Last 12 months
Inside the activity.
0 purchase rows · 45 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 2 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 5 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 2 |
| Jun 2026 | 0 | 32 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 03, 2016 Filed Jun 6, 2016 21:01 UTC |
Salehpour AliSr. VP, GM New Mrkts & Service
|
SaleCommon Stock | 40,000 | $24.37 | $974,800.00 |
DisclosureSEC source: 0001127602-16-054837 · form4.xml · nonDerivative · entry 1 Salehpour Ali · CIK 0001563106 · Sr. VP, GM New Mrkts & Service 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 548,947 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.33 to $24.39, inclusive. The reporting person undertakes to provide to Applied Materials, Inc. ("Applied"), any security holder of Applied, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 1 to this Form 4. F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 401,307 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 101,750 shares are scheduled to vest in December 2016, (b) 77,352 shares are scheduled to vest in installments in December of each of 2016 through 2018, with up to an additional 51,568 shares that may vest, depending on achievement of specified performance goals, (c) 132,205 shares will be scheduled to vest in installments in December of each of 2016 through 2019, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals, and (d) 90,000 shares are scheduled to vest in installments in October of each of 2016 through 2018 (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| May 25, 2016 Filed May 27, 2016 21:41 UTC |
Iannotti Thomas JDirector
|
SaleCommon Stock | 15,000 | $23.67 | $355,050.00 |
DisclosureSEC source: 0001127602-16-053812 · form4.xml · nonDerivative · entry 1 Iannotti Thomas J · CIK 0001339297 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,659 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at $23.66 and $23.67. The reporting person undertakes to provide to Applied Materials, Inc., ("Applied"), any security holder of Applied or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price set forth in footnote 1 to this Form 4. F2 · balance_after: Number of shares includes 10,219 restricted stock units previously reported that in the future will be converted on a one-for-one basis into Applied common stock upon vesting, which vesting is scheduled to occur in March 2017 (subject to continued service as a director through the vest date). Read SEC document |
| May 23, 2016 Filed May 25, 2016 21:21 UTC |
Forrest Stephen RDirector
|
SaleCommon Stock | 5,000 | $22.86 | $114,300.00 |
DisclosureSEC source: 0001127602-16-053419 · form4.xml · nonDerivative · entry 1 Forrest Stephen R · CIK 0001437592 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,959 F1 · balance_after: Number of shares includes 10,219 restricted stock units previously reported that in the future will be converted on a one-for-one basis into Applied common stock upon vesting, which vesting is scheduled to occur in March 2017 (subject to continued service as a director through the vest date). Read SEC document |
| April 06, 2016 Filed Apr 7, 2016 22:56 UTC |
JAMES SUSAN M.Director
|
SaleCommon Stock | 8,980 | $20.78 | $186,604.40 |
DisclosureSEC source: 0001127602-16-049051 · form4.xml · nonDerivative · entry 1 JAMES SUSAN M. · CIK 0001430130 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,373 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.73 to $20.86, inclusive. The reporting person undertakes to provide to Applied Materials, Inc., any security holder of Applied Materials, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price set forth in footnote 1 to this Form 4. F2 · balance_after: Number of shares includes 70,373 restricted stock units previously reported, of which (a) 60,154 units have vested and which, pursuant to Ms. James' election to defer, will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock and paid to her on the date of her termination of service from the Applied Board, and (b) 10,219 units are scheduled to vest in March 2017 (subject to continued service as a director through the vest date). Read SEC document |
| March 11, 2016 Filed Mar 14, 2016 23:16 UTC |
Forrest Stephen RDirector
|
SaleCommon Stock | 5,000 | $19.99 | $99,950.00 |
DisclosureSEC source: 0001127602-16-046270 · form4.xml · nonDerivative · entry 2 Forrest Stephen R · CIK 0001437592 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,959 Read SEC document |
| March 10, 2016 Filed Mar 14, 2016 23:13 UTC |
CHEN XUNDirector
|
GrantCommon Stock | 10,219 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-046268 · form4.xml · nonDerivative · entry 1 CHEN XUN · CIK 0001284885 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,311 F1 · shares: Represents automatic annual grant of restricted stock units to a non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These restricted stock units are scheduled to vest on March 1, 2017 (subject to continued service as a director through the vest date). Pursuant to Mr. Chen's election to defer, any units that vest from this grant will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board. Read SEC document |
| March 10, 2016 Filed Mar 14, 2016 23:14 UTC |
DE GEUS AARTDirector
|
GrantCommon Stock | 10,219 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-046269 · form4.xml · nonDerivative · entry 1 DE GEUS AART · CIK 0001249802 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,659 F1 · shares: Represents automatic annual grant of restricted stock units to a non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These restricted stock units will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur on March 1, 2017 (subject to continued service as a director through the vest date). Read SEC document |
| March 10, 2016 Filed Mar 14, 2016 23:16 UTC |
Forrest Stephen RDirector
|
GrantCommon Stock | 10,219 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-046270 · form4.xml · nonDerivative · entry 1 Forrest Stephen R · CIK 0001437592 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,959 F1 · shares: Represents automatic annual grant of restricted stock units to a non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These restricted stock units will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur on March 1, 2017 (subject to continued service as a director through the vest date). Read SEC document |
| March 10, 2016 Filed Mar 14, 2016 23:19 UTC |
Iannotti Thomas JDirector
|
GrantCommon Stock | 10,219 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-046271 · form4.xml · nonDerivative · entry 1 Iannotti Thomas J · CIK 0001339297 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,659 F1 · shares: Represents automatic annual grant of restricted stock units to a non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These restricted stock units will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur on March 1, 2017 (subject to continued service as a director through the vest date). Read SEC document |
| March 10, 2016 Filed Mar 14, 2016 23:20 UTC |
JAMES SUSAN M.Director
|
GrantCommon Stock | 10,219 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-046272 · form4.xml · nonDerivative · entry 1 JAMES SUSAN M. · CIK 0001430130 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,353 F1 · shares: Represents automatic annual grant of restricted stock units to a non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These restricted stock units will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur on March 1, 2017 (subject to continued service as a director through the vest date). F2 · balance_after: Number of shares includes 60,154 restricted stock units previously reported that have vested and which, pursuant to Ms. James' election to defer, will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock and paid to her on the date of her termination of service from the Applied Board. Read SEC document |
| March 10, 2016 Filed Mar 14, 2016 23:23 UTC |
Karsner AlexanderDirector
|
GrantCommon Stock | 10,219 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-046273 · form4.xml · nonDerivative · entry 1 Karsner Alexander · CIK 0001446059 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,981 F1 · shares: Represents automatic annual grant of restricted stock units to a non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These restricted stock units will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur on March 1, 2017 (subject to continued service as a director through the vest date). Read SEC document |
| March 10, 2016 Filed Mar 14, 2016 23:24 UTC |
Ma AdriannaDirector
|
GrantCommon Stock | 10,219 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-046274 · form4.xml · nonDerivative · entry 1 Ma Adrianna · CIK 0001576954 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,737 F1 · shares: Represents automatic annual grant of restricted stock units to a non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These restricted stock units are scheduled to vest on March 1, 2017 (subject to continued service as a director through the vest date). Pursuant to Ms. Ma's election to defer, any units that vest from this grant will be converted on a one-for-one basis into shares of Applied common stock and paid to her on the date of her termination of service from the Applied Board. Read SEC document |
| March 10, 2016 Filed Mar 14, 2016 23:29 UTC |
POWELL DENNIS DDirector
|
GrantCommon Stock | 10,219 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-046275 · form4.xml · nonDerivative · entry 1 POWELL DENNIS D · CIK 0001231878 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,922 F1 · shares: Represents automatic annual grant of restricted stock units to a non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These restricted stock units will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur on March 1, 2017 (subject to continued service as a director through the vest date). F2 · balance_after: Number of shares includes 52,906 restricted stock units previously reported that have vested and which, pursuant to Mr. Powell's election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board. Read SEC document |
| March 10, 2016 Filed Mar 14, 2016 23:31 UTC |
ROELANDTS WILLEM PDirector
|
GrantCommon Stock | 10,219 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-046276 · form4.xml · nonDerivative · entry 1 ROELANDTS WILLEM P · CIK 0001232254 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,084 F1 · shares: Represents automatic annual grant of restricted stock units to a non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These restricted stock units are scheduled to vest on March 1, 2017 (subject to continued service as a director through the vest date). Pursuant to Mr. Roelandts' election to defer, any units that vest from this grant will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board. F2 · balance_after: Number of shares includes 21,691 restricted stock units previously reported that have vested and which, pursuant to Mr. Roelandts' election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board. Read SEC document |
| March 10, 2016 Filed Mar 14, 2016 23:34 UTC |
SWAN ROBERT HOLMESDirector
|
GrantCommon Stock | 10,219 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-046277 · form4.xml · nonDerivative · entry 1 SWAN ROBERT HOLMES · CIK 0001218363 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,376 F1 · shares: Represents automatic annual grant of restricted stock units to a non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These restricted stock units are scheduled to vest on March 1, 2017 (subject to continued service as a director through the vest date). Pursuant to Mr. Swan's election to defer, any units that vest from this grant will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board. F2 · balance_after: Number of shares includes 43,495 restricted stock units previously reported that have vested and which, pursuant to Mr. Swan's election to defer, will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock and paid to him on the date of his termination of service from the Applied Board. Read SEC document |
| January 01, 2016 Filed Jan 6, 2016 00:33 UTC |
HALLIDAY ROBERT JSenior Vice President & CFO
|
Tax withholdingCommon Stock | 4,024 | $18.67 | $75,128.08 |
DisclosureSEC source: 0001127602-16-036126 · form4.xml · nonDerivative · entry 1 HALLIDAY ROBERT J · CIK 0001192445 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 505,433 F1 · shares: Represents number of shares that were automatically withheld upon vesting of performance shares to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Number of shares includes 380,879 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 40,000 shares are scheduled to vest in November 2016, (b) 10,000 shares are scheduled to vest in January of 2017, (c) 37,500 shares are scheduled to vest in December 2016, (d) 108,292 shares are scheduled to vest in installments in December of each of 2016 through 2018, with up to an additional 72,195 shares that may vest, depending on achievement of specified performance goals, and (e) 185,087 shares will be scheduled to vest in installments in December of each of 2016 through 2019, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| January 01, 2016 Filed Jan 6, 2016 00:36 UTC |
READ CHARLESCorp. VP, Corp. Contrlr. & CAO
|
Tax withholdingCommon Stock | 2,028 | $18.67 | $37,862.76 |
DisclosureSEC source: 0001127602-16-036128 · form4.xml · nonDerivative · entry 1 READ CHARLES · CIK 0001587870 · Corp. VP, Corp. Contrlr. & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,260 F1 · shares: Represents number of shares that were automatically withheld upon vesting of restricted stock units to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Number of shares includes 54,717 restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 15,000 shares are scheduled to vest in installments in October of 2016 and 2017 and (b) 39,717 shares are scheduled to vest in installments in January of 2017 through 2020 (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| December 19, 2015 Filed Dec 22, 2015 22:31 UTC |
ADDIEGO GINETTOSVP, Engineering
|
Tax withholdingCommon Stock | 9,418 | $18.10 | $170,465.80 |
DisclosureSEC source: 0001127602-15-034801 · form4.xml · nonDerivative · entry 1 ADDIEGO GINETTO · CIK 0001318062 · SVP, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 222,146 F1 · shares: Represents number of shares that were automatically withheld upon vesting of performance shares to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Number of shares includes 146,691 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 54,147 shares are scheduled to vest in installments in December of each of 2016 through 2018, with up to an additional 36,098 shares that may vest, depending on achievement of specified performance goals, and (b) 92,544 shares that will be scheduled to vest in installments in December of each of 2016 through 2019, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| December 19, 2015 Filed Dec 22, 2015 22:32 UTC |
DICKERSON GARY EDirector · President and CEO
|
Tax withholdingCommon Stock | 134,159 | $18.10 | $2,428,277.90 |
DisclosureSEC source: 0001127602-15-034803 · form4.xml · nonDerivative · entry 1 DICKERSON GARY E · CIK 0001183258 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,884,142 F1 · shares: Represents number of shares that were automatically withheld upon vesting of performance shares to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Number of shares includes 1,079,405 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 175,000 shares are scheduled to vest in July 2016, (b) 150,000 shares are scheduled to vest in December 2016, (c) 278,466 shares are scheduled to vest in installments in December of each of 2016 through 2018, with up to an additional 185,644 shares that may vest, depending on achievement of specified performance goals, and (d) 475,939 shares will be scheduled to vest in installments in December of each of 2016 through 2019, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| December 19, 2015 Filed Dec 22, 2015 22:35 UTC |
HALLIDAY ROBERT JSenior Vice President & CFO
|
Tax withholdingCommon Stock | 38,405 | $18.10 | $695,130.50 |
DisclosureSEC source: 0001127602-15-034805 · form4.xml · nonDerivative · entry 1 HALLIDAY ROBERT J · CIK 0001192445 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 509,457 F1 · shares: Represents number of shares that were automatically withheld upon vesting of performance shares to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Number of shares includes 390,879 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 40,000 shares are scheduled to vest in November 2016, (b) 20,000 shares are scheduled to vest in installments in January of each of 2016 and 2017, (c) 37,500 shares are scheduled to vest in December 2016, (d) 108,292 shares are scheduled to vest in installments in December of each of 2016 through 2018, with up to an additional 72,195 shares that may vest, depending on achievement of specified performance goals, and (e) 185,087 shares will be scheduled to vest in installments in December of each of 2016 through 2019, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| December 19, 2015 Filed Dec 22, 2015 22:37 UTC |
Larkins Thomas FSr. VP, GC & Corp. Secretary
|
Tax withholdingCommon Stock | 38,770 | $18.10 | $701,737.00 |
DisclosureSEC source: 0001127602-15-034807 · form4.xml · nonDerivative · entry 1 Larkins Thomas F · CIK 0001562962 · Sr. VP, GC & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 501,678 F1 · shares: Represents number of shares that were automatically withheld upon vesting of performance shares to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Number of shares includes 195,008 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 56,250 shares are scheduled to vest in December 2016, (b) 54,147 shares are scheduled to vest in installments in December of each of 2016 through 2018, with up to an additional 36,098 shares that may vest, depending on achievement of specified performance goals, and (c) 84,611 shares will be scheduled to vest in installments in December of each of 2016 through 2019, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| December 19, 2015 Filed Dec 22, 2015 22:38 UTC |
Nalamasu OmkaramSenior VP, CTO
|
Tax withholdingCommon Stock | 68,124 | $18.10 | $1,233,044.40 |
DisclosureSEC source: 0001127602-15-034809 · form4.xml · nonDerivative · entry 1 Nalamasu Omkaram · CIK 0001510815 · Senior VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 477,487 F1 · shares: Represents number of shares that was automatically withheld upon vesting of performance shares to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Number of shares includes 271,691 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 50,000 shares are scheduled to vest in installments in July of each of 2016 and 2017, (b) 75,000 shares are scheduled to vest in December 2016, (c) 54,147 shares are scheduled to vest in installments in December of each of 2016 through 2018, with up to an additional 36,098 shares that may vest, depending on achievement of specified performance goals, and (d) 92,544 shares will be scheduled to vest in installments in December of each of 2016 through 2019, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| December 19, 2015 Filed Dec 22, 2015 22:40 UTC |
Salehpour AliSr. VP, GM New Mrkts & Service
|
Tax withholdingCommon Stock | 42,806 | $18.10 | $774,788.60 |
DisclosureSEC source: 0001127602-15-034811 · form4.xml · nonDerivative · entry 1 Salehpour Ali · CIK 0001563106 · Sr. VP, GM New Mrkts & Service 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 588,454 F1 · shares: Represents number of shares that were automatically withheld upon vesting of performance shares to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Number of shares includes 401,307 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 101,750 shares are scheduled to vest in December 2016, (b) 77,352 shares are scheduled to vest in installments in December of each of 2016 through 2018, with up to an additional 51,568 shares that may vest, depending on achievement of specified performance goals, (c) 132,205 shares will be scheduled to vest in installments in December of each of 2016 through 2019, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals, and (d) 90,000 shares are scheduled to vest in installments in October of each of 2016 through 2018 (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| December 17, 2015 Filed Dec 19, 2015 00:56 UTC |
Ma AdriannaDirector
|
GrantCommon Stock | 2,518 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-034657 · form4.xml · nonDerivative · entry 1 Ma Adrianna · CIK 0001576954 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,518 F1 · shares: Represents automatic initial grant of restricted stock units to non-employee director upon appointment to the Board of Directors pursuant to the Applied Materials, Inc. Employee Stock Incentive Plan. These restricted stock units will be converted on a one-for-one basis into Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur on March 1, 2016, subject to continued service as a director through the vest date. Read SEC document |
| December 07, 2015 Filed Dec 10, 2015 01:18 UTC |
DICKERSON GARY EDirector · President and CEO
|
GrantCommon Stock | 475,939 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-033677 · form4.xml · nonDerivative · entry 1 DICKERSON GARY E · CIK 0001183258 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,018,301 F1 · shares: Represents performance shares that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur no earlier than in four equal annual installments beginning December 19, 2016, depending on the achievement of specified performance goals and continued employment through each applicable vest date. The number of shares shown is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on the achievement of specified performance goals. F2 · balance_after: Number of shares includes 846,287 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 175,000 shares are scheduled to vest in July 2016; (b) 300,000 shares are scheduled to vest in installments in December of 2015 and 2016; and (c) 371,287 shares will be scheduled to vest in installments in December of 2015 through 2018, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| December 07, 2015 Filed Dec 10, 2015 01:21 UTC |
HALLIDAY ROBERT JSenior Vice President & CFO
|
GrantCommon Stock | 185,087 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-033679 · form4.xml · nonDerivative · entry 1 HALLIDAY ROBERT J · CIK 0001192445 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 547,862 F1 · shares: Represents performance shares that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur no earlier than in four equal annual installments beginning December 19, 2016, depending on the achievement of specified performance goals and continued employment through each applicable vest date. The number of shares shown is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on the achievement of specified performance goals. F2 · balance_after: Number of shares includes 279,389 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 40,000 shares are scheduled to vest in November 2016; (b) 20,000 shares are scheduled to vest in installments in January of 2016 and 2017; (c) 75,000 shares are scheduled to vest in installments in December 2015 and 2016; and (d) 144,389 shares will be scheduled to vest in installments in December of 2015 through 2018, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| December 07, 2015 Filed Dec 10, 2015 01:27 UTC |
Larkins Thomas FSr. VP, GC & Corp. Secretary
|
GrantCommon Stock | 84,611 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-033681 · form4.xml · nonDerivative · entry 1 Larkins Thomas F · CIK 0001562962 · Sr. VP, GC & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 540,448 F1 · shares: Represents performance shares that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur no earlier than in four equal annual installments beginning December 19, 2016, depending on the achievement of specified performance goals and continued employment through each applicable vest date. The number of shares shown is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on the achievement of specified performance goals. F2 · balance_after: Number of shares includes 184,695 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 112,500 shares are scheduled to vest in installments in December of 2015 and 2016; and (b) 72,195 shares will be scheduled to vest in installments in December of 2015 through 2018, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| December 07, 2015 Filed Dec 10, 2015 01:31 UTC |
READ CHARLESCorp. VP, Corp. Contrlr. & CAO
|
GrantCommon Stock | 21,153 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-033683 · form4.xml · nonDerivative · entry 1 READ CHARLES · CIK 0001587870 · Corp. VP, Corp. Contrlr. & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,288 F1 · shares: Represents restricted stock units that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in four equal annual installments beginning January 1, 2017 (subject to continued employment through each applicable vest date). F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 33,564 restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 15,000 shares are scheduled to vest in installments in October of 2016 and 2017 and (b) 18,564 shares are scheduled to vest in installments in January of 2016 through 2019 (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| December 07, 2015 Filed Dec 10, 2015 02:24 UTC |
ADDIEGO GINETTOSVP, Engineering
|
GrantCommon Stock | 92,544 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-033685 · form4.xml · nonDerivative · entry 1 ADDIEGO GINETTO · CIK 0001318062 · SVP, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 231,564 F1 · shares: Represents performance shares that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur no earlier than in four equal annual installments beginning December 19, 2016, depending on the achievement of specified performance goals and continued employment through each applicable vest date. The number of shares shown is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on the achievement of specified performance goals. F2 · balance_after: Number of shares includes 72,195 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in installments in December of 2015 through 2018, depending on the achievement of specified performance goals and continued employment through each applicable vest date. The number of shares reported is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals. Read SEC document |
| December 07, 2015 Filed Dec 10, 2015 02:26 UTC |
Nalamasu OmkaramSenior VP, CTO
|
GrantCommon Stock | 92,544 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-033687 · form4.xml · nonDerivative · entry 1 Nalamasu Omkaram · CIK 0001510815 · Senior VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 545,611 F1 · shares: Represents performance shares that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur no earlier than in four equal annual installments beginning December 19, 2016, depending on the achievement of specified performance goals and continued employment through each applicable vest date. The number of shares shown is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on the achievement of specified performance goals. F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 309,695 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 50,000 shares are scheduled to vest in installments in July of 2016 and 2017; (b) 187,500 shares are scheduled to vest in installments in December of 2015 and 2016; and (c) 72,195 shares will be scheduled to vest in installments in December of 2015 through 2018, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| December 07, 2015 Filed Dec 10, 2015 02:27 UTC |
Salehpour AliSr. VP, GM New Mrkts & Service
|
GrantCommon Stock | 132,205 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-033689 · form4.xml · nonDerivative · entry 2 Salehpour Ali · CIK 0001563106 · Sr. VP, GM New Mrkts & Service 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 631,260 F3 · shares: Represents performance shares that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur no earlier than in four equal annual installments beginning December 19, 2016, depending on the achievement of specified performance goals and continued employment through each applicable vest date. The number of shares shown is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on the achievement of specified performance goals. F2 · balance_after: Number of shares includes 351,135 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 158,000 shares are scheduled to vest in installments in December of 2015 and 2016; (b) 103,135 shares will be scheduled to vest in installments in December of 2015 through 2018, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals; and (c) 90,000 shares are scheduled to vest in installments in October of 2016 through 2018 (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| December 07, 2015 Filed Dec 10, 2015 02:27 UTC |
Salehpour AliSr. VP, GM New Mrkts & Service
|
Tax withholdingCommon Stock | 15,655 | $18.91 | $296,036.05 |
DisclosureSEC source: 0001127602-15-033689 · form4.xml · nonDerivative · entry 1 Salehpour Ali · CIK 0001563106 · Sr. VP, GM New Mrkts & Service 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 499,055 F1 · shares: Represents number of shares that were automatically withheld upon vesting of performance shares to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Number of shares includes 351,135 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 158,000 shares are scheduled to vest in installments in December of 2015 and 2016; (b) 103,135 shares will be scheduled to vest in installments in December of 2015 through 2018, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals; and (c) 90,000 shares are scheduled to vest in installments in October of 2016 through 2018 (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| December 03, 2015 Filed Dec 5, 2015 00:24 UTC |
Larkins Thomas FSr. VP, GC & Corp. Secretary
|
Tax withholdingCommon Stock | 55,442 | $18.76 | $1,040,091.92 |
DisclosureSEC source: 0001127602-15-033273 · form4.xml · nonDerivative · entry 1 Larkins Thomas F · CIK 0001562962 · Sr. VP, GC & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 455,837 F1 · shares: Represents number of shares that were automatically withheld upon vesting of performance shares to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Number of shares includes 184,695 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 112,500 shares are scheduled to vest in installments in December of 2015 and 2016; and (b) 72,195 shares will be scheduled to vest in installments in December of 2015 through 2018, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| December 01, 2015 Filed Dec 3, 2015 22:11 UTC |
Salehpour AliSr. VP, GM New Mrkts & Service
|
Tax withholdingCommon Stock | 23,742 | $19.18 | $455,371.56 |
DisclosureSEC source: 0001127602-15-033197 · form4.xml · nonDerivative · entry 1 Salehpour Ali · CIK 0001563106 · Sr. VP, GM New Mrkts & Service 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 514,710 F1 · shares: Represents number of shares that were automatically withheld upon vesting of performance shares to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 381,135 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 158,000 shares are scheduled to vest in installments in December of 2015 and 2016; (b) 103,135 shares will be scheduled to vest in installments in December of 2015 through 2018, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals; and (c) 120,000 shares are scheduled to vest in installments in December 2015 and in October of 2016 through 2018, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| November 16, 2015 Filed Nov 18, 2015 22:18 UTC |
Forrest Stephen RDirector
|
SaleCommon Stock | 5,000 | $17.67 | $88,350.00 |
DisclosureSEC source: 0001127602-15-031884 · form4.xml · nonDerivative · entry 1 Forrest Stephen R · CIK 0001437592 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,740 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at $17.67 and $17.68. The reporting person undertakes to provide to Applied Materials, Inc., ("Applied"), any security holder of Applied or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4. F2 · balance_after: Number of shares includes 8,980 restricted stock units previously reported that in the future will be converted on a one-for-one basis into Applied common stock upon vesting, which vesting is scheduled to occur in March 2016 (subject to continued service as a director through the vest date). Read SEC document |
| November 10, 2015 Filed Nov 13, 2015 02:30 UTC |
HALLIDAY ROBERT JSenior Vice President & CFO
|
Tax withholdingCommon Stock | 15,033 | $16.76 | $251,953.08 |
DisclosureSEC source: 0001127602-15-031245 · form4.xml · nonDerivative · entry 1 HALLIDAY ROBERT J · CIK 0001192445 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 362,775 F1 · shares: Represents number of shares that were automatically withheld upon vesting of performance shares to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 279,389 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 40,000 shares are scheduled to vest in November 2016; (b) 20,000 shares are scheduled to vest in installments in January of 2016 and 2017; (c) 75,000 shares are scheduled to vest in installments in December 2015 and 2016; and (d) 144,389 shares that will be scheduled to vest in installments in December of 2015 through 2018, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| November 04, 2015 Filed Nov 6, 2015 23:27 UTC |
CHEN XUNDirector
|
GrantCommon Stock | 4,092 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-030676 · form4.xml · nonDerivative · entry 1 CHEN XUN · CIK 0001284885 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,092 F1 · shares: Represents automatic initial grant of restricted stock units to non-employee director upon appointment to the Board of Directors pursuant to the Applied Materials, Inc. Employee Stock Incentive Plan. These restricted stock units will be converted on a one-for-one basis into Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur on March 1, 2016, subject to continued service as a director through the vest date. Read SEC document |
| October 02, 2015 Filed Oct 2, 2015 23:06 UTC |
Thakur RandhirEVP & GM, Silicon Systems
|
SaleCommon Stock | 28,435 | $14.78 | $420,269.30 |
DisclosureSEC source: 0001127602-15-028483 · form4.xml · nonDerivative · entry 2 Thakur Randhir · CIK 0001322349 · EVP & GM, Silicon Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 535,372 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.76 to $14.81, inclusive. The reporting person undertakes to provide to Applied Materials, Inc., any security holder of Applied Materials, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price set forth in footnote 3 to this Form 4. Read SEC document |
| October 01, 2015 Filed Oct 5, 2015 20:57 UTC |
READ CHARLESCorp. VP, Corp. Contrlr. & CAO
|
Tax withholdingCommon Stock | 2,819 | $14.67 | $41,354.73 |
DisclosureSEC source: 0001127602-15-028665 · form4.xml · nonDerivative · entry 1 READ CHARLES · CIK 0001587870 · Corp. VP, Corp. Contrlr. & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,803 F1 · shares: Represents number of shares that was automatically withheld upon vesting of restricted stock units to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 33,564 restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 15,000 shares are scheduled to vest in installments in October of 2016 and 2017 and (b) 18,564 shares are scheduled to vest in installments in January of 2016 through 2019 (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| September 30, 2015 Filed Oct 2, 2015 23:06 UTC |
Thakur RandhirEVP & GM, Silicon Systems
|
SaleCommon Stock | 60,000 | $14.72 | $883,200.00 |
DisclosureSEC source: 0001127602-15-028483 · form4.xml · nonDerivative · entry 1 Thakur Randhir · CIK 0001322349 · EVP & GM, Silicon Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 563,807 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.71 to $14.74, inclusive. The reporting person undertakes to provide to Applied Materials, Inc., any security holder of Applied Materials, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4. F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes: (a) 465,535 performance shares that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur as follows: (i) 105,000 shares are scheduled to vest in July 2016, (ii) 257,400 shares are scheduled to vest in installments in December of 2015 and 2016; and (iii) 103,135 shares will be scheduled to vest in installments in December of 2015 through 2018, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals; and (b) 5,100 shares of restricted stock that are scheduled to vest in December 2015 (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| September 24, 2015 Filed Sep 25, 2015 20:16 UTC |
DICKERSON GARY EDirector · President and CEO
|
PurchaseCommon Stock | 30,000 | $14.34 | $430,200.00 |
DisclosureSEC source: 0001127602-15-027638 · form4.xml · nonDerivative · entry 1 DICKERSON GARY E · CIK 0001183258 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,542,362 F1 · balance_after: Increased number of shares reflects periodic payroll acquisitions under the Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 846,287 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 175,000 shares are scheduled to vest in July 2016; (b) 300,000 shares are scheduled to vest in installments in December of 2015 and 2016; and (c) 371,287 shares will be scheduled to vest in installments in December of 2015 through 2018, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| August 21, 2015 Filed Aug 24, 2015 23:34 UTC |
DICKERSON GARY EDirector · President and CEO
|
PurchaseCommon Stock | 10,000 | $15.68 | $156,800.00 |
DisclosureSEC source: 0001127602-15-025740 · form4.xml · nonDerivative · entry 1 DICKERSON GARY E · CIK 0001183258 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,511,887 F1 · balance_after: Number of shares includes 846,287 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 175,000 shares are scheduled to vest in July 2016; (b) 300,000 shares are scheduled to vest in installments in December of 2015 and 2016; and (c) 371,287 shares will be scheduled to vest in installments in December of 2015 through 2018, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| August 17, 2015 Filed Aug 19, 2015 23:21 UTC |
SWAN ROBERT HOLMESDirector
|
PurchaseCommon Stock | 11,827 | $16.88 | $199,639.76 |
DisclosureSEC source: 0001127602-15-025442 · form4.xml · nonDerivative · entry 1 SWAN ROBERT HOLMES · CIK 0001218363 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,157 F1 · balance_after: Number of shares includes 52,475 restricted stock units previously reported, of which (a) 43,495 units have vested and which, pursuant to Mr. Swan's election to defer, will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock and paid to him on the date of his termination of service from the Applied Board, and (b) 8,980 units are scheduled to vest in March 2016 (subject to continued service as a director through the vest date). Read SEC document |
| July 01, 2015 Filed Jul 7, 2015 01:43 UTC |
DICKERSON GARY EDirector · President and CEO
|
Tax withholdingCommon Stock | 151,255 | $19.51 | $2,950,985.05 |
DisclosureSEC source: 0000899243-15-000679 · doc4.xml · nonDerivative · entry 2 DICKERSON GARY E · CIK 0001183258 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,501,887 F2 · shares: Represents shares that were automatically withheld upon vesting of performance shares to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F3 · balance_after: Number of shares includes 846,287 performance shares that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur as follows: (a) 175,000 shares are scheduled to vest in July 2016; (b) 300,000 shares are scheduled to vest in installments in December of 2015 and 2016; and (c) 371,287 shares that will be scheduled to vest in installments in December of 2015 through 2018, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| July 01, 2015 Filed Jul 7, 2015 01:43 UTC |
DICKERSON GARY EDirector · President and CEO
|
GrantCommon Stock | 60,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-15-000679 · doc4.xml · nonDerivative · entry 1 DICKERSON GARY E · CIK 0001183258 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,653,142 F1 · shares: Represents performance shares acquired based on deemed achievement of specified performance goals related to performance shares granted on June 19, 2012. This acquisition is exempt under Rule 16b-3. The shares are subject to vesting as follows: 45,000 shares vested on July 1, 2015 and 15,000 shares are scheduled to vest on July 1, 2016 (vesting subject to continued employment through the vest date). Read SEC document |
| July 01, 2015 Filed Jul 7, 2015 01:44 UTC |
Nalamasu OmkaramSenior VP, CTO
|
Tax withholdingCommon Stock | 9,396 | $19.51 | $183,315.96 |
DisclosureSEC source: 0000899243-15-000680 · doc4.xml · nonDerivative · entry 1 Nalamasu Omkaram · CIK 0001510815 · Senior VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 452,592 F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares to cover tax withholding obligations in a transaction exempt under Rule 16b-3 F2 · balance_after: Number of shares includes 309,695 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 50,000 shares are scheduled to vest in installments in July of 2016 and 2017; (b) 187,500 shares are scheduled to vest in installments in December of 2015 and 2016; and (c) 72,195 shares will be scheduled to vest in installments in December of 2015 through 2018, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| July 01, 2015 Filed Jul 7, 2015 01:49 UTC |
Thakur RandhirEVP & GM, Silicon Systems
|
Tax withholdingCommon Stock | 80,207 | $19.51 | $1,564,838.57 |
DisclosureSEC source: 0000899243-15-000685 · doc4.xml · nonDerivative · entry 2 Thakur Randhir · CIK 0001322349 · EVP & GM, Silicon Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 623,332 F2 · shares: Represents shares that were automatically withheld upon vesting of performance shares to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F3 · balance_after: umber of shares includes: (a) 465,535 performance shares that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur as follows: (i) 105,000 shares are scheduled to vest in July 2016, (ii) 257,400 shares are scheduled to vest in installments in December of 2015 and 2016; and (iii) 103,135 shares will be scheduled to vest in installments in December of 2015 through 2018, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals; and (b) 5,100 shares of restricted stock that are scheduled to vest in December 2015 (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| July 01, 2015 Filed Jul 7, 2015 01:49 UTC |
Thakur RandhirEVP & GM, Silicon Systems
|
GrantCommon Stock | 36,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-15-000685 · doc4.xml · nonDerivative · entry 1 Thakur Randhir · CIK 0001322349 · EVP & GM, Silicon Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 703,539 F1 · shares: Represents performance shares acquired based on deemed achievement of specified performance goals related to performance shares granted on June 19, 2012. This acquisition is exempt under Rule 16b-3. The shares are subject to vesting as follows: 27,000 shares vested on July 1, 2015 and 9,000 shares are scheduled to vest on July 1, 2016 (vesting subject to continued employment through the vest date). Read SEC document |
| June 24, 2015 Filed Jun 26, 2015 23:08 UTC |
Thakur RandhirEVP & GM, Silicon Systems
|
SaleCommon Stock | 164,000 | $20.14 | $3,302,960.00 |
DisclosureSEC source: 0001127602-15-021494 · form4.xml · nonDerivative · entry 1 Thakur Randhir · CIK 0001322349 · EVP & GM, Silicon Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 667,539 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.11 to $20.21, inclusive. The reporting person undertakes to provide to Applied Materials, Inc., any security holder of Applied Materials, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price set forth in footnote 1 to this Form 4. F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes: (a) 597,535 performance shares that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur as follows: (i) 147,000 shares are scheduled to vest in installments in July 2015 and 2016, (ii) 90,000 shares will be scheduled to vest in installments in July 2015 and 2016, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 140% of the target amount, depending on achievement of specified performance goals; (iii) 257,400 shares are scheduled to vest in installments in December of 2015 and 2016; and (iv) 103,135 shares will be scheduled to vest in installments in December 2015 through 2018, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals; and (b) 5,100 shares of restricted stock that are scheduled to vest in December 2015 (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| June 23, 2015 Filed Jun 25, 2015 23:07 UTC |
HALLIDAY ROBERT JSenior Vice President & CFO
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SaleCommon Stock | 25,000 | $19.99 | $499,750.00 |
DisclosureSEC source: 0001127602-15-021403 · form4.xml · nonDerivative · entry 1 HALLIDAY ROBERT J · CIK 0001192445 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 377,333 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices of $19.99 and $20.00, inclusive. The reporting person undertakes to provide to Applied Materials, Inc., any security holder of Applied Materials, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price set forth in footnote 1 to this Form 4. F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 319,389 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 80,000 shares are scheduled to vest in installments in November 2015 and 2016; (b) 20,000 shares are scheduled to vest in installments in January of 2016 and 2017; (c) 75,000 shares are scheduled to vest in installments in December 2015 and 2016; and (d) 144,389 shares that will be scheduled to vest in installments in December of 2015 through 2018, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.