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APPLIED MATERIALS INC /DE

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2812
SEC CIK
0000006951
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1,190

Last 12 months

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0 purchase rows · 45 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202502
Dec 202501
Jan 202600
Feb 202605
Mar 202600
Apr 202600
May 202602
Jun 2026032
Jul 202600
Aug 202601
Sep 202601
Oct 202601

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 03, 2016 Filed Jun 6, 2016 21:01 UTC
Salehpour AliSr. VP, GM New Mrkts & Service
SaleCommon Stock 40,000 $24.37 $974,800.00
Disclosure

SEC source: 0001127602-16-054837 · form4.xml · nonDerivative · entry 1

Salehpour Ali · CIK 0001563106 · Sr. VP, GM New Mrkts & Service

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 548,947

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.33 to $24.39, inclusive. The reporting person undertakes to provide to Applied Materials, Inc. ("Applied"), any security holder of Applied, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 1 to this Form 4.

F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 401,307 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 101,750 shares are scheduled to vest in December 2016, (b) 77,352 shares are scheduled to vest in installments in December of each of 2016 through 2018, with up to an additional 51,568 shares that may vest, depending on achievement of specified performance goals, (c) 132,205 shares will be scheduled to vest in installments in December of each of 2016 through 2019, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals, and (d) 90,000 shares are scheduled to vest in installments in October of each of 2016 through 2018 (all vesting is subject to continued employment through each applicable vest date).

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May 25, 2016 Filed May 27, 2016 21:41 UTC SaleCommon Stock 15,000 $23.67 $355,050.00
Disclosure

SEC source: 0001127602-16-053812 · form4.xml · nonDerivative · entry 1

Iannotti Thomas J · CIK 0001339297 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,659

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at $23.66 and $23.67. The reporting person undertakes to provide to Applied Materials, Inc., ("Applied"), any security holder of Applied or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price set forth in footnote 1 to this Form 4.

F2 · balance_after: Number of shares includes 10,219 restricted stock units previously reported that in the future will be converted on a one-for-one basis into Applied common stock upon vesting, which vesting is scheduled to occur in March 2017 (subject to continued service as a director through the vest date).

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May 23, 2016 Filed May 25, 2016 21:21 UTC SaleCommon Stock 5,000 $22.86 $114,300.00
Disclosure

SEC source: 0001127602-16-053419 · form4.xml · nonDerivative · entry 1

Forrest Stephen R · CIK 0001437592 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,959

F1 · balance_after: Number of shares includes 10,219 restricted stock units previously reported that in the future will be converted on a one-for-one basis into Applied common stock upon vesting, which vesting is scheduled to occur in March 2017 (subject to continued service as a director through the vest date).

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April 06, 2016 Filed Apr 7, 2016 22:56 UTC SaleCommon Stock 8,980 $20.78 $186,604.40
Disclosure

SEC source: 0001127602-16-049051 · form4.xml · nonDerivative · entry 1

JAMES SUSAN M. · CIK 0001430130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,373

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.73 to $20.86, inclusive. The reporting person undertakes to provide to Applied Materials, Inc., any security holder of Applied Materials, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price set forth in footnote 1 to this Form 4.

F2 · balance_after: Number of shares includes 70,373 restricted stock units previously reported, of which (a) 60,154 units have vested and which, pursuant to Ms. James' election to defer, will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock and paid to her on the date of her termination of service from the Applied Board, and (b) 10,219 units are scheduled to vest in March 2017 (subject to continued service as a director through the vest date).

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March 11, 2016 Filed Mar 14, 2016 23:16 UTC SaleCommon Stock 5,000 $19.99 $99,950.00
Disclosure

SEC source: 0001127602-16-046270 · form4.xml · nonDerivative · entry 2

Forrest Stephen R · CIK 0001437592 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,959

Read SEC document
March 10, 2016 Filed Mar 14, 2016 23:13 UTC
CHEN XUNDirector
GrantCommon Stock 10,219 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-046268 · form4.xml · nonDerivative · entry 1

CHEN XUN · CIK 0001284885 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,311

F1 · shares: Represents automatic annual grant of restricted stock units to a non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These restricted stock units are scheduled to vest on March 1, 2017 (subject to continued service as a director through the vest date). Pursuant to Mr. Chen's election to defer, any units that vest from this grant will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board.

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March 10, 2016 Filed Mar 14, 2016 23:14 UTC
DE GEUS AARTDirector
GrantCommon Stock 10,219 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-046269 · form4.xml · nonDerivative · entry 1

DE GEUS AART · CIK 0001249802 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,659

F1 · shares: Represents automatic annual grant of restricted stock units to a non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These restricted stock units will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur on March 1, 2017 (subject to continued service as a director through the vest date).

Read SEC document
March 10, 2016 Filed Mar 14, 2016 23:16 UTC GrantCommon Stock 10,219 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-046270 · form4.xml · nonDerivative · entry 1

Forrest Stephen R · CIK 0001437592 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,959

F1 · shares: Represents automatic annual grant of restricted stock units to a non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These restricted stock units will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur on March 1, 2017 (subject to continued service as a director through the vest date).

Read SEC document
March 10, 2016 Filed Mar 14, 2016 23:19 UTC GrantCommon Stock 10,219 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-046271 · form4.xml · nonDerivative · entry 1

Iannotti Thomas J · CIK 0001339297 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,659

F1 · shares: Represents automatic annual grant of restricted stock units to a non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These restricted stock units will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur on March 1, 2017 (subject to continued service as a director through the vest date).

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March 10, 2016 Filed Mar 14, 2016 23:20 UTC GrantCommon Stock 10,219 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-046272 · form4.xml · nonDerivative · entry 1

JAMES SUSAN M. · CIK 0001430130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,353

F1 · shares: Represents automatic annual grant of restricted stock units to a non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These restricted stock units will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur on March 1, 2017 (subject to continued service as a director through the vest date).

F2 · balance_after: Number of shares includes 60,154 restricted stock units previously reported that have vested and which, pursuant to Ms. James' election to defer, will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock and paid to her on the date of her termination of service from the Applied Board.

Read SEC document
March 10, 2016 Filed Mar 14, 2016 23:23 UTC GrantCommon Stock 10,219 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-046273 · form4.xml · nonDerivative · entry 1

Karsner Alexander · CIK 0001446059 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,981

F1 · shares: Represents automatic annual grant of restricted stock units to a non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These restricted stock units will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur on March 1, 2017 (subject to continued service as a director through the vest date).

Read SEC document
March 10, 2016 Filed Mar 14, 2016 23:24 UTC
Ma AdriannaDirector
GrantCommon Stock 10,219 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-046274 · form4.xml · nonDerivative · entry 1

Ma Adrianna · CIK 0001576954 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,737

F1 · shares: Represents automatic annual grant of restricted stock units to a non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These restricted stock units are scheduled to vest on March 1, 2017 (subject to continued service as a director through the vest date). Pursuant to Ms. Ma's election to defer, any units that vest from this grant will be converted on a one-for-one basis into shares of Applied common stock and paid to her on the date of her termination of service from the Applied Board.

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March 10, 2016 Filed Mar 14, 2016 23:29 UTC GrantCommon Stock 10,219 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-046275 · form4.xml · nonDerivative · entry 1

POWELL DENNIS D · CIK 0001231878 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,922

F1 · shares: Represents automatic annual grant of restricted stock units to a non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These restricted stock units will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur on March 1, 2017 (subject to continued service as a director through the vest date).

F2 · balance_after: Number of shares includes 52,906 restricted stock units previously reported that have vested and which, pursuant to Mr. Powell's election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board.

Read SEC document
March 10, 2016 Filed Mar 14, 2016 23:31 UTC GrantCommon Stock 10,219 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-046276 · form4.xml · nonDerivative · entry 1

ROELANDTS WILLEM P · CIK 0001232254 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,084

F1 · shares: Represents automatic annual grant of restricted stock units to a non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These restricted stock units are scheduled to vest on March 1, 2017 (subject to continued service as a director through the vest date). Pursuant to Mr. Roelandts' election to defer, any units that vest from this grant will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board.

F2 · balance_after: Number of shares includes 21,691 restricted stock units previously reported that have vested and which, pursuant to Mr. Roelandts' election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board.

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March 10, 2016 Filed Mar 14, 2016 23:34 UTC GrantCommon Stock 10,219 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-046277 · form4.xml · nonDerivative · entry 1

SWAN ROBERT HOLMES · CIK 0001218363 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,376

F1 · shares: Represents automatic annual grant of restricted stock units to a non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These restricted stock units are scheduled to vest on March 1, 2017 (subject to continued service as a director through the vest date). Pursuant to Mr. Swan's election to defer, any units that vest from this grant will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board.

F2 · balance_after: Number of shares includes 43,495 restricted stock units previously reported that have vested and which, pursuant to Mr. Swan's election to defer, will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock and paid to him on the date of his termination of service from the Applied Board.

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January 01, 2016 Filed Jan 6, 2016 00:33 UTC
HALLIDAY ROBERT JSenior Vice President & CFO
Tax withholdingCommon Stock 4,024 $18.67 $75,128.08
Disclosure

SEC source: 0001127602-16-036126 · form4.xml · nonDerivative · entry 1

HALLIDAY ROBERT J · CIK 0001192445 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 505,433

F1 · shares: Represents number of shares that were automatically withheld upon vesting of performance shares to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F2 · balance_after: Number of shares includes 380,879 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 40,000 shares are scheduled to vest in November 2016, (b) 10,000 shares are scheduled to vest in January of 2017, (c) 37,500 shares are scheduled to vest in December 2016, (d) 108,292 shares are scheduled to vest in installments in December of each of 2016 through 2018, with up to an additional 72,195 shares that may vest, depending on achievement of specified performance goals, and (e) 185,087 shares will be scheduled to vest in installments in December of each of 2016 through 2019, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date).

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January 01, 2016 Filed Jan 6, 2016 00:36 UTC
READ CHARLESCorp. VP, Corp. Contrlr. & CAO
Tax withholdingCommon Stock 2,028 $18.67 $37,862.76
Disclosure

SEC source: 0001127602-16-036128 · form4.xml · nonDerivative · entry 1

READ CHARLES · CIK 0001587870 · Corp. VP, Corp. Contrlr. & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,260

F1 · shares: Represents number of shares that were automatically withheld upon vesting of restricted stock units to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F2 · balance_after: Number of shares includes 54,717 restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 15,000 shares are scheduled to vest in installments in October of 2016 and 2017 and (b) 39,717 shares are scheduled to vest in installments in January of 2017 through 2020 (all vesting is subject to continued employment through each applicable vest date).

Read SEC document
December 19, 2015 Filed Dec 22, 2015 22:31 UTC
ADDIEGO GINETTOSVP, Engineering
Tax withholdingCommon Stock 9,418 $18.10 $170,465.80
Disclosure

SEC source: 0001127602-15-034801 · form4.xml · nonDerivative · entry 1

ADDIEGO GINETTO · CIK 0001318062 · SVP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,146

F1 · shares: Represents number of shares that were automatically withheld upon vesting of performance shares to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F2 · balance_after: Number of shares includes 146,691 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 54,147 shares are scheduled to vest in installments in December of each of 2016 through 2018, with up to an additional 36,098 shares that may vest, depending on achievement of specified performance goals, and (b) 92,544 shares that will be scheduled to vest in installments in December of each of 2016 through 2019, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date).

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December 19, 2015 Filed Dec 22, 2015 22:32 UTC
DICKERSON GARY EDirector · President and CEO
Tax withholdingCommon Stock 134,159 $18.10 $2,428,277.90
Disclosure

SEC source: 0001127602-15-034803 · form4.xml · nonDerivative · entry 1

DICKERSON GARY E · CIK 0001183258 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,884,142

F1 · shares: Represents number of shares that were automatically withheld upon vesting of performance shares to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F2 · balance_after: Number of shares includes 1,079,405 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 175,000 shares are scheduled to vest in July 2016, (b) 150,000 shares are scheduled to vest in December 2016, (c) 278,466 shares are scheduled to vest in installments in December of each of 2016 through 2018, with up to an additional 185,644 shares that may vest, depending on achievement of specified performance goals, and (d) 475,939 shares will be scheduled to vest in installments in December of each of 2016 through 2019, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date).

Read SEC document
December 19, 2015 Filed Dec 22, 2015 22:35 UTC
HALLIDAY ROBERT JSenior Vice President & CFO
Tax withholdingCommon Stock 38,405 $18.10 $695,130.50
Disclosure

SEC source: 0001127602-15-034805 · form4.xml · nonDerivative · entry 1

HALLIDAY ROBERT J · CIK 0001192445 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 509,457

F1 · shares: Represents number of shares that were automatically withheld upon vesting of performance shares to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F2 · balance_after: Number of shares includes 390,879 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 40,000 shares are scheduled to vest in November 2016, (b) 20,000 shares are scheduled to vest in installments in January of each of 2016 and 2017, (c) 37,500 shares are scheduled to vest in December 2016, (d) 108,292 shares are scheduled to vest in installments in December of each of 2016 through 2018, with up to an additional 72,195 shares that may vest, depending on achievement of specified performance goals, and (e) 185,087 shares will be scheduled to vest in installments in December of each of 2016 through 2019, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date).

Read SEC document
December 19, 2015 Filed Dec 22, 2015 22:37 UTC
Larkins Thomas FSr. VP, GC & Corp. Secretary
Tax withholdingCommon Stock 38,770 $18.10 $701,737.00
Disclosure

SEC source: 0001127602-15-034807 · form4.xml · nonDerivative · entry 1

Larkins Thomas F · CIK 0001562962 · Sr. VP, GC & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 501,678

F1 · shares: Represents number of shares that were automatically withheld upon vesting of performance shares to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F2 · balance_after: Number of shares includes 195,008 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 56,250 shares are scheduled to vest in December 2016, (b) 54,147 shares are scheduled to vest in installments in December of each of 2016 through 2018, with up to an additional 36,098 shares that may vest, depending on achievement of specified performance goals, and (c) 84,611 shares will be scheduled to vest in installments in December of each of 2016 through 2019, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date).

Read SEC document
December 19, 2015 Filed Dec 22, 2015 22:38 UTC
Nalamasu OmkaramSenior VP, CTO
Tax withholdingCommon Stock 68,124 $18.10 $1,233,044.40
Disclosure

SEC source: 0001127602-15-034809 · form4.xml · nonDerivative · entry 1

Nalamasu Omkaram · CIK 0001510815 · Senior VP, CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 477,487

F1 · shares: Represents number of shares that was automatically withheld upon vesting of performance shares to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F2 · balance_after: Number of shares includes 271,691 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 50,000 shares are scheduled to vest in installments in July of each of 2016 and 2017, (b) 75,000 shares are scheduled to vest in December 2016, (c) 54,147 shares are scheduled to vest in installments in December of each of 2016 through 2018, with up to an additional 36,098 shares that may vest, depending on achievement of specified performance goals, and (d) 92,544 shares will be scheduled to vest in installments in December of each of 2016 through 2019, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date).

Read SEC document
December 19, 2015 Filed Dec 22, 2015 22:40 UTC
Salehpour AliSr. VP, GM New Mrkts & Service
Tax withholdingCommon Stock 42,806 $18.10 $774,788.60
Disclosure

SEC source: 0001127602-15-034811 · form4.xml · nonDerivative · entry 1

Salehpour Ali · CIK 0001563106 · Sr. VP, GM New Mrkts & Service

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 588,454

F1 · shares: Represents number of shares that were automatically withheld upon vesting of performance shares to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F2 · balance_after: Number of shares includes 401,307 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 101,750 shares are scheduled to vest in December 2016, (b) 77,352 shares are scheduled to vest in installments in December of each of 2016 through 2018, with up to an additional 51,568 shares that may vest, depending on achievement of specified performance goals, (c) 132,205 shares will be scheduled to vest in installments in December of each of 2016 through 2019, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals, and (d) 90,000 shares are scheduled to vest in installments in October of each of 2016 through 2018 (all vesting is subject to continued employment through each applicable vest date).

Read SEC document
December 17, 2015 Filed Dec 19, 2015 00:56 UTC
Ma AdriannaDirector
GrantCommon Stock 2,518 $0.00 $0.00
Disclosure

SEC source: 0001127602-15-034657 · form4.xml · nonDerivative · entry 1

Ma Adrianna · CIK 0001576954 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,518

F1 · shares: Represents automatic initial grant of restricted stock units to non-employee director upon appointment to the Board of Directors pursuant to the Applied Materials, Inc. Employee Stock Incentive Plan. These restricted stock units will be converted on a one-for-one basis into Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur on March 1, 2016, subject to continued service as a director through the vest date.

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December 07, 2015 Filed Dec 10, 2015 01:18 UTC
DICKERSON GARY EDirector · President and CEO
GrantCommon Stock 475,939 $0.00 $0.00
Disclosure

SEC source: 0001127602-15-033677 · form4.xml · nonDerivative · entry 1

DICKERSON GARY E · CIK 0001183258 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,018,301

F1 · shares: Represents performance shares that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur no earlier than in four equal annual installments beginning December 19, 2016, depending on the achievement of specified performance goals and continued employment through each applicable vest date. The number of shares shown is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on the achievement of specified performance goals.

F2 · balance_after: Number of shares includes 846,287 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 175,000 shares are scheduled to vest in July 2016; (b) 300,000 shares are scheduled to vest in installments in December of 2015 and 2016; and (c) 371,287 shares will be scheduled to vest in installments in December of 2015 through 2018, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date).

Read SEC document
December 07, 2015 Filed Dec 10, 2015 01:21 UTC
HALLIDAY ROBERT JSenior Vice President & CFO
GrantCommon Stock 185,087 $0.00 $0.00
Disclosure

SEC source: 0001127602-15-033679 · form4.xml · nonDerivative · entry 1

HALLIDAY ROBERT J · CIK 0001192445 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 547,862

F1 · shares: Represents performance shares that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur no earlier than in four equal annual installments beginning December 19, 2016, depending on the achievement of specified performance goals and continued employment through each applicable vest date. The number of shares shown is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on the achievement of specified performance goals.

F2 · balance_after: Number of shares includes 279,389 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 40,000 shares are scheduled to vest in November 2016; (b) 20,000 shares are scheduled to vest in installments in January of 2016 and 2017; (c) 75,000 shares are scheduled to vest in installments in December 2015 and 2016; and (d) 144,389 shares will be scheduled to vest in installments in December of 2015 through 2018, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date).

Read SEC document
December 07, 2015 Filed Dec 10, 2015 01:27 UTC
Larkins Thomas FSr. VP, GC & Corp. Secretary
GrantCommon Stock 84,611 $0.00 $0.00
Disclosure

SEC source: 0001127602-15-033681 · form4.xml · nonDerivative · entry 1

Larkins Thomas F · CIK 0001562962 · Sr. VP, GC & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 540,448

F1 · shares: Represents performance shares that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur no earlier than in four equal annual installments beginning December 19, 2016, depending on the achievement of specified performance goals and continued employment through each applicable vest date. The number of shares shown is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on the achievement of specified performance goals.

F2 · balance_after: Number of shares includes 184,695 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 112,500 shares are scheduled to vest in installments in December of 2015 and 2016; and (b) 72,195 shares will be scheduled to vest in installments in December of 2015 through 2018, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date).

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December 07, 2015 Filed Dec 10, 2015 01:31 UTC
READ CHARLESCorp. VP, Corp. Contrlr. & CAO
GrantCommon Stock 21,153 $0.00 $0.00
Disclosure

SEC source: 0001127602-15-033683 · form4.xml · nonDerivative · entry 1

READ CHARLES · CIK 0001587870 · Corp. VP, Corp. Contrlr. & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,288

F1 · shares: Represents restricted stock units that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in four equal annual installments beginning January 1, 2017 (subject to continued employment through each applicable vest date).

F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 33,564 restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 15,000 shares are scheduled to vest in installments in October of 2016 and 2017 and (b) 18,564 shares are scheduled to vest in installments in January of 2016 through 2019 (all vesting is subject to continued employment through each applicable vest date).

Read SEC document
December 07, 2015 Filed Dec 10, 2015 02:24 UTC
ADDIEGO GINETTOSVP, Engineering
GrantCommon Stock 92,544 $0.00 $0.00
Disclosure

SEC source: 0001127602-15-033685 · form4.xml · nonDerivative · entry 1

ADDIEGO GINETTO · CIK 0001318062 · SVP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,564

F1 · shares: Represents performance shares that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur no earlier than in four equal annual installments beginning December 19, 2016, depending on the achievement of specified performance goals and continued employment through each applicable vest date. The number of shares shown is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on the achievement of specified performance goals.

F2 · balance_after: Number of shares includes 72,195 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in installments in December of 2015 through 2018, depending on the achievement of specified performance goals and continued employment through each applicable vest date. The number of shares reported is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals.

Read SEC document
December 07, 2015 Filed Dec 10, 2015 02:26 UTC
Nalamasu OmkaramSenior VP, CTO
GrantCommon Stock 92,544 $0.00 $0.00
Disclosure

SEC source: 0001127602-15-033687 · form4.xml · nonDerivative · entry 1

Nalamasu Omkaram · CIK 0001510815 · Senior VP, CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 545,611

F1 · shares: Represents performance shares that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur no earlier than in four equal annual installments beginning December 19, 2016, depending on the achievement of specified performance goals and continued employment through each applicable vest date. The number of shares shown is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on the achievement of specified performance goals.

F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 309,695 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 50,000 shares are scheduled to vest in installments in July of 2016 and 2017; (b) 187,500 shares are scheduled to vest in installments in December of 2015 and 2016; and (c) 72,195 shares will be scheduled to vest in installments in December of 2015 through 2018, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date).

Read SEC document
December 07, 2015 Filed Dec 10, 2015 02:27 UTC
Salehpour AliSr. VP, GM New Mrkts & Service
GrantCommon Stock 132,205 $0.00 $0.00
Disclosure

SEC source: 0001127602-15-033689 · form4.xml · nonDerivative · entry 2

Salehpour Ali · CIK 0001563106 · Sr. VP, GM New Mrkts & Service

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 631,260

F3 · shares: Represents performance shares that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur no earlier than in four equal annual installments beginning December 19, 2016, depending on the achievement of specified performance goals and continued employment through each applicable vest date. The number of shares shown is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on the achievement of specified performance goals.

F2 · balance_after: Number of shares includes 351,135 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 158,000 shares are scheduled to vest in installments in December of 2015 and 2016; (b) 103,135 shares will be scheduled to vest in installments in December of 2015 through 2018, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals; and (c) 90,000 shares are scheduled to vest in installments in October of 2016 through 2018 (all vesting is subject to continued employment through each applicable vest date).

Read SEC document
December 07, 2015 Filed Dec 10, 2015 02:27 UTC
Salehpour AliSr. VP, GM New Mrkts & Service
Tax withholdingCommon Stock 15,655 $18.91 $296,036.05
Disclosure

SEC source: 0001127602-15-033689 · form4.xml · nonDerivative · entry 1

Salehpour Ali · CIK 0001563106 · Sr. VP, GM New Mrkts & Service

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 499,055

F1 · shares: Represents number of shares that were automatically withheld upon vesting of performance shares to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F2 · balance_after: Number of shares includes 351,135 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 158,000 shares are scheduled to vest in installments in December of 2015 and 2016; (b) 103,135 shares will be scheduled to vest in installments in December of 2015 through 2018, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals; and (c) 90,000 shares are scheduled to vest in installments in October of 2016 through 2018 (all vesting is subject to continued employment through each applicable vest date).

Read SEC document
December 03, 2015 Filed Dec 5, 2015 00:24 UTC
Larkins Thomas FSr. VP, GC & Corp. Secretary
Tax withholdingCommon Stock 55,442 $18.76 $1,040,091.92
Disclosure

SEC source: 0001127602-15-033273 · form4.xml · nonDerivative · entry 1

Larkins Thomas F · CIK 0001562962 · Sr. VP, GC & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 455,837

F1 · shares: Represents number of shares that were automatically withheld upon vesting of performance shares to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F2 · balance_after: Number of shares includes 184,695 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 112,500 shares are scheduled to vest in installments in December of 2015 and 2016; and (b) 72,195 shares will be scheduled to vest in installments in December of 2015 through 2018, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date).

Read SEC document
December 01, 2015 Filed Dec 3, 2015 22:11 UTC
Salehpour AliSr. VP, GM New Mrkts & Service
Tax withholdingCommon Stock 23,742 $19.18 $455,371.56
Disclosure

SEC source: 0001127602-15-033197 · form4.xml · nonDerivative · entry 1

Salehpour Ali · CIK 0001563106 · Sr. VP, GM New Mrkts & Service

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 514,710

F1 · shares: Represents number of shares that were automatically withheld upon vesting of performance shares to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 381,135 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 158,000 shares are scheduled to vest in installments in December of 2015 and 2016; (b) 103,135 shares will be scheduled to vest in installments in December of 2015 through 2018, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals; and (c) 120,000 shares are scheduled to vest in installments in December 2015 and in October of 2016 through 2018, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date).

Read SEC document
November 16, 2015 Filed Nov 18, 2015 22:18 UTC SaleCommon Stock 5,000 $17.67 $88,350.00
Disclosure

SEC source: 0001127602-15-031884 · form4.xml · nonDerivative · entry 1

Forrest Stephen R · CIK 0001437592 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,740

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at $17.67 and $17.68. The reporting person undertakes to provide to Applied Materials, Inc., ("Applied"), any security holder of Applied or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4.

F2 · balance_after: Number of shares includes 8,980 restricted stock units previously reported that in the future will be converted on a one-for-one basis into Applied common stock upon vesting, which vesting is scheduled to occur in March 2016 (subject to continued service as a director through the vest date).

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November 10, 2015 Filed Nov 13, 2015 02:30 UTC
HALLIDAY ROBERT JSenior Vice President & CFO
Tax withholdingCommon Stock 15,033 $16.76 $251,953.08
Disclosure

SEC source: 0001127602-15-031245 · form4.xml · nonDerivative · entry 1

HALLIDAY ROBERT J · CIK 0001192445 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 362,775

F1 · shares: Represents number of shares that were automatically withheld upon vesting of performance shares to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 279,389 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 40,000 shares are scheduled to vest in November 2016; (b) 20,000 shares are scheduled to vest in installments in January of 2016 and 2017; (c) 75,000 shares are scheduled to vest in installments in December 2015 and 2016; and (d) 144,389 shares that will be scheduled to vest in installments in December of 2015 through 2018, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date).

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November 04, 2015 Filed Nov 6, 2015 23:27 UTC
CHEN XUNDirector
GrantCommon Stock 4,092 $0.00 $0.00
Disclosure

SEC source: 0001127602-15-030676 · form4.xml · nonDerivative · entry 1

CHEN XUN · CIK 0001284885 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,092

F1 · shares: Represents automatic initial grant of restricted stock units to non-employee director upon appointment to the Board of Directors pursuant to the Applied Materials, Inc. Employee Stock Incentive Plan. These restricted stock units will be converted on a one-for-one basis into Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur on March 1, 2016, subject to continued service as a director through the vest date.

Read SEC document
October 02, 2015 Filed Oct 2, 2015 23:06 UTC
Thakur RandhirEVP & GM, Silicon Systems
SaleCommon Stock 28,435 $14.78 $420,269.30
Disclosure

SEC source: 0001127602-15-028483 · form4.xml · nonDerivative · entry 2

Thakur Randhir · CIK 0001322349 · EVP & GM, Silicon Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 535,372

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.76 to $14.81, inclusive. The reporting person undertakes to provide to Applied Materials, Inc., any security holder of Applied Materials, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price set forth in footnote 3 to this Form 4.

Read SEC document
October 01, 2015 Filed Oct 5, 2015 20:57 UTC
READ CHARLESCorp. VP, Corp. Contrlr. & CAO
Tax withholdingCommon Stock 2,819 $14.67 $41,354.73
Disclosure

SEC source: 0001127602-15-028665 · form4.xml · nonDerivative · entry 1

READ CHARLES · CIK 0001587870 · Corp. VP, Corp. Contrlr. & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,803

F1 · shares: Represents number of shares that was automatically withheld upon vesting of restricted stock units to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 33,564 restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 15,000 shares are scheduled to vest in installments in October of 2016 and 2017 and (b) 18,564 shares are scheduled to vest in installments in January of 2016 through 2019 (all vesting is subject to continued employment through each applicable vest date).

Read SEC document
September 30, 2015 Filed Oct 2, 2015 23:06 UTC
Thakur RandhirEVP & GM, Silicon Systems
SaleCommon Stock 60,000 $14.72 $883,200.00
Disclosure

SEC source: 0001127602-15-028483 · form4.xml · nonDerivative · entry 1

Thakur Randhir · CIK 0001322349 · EVP & GM, Silicon Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 563,807

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.71 to $14.74, inclusive. The reporting person undertakes to provide to Applied Materials, Inc., any security holder of Applied Materials, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4.

F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes: (a) 465,535 performance shares that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur as follows: (i) 105,000 shares are scheduled to vest in July 2016, (ii) 257,400 shares are scheduled to vest in installments in December of 2015 and 2016; and (iii) 103,135 shares will be scheduled to vest in installments in December of 2015 through 2018, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals; and (b) 5,100 shares of restricted stock that are scheduled to vest in December 2015 (all vesting is subject to continued employment through each applicable vest date).

Read SEC document
September 24, 2015 Filed Sep 25, 2015 20:16 UTC
DICKERSON GARY EDirector · President and CEO
PurchaseCommon Stock 30,000 $14.34 $430,200.00
Disclosure

SEC source: 0001127602-15-027638 · form4.xml · nonDerivative · entry 1

DICKERSON GARY E · CIK 0001183258 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,542,362

F1 · balance_after: Increased number of shares reflects periodic payroll acquisitions under the Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 846,287 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 175,000 shares are scheduled to vest in July 2016; (b) 300,000 shares are scheduled to vest in installments in December of 2015 and 2016; and (c) 371,287 shares will be scheduled to vest in installments in December of 2015 through 2018, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date).

Read SEC document
August 21, 2015 Filed Aug 24, 2015 23:34 UTC
DICKERSON GARY EDirector · President and CEO
PurchaseCommon Stock 10,000 $15.68 $156,800.00
Disclosure

SEC source: 0001127602-15-025740 · form4.xml · nonDerivative · entry 1

DICKERSON GARY E · CIK 0001183258 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,511,887

F1 · balance_after: Number of shares includes 846,287 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 175,000 shares are scheduled to vest in July 2016; (b) 300,000 shares are scheduled to vest in installments in December of 2015 and 2016; and (c) 371,287 shares will be scheduled to vest in installments in December of 2015 through 2018, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date).

Read SEC document
August 17, 2015 Filed Aug 19, 2015 23:21 UTC PurchaseCommon Stock 11,827 $16.88 $199,639.76
Disclosure

SEC source: 0001127602-15-025442 · form4.xml · nonDerivative · entry 1

SWAN ROBERT HOLMES · CIK 0001218363 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,157

F1 · balance_after: Number of shares includes 52,475 restricted stock units previously reported, of which (a) 43,495 units have vested and which, pursuant to Mr. Swan's election to defer, will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock and paid to him on the date of his termination of service from the Applied Board, and (b) 8,980 units are scheduled to vest in March 2016 (subject to continued service as a director through the vest date).

Read SEC document
July 01, 2015 Filed Jul 7, 2015 01:43 UTC
DICKERSON GARY EDirector · President and CEO
Tax withholdingCommon Stock 151,255 $19.51 $2,950,985.05
Disclosure

SEC source: 0000899243-15-000679 · doc4.xml · nonDerivative · entry 2

DICKERSON GARY E · CIK 0001183258 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,501,887

F2 · shares: Represents shares that were automatically withheld upon vesting of performance shares to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F3 · balance_after: Number of shares includes 846,287 performance shares that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur as follows: (a) 175,000 shares are scheduled to vest in July 2016; (b) 300,000 shares are scheduled to vest in installments in December of 2015 and 2016; and (c) 371,287 shares that will be scheduled to vest in installments in December of 2015 through 2018, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date).

Read SEC document
July 01, 2015 Filed Jul 7, 2015 01:43 UTC
DICKERSON GARY EDirector · President and CEO
GrantCommon Stock 60,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-15-000679 · doc4.xml · nonDerivative · entry 1

DICKERSON GARY E · CIK 0001183258 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,653,142

F1 · shares: Represents performance shares acquired based on deemed achievement of specified performance goals related to performance shares granted on June 19, 2012. This acquisition is exempt under Rule 16b-3. The shares are subject to vesting as follows: 45,000 shares vested on July 1, 2015 and 15,000 shares are scheduled to vest on July 1, 2016 (vesting subject to continued employment through the vest date).

Read SEC document
July 01, 2015 Filed Jul 7, 2015 01:44 UTC
Nalamasu OmkaramSenior VP, CTO
Tax withholdingCommon Stock 9,396 $19.51 $183,315.96
Disclosure

SEC source: 0000899243-15-000680 · doc4.xml · nonDerivative · entry 1

Nalamasu Omkaram · CIK 0001510815 · Senior VP, CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 452,592

F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares to cover tax withholding obligations in a transaction exempt under Rule 16b-3

F2 · balance_after: Number of shares includes 309,695 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 50,000 shares are scheduled to vest in installments in July of 2016 and 2017; (b) 187,500 shares are scheduled to vest in installments in December of 2015 and 2016; and (c) 72,195 shares will be scheduled to vest in installments in December of 2015 through 2018, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date).

Read SEC document
July 01, 2015 Filed Jul 7, 2015 01:49 UTC
Thakur RandhirEVP & GM, Silicon Systems
Tax withholdingCommon Stock 80,207 $19.51 $1,564,838.57
Disclosure

SEC source: 0000899243-15-000685 · doc4.xml · nonDerivative · entry 2

Thakur Randhir · CIK 0001322349 · EVP & GM, Silicon Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 623,332

F2 · shares: Represents shares that were automatically withheld upon vesting of performance shares to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F3 · balance_after: umber of shares includes: (a) 465,535 performance shares that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur as follows: (i) 105,000 shares are scheduled to vest in July 2016, (ii) 257,400 shares are scheduled to vest in installments in December of 2015 and 2016; and (iii) 103,135 shares will be scheduled to vest in installments in December of 2015 through 2018, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals; and (b) 5,100 shares of restricted stock that are scheduled to vest in December 2015 (all vesting is subject to continued employment through each applicable vest date).

Read SEC document
July 01, 2015 Filed Jul 7, 2015 01:49 UTC
Thakur RandhirEVP & GM, Silicon Systems
GrantCommon Stock 36,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-15-000685 · doc4.xml · nonDerivative · entry 1

Thakur Randhir · CIK 0001322349 · EVP & GM, Silicon Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 703,539

F1 · shares: Represents performance shares acquired based on deemed achievement of specified performance goals related to performance shares granted on June 19, 2012. This acquisition is exempt under Rule 16b-3. The shares are subject to vesting as follows: 27,000 shares vested on July 1, 2015 and 9,000 shares are scheduled to vest on July 1, 2016 (vesting subject to continued employment through the vest date).

Read SEC document
June 24, 2015 Filed Jun 26, 2015 23:08 UTC
Thakur RandhirEVP & GM, Silicon Systems
SaleCommon Stock 164,000 $20.14 $3,302,960.00
Disclosure

SEC source: 0001127602-15-021494 · form4.xml · nonDerivative · entry 1

Thakur Randhir · CIK 0001322349 · EVP & GM, Silicon Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 667,539

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.11 to $20.21, inclusive. The reporting person undertakes to provide to Applied Materials, Inc., any security holder of Applied Materials, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price set forth in footnote 1 to this Form 4.

F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes: (a) 597,535 performance shares that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur as follows: (i) 147,000 shares are scheduled to vest in installments in July 2015 and 2016, (ii) 90,000 shares will be scheduled to vest in installments in July 2015 and 2016, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 140% of the target amount, depending on achievement of specified performance goals; (iii) 257,400 shares are scheduled to vest in installments in December of 2015 and 2016; and (iv) 103,135 shares will be scheduled to vest in installments in December 2015 through 2018, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals; and (b) 5,100 shares of restricted stock that are scheduled to vest in December 2015 (all vesting is subject to continued employment through each applicable vest date).

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June 23, 2015 Filed Jun 25, 2015 23:07 UTC
HALLIDAY ROBERT JSenior Vice President & CFO
SaleCommon Stock 25,000 $19.99 $499,750.00
Disclosure

SEC source: 0001127602-15-021403 · form4.xml · nonDerivative · entry 1

HALLIDAY ROBERT J · CIK 0001192445 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 377,333

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices of $19.99 and $20.00, inclusive. The reporting person undertakes to provide to Applied Materials, Inc., any security holder of Applied Materials, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price set forth in footnote 1 to this Form 4.

F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 319,389 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 80,000 shares are scheduled to vest in installments in November 2015 and 2016; (b) 20,000 shares are scheduled to vest in installments in January of 2016 and 2017; (c) 75,000 shares are scheduled to vest in installments in December 2015 and 2016; and (d) 144,389 shares that will be scheduled to vest in installments in December of 2015 through 2018, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date).

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.