Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 25, 2024 Filed Jun 26, 2024 12:03 UTC |
Bouzarif AliDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 18,363.94 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-029979 · wk-form4_1719403401.xml · derivative · entry 3 Bouzarif Ali · CIK 0001958682 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 18,363.94 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of AlTi Global Inc. Class A Common Stock. F3 · derivative.exercise_date: The restricted stock units vest in whole on the earlier of (i) the business day immediately prior to AlTi Global Inc.'s 2024 annual general meeting or (ii) June 30, 2024. F3 · derivative.expiration_date: The restricted stock units vest in whole on the earlier of (i) the business day immediately prior to AlTi Global Inc.'s 2024 annual general meeting or (ii) June 30, 2024. Read SEC document |
| June 25, 2024 Filed Jun 26, 2024 12:03 UTC |
Bouzarif AliDirector
|
Exercise / conversionClass A Common Stock | 18,363.94 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-24-029979 · wk-form4_1719403401.xml · nonDerivative · entry 1 Bouzarif Ali · CIK 0001958682 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,474.94 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of AlTi Global Inc. Class A Common Stock. Read SEC document |
| June 25, 2024 Filed Jun 26, 2024 12:02 UTC |
Brophy Warson TraceyDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 18,363.94 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-029978 · wk-form4_1719403370.xml · derivative · entry 2 Brophy Warson Tracey · CIK 0001845846 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 18,363.94 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of AlTi Global Inc. Class A Common Stock. F2 · derivative.exercise_date: The restricted stock units vest in whole on the earlier of (i) the business day immediately prior to AlTi Global Inc.'s 2024 annual general meeting or (ii) June 30, 2024. F2 · derivative.expiration_date: The restricted stock units vest in whole on the earlier of (i) the business day immediately prior to AlTi Global Inc.'s 2024 annual general meeting or (ii) June 30, 2024. Read SEC document |
| June 25, 2024 Filed Jun 26, 2024 12:02 UTC |
Brophy Warson TraceyDirector
|
Exercise / conversionClass A Common Stock | 18,363.94 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-24-029978 · wk-form4_1719403370.xml · nonDerivative · entry 1 Brophy Warson Tracey · CIK 0001845846 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,474.94 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of AlTi Global Inc. Class A Common Stock. Read SEC document |
| June 25, 2024 Filed Jun 26, 2024 12:01 UTC |
Lee JudyDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 18,363.94 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-029975 · wk-form4_1719403278.xml · derivative · entry 2 Lee Judy · CIK 0001958486 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 18,363.94 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of AlTi Global Inc. Class A Common Stock. F2 · derivative.exercise_date: The restricted stock units vest in whole on the earlier of (i) the business day immediately prior to AlTi Global Inc.'s 2024 annual general meeting or (ii) June 30, 2024. F2 · derivative.expiration_date: The restricted stock units vest in whole on the earlier of (i) the business day immediately prior to AlTi Global Inc.'s 2024 annual general meeting or (ii) June 30, 2024. Read SEC document |
| June 25, 2024 Filed Jun 26, 2024 12:01 UTC |
Lee JudyDirector
|
Exercise / conversionClass A Common Stock | 18,363.94 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-24-029975 · wk-form4_1719403278.xml · nonDerivative · entry 1 Lee Judy · CIK 0001958486 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,474.94 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of AlTi Global Inc. Class A Common Stock. Read SEC document |
| June 06, 2024 Filed Jun 10, 2024 20:21 UTC |
IlWaddi Holdings10% owner
Al-Thani Jassim Abdulaziz10% owner
|
PurchaseClass A Common Stock | 20,000 | $4.72 | $94,400.00 |
DisclosureSEC source: 0001062993-24-012308 · form4.xml · nonDerivative · entry 1 IlWaddi Holdings · CIK 0001960409 · 10% owner Al-Thani Jassim Abdulaziz · CIK 0001960834 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 17,984,584 F1 · ownership.direct: Shares directly owned by IlWaddi Holdings. F2 · ownership.nature: H.E. Sheikh Jassim bin Abdulaziz J.H. Al-Thani is the sole owner of IlWaddi Holdings. Read SEC document |
| June 05, 2024 Filed Jun 5, 2024 14:09 UTC |
Moran Kevin P.President and COO
|
GrantPeformance Restricted Stock Unit · Derivative | 236,967.37 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-026802 · wk-form4_1717610962.xml · derivative · entry 2 Moran Kevin P. · CIK 0001959720 · President and COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 236,967.37 Underlying: Class A Common Stock · 236,967.37 shares Expires not disclosed F3 · derivative.exercise_price: Each performance restricted stock unit ("PRSU") represents a contingent right to receive one share of the Company's Class A Common Stock. F4 · derivative.exercise_date: 33.33% of the PRSUs shall be eligible to vest at the end of each of three annual performance periods beginning on March 31, 2025, subject to the reporting person's continued service with the Company through the applicable performance period, based on the total shareholder return of the Company's Class A Common Stock exceeding certain thresholds. The maximum number of units that may vest over three years is 473,934.74 (200% of the target number). F4 · derivative.expiration_date: 33.33% of the PRSUs shall be eligible to vest at the end of each of three annual performance periods beginning on March 31, 2025, subject to the reporting person's continued service with the Company through the applicable performance period, based on the total shareholder return of the Company's Class A Common Stock exceeding certain thresholds. The maximum number of units that may vest over three years is 473,934.74 (200% of the target number). Read SEC document |
| June 05, 2024 Filed Jun 5, 2024 14:10 UTC |
Maliagros SpirosDirector · Pres., Strategic Alternatives
|
GrantPeformance Restricted Stock Unit · Derivative | 182,072.94 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-026804 · wk-form4_1717611020.xml · derivative · entry 2 Maliagros Spiros · CIK 0001959722 · Director · Pres., Strategic Alternatives 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 182,072.94 Underlying: Class A Common Stock · 182,072.94 shares Expires not disclosed F3 · derivative.exercise_price: Each performance restricted stock unit ("PRSU") represents a contingent right to receive one share of the Company's Class A Common Stock. F4 · derivative.exercise_date: 33.33% of the PRSUs shall be eligible to vest at the end of each of three annual performance periods beginning on March 31, 2025, subject to the reporting person's continued service with the Company through the applicable performance period, based on the total shareholder return of the Company's Class A Common Stock exceeding certain thresholds. The maximum number of units that may vest over three years is 364,145.88 (200% of the target number). F4 · derivative.expiration_date: 33.33% of the PRSUs shall be eligible to vest at the end of each of three annual performance periods beginning on March 31, 2025, subject to the reporting person's continued service with the Company through the applicable performance period, based on the total shareholder return of the Company's Class A Common Stock exceeding certain thresholds. The maximum number of units that may vest over three years is 364,145.88 (200% of the target number). Read SEC document |
| June 05, 2024 Filed Jun 5, 2024 14:09 UTC |
Yarad Stephen D.Chief Financial Officer
|
GrantPeformance Restricted Stock Unit · Derivative | 26,871.4 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-026803 · wk-form4_1717610989.xml · derivative · entry 2 Yarad Stephen D. · CIK 0001501837 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,871.4 Underlying: Class A Common Stock · 26,871.4 shares Expires not disclosed F3 · derivative.exercise_price: Each performance restricted stock unit ("PRSU") represents a contingent right to receive one share of the Company's Class A Common Stock. F4 · derivative.exercise_date: 33.33% of the PRSUs shall be eligible to vest at the end of each of three annual performance periods beginning on March 31, 2025, subject to the reporting person's continued service with the Company through the applicable performance period, based on the total shareholder return of the Company's Class A Common Stock exceeding certain thresholds. The maximum number of units that may vest over three years is 53,742.80 (200% of the target number). F4 · derivative.expiration_date: 33.33% of the PRSUs shall be eligible to vest at the end of each of three annual performance periods beginning on March 31, 2025, subject to the reporting person's continued service with the Company through the applicable performance period, based on the total shareholder return of the Company's Class A Common Stock exceeding certain thresholds. The maximum number of units that may vest over three years is 53,742.80 (200% of the target number). Read SEC document |
| June 05, 2024 Filed Jun 5, 2024 18:11 UTC |
Curtin Nancy AnnDirector · Chief Investment Officer
|
GrantPeformance Restricted Stock Unit · Derivative | 96,580.99 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-026806 · wk-form4_1717611079.xml · derivative · entry 2 Curtin Nancy Ann · CIK 0001615735 · Director · Chief Investment Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 96,580.99 Underlying: Class A Common Stock · 96,580.99 shares Expires not disclosed F3 · derivative.exercise_price: Each performance restricted stock unit ("PRSU") represents a contingent right to receive one share of the Company's Class A Common Stock. F4 · derivative.exercise_date: 33.33% of the PRSUs shall be eligible to vest at the end of each of three annual performance periods beginning on March 31, 2025, subject to the reporting person's continued service with the Company through the applicable performance period, based on the total shareholder return of the Company's Class A Common Stock exceeding certain thresholds. The maximum number of units that may vest over three years is 193,161.98 (200% of the target number). F4 · derivative.expiration_date: 33.33% of the PRSUs shall be eligible to vest at the end of each of three annual performance periods beginning on March 31, 2025, subject to the reporting person's continued service with the Company through the applicable performance period, based on the total shareholder return of the Company's Class A Common Stock exceeding certain thresholds. The maximum number of units that may vest over three years is 193,161.98 (200% of the target number). Read SEC document |
| June 05, 2024 Filed Jun 5, 2024 14:11 UTC |
Graham Colleen AGlobal General Counsel
|
GrantPeformance Restricted Stock Unit · Derivative | 77,092.13 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-026807 · wk-form4_1717611107.xml · derivative · entry 2 Graham Colleen A · CIK 0001774027 · Global General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 77,092.13 Underlying: Class A Common Stock · 77,092.13 shares Expires not disclosed F3 · derivative.exercise_price: Each performance restricted stock unit ("PRSU") represents a contingent right to receive one share of the Company's Class A Common Stock. F4 · derivative.exercise_date: 33.33% of the PRSUs shall be eligible to vest at the end of each of three annual performance periods beginning on March 31, 2025, subject to the reporting person's continued service with the Company through the applicable performance period, based on the total shareholder return of the Company's Class A Common Stock exceeding certain thresholds. The maximum number of units that may vest over three years is 154,184.26 (200% of the target number). F4 · derivative.expiration_date: 33.33% of the PRSUs shall be eligible to vest at the end of each of three annual performance periods beginning on March 31, 2025, subject to the reporting person's continued service with the Company through the applicable performance period, based on the total shareholder return of the Company's Class A Common Stock exceeding certain thresholds. The maximum number of units that may vest over three years is 154,184.26 (200% of the target number). Read SEC document |
| June 05, 2024 Filed Jun 5, 2024 18:12 UTC |
Tiedemann MichaelDirector · Chief Executive Officer
|
GrantPeformance Restricted Stock Unit · Derivative | 458,733.21 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-026808 · wk-form4_1717611137.xml · derivative · entry 7 Tiedemann Michael · CIK 0001958484 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 458,733.21 Underlying: Class A Common Stock · 458,733.21 shares Expires not disclosed F6 · derivative.exercise_price: Each performance restricted stock unit ("PRSU") represents a contingent right to receive one share of the Company's Class A Common Stock. F7 · derivative.exercise_date: 33.33% of the PRSUs shall be eligible to vest at the end of each of three annual performance periods beginning on March 31, 2025, subject to the reporting person's continued service with the Company through the applicable performance period, based on the total shareholder return of the Company's Class A Common Stock exceeding certain thresholds. The maximum number of units that may vest over three years is 917,466.42 (200% of the target number). F7 · derivative.expiration_date: 33.33% of the PRSUs shall be eligible to vest at the end of each of three annual performance periods beginning on March 31, 2025, subject to the reporting person's continued service with the Company through the applicable performance period, based on the total shareholder return of the Company's Class A Common Stock exceeding certain thresholds. The maximum number of units that may vest over three years is 917,466.42 (200% of the target number). Read SEC document |
| June 05, 2024 Filed Jun 5, 2024 18:11 UTC |
Weeber RobertPres, Intl. Wealth Mmgt
|
GrantPeformance Restricted Stock Unit · Derivative | 87,962.87 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-026805 · wk-form4_1717611052.xml · derivative · entry 2 Weeber Robert · CIK 0001996742 · Pres, Intl. Wealth Mmgt 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 87,962.87 Underlying: Class A Common Stock · 87,962.87 shares Expires not disclosed F3 · derivative.exercise_price: Each performance restricted stock unit ("PRSU") represents a contingent right to receive one share of the Company's Class A Common Stock. F4 · derivative.exercise_date: 33.33% of the PRSUs shall be eligible to vest at the end of each of three annual performance periods beginning on March 31, 2025, subject to the reporting person's continued service with the Company through the applicable performance period, based on the total shareholder return of the Company's Class A Common Stock exceeding certain thresholds. The maximum number of units that may vest over three years is 175,925.74 (200% of the target number). F4 · derivative.expiration_date: 33.33% of the PRSUs shall be eligible to vest at the end of each of three annual performance periods beginning on March 31, 2025, subject to the reporting person's continued service with the Company through the applicable performance period, based on the total shareholder return of the Company's Class A Common Stock exceeding certain thresholds. The maximum number of units that may vest over three years is 175,925.74 (200% of the target number). Read SEC document |
| June 05, 2024 Filed Jun 5, 2024 18:08 UTC |
Connell BrookePres, US Wealth Mgmt
|
GrantPeformance Restricted Stock Unit · Derivative | 29,558.54 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-026801 · wk-form4_1717610928.xml · derivative · entry 2 Connell Brooke · CIK 0001996517 · Pres, US Wealth Mgmt 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,558.54 Underlying: Class A Common Stock · 29,558.54 shares Expires not disclosed F3 · derivative.exercise_price: Each performance restricted stock unit ("PRSU") represents a contingent right to receive one share of the Company's Class A Common Stock. F4 · derivative.exercise_date: 33.33% of the PRSUs shall be eligible to vest at the end of each of three annual performance periods beginning on March 31, 2025, subject to the reporting person's continued service with the Company through the applicable performance period, based on the total shareholder return of the Company's Class A Common Stock exceeding certain thresholds. The maximum number of units that may vest over three years is 59,117.08 (200% of the target number). F4 · derivative.expiration_date: 33.33% of the PRSUs shall be eligible to vest at the end of each of three annual performance periods beginning on March 31, 2025, subject to the reporting person's continued service with the Company through the applicable performance period, based on the total shareholder return of the Company's Class A Common Stock exceeding certain thresholds. The maximum number of units that may vest over three years is 59,117.08 (200% of the target number). Read SEC document |
| June 05, 2024 Filed Jun 6, 2024 22:27 UTC |
IlWaddi Holdings10% owner
Al-Thani Jassim Abdulaziz10% owner
|
PurchaseClass A Common Stock | 11,319 | $4.74 | $53,652.06 |
DisclosureSEC source: 0001062993-24-012102 · form4.xml · nonDerivative · entry 2 ilWaddi Holdings · CIK 0001960409 · 10% owner Al-Thani Jassim Abdulaziz · CIK 0001960834 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 17,964,584 F1 · ownership.direct: Shares directly owned by IlWaddi Holdings. F2 · ownership.nature: H.E. Sheikh Jassim bin Abdulaziz J.H. Al-Thani is the sole owner of IlWaddi Holdings. Read SEC document |
| June 04, 2024 Filed Jun 5, 2024 14:09 UTC |
Moran Kevin P.President and COO
|
GrantRestricted Stock Units · Derivative | 41,356 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-026802 · wk-form4_1717610962.xml · derivative · entry 1 Moran Kevin P. · CIK 0001959720 · President and COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,356 Underlying: Class A Common Stock · 41,356 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of AlTi Global, Inc.'s (the "Company's") Class A Common Stock. F2 · derivative.exercise_date: The RSUs vest in three equal annual installments beginning February 15, 2025. F2 · derivative.expiration_date: The RSUs vest in three equal annual installments beginning February 15, 2025. Read SEC document |
| June 04, 2024 Filed Jun 5, 2024 14:10 UTC |
Maliagros SpirosDirector · Pres., Strategic Alternatives
|
GrantRestricted Stock Units · Derivative | 30,339 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-026804 · wk-form4_1717611020.xml · derivative · entry 1 Maliagros Spiros · CIK 0001959722 · Director · Pres., Strategic Alternatives 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,339 Underlying: Class A Common Stock · 30,339 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of AlTi Global, Inc.'s (the "Company's") Class A Common Stock. F2 · derivative.exercise_date: The RSUs vest in three equal annual installments beginning February 15, 2025. F2 · derivative.expiration_date: The RSUs vest in three equal annual installments beginning February 15, 2025. Read SEC document |
| June 04, 2024 Filed Jun 5, 2024 14:09 UTC |
Yarad Stephen D.Chief Financial Officer
|
GrantRestricted Stock Units · Derivative | 23,729 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-026803 · wk-form4_1717610989.xml · derivative · entry 1 Yarad Stephen D. · CIK 0001501837 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,729 Underlying: Class A Common Stock · 23,729 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of AlTi Global, Inc.'s (the "Company's") Class A Common Stock. F2 · derivative.exercise_date: The RSUs vest in three equal annual installments beginning February 15, 2025. F2 · derivative.expiration_date: The RSUs vest in three equal annual installments beginning February 15, 2025. Read SEC document |
| June 04, 2024 Filed Jun 5, 2024 18:11 UTC |
Curtin Nancy AnnDirector · Chief Investment Officer
|
GrantRestricted Stock Units · Derivative | 28,475 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-026806 · wk-form4_1717611079.xml · derivative · entry 1 Curtin Nancy Ann · CIK 0001615735 · Director · Chief Investment Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,475 Underlying: Class A Common Stock · 28,475 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of AlTi Global, Inc.'s (the "Company's") Class A Common Stock. F2 · derivative.exercise_date: The RSUs vest in three equal annual installments beginning February 15, 2025. F2 · derivative.expiration_date: The RSUs vest in three equal annual installments beginning February 15, 2025. Read SEC document |
| June 04, 2024 Filed Jun 5, 2024 14:11 UTC |
Graham Colleen AGlobal General Counsel
|
GrantRestricted Stock Units · Derivative | 94,237.03 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-026807 · wk-form4_1717611107.xml · derivative · entry 1 Graham Colleen A · CIK 0001774027 · Global General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 94,237.03 Underlying: Class A Common Stock · 94,237.03 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of AlTi Global, Inc.'s (the "Company's") Class A Common Stock. F2 · derivative.exercise_date: The RSUs vest in three equal annual installments beginning February 15, 2025. F2 · derivative.expiration_date: The RSUs vest in three equal annual installments beginning February 15, 2025. Read SEC document |
| June 04, 2024 Filed Jun 5, 2024 18:12 UTC |
Tiedemann MichaelDirector · Chief Executive Officer
|
GrantRestricted Stock Units · Derivative | 173,729 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-026808 · wk-form4_1717611137.xml · derivative · entry 6 Tiedemann Michael · CIK 0001958484 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 173,729 Underlying: Class A Common Stock · 173,729 shares Expires not disclosed F4 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Company's Class A Common Stock. F5 · derivative.exercise_date: The RSUs vest in three equal annual installments beginning February 15, 2025. F5 · derivative.expiration_date: The RSUs vest in three equal annual installments beginning February 15, 2025. Read SEC document |
| June 04, 2024 Filed Jun 5, 2024 18:11 UTC |
Weeber RobertPres, Intl. Wealth Mmgt
|
GrantRestricted Stock Units · Derivative | 26,864 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-026805 · wk-form4_1717611052.xml · derivative · entry 1 Weeber Robert · CIK 0001996742 · Pres, Intl. Wealth Mmgt 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,864 Underlying: Class A Common Stock · 26,864 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of AlTi Global, Inc.'s (the "Company's") Class A Common Stock. F2 · derivative.exercise_date: The RSUs vest in three equal annual installments beginning February 15, 2025. F2 · derivative.expiration_date: The RSUs vest in three equal annual installments beginning February 15, 2025. Read SEC document |
| June 04, 2024 Filed Jun 5, 2024 18:08 UTC |
Connell BrookePres, US Wealth Mgmt
|
GrantRestricted Stock Units · Derivative | 26,102 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-026801 · wk-form4_1717610928.xml · derivative · entry 1 Connell Brooke · CIK 0001996517 · Pres, US Wealth Mgmt 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,102 Underlying: Class A Common Stock · 26,102 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of AlTi Global, Inc.'s (the "Company's") Class A Common Stock. F2 · derivative.exercise_date: The RSUs vest in three equal annual installments beginning February 15, 2025. F2 · derivative.expiration_date: The RSUs vest in three equal annual installments beginning February 15, 2025. Read SEC document |
| June 04, 2024 Filed Jun 6, 2024 22:27 UTC |
IlWaddi Holdings10% owner
Al-Thani Jassim Abdulaziz10% owner
|
PurchaseClass A Common Stock | 20,000 | $4.99 | $99,800.00 |
DisclosureSEC source: 0001062993-24-012102 · form4.xml · nonDerivative · entry 1 ilWaddi Holdings · CIK 0001960409 · 10% owner Al-Thani Jassim Abdulaziz · CIK 0001960834 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 17,953,265 F1 · ownership.direct: Shares directly owned by IlWaddi Holdings. F2 · ownership.nature: H.E. Sheikh Jassim bin Abdulaziz J.H. Al-Thani is the sole owner of IlWaddi Holdings. Read SEC document |
| June 03, 2024 Filed Jun 5, 2024 18:12 UTC |
Tiedemann MichaelDirector · Chief Executive Officer
|
PurchaseClass A Common Stock | 24,652 | $4.86 | $119,808.72 |
DisclosureSEC source: 0001628280-24-026808 · wk-form4_1717611137.xml · nonDerivative · entry 2 Tiedemann Michael · CIK 0001958484 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 499,886.53 F2 · price: The price reported in Column 4 is a weighted average price. The shares were bought in multiple transactions at prices ranging from $4.70 to $5.00, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote(2) to this Form 4. Read SEC document |
| June 03, 2024 Filed Jun 5, 2024 18:12 UTC |
Tiedemann MichaelDirector · Chief Executive Officer
|
PurchaseClass A Common Stock | 22,721 | $4.87 | $110,651.27 |
DisclosureSEC source: 0001628280-24-026808 · wk-form4_1717611137.xml · nonDerivative · entry 1 Tiedemann Michael · CIK 0001958484 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 475,234.53 F1 · price: The price reported in Column 4 is a weighted average price. The shares were bought in multiple transactions at prices ranging from $4.69 to $5.00, inclusive. The reporting person undertakes to provide to AlTi Global, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote(1) to this Form 4. Read SEC document |
| May 29, 2024 Filed May 31, 2024 19:46 UTC |
Maliagros SpirosDirector · Pres., Strategic Alternatives
|
SaleClass A Common Stock | 14,134 | $5.04 | $71,235.36 |
DisclosureSEC source: 0001628280-24-026111 · wk-form4_1717199199.xml · nonDerivative · entry 1 Maliagros Spiros · CIK 0001959722 · Director · Pres., Strategic Alternatives 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 485,246.74 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $4.99 to $5.11, inclusive. The reporting person undertakes to provide to AlTi Global, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote(1) to this Form 4. Read SEC document |
| May 23, 2024 Filed May 23, 2024 23:32 UTC |
Tiedemann MichaelDirector · Chief Executive Officer
|
PurchaseClass A Common Stock | 20,000 | $4.52 | $90,400.00 |
DisclosureSEC source: 0000899243-24-000288 · doc4.xml · nonDerivative · entry 3 Tiedemann Michael · CIK 0001958484 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 472,513.53 F3 · price: The price reported in Column 4 is a weighted average price. The shares were bought in multiple transactions at prices ranging from $4.50 to $4.55, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote(3) to this Form 4. Read SEC document |
| May 21, 2024 Filed May 23, 2024 23:32 UTC |
Tiedemann MichaelDirector · Chief Executive Officer
|
PurchaseClass A Common Stock | 21,072 | $4.41 | $92,927.52 |
DisclosureSEC source: 0000899243-24-000288 · doc4.xml · nonDerivative · entry 2 Tiedemann Michael · CIK 0001958484 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 452,513.53 F2 · price: The price reported in Column 4 is a weighted average price. The shares were bought in multiple transactions at prices ranging from $4.335 to $4.45, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote(2) to this Form 4. Read SEC document |
| May 21, 2024 Filed May 23, 2024 23:32 UTC |
Tiedemann MichaelDirector · Chief Executive Officer
|
PurchaseClass A Common Stock | 22,296 | $4.39 | $97,879.44 |
DisclosureSEC source: 0000899243-24-000288 · doc4.xml · nonDerivative · entry 1 Tiedemann Michael · CIK 0001958484 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 431,441.53 F1 · price: The price reported in Column 4 is a weighted average price. The shares were bought in multiple transactions at prices ranging from $4.345 to $4.40, inclusive. The reporting person undertakes to provide to AlTi Global, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote(1) to this Form 4. Read SEC document |
| May 20, 2024 Filed May 21, 2024 00:22 UTC |
Tiedemann MichaelDirector · Chief Executive Officer
|
PurchaseClass A Common Stock | 20,000 | $4.53 | $90,600.00 |
DisclosureSEC source: 0000950170-24-062635 · ownership.xml · nonDerivative · entry 3 Tiedemann Michael · CIK 0001958484 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 409,145.53 F2 · price: The price reported in Column 4 is a weighted average price. The shares were bought in multiple transactions at prices ranging from $4.40 to $4.58, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote(2) to this Form 4. Read SEC document |
| May 20, 2024 Filed May 21, 2024 00:22 UTC |
Tiedemann MichaelDirector · Chief Executive Officer
|
PurchaseClass A Common Stock | 20,000 | $4.55 | $91,000.00 |
DisclosureSEC source: 0000950170-24-062635 · ownership.xml · nonDerivative · entry 2 Tiedemann Michael · CIK 0001958484 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 389,145.53 F1 · price: The price reported in Column 4 is a weighted average price. The shares were bought in multiple transactions at prices ranging from $4.39 to $4.59, inclusive. The reporting person undertakes to provide to AlTi Global, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote(1) to this Form 4. Read SEC document |
| May 16, 2024 Filed May 17, 2024 01:34 UTC |
Keaney Timothy FDirector · President, Asset Management
|
PurchaseClass A Common Stock | 16,417 | $4.60 | $75,518.20 |
DisclosureSEC source: 0000950170-24-061319 · ownership.xml · nonDerivative · entry 3 Keaney Timothy F · CIK 0001343297 · Director · President, Asset Management 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 97,321 F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $4.44 to $4.70, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote(3) to this Form 4. Read SEC document |
| May 16, 2024 Filed May 20, 2024 20:05 UTC |
Moran Kevin P.See Remarks
|
SaleClass A Common Stock | 10,047 | $4.70 | $47,220.90 |
DisclosureSEC source: 0000950170-24-062633 · ownership.xml · nonDerivative · entry 1 Moran Kevin P. · CIK 0001959720 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 165,137.2 Read SEC document |
| May 16, 2024 Filed May 20, 2024 16:16 UTC |
Maliagros SpirosDirector · President, Asset Management
|
SaleClass A Common Stock | 13,604 | $4.62 | $62,850.48 |
DisclosureSEC source: 0000950170-24-062405 · ownership.xml · nonDerivative · entry 1 Maliagros Spiros · CIK 0001959722 · Director · President, Asset Management 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 499,380.74 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $4.42 to $4.72, inclusive. The reporting person undertakes to provide to AlTi Global, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote(1) to this Form 4. Read SEC document |
| May 16, 2024 Filed May 21, 2024 00:22 UTC |
Tiedemann MichaelDirector · Chief Executive Officer
|
PurchaseClass A Common Stock | 60,000 | $4.66 | $279,600.00 |
DisclosureSEC source: 0000950170-24-062635 · ownership.xml · nonDerivative · entry 1 Tiedemann Michael · CIK 0001958484 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 369,145.53 Read SEC document |
| May 15, 2024 Filed May 17, 2024 01:34 UTC |
Keaney Timothy FDirector · President, Asset Management
|
PurchaseClass A Common Stock | 50,195 | $4.52 | $226,881.40 |
DisclosureSEC source: 0000950170-24-061319 · ownership.xml · nonDerivative · entry 2 Keaney Timothy F · CIK 0001343297 · Director · President, Asset Management 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 80,904 F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $4.38 to $4.66, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote(2) to this Form 4. Read SEC document |
| May 14, 2024 Filed May 16, 2024 17:03 UTC |
Moran Kevin P.See Remarks
|
SaleClass A Common Stock | 591 | $4.70 | $2,777.70 |
DisclosureSEC source: 0000950170-24-061167 · ownership.xml · nonDerivative · entry 1 Moran Kevin P. · CIK 0001959720 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 175,184.2 Read SEC document |
| May 14, 2024 Filed May 17, 2024 01:34 UTC |
Keaney Timothy FDirector · President, Asset Management
|
PurchaseClass A Common Stock | 17,598 | $4.62 | $81,302.76 |
DisclosureSEC source: 0000950170-24-061319 · ownership.xml · nonDerivative · entry 1 Keaney Timothy F · CIK 0001343297 · Director · President, Asset Management 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,709 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $4.51 to $4.70, inclusive. The reporting person undertakes to provide to AlTi Global, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote(1) to this Form 4. Read SEC document |
| April 03, 2024 Filed Apr 4, 2024 19:50 UTC |
Moran Kevin P.Chief Operating Officer
|
SaleClass A Common Stock | 20,000 | $4.93 | $98,600.00 |
DisclosureSEC source: 0000950170-24-042000 · ownership.xml · nonDerivative · entry 2 Moran Kevin P. · CIK 0001959720 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 175,775.2 Read SEC document |
| April 03, 2024 Filed Apr 4, 2024 19:43 UTC |
Maliagros SpirosDirector · President, Asset Management
|
SaleClass A Common Stock | 4,950 | $5.01 | $24,799.50 |
DisclosureSEC source: 0000950170-24-041993 · ownership.xml · nonDerivative · entry 3 Maliagros Spiros · CIK 0001959722 · Director · President, Asset Management 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 512,984.74 Read SEC document |
| April 03, 2024 Filed Apr 4, 2024 20:15 UTC |
IlWaddi Holdings10% owner
Al-Thani Jassim Abdulaziz10% owner
|
PurchaseClass A Common Stock | 20,000 | $4.99 | $99,800.00 |
DisclosureSEC source: 0000950170-24-041812 · ownership.xml · nonDerivative · entry 2 ilWaddi Cayman Holdings · CIK 0001960409 · 10% owner Al-Thani Jassim Abdulaziz · CIK 0001960834 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 17,933,265 F1 · ownership.direct: Shares directly owned by IlWaddi Holdings (formerly known as ilWaddi Cayman Holdings) F2 · ownership.nature: H.E. Sheikh Jassim bin Abdulaziz J.H. Al-Thani is the sole owner of IlWaddi Holdings Read SEC document |
| April 02, 2024 Filed Apr 4, 2024 23:50 UTC |
FURLONG MARK FDirector
|
PurchaseClass A Common Stock | 25,000 | $5.43 | $135,750.00 |
DisclosureSEC source: 0000950170-24-041999 · ownership.xml · nonDerivative · entry 1 FURLONG MARK F · CIK 0001131355 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,000 Read SEC document |
| April 02, 2024 Filed Apr 4, 2024 19:49 UTC |
Smith Craig LindsayDirector · See remarks
|
Disposition to issuerClass A Common Stock | 106,102.28 | $5.05 | $535,816.51 |
DisclosureSEC source: 0000950170-24-041998 · ownership.xml · nonDerivative · entry 2 Smith Craig Lindsay · CIK 0001959721 · Director · See remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,260 Read SEC document |
| April 02, 2024 Filed Apr 4, 2024 19:43 UTC |
Maliagros SpirosDirector · President, Asset Management
|
SaleClass A Common Stock | 5,350 | $5.14 | $27,499.00 |
DisclosureSEC source: 0000950170-24-041993 · ownership.xml · nonDerivative · entry 2 Maliagros Spiros · CIK 0001959722 · Director · President, Asset Management 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 517,934.74 Read SEC document |
| April 02, 2024 Filed Apr 4, 2024 23:54 UTC |
Connell BrookePres, US Wealth Mmgt
|
SaleClass A Common Stock | 15,000 | $5.07 | $76,050.00 |
DisclosureSEC source: 0000950170-24-042002 · ownership.xml · nonDerivative · entry 2 Connell Brooke · CIK 0001996517 · Pres, US Wealth Mmgt 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 190,771.54 Read SEC document |
| April 02, 2024 Filed Apr 4, 2024 20:15 UTC |
IlWaddi Holdings10% owner
Al-Thani Jassim Abdulaziz10% owner
|
PurchaseClass A Common Stock | 20,000 | $5.15 | $103,000.00 |
DisclosureSEC source: 0000950170-24-041812 · ownership.xml · nonDerivative · entry 1 ilWaddi Cayman Holdings · CIK 0001960409 · 10% owner Al-Thani Jassim Abdulaziz · CIK 0001960834 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 17,913,265 F1 · ownership.direct: Shares directly owned by IlWaddi Holdings (formerly known as ilWaddi Cayman Holdings) F2 · ownership.nature: H.E. Sheikh Jassim bin Abdulaziz J.H. Al-Thani is the sole owner of IlWaddi Holdings Read SEC document |
| April 02, 2024 Filed May 16, 2024 20:34 UTC |
Yu PeterDirector · 10% owner
CGC Sponsor LLC10% owner
Pangaea Three-B, LP10% owner
|
OtherClass A Common Stock | 13,111 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-062563 · tm2414719-1_4seq1.xml · nonDerivative · entry 4 Yu Peter · CIK 0001426890 · Director · 10% owner CGC Sponsor LLC · CIK 0001847878 · 10% owner Pangaea Three-B, LP · CIK 0001754782 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 13,111 F3 · kind: On April 2, 2024, Mr. Yu transferred 13,111 shares of AlTi Global Inc. Class A Common Stock to Pangaea Three Acquisition Holdings V, LLC ("P3A") for no consideration. F4 · ownership.nature: Represents securities held by P3A. The Sponsor is the sole member of P3A, and is controlled by Peter Yu. Consequently, each of Pangaea Three-B, LP, Sponsor and Mr. Yu may be deemed to share voting and dispositive control over the securities held by P3A, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by P3A, except to the extent of his pecuniary interest therein. Read SEC document |
| April 02, 2024 Filed May 16, 2024 20:34 UTC |
Yu PeterDirector · 10% owner
CGC Sponsor LLC10% owner
Pangaea Three-B, LP10% owner
|
OtherClass A Common Stock | 13,111 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-062563 · tm2414719-1_4seq1.xml · nonDerivative · entry 3 Yu Peter · CIK 0001426890 · Director · 10% owner CGC Sponsor LLC · CIK 0001847878 · 10% owner Pangaea Three-B, LP · CIK 0001754782 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F3 · kind: On April 2, 2024, Mr. Yu transferred 13,111 shares of AlTi Global Inc. Class A Common Stock to Pangaea Three Acquisition Holdings V, LLC ("P3A") for no consideration. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.