · Group VP, Global HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 355,307 F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and 16b-3. Number of shares includes 305,000 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting will be scheduled to occur as follows: (a) 42,500 shares will be scheduled to vest in installments during each July of 2012 and 2013; and (b) 37,500 shares will be scheduled to vest in installments during each December of 2011 through 2013; and (c) provided specified performance goals are achieved, 225,000 shares will be scheduled to vest in installments during each December of 2011 through 2014 (all vesting will be subject to continued employment through each vest date). Read SEC document |
| July 01, 2011 Filed Jul 7, 2011 00:09 UTC |
Nalamasu OmkaramCorporate VP, CTO
|
Tax withholdingCommon Stock | 917 | $13.29 | $12,186.93 |
DisclosureSEC source: 0001181431-11-040365 · rrd317256.xml · nonDerivative · entry 1 Nalamasu Omkaram · CIK 0001510815 · Corporate VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,856 F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Number of shares includes 93,500 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 3,000 shares are scheduled to vest during August 2011; (b) 5,000 shares are scheduled to vest in installments during each of July of 2012 and 2013; (c) 42,000 shares are scheduled to vest in installments during each of February of 2012 through 2015; and (d) 43,500 shares are scheduled to vest in installments during each January of 2012 through 2015 (all vesting is subject to continued employment through each vesting date). Read SEC document |
| July 01, 2011 Filed Jul 7, 2011 00:09 UTC |
EDMAN THOMAS TGroup VP & GM, Display and AKT
|
Tax withholdingCommon Stock | 2,293 | $13.29 | $30,473.97 |
DisclosureSEC source: 0001181431-11-040368 · rrd317254.xml · nonDerivative · entry 1 EDMAN THOMAS T · CIK 0001048858 · Group VP & GM, Display and AKT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,153 F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Number of shares includes 134,000 performance shares (restricted stock units) that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 6,000 shares are scheduled to vest during August 2011; (b) 12,500 shares are scheduled to vest in installments during each July of 2012 and 2013; (c) 93,000 shares are scheduled to vest in installments during each January of 2012 through 2015; and (d) 22,500 shares are scheduled to vest in installments during each February of 2012 through 2014 (all vesting is subject to continued employment through each vest date). Read SEC document |
| June 22, 2011 Filed Dec 8, 2012 02:30 UTC |
ROGERS JAMES EDirector
|
PurchaseCommon Stock | 265.655 | $12.65 | $3,360.54 |
DisclosureSEC source: 0001127602-12-033215 · form4.xml · nonDerivative · entry 1 ROGERS JAMES E · CIK 0001024251 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,895.655 F1 · shares: Represents number of shares acquired under a broker-administered dividend reinvestment program that automatically reinvested dividends paid on Applied Materials, Inc. ("Applied") common stock. F2 · balance_after: Number of shares includes 55,630 restricted stock units previously reported, of which (a) 14,913 units have vested and which, pursuant to Mr. Rogers' election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service as a member of the Applied Board of Directors (the "Board"); (b) 5,000 units are scheduled to vest in April 2012, and (c) 35,717 units are scheduled to vest in installments during each March of 2012 through 2015 and which, pursuant to Mr. Rogers' election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board (all vesting is subject to continued service as a director through each vest date). Read SEC document |
| June 21, 2011 Filed Jun 24, 2011 00:33 UTC |
Sweeney Joseph JSr. VP, GC & Corp. Secretary
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $8.58 | $0.00 |
DisclosureSEC source: 0001181431-11-038064 · rrd316021.xml · derivative · entry 4 Sweeney Joseph J · CIK 0001322085 · Sr. VP, GC & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Stock · 50,000 shares Expires 2014-03-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: 200,000 shares became exercisable on 4/1/2011 and 200,000 shares are scheduled to become exercisable on 4/1/2012 (subject to continued employment through the vest date). Read SEC document |
| June 21, 2011 Filed Jun 24, 2011 00:33 UTC |
Sweeney Joseph JSr. VP, GC & Corp. Secretary
|
SaleCommon Stock | 50,000 | $12.67 | $633,575.00 |
DisclosureSEC source: 0001181431-11-038064 · rrd316021.xml · nonDerivative · entry 2 Sweeney Joseph J · CIK 0001322085 · Sr. VP, GC & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 412,520 F1 · balance_after: Number of shares includes 304,375 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 56,875 shares are scheduled to vest in installments during each December of 2011 through 2013; and (b) provided specified performance goals are achieved, 247,500 shares will be scheduled to vest in installments during each December of 2011 through 2014 (all vesting is subject to continued employment through each vest date). Read SEC document |
| June 21, 2011 Filed Jun 24, 2011 00:33 UTC |
Sweeney Joseph JSr. VP, GC & Corp. Secretary
|
Exercise / conversionCommon Stock | 50,000 | $8.58 | $429,000.00 |
DisclosureSEC source: 0001181431-11-038064 · rrd316021.xml · nonDerivative · entry 1 Sweeney Joseph J · CIK 0001322085 · Sr. VP, GC & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 462,520 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Number of shares includes 304,375 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 56,875 shares are scheduled to vest in installments during each December of 2011 through 2013; and (b) provided specified performance goals are achieved, 247,500 shares will be scheduled to vest in installments during each December of 2011 through 2014 (all vesting is subject to continued employment through each vest date). Read SEC document |
| June 06, 2011 Filed Jun 8, 2011 23:51 UTC |
Timko Thomas SCorp. VP, Corp. Contrlr. & CAO
|
GrantCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-11-035807 · rrd314661.xml · nonDerivative · entry 1 Timko Thomas S · CIK 0001368469 · Corp. VP, Corp. Contrlr. & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,585 F1 · shares: Represents performance shares (restricted stock units) that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in four equal annual installments beginning June 1, 2012 (subject to continued employment through each vest date). F2 · balance_after: Number of shares includes 69,000 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 37,500 shares are scheduled to vest in installments during each April of 2012 through 2014, and (b) 31,500 shares are scheduled to vest in installments during each January of 2012 through 2015 (all vesting is subject to continued employment through each vest date). Read SEC document |
| April 05, 2011 Filed Apr 8, 2011 00:25 UTC |
Bowers Christopher PGroup Vice President
|
SaleCommon Stock | 12,523 | $15.50 | $194,106.50 |
DisclosureSEC source: 0001181431-11-023105 · rrd307885.xml · nonDerivative · entry 1 Bowers Christopher P · CIK 0001429418 · Group Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,000 F1 · balance_after: Number of shares consists of 140,000 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting will be scheduled to occur as follows: (a) 20,000 shares are scheduled to vest in March 2012; (b) 15,000 shares are scheduled to vest in installments during each December of 2011 through 2013; and (c) provided specified performance goals are achieved, 105,000 shares will be scheduled to vest in installments during each December of 2011 through 2014 (all vesting is subject to continued employment through each vest date). Read SEC document |
| April 04, 2011 Filed Apr 7, 2011 00:27 UTC |
EDMAN THOMAS TGroup VP & GM, Display and AKT
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,627 | $0.00 Strike: $5.45 | $0.00 |
DisclosureSEC source: 0001181431-11-022900 · rrd307683.xml · derivative · entry 20 EDMAN THOMAS T · CIK 0001048858 · Group VP & GM, Display and AKT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,627 shares Expires 2012-10-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 04, 2011 Filed Apr 7, 2011 00:27 UTC |
EDMAN THOMAS TGroup VP & GM, Display and AKT
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 4,876 | $0.00 Strike: $5.45 | $0.00 |
DisclosureSEC source: 0001181431-11-022900 · rrd307683.xml · derivative · entry 19 EDMAN THOMAS T · CIK 0001048858 · Group VP & GM, Display and AKT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,876 shares Expires 2012-10-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 04, 2011 Filed Apr 7, 2011 00:27 UTC |
EDMAN THOMAS TGroup VP & GM, Display and AKT
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 6,503 | $0.00 Strike: $6.04 | $0.00 |
DisclosureSEC source: 0001181431-11-022900 · rrd307683.xml · derivative · entry 18 EDMAN THOMAS T · CIK 0001048858 · Group VP & GM, Display and AKT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,503 shares Expires 2012-07-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 04, 2011 Filed Apr 7, 2011 00:27 UTC |
EDMAN THOMAS TGroup VP & GM, Display and AKT
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 6,372 | $0.00 Strike: $14.18 | $0.00 |
DisclosureSEC source: 0001181431-11-022900 · rrd307683.xml · derivative · entry 17 EDMAN THOMAS T · CIK 0001048858 · Group VP & GM, Display and AKT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,372 shares Expires 2012-04-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 04, 2011 Filed Apr 7, 2011 00:27 UTC |
EDMAN THOMAS TGroup VP & GM, Display and AKT
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 2,357 | $0.00 Strike: $14.18 | $0.00 |
DisclosureSEC source: 0001181431-11-022900 · rrd307683.xml · derivative · entry 16 EDMAN THOMAS T · CIK 0001048858 · Group VP & GM, Display and AKT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,357 shares Expires 2012-04-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 04, 2011 Filed Apr 7, 2011 00:27 UTC |
EDMAN THOMAS TGroup VP & GM, Display and AKT
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 5,114 | $0.00 Strike: $14.41 | $0.00 |
DisclosureSEC source: 0001181431-11-022900 · rrd307683.xml · derivative · entry 15 EDMAN THOMAS T · CIK 0001048858 · Group VP & GM, Display and AKT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,114 shares Expires 2012-01-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 04, 2011 Filed Apr 7, 2011 00:27 UTC |
EDMAN THOMAS TGroup VP & GM, Display and AKT
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 3,615 | $0.00 Strike: $14.41 | $0.00 |
DisclosureSEC source: 0001181431-11-022900 · rrd307683.xml · derivative · entry 14 EDMAN THOMAS T · CIK 0001048858 · Group VP & GM, Display and AKT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,615 shares Expires 2012-01-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 04, 2011 Filed Apr 7, 2011 00:27 UTC |
EDMAN THOMAS TGroup VP & GM, Display and AKT
|
SaleCommon Stock | 1,627 | $15.29 | $24,881.39 |
DisclosureSEC source: 0001181431-11-022900 · rrd307683.xml · nonDerivative · entry 13 EDMAN THOMAS T · CIK 0001048858 · Group VP & GM, Display and AKT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,446 F1 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 140,250 performance shares (restricted stock units) that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 6,000 shares are scheduled to vest in August 2011; (b) 18,750 shares are scheduled to vest in installments during each July of 2011 through 2013; (c) 93,000 shares are scheduled to vest in installments during each January of 2012 through 2015; and (d) 22,500 shares are scheduled to vest in installments during each February of 2012 through 2014 (all vesting is subject to continued employment through each vest date). Read SEC document |
| April 04, 2011 Filed Apr 7, 2011 00:27 UTC |
EDMAN THOMAS TGroup VP & GM, Display and AKT
|
Exercise / conversionCommon Stock | 1,627 | $5.45 | $8,867.15 |
DisclosureSEC source: 0001181431-11-022900 · rrd307683.xml · nonDerivative · entry 12 EDMAN THOMAS T · CIK 0001048858 · Group VP & GM, Display and AKT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,073 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 140,250 performance shares (restricted stock units) that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 6,000 shares are scheduled to vest in August 2011; (b) 18,750 shares are scheduled to vest in installments during each July of 2011 through 2013; (c) 93,000 shares are scheduled to vest in installments during each January of 2012 through 2015; and (d) 22,500 shares are scheduled to vest in installments during each February of 2012 through 2014 (all vesting is subject to continued employment through each vest date). Read SEC document |
| April 04, 2011 Filed Apr 7, 2011 00:27 UTC |
EDMAN THOMAS TGroup VP & GM, Display and AKT
|
SaleCommon Stock | 4,876 | $15.29 | $74,567.69 |
DisclosureSEC source: 0001181431-11-022900 · rrd307683.xml · nonDerivative · entry 11 EDMAN THOMAS T · CIK 0001048858 · Group VP & GM, Display and AKT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,446 F1 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 140,250 performance shares (restricted stock units) that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 6,000 shares are scheduled to vest in August 2011; (b) 18,750 shares are scheduled to vest in installments during each July of 2011 through 2013; (c) 93,000 shares are scheduled to vest in installments during each January of 2012 through 2015; and (d) 22,500 shares are scheduled to vest in installments during each February of 2012 through 2014 (all vesting is subject to continued employment through each vest date). Read SEC document |
| April 04, 2011 Filed Apr 7, 2011 00:27 UTC |
EDMAN THOMAS TGroup VP & GM, Display and AKT
|
Exercise / conversionCommon Stock | 4,876 | $5.45 | $26,574.20 |
DisclosureSEC source: 0001181431-11-022900 · rrd307683.xml · nonDerivative · entry 10 EDMAN THOMAS T · CIK 0001048858 · Group VP & GM, Display and AKT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,322 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 140,250 performance shares (restricted stock units) that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 6,000 shares are scheduled to vest in August 2011; (b) 18,750 shares are scheduled to vest in installments during each July of 2011 through 2013; (c) 93,000 shares are scheduled to vest in installments during each January of 2012 through 2015; and (d) 22,500 shares are scheduled to vest in installments during each February of 2012 through 2014 (all vesting is subject to continued employment through each vest date). Read SEC document |
| April 04, 2011 Filed Apr 7, 2011 00:27 UTC |
EDMAN THOMAS TGroup VP & GM, Display and AKT
|
SaleCommon Stock | 6,503 | $15.29 | $99,449.08 |
DisclosureSEC source: 0001181431-11-022900 · rrd307683.xml · nonDerivative · entry 9 EDMAN THOMAS T · CIK 0001048858 · Group VP & GM, Display and AKT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,446 F1 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 140,250 performance shares (restricted stock units) that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 6,000 shares are scheduled to vest in August 2011; (b) 18,750 shares are scheduled to vest in installments during each July of 2011 through 2013; (c) 93,000 shares are scheduled to vest in installments during each January of 2012 through 2015; and (d) 22,500 shares are scheduled to vest in installments during each February of 2012 through 2014 (all vesting is subject to continued employment through each vest date). Read SEC document |
| April 04, 2011 Filed Apr 7, 2011 00:27 UTC |
EDMAN THOMAS TGroup VP & GM, Display and AKT
|
Exercise / conversionCommon Stock | 6,503 | $6.04 | $39,278.12 |
DisclosureSEC source: 0001181431-11-022900 · rrd307683.xml · nonDerivative · entry 8 EDMAN THOMAS T · CIK 0001048858 · Group VP & GM, Display and AKT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,949 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 140,250 performance shares (restricted stock units) that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 6,000 shares are scheduled to vest in August 2011; (b) 18,750 shares are scheduled to vest in installments during each July of 2011 through 2013; (c) 93,000 shares are scheduled to vest in installments during each January of 2012 through 2015; and (d) 22,500 shares are scheduled to vest in installments during each February of 2012 through 2014 (all vesting is subject to continued employment through each vest date). Read SEC document |
| April 04, 2011 Filed Apr 7, 2011 00:27 UTC |
EDMAN THOMAS TGroup VP & GM, Display and AKT
|
SaleCommon Stock | 6,372 | $15.29 | $97,445.72 |
DisclosureSEC source: 0001181431-11-022900 · rrd307683.xml · nonDerivative · entry 7 EDMAN THOMAS T · CIK 0001048858 · Group VP & GM, Display and AKT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,446 F1 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 140,250 performance shares (restricted stock units) that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 6,000 shares are scheduled to vest in August 2011; (b) 18,750 shares are scheduled to vest in installments during each July of 2011 through 2013; (c) 93,000 shares are scheduled to vest in installments during each January of 2012 through 2015; and (d) 22,500 shares are scheduled to vest in installments during each February of 2012 through 2014 (all vesting is subject to continued employment through each vest date). Read SEC document |
| April 04, 2011 Filed Apr 7, 2011 00:27 UTC |
EDMAN THOMAS TGroup VP & GM, Display and AKT
|
Exercise / conversionCommon Stock | 6,372 | $14.18 | $90,354.96 |
DisclosureSEC source: 0001181431-11-022900 · rrd307683.xml · nonDerivative · entry 6 EDMAN THOMAS T · CIK 0001048858 · Group VP & GM, Display and AKT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,818 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 140,250 performance shares (restricted stock units) that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 6,000 shares are scheduled to vest in August 2011; (b) 18,750 shares are scheduled to vest in installments during each July of 2011 through 2013; (c) 93,000 shares are scheduled to vest in installments during each January of 2012 through 2015; and (d) 22,500 shares are scheduled to vest in installments during each February of 2012 through 2014 (all vesting is subject to continued employment through each vest date). Read SEC document |
| April 04, 2011 Filed Apr 7, 2011 00:27 UTC |
EDMAN THOMAS TGroup VP & GM, Display and AKT
|
SaleCommon Stock | 2,357 | $15.29 | $36,045.13 |
DisclosureSEC source: 0001181431-11-022900 · rrd307683.xml · nonDerivative · entry 5 EDMAN THOMAS T · CIK 0001048858 · Group VP & GM, Display and AKT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,446 F1 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 140,250 performance shares (restricted stock units) that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 6,000 shares are scheduled to vest in August 2011; (b) 18,750 shares are scheduled to vest in installments during each July of 2011 through 2013; (c) 93,000 shares are scheduled to vest in installments during each January of 2012 through 2015; and (d) 22,500 shares are scheduled to vest in installments during each February of 2012 through 2014 (all vesting is subject to continued employment through each vest date). Read SEC document |
| April 04, 2011 Filed Apr 7, 2011 00:27 UTC |
EDMAN THOMAS TGroup VP & GM, Display and AKT
|
Exercise / conversionCommon Stock | 2,357 | $14.18 | $33,422.26 |
DisclosureSEC source: 0001181431-11-022900 · rrd307683.xml · nonDerivative · entry 4 EDMAN THOMAS T · CIK 0001048858 · Group VP & GM, Display and AKT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,803 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 140,250 performance shares (restricted stock units) that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 6,000 shares are scheduled to vest in August 2011; (b) 18,750 shares are scheduled to vest in installments during each July of 2011 through 2013; (c) 93,000 shares are scheduled to vest in installments during each January of 2012 through 2015; and (d) 22,500 shares are scheduled to vest in installments during each February of 2012 through 2014 (all vesting is subject to continued employment through each vest date). Read SEC document |
| April 04, 2011 Filed Apr 7, 2011 00:27 UTC |
EDMAN THOMAS TGroup VP & GM, Display and AKT
|
SaleCommon Stock | 5,114 | $15.29 | $78,207.38 |
DisclosureSEC source: 0001181431-11-022900 · rrd307683.xml · nonDerivative · entry 3 EDMAN THOMAS T · CIK 0001048858 · Group VP & GM, Display and AKT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,446 F1 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 140,250 performance shares (restricted stock units) that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 6,000 shares are scheduled to vest in August 2011; (b) 18,750 shares are scheduled to vest in installments during each July of 2011 through 2013; (c) 93,000 shares are scheduled to vest in installments during each January of 2012 through 2015; and (d) 22,500 shares are scheduled to vest in installments during each February of 2012 through 2014 (all vesting is subject to continued employment through each vest date). Read SEC document |
| April 04, 2011 Filed Apr 7, 2011 00:27 UTC |
EDMAN THOMAS TGroup VP & GM, Display and AKT
|
Exercise / conversionCommon Stock | 5,114 | $14.41 | $73,692.74 |
DisclosureSEC source: 0001181431-11-022900 · rrd307683.xml · nonDerivative · entry 2 EDMAN THOMAS T · CIK 0001048858 · Group VP & GM, Display and AKT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,560 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 140,250 performance shares (restricted stock units) that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 6,000 shares are scheduled to vest in August 2011; (b) 18,750 shares are scheduled to vest in installments during each July of 2011 through 2013; (c) 93,000 shares are scheduled to vest in installments during each January of 2012 through 2015; and (d) 22,500 shares are scheduled to vest in installments during each February of 2012 through 2014 (all vesting is subject to continued employment through each vest date). Read SEC document |
| April 04, 2011 Filed Apr 7, 2011 00:27 UTC |
EDMAN THOMAS TGroup VP & GM, Display and AKT
|
Exercise / conversionCommon Stock | 3,615 | $14.41 | $52,092.15 |
DisclosureSEC source: 0001181431-11-022900 · rrd307683.xml · nonDerivative · entry 1 EDMAN THOMAS T · CIK 0001048858 · Group VP & GM, Display and AKT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,446 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 140,250 performance shares (restricted stock units) that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 6,000 shares are scheduled to vest in August 2011; (b) 18,750 shares are scheduled to vest in installments during each July of 2011 through 2013; (c) 93,000 shares are scheduled to vest in installments during each January of 2012 through 2015; and (d) 22,500 shares are scheduled to vest in installments during each February of 2012 through 2014 (all vesting is subject to continued employment through each vest date). Read SEC document |
| April 04, 2011 Filed Apr 7, 2011 00:27 UTC |
Sweeney Joseph JSr. VP, GC & Corp. Secretary
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $8.58 | $0.00 |
DisclosureSEC source: 0001181431-11-022902 · rrd307688.xml · derivative · entry 4 Sweeney Joseph J · CIK 0001322085 · Sr. VP, GC & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 350,000 Underlying: Common Stock · 50,000 shares Expires 2014-03-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: 200,000 shares became exercisable on 4/1/2011 and 200,000 shares are scheduled to become exercisable on 4/1/2012 (subject to continued employment through the vest date). Read SEC document |
| April 04, 2011 Filed Apr 7, 2011 00:27 UTC |
Sweeney Joseph JSr. VP, GC & Corp. Secretary
|
SaleCommon Stock | 50,000 | $15.39 | $769,690.00 |
DisclosureSEC source: 0001181431-11-022902 · rrd307688.xml · nonDerivative · entry 2 Sweeney Joseph J · CIK 0001322085 · Sr. VP, GC & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 412,520 F1 · balance_after: Number of shares includes 304,375 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 56,875 shares are scheduled to vest in installments during each December of 2011 through 2013; and (b) provided specified performance goals are achieved, 247,500 shares will be scheduled to vest in installments during each December of 2011 through 2014 (all vesting is subject to continued employment through each vest date). Read SEC document |
| April 04, 2011 Filed Apr 7, 2011 00:27 UTC |
Sweeney Joseph JSr. VP, GC & Corp. Secretary
|
Exercise / conversionCommon Stock | 50,000 | $8.58 | $429,000.00 |
DisclosureSEC source: 0001181431-11-022902 · rrd307688.xml · nonDerivative · entry 1 Sweeney Joseph J · CIK 0001322085 · Sr. VP, GC & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 462,520 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Number of shares includes 304,375 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 56,875 shares are scheduled to vest in installments during each December of 2011 through 2013; and (b) provided specified performance goals are achieved, 247,500 shares will be scheduled to vest in installments during each December of 2011 through 2014 (all vesting is subject to continued employment through each vest date). Read SEC document |
| April 04, 2011 Filed Apr 7, 2011 00:27 UTC |
Pappis Charles CGroup VP, GM AGS
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 21,667 | $0.00 Strike: $8.58 | $0.00 |
DisclosureSEC source: 0001181431-11-022901 · rrd307685.xml · derivative · entry 4 Pappis Charles C · CIK 0001475345 · Group VP, GM AGS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,667 Underlying: Common Stock · 21,667 shares Expires 2014-03-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: 21,667 shares became exercisable on 4/1/2011 and 21,667 shares are scheduled to become exercisable on 4/1/2012 (subject to continued employment through the vest date). Read SEC document |
| April 04, 2011 Filed Apr 7, 2011 00:27 UTC |
Pappis Charles CGroup VP, GM AGS
|
SaleCommon Stock | 21,667 | $15.37 | $333,021.79 |
DisclosureSEC source: 0001181431-11-022901 · rrd307685.xml · nonDerivative · entry 2 Pappis Charles C · CIK 0001475345 · Group VP, GM AGS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 247,709.9165 F1 · balance_after: Number of shares includes 246,500 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 9,000 shares are scheduled to vest during August of 2011; (b) 37,500 shares are scheduled to vest in installments during each December of 2011 through 2013; and (b) provided specified performance goals are achieved, 200,000 shares will be scheduled to vest in installments during each December of 2011 through 2014 (all vesting will be subject to continued employment through each vest date). Read SEC document |
| April 04, 2011 Filed Apr 7, 2011 00:27 UTC |
Pappis Charles CGroup VP, GM AGS
|
Exercise / conversionCommon Stock | 21,667 | $8.58 | $185,902.86 |
DisclosureSEC source: 0001181431-11-022901 · rrd307685.xml · nonDerivative · entry 1 Pappis Charles C · CIK 0001475345 · Group VP, GM AGS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 269,376.9165 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Number of shares includes 246,500 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 9,000 shares are scheduled to vest during August of 2011; (b) 37,500 shares are scheduled to vest in installments during each December of 2011 through 2013; and (b) provided specified performance goals are achieved, 200,000 shares will be scheduled to vest in installments during each December of 2011 through 2014 (all vesting will be subject to continued employment through each vest date). Read SEC document |
| April 01, 2011 Filed Apr 6, 2011 00:14 UTC |
Timko Thomas SCorp. VP, Corp. Contrlr. & CAO
|
Tax withholdingCommon Stock | 4,629 | $15.53 | $71,888.37 |
DisclosureSEC source: 0001181431-11-022650 · rrd307689.xml · nonDerivative · entry 1 Timko Thomas S · CIK 0001368469 · Corp. VP, Corp. Contrlr. & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,585 F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 69,000 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 37,500 shares are scheduled to vest in installments during each April of 2012 through 2014, and (b) 31,500 shares are scheduled to vest in installments during each January of 2012 through 2015 (all vesting is subject to continued employment through each vest date). Read SEC document |
| March 09, 2011 Filed Apr 6, 2011 00:15 UTC |
SPLINTER MICHAEL RDirector · Chairman, President and CEO
|
GiftCommon Stock | 10,194 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-11-022651 · rrd307686.xml · nonDerivative · entry 1 SPLINTER MICHAEL R · CIK 0001188935 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,426,279 F1 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes: (a) 811,563 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (i) 172,813 shares are scheduled to vest in installments during each December of 2011 through 2013; and (Continued in footnote 2) F2 · balance_after: (ii) provided specified performance goals are achieved, 638,750 shares will be scheduled to vest in installments during each December of 2011 through 2014; and (b) 186,875 shares of restricted stock previously reported that are scheduled to vest as follows: 34,375 shares are scheduled to vest in installments during each December of 2011 through 2013; and (ii) provided specified performance goals are achieved, 152,500 shares will be scheduled to vest in installments during each December of 2011 through 2014 (all vesting is subject to continued employment through each vest date). Read SEC document |
| March 08, 2011 Filed Mar 11, 2011 01:38 UTC |
DE GEUS AARTDirector
|
GrantCommon Stock | 12,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-11-017216 · rrd304936.xml · nonDerivative · entry 1 DE GEUS AART · CIK 0001249802 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,630 F1 · shares: Represents automatic annual grant of performance shares (restricted stock units) to non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. Employee Stock Incentive Plan. These performance shares will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in four equal annual installments beginning 3/1/2012 (subject to continued service as a director through each vest date). F2 · balance_after: Number of shares includes 28,051 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 5,000 shares are scheduled to vest on 7/23/2011, and (b) 23,051 shares are scheduled to vest in installments during each March of 2012 through 2014 (all vesting is subject to continued service as a director through each vest date). Read SEC document |
| March 08, 2011 Filed Mar 11, 2011 01:38 UTC |
Forrest Stephen RDirector
|
GrantCommon Stock | 12,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-11-017217 · rrd304935.xml · nonDerivative · entry 1 Forrest Stephen R · CIK 0001437592 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,630 F1 · shares: Represents automatic annual grant of performance shares (restricted stock units) to non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. Employee Stock Incentive Plan. These performance shares will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in four equal annual installments beginning 3/1/2012 (subject to continued service as a director through each vest date). F2 · balance_after: Number of shares includes 33,051 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 10,000 shares are scheduled to vest in installments during each June of 2011 and 2012, and (b) 23,051 shares are scheduled to vest in installments during each March of 2012 through 2014 (all vesting is subject to continued service as a director through each vest date). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.