Maliagros Spiros

SEC source: 0001628280-24-043178 · wk-form4_1729539164.xml · nonDerivative · entry 2

Maliagros Spiros · CIK 0001959722 · Pres., Strategic Alternatives

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 397,175.74

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $4.00 to $4.04, inclusive. The reporting person undertakes to provide to AlTi Global, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote(1) to this Form 4.

SEC source: 0001628280-24-043178 · wk-form4_1729539164.xml · nonDerivative · entry 1

Maliagros Spiros · CIK 0001959722 · Pres., Strategic Alternatives

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 403,650.74

SEC source: 0001628280-24-040912 · wk-form4_1726769497.xml · nonDerivative · entry 1

Maliagros Spiros · CIK 0001959722 · Pres., Strategic Alternatives

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 405,166.74

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $4.32 to $4.64, inclusive. The reporting person undertakes to provide to AlTi Global, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote(1) to this Form 4.

SEC source: 0001628280-24-040220 · wk-form4_1726169452.xml · nonDerivative · entry 2

Maliagros Spiros · CIK 0001959722 · Pres., Strategic Alternatives

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 410,935.74

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $4.01 to $4.25, inclusive. The reporting person undertakes to provide to AlTi Global, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote(1) to this Form 4.

SEC source: 0001628280-24-040220 · wk-form4_1726169452.xml · nonDerivative · entry 1

Maliagros Spiros · CIK 0001959722 · Pres., Strategic Alternatives

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 416,361.74

SEC source: 0001628280-24-040080 · wk-form4_1726062213.xml · nonDerivative · entry 1

Maliagros Spiros · CIK 0001959722 · Pres., Strategic Alternatives

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 416,861.74

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $4.00 to $4.16, inclusive. The reporting person undertakes to provide to AlTi Global, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote(1) to this Form 4.

SEC source: 0001628280-24-038742 · wk-form4_1724938894.xml · nonDerivative · entry 1

Maliagros Spiros · CIK 0001959722 · Pres., Strategic Alternatives

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 422,473.74

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $4.15 to $4.38, inclusive. The reporting person undertakes to provide to AlTi Global, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote(1) to this Form 4.

SEC source: 0001628280-24-038148 · wk-form4_1724337662.xml · nonDerivative · entry 1

Maliagros Spiros · CIK 0001959722 · Pres., Strategic Alternatives

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 428,242.74

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $4.00 to $4.08, inclusive. The reporting person undertakes to provide to AlTi Global, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote(1) to this Form 4.

SEC source: 0001628280-24-037646 · wk-form4_1724083729.xml · nonDerivative · entry 1

Maliagros Spiros · CIK 0001959722 · Pres., Strategic Alternatives

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 428,242.74

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $4.01 to $4.16, inclusive. The reporting person undertakes to provide to AlTi Global, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote(1) to this Form 4.

SEC source: 0001628280-24-037639 · wk-form4_1724073930.xml · nonDerivative · entry 1

Maliagros Spiros · CIK 0001959722 · Pres., Strategic Alternatives

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 430,706.74

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $4.00 to $4.13, inclusive. The reporting person undertakes to provide to AlTi Global, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote(1) to this Form 4.

SEC source: 0001628280-24-037144 · wk-form4_1723663851.xml · nonDerivative · entry 1

Maliagros Spiros · CIK 0001959722 · Pres., Strategic Alternatives

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 436,933.74

SEC source: 0001628280-24-036640 · wk-form4_1723471196.xml · nonDerivative · entry 1

Maliagros Spiros · CIK 0001959722 · Pres., Strategic Alternatives

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 437,401.74

SEC source: 0001628280-24-035997 · wk-form4_1723139334.xml · nonDerivative · entry 2

Maliagros Spiros · CIK 0001959722 · Pres., Strategic Alternatives

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 437,601.74

SEC source: 0001628280-24-035997 · wk-form4_1723139334.xml · nonDerivative · entry 1

Maliagros Spiros · CIK 0001959722 · Pres., Strategic Alternatives

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 438,317.74

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $4.00 to $4.07, inclusive. The reporting person undertakes to provide to AlTi Global, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote(1) to this Form 4.

SEC source: 0001628280-24-033926 · wk-form4_1722521484.xml · nonDerivative · entry 2

Maliagros Spiros · CIK 0001959722 · Pres., Strategic Alternatives

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 440,317.74

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $5.00 to $5.02, inclusive. The reporting person undertakes to provide to AlTi Global, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote(1) to this Form 4.

SEC source: 0001628280-24-033926 · wk-form4_1722521484.xml · nonDerivative · entry 1

Maliagros Spiros · CIK 0001959722 · Pres., Strategic Alternatives

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 441,017.74

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $4.73 to $4.90, inclusive. The reporting person undertakes to provide to AlTi Global, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote(1) to this Form 4.

SEC source: 0001628280-24-033267 · wk-form4_1722280183.xml · nonDerivative · entry 1

Maliagros Spiros · CIK 0001959722 · Pres., Strategic Alternatives

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 446,786.74

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $5.00 to $5.16, inclusive. The reporting person undertakes to provide to AlTi Global, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote(1) to this Form 4.

SEC source: 0001628280-24-033139 · wk-form4_1722021105.xml · nonDerivative · entry 1

Maliagros Spiros · CIK 0001959722 · Pres., Strategic Alternatives

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 448,832.74

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $5.00 to $5.09, inclusive. The reporting person undertakes to provide to AlTi Global, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote(1) to this Form 4.

SEC source: 0001628280-24-032982 · wk-form4_1721937930.xml · nonDerivative · entry 1

Maliagros Spiros · CIK 0001959722 · Pres., Strategic Alternatives

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 450,632.74

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $4.72 to $4.95, inclusive. The reporting person undertakes to provide to AlTi Global, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote(1) to this Form 4.

SEC source: 0001628280-24-032192 · wk-form4_1721310499.xml · nonDerivative · entry 1

Maliagros Spiros · CIK 0001959722 · Pres., Strategic Alternatives

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 456,401.74

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $4.97 to $5.19, inclusive. The reporting person undertakes to provide to AlTi Global, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote(1) to this Form 4.

SEC source: 0001628280-24-032027 · wk-form4_1721222991.xml · nonDerivative · entry 1

Maliagros Spiros · CIK 0001959722 · Director · Pres., Strategic Alternatives

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 471,929.74

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $5.00 to $5.01, inclusive. The reporting person undertakes to provide to AlTi Global, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote(1) to this Form 4.

SEC source: 0001628280-24-031659 · wk-form4_1720710645.xml · nonDerivative · entry 1

Maliagros Spiros · CIK 0001959722 · Director · Pres., Strategic Alternatives

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 473,708.74

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $4.32 to $4.64, inclusive. The reporting person undertakes to provide to AlTi Global, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote(1) to this Form 4.

SEC source: 0001628280-24-031183 · wk-form4_1720041448.xml · nonDerivative · entry 1

Maliagros Spiros · CIK 0001959722 · Director · Pres., Strategic Alternatives

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 479,477.74

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $4.64 to $4.88, inclusive. The reporting person undertakes to provide to AlTi Global, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote(1) to this Form 4.

SEC source: 0001628280-24-026804 · wk-form4_1717611020.xml · derivative · entry 2

Maliagros Spiros · CIK 0001959722 · Director · Pres., Strategic Alternatives

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 182,072.94

Underlying: Class A Common Stock · 182,072.94 shares

Expires not disclosed

F3 · derivative.exercise_price: Each performance restricted stock unit ("PRSU") represents a contingent right to receive one share of the Company's Class A Common Stock.

F4 · derivative.exercise_date: 33.33% of the PRSUs shall be eligible to vest at the end of each of three annual performance periods beginning on March 31, 2025, subject to the reporting person's continued service with the Company through the applicable performance period, based on the total shareholder return of the Company's Class A Common Stock exceeding certain thresholds. The maximum number of units that may vest over three years is 364,145.88 (200% of the target number).

F4 · derivative.expiration_date: 33.33% of the PRSUs shall be eligible to vest at the end of each of three annual performance periods beginning on March 31, 2025, subject to the reporting person's continued service with the Company through the applicable performance period, based on the total shareholder return of the Company's Class A Common Stock exceeding certain thresholds. The maximum number of units that may vest over three years is 364,145.88 (200% of the target number).

SEC source: 0001628280-24-026804 · wk-form4_1717611020.xml · derivative · entry 1

Maliagros Spiros · CIK 0001959722 · Director · Pres., Strategic Alternatives

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,339

Underlying: Class A Common Stock · 30,339 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of AlTi Global, Inc.'s (the "Company's") Class A Common Stock.

F2 · derivative.exercise_date: The RSUs vest in three equal annual installments beginning February 15, 2025.

F2 · derivative.expiration_date: The RSUs vest in three equal annual installments beginning February 15, 2025.

SEC source: 0001628280-24-026111 · wk-form4_1717199199.xml · nonDerivative · entry 1

Maliagros Spiros · CIK 0001959722 · Director · Pres., Strategic Alternatives

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 485,246.74

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $4.99 to $5.11, inclusive. The reporting person undertakes to provide to AlTi Global, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote(1) to this Form 4.

SEC source: 0000950170-24-062405 · ownership.xml · nonDerivative · entry 1

Maliagros Spiros · CIK 0001959722 · Director · President, Asset Management

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 499,380.74

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $4.42 to $4.72, inclusive. The reporting person undertakes to provide to AlTi Global, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote(1) to this Form 4.

SEC source: 0000950170-24-041993 · ownership.xml · nonDerivative · entry 3

Maliagros Spiros · CIK 0001959722 · Director · President, Asset Management

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 512,984.74

SEC source: 0000950170-24-041993 · ownership.xml · nonDerivative · entry 2

Maliagros Spiros · CIK 0001959722 · Director · President, Asset Management

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 517,934.74

SEC source: 0000950170-24-041993 · ownership.xml · derivative · entry 4

Maliagros Spiros · CIK 0001959722 · Director · President, Asset Management

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,411,306

Underlying: Class A Common Stock · 400,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Class B Unit (a "Class B Unit") of AlTi Global Capital, LLC ("Umbrella") is paired with a share of Class B Common Stock of the Issuer ("Class B Common Stock", and together with a Class B Unit, a "Paired Interest"). Pursuant to the Third Amended and Restated Limited Liability Agreement, dated as of July 31, 2023 (as amended from time to time, the "LLC Agreement"), of Umbrella, a Paired Interest is exchangeable at any time for a share of Class A Common Stock of the Issuer ("Class A Common Stock") on a one-for-one basis, subject to equitable adjustments for stock splits, stock dividends and reclassifications. As the holder exchanges the Paired Interests pursuant to the LLC Agreement, the shares of Class B Common Stock included in the Paired Interests will automatically be canceled and the Class B Common Units included in the Paired Interests shall be automatically transferred to the Issuer and converted into and become an equal number of Class A Common Units in Umbrella.

F1 · derivative.exercise_date: Each Class B Unit (a "Class B Unit") of AlTi Global Capital, LLC ("Umbrella") is paired with a share of Class B Common Stock of the Issuer ("Class B Common Stock", and together with a Class B Unit, a "Paired Interest"). Pursuant to the Third Amended and Restated Limited Liability Agreement, dated as of July 31, 2023 (as amended from time to time, the "LLC Agreement"), of Umbrella, a Paired Interest is exchangeable at any time for a share of Class A Common Stock of the Issuer ("Class A Common Stock") on a one-for-one basis, subject to equitable adjustments for stock splits, stock dividends and reclassifications. As the holder exchanges the Paired Interests pursuant to the LLC Agreement, the shares of Class B Common Stock included in the Paired Interests will automatically be canceled and the Class B Common Units included in the Paired Interests shall be automatically transferred to the Issuer and converted into and become an equal number of Class A Common Units in Umbrella.

F1 · derivative.expiration_date: Each Class B Unit (a "Class B Unit") of AlTi Global Capital, LLC ("Umbrella") is paired with a share of Class B Common Stock of the Issuer ("Class B Common Stock", and together with a Class B Unit, a "Paired Interest"). Pursuant to the Third Amended and Restated Limited Liability Agreement, dated as of July 31, 2023 (as amended from time to time, the "LLC Agreement"), of Umbrella, a Paired Interest is exchangeable at any time for a share of Class A Common Stock of the Issuer ("Class A Common Stock") on a one-for-one basis, subject to equitable adjustments for stock splits, stock dividends and reclassifications. As the holder exchanges the Paired Interests pursuant to the LLC Agreement, the shares of Class B Common Stock included in the Paired Interests will automatically be canceled and the Class B Common Units included in the Paired Interests shall be automatically transferred to the Issuer and converted into and become an equal number of Class A Common Units in Umbrella.

SEC source: 0000950170-24-041993 · ownership.xml · nonDerivative · entry 1

Maliagros Spiros · CIK 0001959722 · Director · President, Asset Management

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 523,284.74

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Class B Unit (a "Class B Unit") of AlTi Global Capital, LLC ("Umbrella") is paired with a share of Class B Common Stock of the Issuer ("Class B Common Stock", and together with a Class B Unit, a "Paired Interest"). Pursuant to the Third Amended and Restated Limited Liability Agreement, dated as of July 31, 2023 (as amended from time to time, the "LLC Agreement"), of Umbrella, a Paired Interest is exchangeable at any time for a share of Class A Common Stock of the Issuer ("Class A Common Stock") on a one-for-one basis, subject to equitable adjustments for stock splits, stock dividends and reclassifications. As the holder exchanges the Paired Interests pursuant to the LLC Agreement, the shares of Class B Common Stock included in the Paired Interests will automatically be canceled and the Class B Common Units included in the Paired Interests shall be automatically transferred to the Issuer and converted into and become an equal number of Class A Common Units in Umbrella.

SEC source: 0000950170-24-018298 · ownership.xml · derivative · entry 3

Maliagros Spiros · CIK 0001959722 · Director · President, Asset Management

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,756.57

Underlying: Class A Common Stock · 17,878.43 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALTI Class A Common Stock.

F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning February 15, 2024.

F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning February 15, 2024.

SEC source: 0000950170-24-018298 · ownership.xml · nonDerivative · entry 2

Maliagros Spiros · CIK 0001959722 · Director · President, Asset Management

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 123,284.74

F2 · kind: Vesting transaction: Shares surrendered to the Issuer solely to cover taxes associated with vesting of restricted stock units.

SEC source: 0000950170-24-018298 · ownership.xml · nonDerivative · entry 1

Maliagros Spiros · CIK 0001959722 · Director · President, Asset Management

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 131,992.43

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of ALTI Class A Common Stock.

SEC source: 0000899243-23-015228 · doc4.xml · derivative · entry 2

Maliagros Spiros · CIK 0001959722 · Director · President, Asset Management

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 456,457 shares

Expires not disclosed

F1 · derivative.exercise_price: On June 7, 2023, pursuant to the Issuer's previously announced exchange offer, the reporting person exchanged 456,457 private placement warrants, which previously entitled the reporting person to purchase one share of Class A Common Stock, par value $0.0001 per share, of the Issuer ("Class A Common Stock") per warrant, at a price of $11.50 per share, for 114,114 shares of Class A Common Stock.

F1 · price: On June 7, 2023, pursuant to the Issuer's previously announced exchange offer, the reporting person exchanged 456,457 private placement warrants, which previously entitled the reporting person to purchase one share of Class A Common Stock, par value $0.0001 per share, of the Issuer ("Class A Common Stock") per warrant, at a price of $11.50 per share, for 114,114 shares of Class A Common Stock.

F2 · derivative.exercise_date: The warrants became exercisable on February 2, 2023, and will expire on February 2, 2028 or earlier upon redemption or liquidation.

F2 · derivative.expiration_date: The warrants became exercisable on February 2, 2023, and will expire on February 2, 2028 or earlier upon redemption or liquidation.

SEC source: 0000899243-23-015228 · doc4.xml · nonDerivative · entry 1

Maliagros Spiros · CIK 0001959722 · Director · President, Asset Management

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 114,114

F1 · shares: On June 7, 2023, pursuant to the Issuer's previously announced exchange offer, the reporting person exchanged 456,457 private placement warrants, which previously entitled the reporting person to purchase one share of Class A Common Stock, par value $0.0001 per share, of the Issuer ("Class A Common Stock") per warrant, at a price of $11.50 per share, for 114,114 shares of Class A Common Stock.

F1 · price: On June 7, 2023, pursuant to the Issuer's previously announced exchange offer, the reporting person exchanged 456,457 private placement warrants, which previously entitled the reporting person to purchase one share of Class A Common Stock, par value $0.0001 per share, of the Issuer ("Class A Common Stock") per warrant, at a price of $11.50 per share, for 114,114 shares of Class A Common Stock.

SEC source: 0000899243-23-014376 · doc4.xml · derivative · entry 1

Maliagros Spiros · CIK 0001959722 · Director · President, Asset Management

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,635

Underlying: Class A Common Stock · 53,635 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALTI Class A Common Stock.

F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning February 15, 2024.

F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning February 15, 2024.