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Nasdaq · USD

ALTI

AlTi Global, Inc.

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5344
SEC CIK
0001838615
Parsed reports
255

Last 12 months

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0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 25, 2024 Filed Jun 26, 2024 12:03 UTC
Bouzarif AliDirector
Exercise / conversionRestricted Stock Units · Derivative 18,363.94 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-029979 · wk-form4_1719403401.xml · derivative · entry 3

Bouzarif Ali · CIK 0001958682 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 18,363.94 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of AlTi Global Inc. Class A Common Stock.

F3 · derivative.exercise_date: The restricted stock units vest in whole on the earlier of (i) the business day immediately prior to AlTi Global Inc.'s 2024 annual general meeting or (ii) June 30, 2024.

F3 · derivative.expiration_date: The restricted stock units vest in whole on the earlier of (i) the business day immediately prior to AlTi Global Inc.'s 2024 annual general meeting or (ii) June 30, 2024.

Read SEC document
June 25, 2024 Filed Jun 26, 2024 12:03 UTC
Bouzarif AliDirector
Exercise / conversionClass A Common Stock 18,363.94 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-24-029979 · wk-form4_1719403401.xml · nonDerivative · entry 1

Bouzarif Ali · CIK 0001958682 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,474.94

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of AlTi Global Inc. Class A Common Stock.

Read SEC document
June 25, 2024 Filed Jun 26, 2024 12:02 UTC Exercise / conversionRestricted Stock Units · Derivative 18,363.94 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-029978 · wk-form4_1719403370.xml · derivative · entry 2

Brophy Warson Tracey · CIK 0001845846 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 18,363.94 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of AlTi Global Inc. Class A Common Stock.

F2 · derivative.exercise_date: The restricted stock units vest in whole on the earlier of (i) the business day immediately prior to AlTi Global Inc.'s 2024 annual general meeting or (ii) June 30, 2024.

F2 · derivative.expiration_date: The restricted stock units vest in whole on the earlier of (i) the business day immediately prior to AlTi Global Inc.'s 2024 annual general meeting or (ii) June 30, 2024.

Read SEC document
June 25, 2024 Filed Jun 26, 2024 12:02 UTC Exercise / conversionClass A Common Stock 18,363.94 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-24-029978 · wk-form4_1719403370.xml · nonDerivative · entry 1

Brophy Warson Tracey · CIK 0001845846 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,474.94

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of AlTi Global Inc. Class A Common Stock.

Read SEC document
June 25, 2024 Filed Jun 26, 2024 12:01 UTC
Lee JudyDirector
Exercise / conversionRestricted Stock Units · Derivative 18,363.94 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-029975 · wk-form4_1719403278.xml · derivative · entry 2

Lee Judy · CIK 0001958486 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 18,363.94 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of AlTi Global Inc. Class A Common Stock.

F2 · derivative.exercise_date: The restricted stock units vest in whole on the earlier of (i) the business day immediately prior to AlTi Global Inc.'s 2024 annual general meeting or (ii) June 30, 2024.

F2 · derivative.expiration_date: The restricted stock units vest in whole on the earlier of (i) the business day immediately prior to AlTi Global Inc.'s 2024 annual general meeting or (ii) June 30, 2024.

Read SEC document
June 25, 2024 Filed Jun 26, 2024 12:01 UTC
Lee JudyDirector
Exercise / conversionClass A Common Stock 18,363.94 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-24-029975 · wk-form4_1719403278.xml · nonDerivative · entry 1

Lee Judy · CIK 0001958486 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,474.94

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of AlTi Global Inc. Class A Common Stock.

Read SEC document
June 06, 2024 Filed Jun 10, 2024 20:21 UTC PurchaseClass A Common Stock 20,000 $4.72 $94,400.00
Disclosure

SEC source: 0001062993-24-012308 · form4.xml · nonDerivative · entry 1

IlWaddi Holdings · CIK 0001960409 · 10% owner

Al-Thani Jassim Abdulaziz · CIK 0001960834 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 17,984,584

F1 · ownership.direct: Shares directly owned by IlWaddi Holdings.

F2 · ownership.nature: H.E. Sheikh Jassim bin Abdulaziz J.H. Al-Thani is the sole owner of IlWaddi Holdings.

Read SEC document
June 05, 2024 Filed Jun 5, 2024 14:09 UTC
Moran Kevin P.President and COO
GrantPeformance Restricted Stock Unit · Derivative 236,967.37 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-026802 · wk-form4_1717610962.xml · derivative · entry 2

Moran Kevin P. · CIK 0001959720 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 236,967.37

Underlying: Class A Common Stock · 236,967.37 shares

Expires not disclosed

F3 · derivative.exercise_price: Each performance restricted stock unit ("PRSU") represents a contingent right to receive one share of the Company's Class A Common Stock.

F4 · derivative.exercise_date: 33.33% of the PRSUs shall be eligible to vest at the end of each of three annual performance periods beginning on March 31, 2025, subject to the reporting person's continued service with the Company through the applicable performance period, based on the total shareholder return of the Company's Class A Common Stock exceeding certain thresholds. The maximum number of units that may vest over three years is 473,934.74 (200% of the target number).

F4 · derivative.expiration_date: 33.33% of the PRSUs shall be eligible to vest at the end of each of three annual performance periods beginning on March 31, 2025, subject to the reporting person's continued service with the Company through the applicable performance period, based on the total shareholder return of the Company's Class A Common Stock exceeding certain thresholds. The maximum number of units that may vest over three years is 473,934.74 (200% of the target number).

Read SEC document
June 05, 2024 Filed Jun 5, 2024 14:10 UTC
Maliagros SpirosDirector · Pres., Strategic Alternatives
GrantPeformance Restricted Stock Unit · Derivative 182,072.94 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-026804 · wk-form4_1717611020.xml · derivative · entry 2

Maliagros Spiros · CIK 0001959722 · Director · Pres., Strategic Alternatives

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 182,072.94

Underlying: Class A Common Stock · 182,072.94 shares

Expires not disclosed

F3 · derivative.exercise_price: Each performance restricted stock unit ("PRSU") represents a contingent right to receive one share of the Company's Class A Common Stock.

F4 · derivative.exercise_date: 33.33% of the PRSUs shall be eligible to vest at the end of each of three annual performance periods beginning on March 31, 2025, subject to the reporting person's continued service with the Company through the applicable performance period, based on the total shareholder return of the Company's Class A Common Stock exceeding certain thresholds. The maximum number of units that may vest over three years is 364,145.88 (200% of the target number).

F4 · derivative.expiration_date: 33.33% of the PRSUs shall be eligible to vest at the end of each of three annual performance periods beginning on March 31, 2025, subject to the reporting person's continued service with the Company through the applicable performance period, based on the total shareholder return of the Company's Class A Common Stock exceeding certain thresholds. The maximum number of units that may vest over three years is 364,145.88 (200% of the target number).

Read SEC document
June 05, 2024 Filed Jun 5, 2024 14:09 UTC
Yarad Stephen D.Chief Financial Officer
GrantPeformance Restricted Stock Unit · Derivative 26,871.4 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-026803 · wk-form4_1717610989.xml · derivative · entry 2

Yarad Stephen D. · CIK 0001501837 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,871.4

Underlying: Class A Common Stock · 26,871.4 shares

Expires not disclosed

F3 · derivative.exercise_price: Each performance restricted stock unit ("PRSU") represents a contingent right to receive one share of the Company's Class A Common Stock.

F4 · derivative.exercise_date: 33.33% of the PRSUs shall be eligible to vest at the end of each of three annual performance periods beginning on March 31, 2025, subject to the reporting person's continued service with the Company through the applicable performance period, based on the total shareholder return of the Company's Class A Common Stock exceeding certain thresholds. The maximum number of units that may vest over three years is 53,742.80 (200% of the target number).

F4 · derivative.expiration_date: 33.33% of the PRSUs shall be eligible to vest at the end of each of three annual performance periods beginning on March 31, 2025, subject to the reporting person's continued service with the Company through the applicable performance period, based on the total shareholder return of the Company's Class A Common Stock exceeding certain thresholds. The maximum number of units that may vest over three years is 53,742.80 (200% of the target number).

Read SEC document
June 05, 2024 Filed Jun 5, 2024 18:11 UTC
Curtin Nancy AnnDirector · Chief Investment Officer
GrantPeformance Restricted Stock Unit · Derivative 96,580.99 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-026806 · wk-form4_1717611079.xml · derivative · entry 2

Curtin Nancy Ann · CIK 0001615735 · Director · Chief Investment Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,580.99

Underlying: Class A Common Stock · 96,580.99 shares

Expires not disclosed

F3 · derivative.exercise_price: Each performance restricted stock unit ("PRSU") represents a contingent right to receive one share of the Company's Class A Common Stock.

F4 · derivative.exercise_date: 33.33% of the PRSUs shall be eligible to vest at the end of each of three annual performance periods beginning on March 31, 2025, subject to the reporting person's continued service with the Company through the applicable performance period, based on the total shareholder return of the Company's Class A Common Stock exceeding certain thresholds. The maximum number of units that may vest over three years is 193,161.98 (200% of the target number).

F4 · derivative.expiration_date: 33.33% of the PRSUs shall be eligible to vest at the end of each of three annual performance periods beginning on March 31, 2025, subject to the reporting person's continued service with the Company through the applicable performance period, based on the total shareholder return of the Company's Class A Common Stock exceeding certain thresholds. The maximum number of units that may vest over three years is 193,161.98 (200% of the target number).

Read SEC document
June 05, 2024 Filed Jun 5, 2024 14:11 UTC
Graham Colleen AGlobal General Counsel
GrantPeformance Restricted Stock Unit · Derivative 77,092.13 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-026807 · wk-form4_1717611107.xml · derivative · entry 2

Graham Colleen A · CIK 0001774027 · Global General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,092.13

Underlying: Class A Common Stock · 77,092.13 shares

Expires not disclosed

F3 · derivative.exercise_price: Each performance restricted stock unit ("PRSU") represents a contingent right to receive one share of the Company's Class A Common Stock.

F4 · derivative.exercise_date: 33.33% of the PRSUs shall be eligible to vest at the end of each of three annual performance periods beginning on March 31, 2025, subject to the reporting person's continued service with the Company through the applicable performance period, based on the total shareholder return of the Company's Class A Common Stock exceeding certain thresholds. The maximum number of units that may vest over three years is 154,184.26 (200% of the target number).

F4 · derivative.expiration_date: 33.33% of the PRSUs shall be eligible to vest at the end of each of three annual performance periods beginning on March 31, 2025, subject to the reporting person's continued service with the Company through the applicable performance period, based on the total shareholder return of the Company's Class A Common Stock exceeding certain thresholds. The maximum number of units that may vest over three years is 154,184.26 (200% of the target number).

Read SEC document
June 05, 2024 Filed Jun 5, 2024 18:12 UTC
Tiedemann MichaelDirector · Chief Executive Officer
GrantPeformance Restricted Stock Unit · Derivative 458,733.21 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-026808 · wk-form4_1717611137.xml · derivative · entry 7

Tiedemann Michael · CIK 0001958484 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 458,733.21

Underlying: Class A Common Stock · 458,733.21 shares

Expires not disclosed

F6 · derivative.exercise_price: Each performance restricted stock unit ("PRSU") represents a contingent right to receive one share of the Company's Class A Common Stock.

F7 · derivative.exercise_date: 33.33% of the PRSUs shall be eligible to vest at the end of each of three annual performance periods beginning on March 31, 2025, subject to the reporting person's continued service with the Company through the applicable performance period, based on the total shareholder return of the Company's Class A Common Stock exceeding certain thresholds. The maximum number of units that may vest over three years is 917,466.42 (200% of the target number).

F7 · derivative.expiration_date: 33.33% of the PRSUs shall be eligible to vest at the end of each of three annual performance periods beginning on March 31, 2025, subject to the reporting person's continued service with the Company through the applicable performance period, based on the total shareholder return of the Company's Class A Common Stock exceeding certain thresholds. The maximum number of units that may vest over three years is 917,466.42 (200% of the target number).

Read SEC document
June 05, 2024 Filed Jun 5, 2024 18:11 UTC
Weeber RobertPres, Intl. Wealth Mmgt
GrantPeformance Restricted Stock Unit · Derivative 87,962.87 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-026805 · wk-form4_1717611052.xml · derivative · entry 2

Weeber Robert · CIK 0001996742 · Pres, Intl. Wealth Mmgt

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,962.87

Underlying: Class A Common Stock · 87,962.87 shares

Expires not disclosed

F3 · derivative.exercise_price: Each performance restricted stock unit ("PRSU") represents a contingent right to receive one share of the Company's Class A Common Stock.

F4 · derivative.exercise_date: 33.33% of the PRSUs shall be eligible to vest at the end of each of three annual performance periods beginning on March 31, 2025, subject to the reporting person's continued service with the Company through the applicable performance period, based on the total shareholder return of the Company's Class A Common Stock exceeding certain thresholds. The maximum number of units that may vest over three years is 175,925.74 (200% of the target number).

F4 · derivative.expiration_date: 33.33% of the PRSUs shall be eligible to vest at the end of each of three annual performance periods beginning on March 31, 2025, subject to the reporting person's continued service with the Company through the applicable performance period, based on the total shareholder return of the Company's Class A Common Stock exceeding certain thresholds. The maximum number of units that may vest over three years is 175,925.74 (200% of the target number).

Read SEC document
June 05, 2024 Filed Jun 5, 2024 18:08 UTC
Connell BrookePres, US Wealth Mgmt
GrantPeformance Restricted Stock Unit · Derivative 29,558.54 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-026801 · wk-form4_1717610928.xml · derivative · entry 2

Connell Brooke · CIK 0001996517 · Pres, US Wealth Mgmt

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,558.54

Underlying: Class A Common Stock · 29,558.54 shares

Expires not disclosed

F3 · derivative.exercise_price: Each performance restricted stock unit ("PRSU") represents a contingent right to receive one share of the Company's Class A Common Stock.

F4 · derivative.exercise_date: 33.33% of the PRSUs shall be eligible to vest at the end of each of three annual performance periods beginning on March 31, 2025, subject to the reporting person's continued service with the Company through the applicable performance period, based on the total shareholder return of the Company's Class A Common Stock exceeding certain thresholds. The maximum number of units that may vest over three years is 59,117.08 (200% of the target number).

F4 · derivative.expiration_date: 33.33% of the PRSUs shall be eligible to vest at the end of each of three annual performance periods beginning on March 31, 2025, subject to the reporting person's continued service with the Company through the applicable performance period, based on the total shareholder return of the Company's Class A Common Stock exceeding certain thresholds. The maximum number of units that may vest over three years is 59,117.08 (200% of the target number).

Read SEC document
June 05, 2024 Filed Jun 6, 2024 22:27 UTC PurchaseClass A Common Stock 11,319 $4.74 $53,652.06
Disclosure

SEC source: 0001062993-24-012102 · form4.xml · nonDerivative · entry 2

ilWaddi Holdings · CIK 0001960409 · 10% owner

Al-Thani Jassim Abdulaziz · CIK 0001960834 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 17,964,584

F1 · ownership.direct: Shares directly owned by IlWaddi Holdings.

F2 · ownership.nature: H.E. Sheikh Jassim bin Abdulaziz J.H. Al-Thani is the sole owner of IlWaddi Holdings.

Read SEC document
June 04, 2024 Filed Jun 5, 2024 14:09 UTC
Moran Kevin P.President and COO
GrantRestricted Stock Units · Derivative 41,356 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-026802 · wk-form4_1717610962.xml · derivative · entry 1

Moran Kevin P. · CIK 0001959720 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,356

Underlying: Class A Common Stock · 41,356 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of AlTi Global, Inc.'s (the "Company's") Class A Common Stock.

F2 · derivative.exercise_date: The RSUs vest in three equal annual installments beginning February 15, 2025.

F2 · derivative.expiration_date: The RSUs vest in three equal annual installments beginning February 15, 2025.

Read SEC document
June 04, 2024 Filed Jun 5, 2024 14:10 UTC
Maliagros SpirosDirector · Pres., Strategic Alternatives
GrantRestricted Stock Units · Derivative 30,339 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-026804 · wk-form4_1717611020.xml · derivative · entry 1

Maliagros Spiros · CIK 0001959722 · Director · Pres., Strategic Alternatives

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,339

Underlying: Class A Common Stock · 30,339 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of AlTi Global, Inc.'s (the "Company's") Class A Common Stock.

F2 · derivative.exercise_date: The RSUs vest in three equal annual installments beginning February 15, 2025.

F2 · derivative.expiration_date: The RSUs vest in three equal annual installments beginning February 15, 2025.

Read SEC document
June 04, 2024 Filed Jun 5, 2024 14:09 UTC
Yarad Stephen D.Chief Financial Officer
GrantRestricted Stock Units · Derivative 23,729 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-026803 · wk-form4_1717610989.xml · derivative · entry 1

Yarad Stephen D. · CIK 0001501837 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,729

Underlying: Class A Common Stock · 23,729 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of AlTi Global, Inc.'s (the "Company's") Class A Common Stock.

F2 · derivative.exercise_date: The RSUs vest in three equal annual installments beginning February 15, 2025.

F2 · derivative.expiration_date: The RSUs vest in three equal annual installments beginning February 15, 2025.

Read SEC document
June 04, 2024 Filed Jun 5, 2024 18:11 UTC
Curtin Nancy AnnDirector · Chief Investment Officer
GrantRestricted Stock Units · Derivative 28,475 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-026806 · wk-form4_1717611079.xml · derivative · entry 1

Curtin Nancy Ann · CIK 0001615735 · Director · Chief Investment Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,475

Underlying: Class A Common Stock · 28,475 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of AlTi Global, Inc.'s (the "Company's") Class A Common Stock.

F2 · derivative.exercise_date: The RSUs vest in three equal annual installments beginning February 15, 2025.

F2 · derivative.expiration_date: The RSUs vest in three equal annual installments beginning February 15, 2025.

Read SEC document
June 04, 2024 Filed Jun 5, 2024 14:11 UTC
Graham Colleen AGlobal General Counsel
GrantRestricted Stock Units · Derivative 94,237.03 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-026807 · wk-form4_1717611107.xml · derivative · entry 1

Graham Colleen A · CIK 0001774027 · Global General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,237.03

Underlying: Class A Common Stock · 94,237.03 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of AlTi Global, Inc.'s (the "Company's") Class A Common Stock.

F2 · derivative.exercise_date: The RSUs vest in three equal annual installments beginning February 15, 2025.

F2 · derivative.expiration_date: The RSUs vest in three equal annual installments beginning February 15, 2025.

Read SEC document
June 04, 2024 Filed Jun 5, 2024 18:12 UTC
Tiedemann MichaelDirector · Chief Executive Officer
GrantRestricted Stock Units · Derivative 173,729 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-026808 · wk-form4_1717611137.xml · derivative · entry 6

Tiedemann Michael · CIK 0001958484 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 173,729

Underlying: Class A Common Stock · 173,729 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Company's Class A Common Stock.

F5 · derivative.exercise_date: The RSUs vest in three equal annual installments beginning February 15, 2025.

F5 · derivative.expiration_date: The RSUs vest in three equal annual installments beginning February 15, 2025.

Read SEC document
June 04, 2024 Filed Jun 5, 2024 18:11 UTC
Weeber RobertPres, Intl. Wealth Mmgt
GrantRestricted Stock Units · Derivative 26,864 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-026805 · wk-form4_1717611052.xml · derivative · entry 1

Weeber Robert · CIK 0001996742 · Pres, Intl. Wealth Mmgt

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,864

Underlying: Class A Common Stock · 26,864 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of AlTi Global, Inc.'s (the "Company's") Class A Common Stock.

F2 · derivative.exercise_date: The RSUs vest in three equal annual installments beginning February 15, 2025.

F2 · derivative.expiration_date: The RSUs vest in three equal annual installments beginning February 15, 2025.

Read SEC document
June 04, 2024 Filed Jun 5, 2024 18:08 UTC
Connell BrookePres, US Wealth Mgmt
GrantRestricted Stock Units · Derivative 26,102 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-026801 · wk-form4_1717610928.xml · derivative · entry 1

Connell Brooke · CIK 0001996517 · Pres, US Wealth Mgmt

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,102

Underlying: Class A Common Stock · 26,102 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of AlTi Global, Inc.'s (the "Company's") Class A Common Stock.

F2 · derivative.exercise_date: The RSUs vest in three equal annual installments beginning February 15, 2025.

F2 · derivative.expiration_date: The RSUs vest in three equal annual installments beginning February 15, 2025.

Read SEC document
June 04, 2024 Filed Jun 6, 2024 22:27 UTC PurchaseClass A Common Stock 20,000 $4.99 $99,800.00
Disclosure

SEC source: 0001062993-24-012102 · form4.xml · nonDerivative · entry 1

ilWaddi Holdings · CIK 0001960409 · 10% owner

Al-Thani Jassim Abdulaziz · CIK 0001960834 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 17,953,265

F1 · ownership.direct: Shares directly owned by IlWaddi Holdings.

F2 · ownership.nature: H.E. Sheikh Jassim bin Abdulaziz J.H. Al-Thani is the sole owner of IlWaddi Holdings.

Read SEC document
June 03, 2024 Filed Jun 5, 2024 18:12 UTC
Tiedemann MichaelDirector · Chief Executive Officer
PurchaseClass A Common Stock 24,652 $4.86 $119,808.72
Disclosure

SEC source: 0001628280-24-026808 · wk-form4_1717611137.xml · nonDerivative · entry 2

Tiedemann Michael · CIK 0001958484 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 499,886.53

F2 · price: The price reported in Column 4 is a weighted average price. The shares were bought in multiple transactions at prices ranging from $4.70 to $5.00, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote(2) to this Form 4.

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June 03, 2024 Filed Jun 5, 2024 18:12 UTC
Tiedemann MichaelDirector · Chief Executive Officer
PurchaseClass A Common Stock 22,721 $4.87 $110,651.27
Disclosure

SEC source: 0001628280-24-026808 · wk-form4_1717611137.xml · nonDerivative · entry 1

Tiedemann Michael · CIK 0001958484 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 475,234.53

F1 · price: The price reported in Column 4 is a weighted average price. The shares were bought in multiple transactions at prices ranging from $4.69 to $5.00, inclusive. The reporting person undertakes to provide to AlTi Global, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote(1) to this Form 4.

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May 29, 2024 Filed May 31, 2024 19:46 UTC
Maliagros SpirosDirector · Pres., Strategic Alternatives
SaleClass A Common Stock 14,134 $5.04 $71,235.36
Disclosure

SEC source: 0001628280-24-026111 · wk-form4_1717199199.xml · nonDerivative · entry 1

Maliagros Spiros · CIK 0001959722 · Director · Pres., Strategic Alternatives

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 485,246.74

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $4.99 to $5.11, inclusive. The reporting person undertakes to provide to AlTi Global, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote(1) to this Form 4.

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May 23, 2024 Filed May 23, 2024 23:32 UTC
Tiedemann MichaelDirector · Chief Executive Officer
PurchaseClass A Common Stock 20,000 $4.52 $90,400.00
Disclosure

SEC source: 0000899243-24-000288 · doc4.xml · nonDerivative · entry 3

Tiedemann Michael · CIK 0001958484 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 472,513.53

F3 · price: The price reported in Column 4 is a weighted average price. The shares were bought in multiple transactions at prices ranging from $4.50 to $4.55, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote(3) to this Form 4.

Read SEC document
May 21, 2024 Filed May 23, 2024 23:32 UTC
Tiedemann MichaelDirector · Chief Executive Officer
PurchaseClass A Common Stock 21,072 $4.41 $92,927.52
Disclosure

SEC source: 0000899243-24-000288 · doc4.xml · nonDerivative · entry 2

Tiedemann Michael · CIK 0001958484 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 452,513.53

F2 · price: The price reported in Column 4 is a weighted average price. The shares were bought in multiple transactions at prices ranging from $4.335 to $4.45, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote(2) to this Form 4.

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May 21, 2024 Filed May 23, 2024 23:32 UTC
Tiedemann MichaelDirector · Chief Executive Officer
PurchaseClass A Common Stock 22,296 $4.39 $97,879.44
Disclosure

SEC source: 0000899243-24-000288 · doc4.xml · nonDerivative · entry 1

Tiedemann Michael · CIK 0001958484 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 431,441.53

F1 · price: The price reported in Column 4 is a weighted average price. The shares were bought in multiple transactions at prices ranging from $4.345 to $4.40, inclusive. The reporting person undertakes to provide to AlTi Global, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote(1) to this Form 4.

Read SEC document
May 20, 2024 Filed May 21, 2024 00:22 UTC
Tiedemann MichaelDirector · Chief Executive Officer
PurchaseClass A Common Stock 20,000 $4.53 $90,600.00
Disclosure

SEC source: 0000950170-24-062635 · ownership.xml · nonDerivative · entry 3

Tiedemann Michael · CIK 0001958484 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 409,145.53

F2 · price: The price reported in Column 4 is a weighted average price. The shares were bought in multiple transactions at prices ranging from $4.40 to $4.58, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote(2) to this Form 4.

Read SEC document
May 20, 2024 Filed May 21, 2024 00:22 UTC
Tiedemann MichaelDirector · Chief Executive Officer
PurchaseClass A Common Stock 20,000 $4.55 $91,000.00
Disclosure

SEC source: 0000950170-24-062635 · ownership.xml · nonDerivative · entry 2

Tiedemann Michael · CIK 0001958484 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 389,145.53

F1 · price: The price reported in Column 4 is a weighted average price. The shares were bought in multiple transactions at prices ranging from $4.39 to $4.59, inclusive. The reporting person undertakes to provide to AlTi Global, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote(1) to this Form 4.

Read SEC document
May 16, 2024 Filed May 17, 2024 01:34 UTC
Keaney Timothy FDirector · President, Asset Management
PurchaseClass A Common Stock 16,417 $4.60 $75,518.20
Disclosure

SEC source: 0000950170-24-061319 · ownership.xml · nonDerivative · entry 3

Keaney Timothy F · CIK 0001343297 · Director · President, Asset Management

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,321

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $4.44 to $4.70, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote(3) to this Form 4.

Read SEC document
May 16, 2024 Filed May 20, 2024 20:05 UTC
Moran Kevin P.See Remarks
SaleClass A Common Stock 10,047 $4.70 $47,220.90
Disclosure

SEC source: 0000950170-24-062633 · ownership.xml · nonDerivative · entry 1

Moran Kevin P. · CIK 0001959720 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 165,137.2

Read SEC document
May 16, 2024 Filed May 20, 2024 16:16 UTC
Maliagros SpirosDirector · President, Asset Management
SaleClass A Common Stock 13,604 $4.62 $62,850.48
Disclosure

SEC source: 0000950170-24-062405 · ownership.xml · nonDerivative · entry 1

Maliagros Spiros · CIK 0001959722 · Director · President, Asset Management

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 499,380.74

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $4.42 to $4.72, inclusive. The reporting person undertakes to provide to AlTi Global, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote(1) to this Form 4.

Read SEC document
May 16, 2024 Filed May 21, 2024 00:22 UTC
Tiedemann MichaelDirector · Chief Executive Officer
PurchaseClass A Common Stock 60,000 $4.66 $279,600.00
Disclosure

SEC source: 0000950170-24-062635 · ownership.xml · nonDerivative · entry 1

Tiedemann Michael · CIK 0001958484 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 369,145.53

Read SEC document
May 15, 2024 Filed May 17, 2024 01:34 UTC
Keaney Timothy FDirector · President, Asset Management
PurchaseClass A Common Stock 50,195 $4.52 $226,881.40
Disclosure

SEC source: 0000950170-24-061319 · ownership.xml · nonDerivative · entry 2

Keaney Timothy F · CIK 0001343297 · Director · President, Asset Management

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,904

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $4.38 to $4.66, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote(2) to this Form 4.

Read SEC document
May 14, 2024 Filed May 16, 2024 17:03 UTC
Moran Kevin P.See Remarks
SaleClass A Common Stock 591 $4.70 $2,777.70
Disclosure

SEC source: 0000950170-24-061167 · ownership.xml · nonDerivative · entry 1

Moran Kevin P. · CIK 0001959720 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 175,184.2

Read SEC document
May 14, 2024 Filed May 17, 2024 01:34 UTC
Keaney Timothy FDirector · President, Asset Management
PurchaseClass A Common Stock 17,598 $4.62 $81,302.76
Disclosure

SEC source: 0000950170-24-061319 · ownership.xml · nonDerivative · entry 1

Keaney Timothy F · CIK 0001343297 · Director · President, Asset Management

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,709

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $4.51 to $4.70, inclusive. The reporting person undertakes to provide to AlTi Global, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote(1) to this Form 4.

Read SEC document
April 03, 2024 Filed Apr 4, 2024 19:50 UTC
Moran Kevin P.Chief Operating Officer
SaleClass A Common Stock 20,000 $4.93 $98,600.00
Disclosure

SEC source: 0000950170-24-042000 · ownership.xml · nonDerivative · entry 2

Moran Kevin P. · CIK 0001959720 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 175,775.2

Read SEC document
April 03, 2024 Filed Apr 4, 2024 19:43 UTC
Maliagros SpirosDirector · President, Asset Management
SaleClass A Common Stock 4,950 $5.01 $24,799.50
Disclosure

SEC source: 0000950170-24-041993 · ownership.xml · nonDerivative · entry 3

Maliagros Spiros · CIK 0001959722 · Director · President, Asset Management

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 512,984.74

Read SEC document
April 03, 2024 Filed Apr 4, 2024 20:15 UTC PurchaseClass A Common Stock 20,000 $4.99 $99,800.00
Disclosure

SEC source: 0000950170-24-041812 · ownership.xml · nonDerivative · entry 2

ilWaddi Cayman Holdings · CIK 0001960409 · 10% owner

Al-Thani Jassim Abdulaziz · CIK 0001960834 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 17,933,265

F1 · ownership.direct: Shares directly owned by IlWaddi Holdings (formerly known as ilWaddi Cayman Holdings)

F2 · ownership.nature: H.E. Sheikh Jassim bin Abdulaziz J.H. Al-Thani is the sole owner of IlWaddi Holdings

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April 02, 2024 Filed Apr 4, 2024 23:50 UTC PurchaseClass A Common Stock 25,000 $5.43 $135,750.00
Disclosure

SEC source: 0000950170-24-041999 · ownership.xml · nonDerivative · entry 1

FURLONG MARK F · CIK 0001131355 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Read SEC document
April 02, 2024 Filed Apr 4, 2024 19:49 UTC
Smith Craig LindsayDirector · See remarks
Disposition to issuerClass A Common Stock 106,102.28 $5.05 $535,816.51
Disclosure

SEC source: 0000950170-24-041998 · ownership.xml · nonDerivative · entry 2

Smith Craig Lindsay · CIK 0001959721 · Director · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,260

Read SEC document
April 02, 2024 Filed Apr 4, 2024 19:43 UTC
Maliagros SpirosDirector · President, Asset Management
SaleClass A Common Stock 5,350 $5.14 $27,499.00
Disclosure

SEC source: 0000950170-24-041993 · ownership.xml · nonDerivative · entry 2

Maliagros Spiros · CIK 0001959722 · Director · President, Asset Management

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 517,934.74

Read SEC document
April 02, 2024 Filed Apr 4, 2024 23:54 UTC
Connell BrookePres, US Wealth Mmgt
SaleClass A Common Stock 15,000 $5.07 $76,050.00
Disclosure

SEC source: 0000950170-24-042002 · ownership.xml · nonDerivative · entry 2

Connell Brooke · CIK 0001996517 · Pres, US Wealth Mmgt

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 190,771.54

Read SEC document
April 02, 2024 Filed Apr 4, 2024 20:15 UTC PurchaseClass A Common Stock 20,000 $5.15 $103,000.00
Disclosure

SEC source: 0000950170-24-041812 · ownership.xml · nonDerivative · entry 1

ilWaddi Cayman Holdings · CIK 0001960409 · 10% owner

Al-Thani Jassim Abdulaziz · CIK 0001960834 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 17,913,265

F1 · ownership.direct: Shares directly owned by IlWaddi Holdings (formerly known as ilWaddi Cayman Holdings)

F2 · ownership.nature: H.E. Sheikh Jassim bin Abdulaziz J.H. Al-Thani is the sole owner of IlWaddi Holdings

Read SEC document
April 02, 2024 Filed May 16, 2024 20:34 UTC
Yu PeterDirector · 10% owner
OtherClass A Common Stock 13,111 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-062563 · tm2414719-1_4seq1.xml · nonDerivative · entry 4

Yu Peter · CIK 0001426890 · Director · 10% owner

CGC Sponsor LLC · CIK 0001847878 · 10% owner

Pangaea Three-B, LP · CIK 0001754782 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 13,111

F3 · kind: On April 2, 2024, Mr. Yu transferred 13,111 shares of AlTi Global Inc. Class A Common Stock to Pangaea Three Acquisition Holdings V, LLC ("P3A") for no consideration.

F4 · ownership.nature: Represents securities held by P3A. The Sponsor is the sole member of P3A, and is controlled by Peter Yu. Consequently, each of Pangaea Three-B, LP, Sponsor and Mr. Yu may be deemed to share voting and dispositive control over the securities held by P3A, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by P3A, except to the extent of his pecuniary interest therein.

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April 02, 2024 Filed May 16, 2024 20:34 UTC
Yu PeterDirector · 10% owner
OtherClass A Common Stock 13,111 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-062563 · tm2414719-1_4seq1.xml · nonDerivative · entry 3

Yu Peter · CIK 0001426890 · Director · 10% owner

CGC Sponsor LLC · CIK 0001847878 · 10% owner

Pangaea Three-B, LP · CIK 0001754782 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F3 · kind: On April 2, 2024, Mr. Yu transferred 13,111 shares of AlTi Global Inc. Class A Common Stock to Pangaea Three Acquisition Holdings V, LLC ("P3A") for no consideration.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.