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Tiedemann Michael

Disclosed activity across 1 company

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65829
SEC CIK
0001958484

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
AlTi Global, Inc.ALTI · Entity 5344Director · Chief Executive OfficerFebruary 15, 2026February 19, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AlTi Global, Inc.

Report date February 15, 2026 · Filed February 19, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect710,351.36 Ending reported balance After 2026-02-15 transaction · row 6
3 source rows · reconciled sequence

Row 1 · 2026-02-15 · Exercise / conversion · Acquired 25,546.28 · Balance 566,689.77

F1: Each restricted stock unit represents a contingent right to receive one share of ALTI Class A Common Stock.

Row 2 · 2026-02-15 · Exercise / conversion · Acquired 57,909.61 · Balance 624,599.38

F1: Each restricted stock unit represents a contingent right to receive one share of ALTI Class A Common Stock.

Row 6 · 2026-02-15 · Exercise / conversion · Acquired 85,751.98 · Balance 710,351.36

F1: Each restricted stock unit represents a contingent right to receive one share of ALTI Class A Common Stock.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-02-15 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2026-02-15 · Exercise / conversion · Disposed 25,546.28 · Balance 0

F1: Each restricted stock unit represents a contingent right to receive one share of ALTI Class A Common Stock.

F3: The restricted stock units vest in three equal annual installments beginning February 15, 2024.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect57,909.61 Reported balance After 2026-02-15 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2026-02-15 · Exercise / conversion · Disposed 57,909.61 · Balance 57,909.61

F1: Each restricted stock unit represents a contingent right to receive one share of ALTI Class A Common Stock.

F4: The restricted stock units vest in three equal annual installments beginning February 15, 2025.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect171,503.96 Reported balance After 2026-02-15 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2026-02-15 · Exercise / conversion · Disposed 85,751.98 · Balance 171,503.96

F1: Each restricted stock unit represents a contingent right to receive one share of ALTI Class A Common Stock.

F5: The restricted stock units vest in three equal annual installments beginning February 15, 2026.

Class A Common StockSEC Table I · non-derivativeIndirectSee FN63,326 Reported balance Holding disclosure · report date 2026-02-15 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 63,326

F2: The reporting person's indirect beneficial ownership includes (i) 63,326 shares of Class A Common Stock for MGT 2012 DE Trust; (ii) 42,918 shares of Class A Common Stock for Chauncey Close, LLC; and (iii) 30,954 shares of Class A Common Stock for CHT Fam Tst Ar 3rd fbo MGT. The reporting person disclaims beneficial ownership of the securities held by the MGT 2012 DE Trust, the CHT Fam Tst Ar 3rd fbo MGT and Chauncey Close, LLC, except to the extent of any pecuniary interest the reporting person may have therein.

Class A Common StockSEC Table I · non-derivativeIndirectSee FN42,918 Reported balance Holding disclosure · report date 2026-02-15 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 42,918

F2: The reporting person's indirect beneficial ownership includes (i) 63,326 shares of Class A Common Stock for MGT 2012 DE Trust; (ii) 42,918 shares of Class A Common Stock for Chauncey Close, LLC; and (iii) 30,954 shares of Class A Common Stock for CHT Fam Tst Ar 3rd fbo MGT. The reporting person disclaims beneficial ownership of the securities held by the MGT 2012 DE Trust, the CHT Fam Tst Ar 3rd fbo MGT and Chauncey Close, LLC, except to the extent of any pecuniary interest the reporting person may have therein.

Class A Common StockSEC Table I · non-derivativeIndirectSee FN30,954 Reported balance Holding disclosure · report date 2026-02-15 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 30,954

F2: The reporting person's indirect beneficial ownership includes (i) 63,326 shares of Class A Common Stock for MGT 2012 DE Trust; (ii) 42,918 shares of Class A Common Stock for Chauncey Close, LLC; and (iii) 30,954 shares of Class A Common Stock for CHT Fam Tst Ar 3rd fbo MGT. The reporting person disclaims beneficial ownership of the securities held by the MGT 2012 DE Trust, the CHT Fam Tst Ar 3rd fbo MGT and Chauncey Close, LLC, except to the extent of any pecuniary interest the reporting person may have therein.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of ALTI Class A Common Stock.

F2: The reporting person's indirect beneficial ownership includes (i) 63,326 shares of Class A Common Stock for MGT 2012 DE Trust; (ii) 42,918 shares of Class A Common Stock for Chauncey Close, LLC; and (iii) 30,954 shares of Class A Common Stock for CHT Fam Tst Ar 3rd fbo MGT. The reporting person disclaims beneficial ownership of the securities held by the MGT 2012 DE Trust, the CHT Fam Tst Ar 3rd fbo MGT and Chauncey Close, LLC, except to the extent of any pecuniary interest the reporting person may have therein.

F3: The restricted stock units vest in three equal annual installments beginning February 15, 2024.

F4: The restricted stock units vest in three equal annual installments beginning February 15, 2025.

F5: The restricted stock units vest in three equal annual installments beginning February 15, 2026.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 15, 2026 Filed Feb 19, 2026 02:05 UTC AlTi Global, Inc. ALTI · Entity 5344 Exercise / conversionRestricted Stock Units · Derivative 85,751.98 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-009439 · wk-form4_1771466701.xml · derivative · entry 9

Tiedemann Michael · CIK 0001958484 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 171,503.96

Underlying: Class A Common Stock · 85,751.98 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALTI Class A Common Stock.

F5 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning February 15, 2026.

F5 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning February 15, 2026.

Read SEC document
February 15, 2026 Filed Feb 19, 2026 02:05 UTC AlTi Global, Inc. ALTI · Entity 5344 Exercise / conversionRestricted Stock Units · Derivative 57,909.61 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-009439 · wk-form4_1771466701.xml · derivative · entry 8

Tiedemann Michael · CIK 0001958484 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,909.61

Underlying: Class A Common Stock · 57,909.61 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALTI Class A Common Stock.

F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning February 15, 2025.

F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning February 15, 2025.

Read SEC document
February 15, 2026 Filed Feb 19, 2026 02:05 UTC AlTi Global, Inc. ALTI · Entity 5344 Exercise / conversionRestricted Stock Units · Derivative 25,546.28 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-009439 · wk-form4_1771466701.xml · derivative · entry 7

Tiedemann Michael · CIK 0001958484 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 25,546.28 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALTI Class A Common Stock.

F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning February 15, 2024.

F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning February 15, 2024.

Read SEC document
February 15, 2026 Filed Feb 19, 2026 02:05 UTC AlTi Global, Inc. ALTI · Entity 5344 Exercise / conversionClass A Common Stock 85,751.98 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-009439 · wk-form4_1771466701.xml · nonDerivative · entry 6

Tiedemann Michael · CIK 0001958484 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 710,351.36

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of ALTI Class A Common Stock.

Read SEC document
February 15, 2026 Filed Feb 19, 2026 02:05 UTC AlTi Global, Inc. ALTI · Entity 5344 Exercise / conversionClass A Common Stock 57,909.61 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-009439 · wk-form4_1771466701.xml · nonDerivative · entry 2

Tiedemann Michael · CIK 0001958484 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 624,599.38

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of ALTI Class A Common Stock.

Read SEC document
February 15, 2026 Filed Feb 19, 2026 02:05 UTC AlTi Global, Inc. ALTI · Entity 5344 Exercise / conversionClass A Common Stock 25,546.28 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-009439 · wk-form4_1771466701.xml · nonDerivative · entry 1

Tiedemann Michael · CIK 0001958484 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 566,689.77

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of ALTI Class A Common Stock.

Read SEC document
June 03, 2025 Filed Jun 5, 2025 15:24 UTC AlTi Global, Inc. ALTI · Entity 5344 SaleClass A Common Stock 42,198.93 $3.47 $146,430.29
Disclosure

SEC source: 0001628280-25-029554 · wk-form4_1749137036.xml · nonDerivative · entry 1

Tiedemann Michael · CIK 0001958484 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 541,143.49

Read SEC document
May 22, 2025 Filed Oct 15, 2025 20:07 UTC AlTi Global, Inc. ALTI · Entity 5344 GrantPeformance Restricted Stock Unit · Derivative 115,248.227 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-045098 · wk-form4_1760558849.xml · derivative · entry 1

Tiedemann Michael · CIK 0001958484 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 115,248.227

Underlying: Class A Common Stock · 115,248.227 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance restricted stock unit ("PRSU") represents a contingent right to receive one share of the Company's Class A Common Stock.

F2 · derivative.exercise_date: 33.33% of the PRSUs shall be eligible to vest at the end of each of three annual performance periods beginning on March 31, 2026, subject to the reporting person's continued service with the Company through the applicable performance period, based on the total shareholder return of the Company's Class A Common Stock exceeding certain thresholds. The maximum number of units that may vest over three years is 230,496.454 (200% of the target number).

F2 · derivative.expiration_date: 33.33% of the PRSUs shall be eligible to vest at the end of each of three annual performance periods beginning on March 31, 2026, subject to the reporting person's continued service with the Company through the applicable performance period, based on the total shareholder return of the Company's Class A Common Stock exceeding certain thresholds. The maximum number of units that may vest over three years is 230,496.454 (200% of the target number).

Read SEC document
March 19, 2025 Filed Mar 20, 2025 19:26 UTC AlTi Global, Inc. ALTI · Entity 5344 GrantRestricted Stock Units · Derivative 257,255.94 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-014097 · wk-form4_1742498760.xml · derivative · entry 1

Tiedemann Michael · CIK 0001958484 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 257,255.94

Underlying: Class A Common Stock · 257,255.94 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of AlTi Global, Inc.'s (the "Company's") Class A Common Stock.

F2 · derivative.exercise_date: The RSUs vest in three equal annual installments beginning February 15, 2026.

F2 · derivative.expiration_date: The RSUs vest in three equal annual installments beginning February 15, 2026.

Read SEC document
February 15, 2025 Filed Feb 19, 2025 23:32 UTC AlTi Global, Inc. ALTI · Entity 5344 Exercise / conversionRestricted Stock Units · Derivative 57,909.61 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-023483 · ownership.xml · derivative · entry 7

Tiedemann Michael · CIK 0001958484 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 115,819.39

Underlying: Class A Common Stock · 57,909.61 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALTI Class A Common Stock.

F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning February 15, 2025.

F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning February 15, 2025.

Read SEC document
February 15, 2025 Filed Feb 19, 2025 23:32 UTC AlTi Global, Inc. ALTI · Entity 5344 Exercise / conversionRestricted Stock Units · Derivative 25,546.28 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-023483 · ownership.xml · derivative · entry 6

Tiedemann Michael · CIK 0001958484 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,546.28

Underlying: Class A Common Stock · 25,546.28 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALTI Class A Common Stock.

F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning February 15, 2024.

F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning February 15, 2024.

Read SEC document
February 15, 2025 Filed Feb 19, 2025 23:32 UTC AlTi Global, Inc. ALTI · Entity 5344 Exercise / conversionClass A Common Stock 57,909.61 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-023483 · ownership.xml · nonDerivative · entry 2

Tiedemann Michael · CIK 0001958484 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 583,342.42

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of ALTI Class A Common Stock.

Read SEC document
February 15, 2025 Filed Feb 19, 2025 23:32 UTC AlTi Global, Inc. ALTI · Entity 5344 Exercise / conversionClass A Common Stock 25,546.28 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-023483 · ownership.xml · nonDerivative · entry 1

Tiedemann Michael · CIK 0001958484 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 525,432.81

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of ALTI Class A Common Stock.

Read SEC document
September 03, 2024 Filed Sep 4, 2024 22:45 UTC AlTi Global, Inc. ALTI · Entity 5344 GiftClass B Common Stock · Derivative 466,785 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-039387 · wk-form4_1725485957.xml · derivative · entry 5

Tiedemann Michael · CIK 0001958484 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · See FN

Disclosed balance after: 1,137,119

Underlying: Class A Common Stock · 466,785 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Class B Unit (a "Class B Unit") of AlTi Global Capital, LLC ("Umbrella") is paired with a share of Class B Common Stock (the Class B Common Stock together with a Class B Unit, a "Paired Interest"). Pursuant to the Third Amended and Restated Limited Liability Agreement, dated as of July 31, 2023 (as amended from time to time, the "LLC Agreement"), of Umbrella, a Paired Interest is exchangeable at any time for a share of Class A Common Stock on a one-for-one basis, subject to equitable adjustments for stock splits, stock dividends and reclassifications. As the holder exchanges the Paired Interests pursuant to the LLC Agreement, the shares of Class B Common Stock included in the Paired Interests will automatically be canceled and the Class B Common Units included in the Paired Interests shall be automatically transferred to the Issuer and converted into and become an equal number of Class A Common Units in Umbrella.

F2 · derivative.exercise_date: Each Class B Unit (a "Class B Unit") of AlTi Global Capital, LLC ("Umbrella") is paired with a share of Class B Common Stock (the Class B Common Stock together with a Class B Unit, a "Paired Interest"). Pursuant to the Third Amended and Restated Limited Liability Agreement, dated as of July 31, 2023 (as amended from time to time, the "LLC Agreement"), of Umbrella, a Paired Interest is exchangeable at any time for a share of Class A Common Stock on a one-for-one basis, subject to equitable adjustments for stock splits, stock dividends and reclassifications. As the holder exchanges the Paired Interests pursuant to the LLC Agreement, the shares of Class B Common Stock included in the Paired Interests will automatically be canceled and the Class B Common Units included in the Paired Interests shall be automatically transferred to the Issuer and converted into and become an equal number of Class A Common Units in Umbrella.

F2 · derivative.expiration_date: Each Class B Unit (a "Class B Unit") of AlTi Global Capital, LLC ("Umbrella") is paired with a share of Class B Common Stock (the Class B Common Stock together with a Class B Unit, a "Paired Interest"). Pursuant to the Third Amended and Restated Limited Liability Agreement, dated as of July 31, 2023 (as amended from time to time, the "LLC Agreement"), of Umbrella, a Paired Interest is exchangeable at any time for a share of Class A Common Stock on a one-for-one basis, subject to equitable adjustments for stock splits, stock dividends and reclassifications. As the holder exchanges the Paired Interests pursuant to the LLC Agreement, the shares of Class B Common Stock included in the Paired Interests will automatically be canceled and the Class B Common Units included in the Paired Interests shall be automatically transferred to the Issuer and converted into and become an equal number of Class A Common Units in Umbrella.

F1 · ownership.nature: The reporting person's indirect beneficial ownership includes (i) 63,326 shares of Class A common stock of the Company ("Class A Common Stock") and 2,500,103 shares of Class B Common Stock of the Company ("Class B Common Stock") for MGT 2012 DE Trust; (ii) 30,954 shares of Class A Common Stock and 1,137,119 shares of Class B Common Stock for CHT Fam Tst Ar 3rd fbo MGT; and (iii) 42,918 shares of Class A Common Stock and 1,694,498 shares of Class B Common Stock for Chauncey Close, LLC. The reporting person disclaims beneficial ownership of the securities held by the MGT 2012 DE Trust, the CHT Fam Tst Ar 3rd fbo MGT and Chauncey Close, LLC, except to the extent of any pecuniary interest the reporting person may have therein.

Read SEC document
September 03, 2024 Filed Sep 4, 2024 22:45 UTC AlTi Global, Inc. ALTI · Entity 5344 GiftClass A Common Stock 13,975 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-039387 · wk-form4_1725485957.xml · nonDerivative · entry 1

Tiedemann Michael · CIK 0001958484 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · See FN

Disclosed balance after: 30,954

F1 · ownership.nature: The reporting person's indirect beneficial ownership includes (i) 63,326 shares of Class A common stock of the Company ("Class A Common Stock") and 2,500,103 shares of Class B Common Stock of the Company ("Class B Common Stock") for MGT 2012 DE Trust; (ii) 30,954 shares of Class A Common Stock and 1,137,119 shares of Class B Common Stock for CHT Fam Tst Ar 3rd fbo MGT; and (iii) 42,918 shares of Class A Common Stock and 1,694,498 shares of Class B Common Stock for Chauncey Close, LLC. The reporting person disclaims beneficial ownership of the securities held by the MGT 2012 DE Trust, the CHT Fam Tst Ar 3rd fbo MGT and Chauncey Close, LLC, except to the extent of any pecuniary interest the reporting person may have therein.

Read SEC document
June 05, 2024 Filed Jun 5, 2024 18:12 UTC AlTi Global, Inc. ALTI · Entity 5344 GrantPeformance Restricted Stock Unit · Derivative 458,733.21 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-026808 · wk-form4_1717611137.xml · derivative · entry 7

Tiedemann Michael · CIK 0001958484 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 458,733.21

Underlying: Class A Common Stock · 458,733.21 shares

Expires not disclosed

F6 · derivative.exercise_price: Each performance restricted stock unit ("PRSU") represents a contingent right to receive one share of the Company's Class A Common Stock.

F7 · derivative.exercise_date: 33.33% of the PRSUs shall be eligible to vest at the end of each of three annual performance periods beginning on March 31, 2025, subject to the reporting person's continued service with the Company through the applicable performance period, based on the total shareholder return of the Company's Class A Common Stock exceeding certain thresholds. The maximum number of units that may vest over three years is 917,466.42 (200% of the target number).

F7 · derivative.expiration_date: 33.33% of the PRSUs shall be eligible to vest at the end of each of three annual performance periods beginning on March 31, 2025, subject to the reporting person's continued service with the Company through the applicable performance period, based on the total shareholder return of the Company's Class A Common Stock exceeding certain thresholds. The maximum number of units that may vest over three years is 917,466.42 (200% of the target number).

Read SEC document
June 04, 2024 Filed Jun 5, 2024 18:12 UTC AlTi Global, Inc. ALTI · Entity 5344 GrantRestricted Stock Units · Derivative 173,729 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-026808 · wk-form4_1717611137.xml · derivative · entry 6

Tiedemann Michael · CIK 0001958484 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 173,729

Underlying: Class A Common Stock · 173,729 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Company's Class A Common Stock.

F5 · derivative.exercise_date: The RSUs vest in three equal annual installments beginning February 15, 2025.

F5 · derivative.expiration_date: The RSUs vest in three equal annual installments beginning February 15, 2025.

Read SEC document
June 03, 2024 Filed Jun 5, 2024 18:12 UTC AlTi Global, Inc. ALTI · Entity 5344 PurchaseClass A Common Stock 24,652 $4.86 $119,808.72
Disclosure

SEC source: 0001628280-24-026808 · wk-form4_1717611137.xml · nonDerivative · entry 2

Tiedemann Michael · CIK 0001958484 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 499,886.53

F2 · price: The price reported in Column 4 is a weighted average price. The shares were bought in multiple transactions at prices ranging from $4.70 to $5.00, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote(2) to this Form 4.

Read SEC document
June 03, 2024 Filed Jun 5, 2024 18:12 UTC AlTi Global, Inc. ALTI · Entity 5344 PurchaseClass A Common Stock 22,721 $4.87 $110,651.27
Disclosure

SEC source: 0001628280-24-026808 · wk-form4_1717611137.xml · nonDerivative · entry 1

Tiedemann Michael · CIK 0001958484 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 475,234.53

F1 · price: The price reported in Column 4 is a weighted average price. The shares were bought in multiple transactions at prices ranging from $4.69 to $5.00, inclusive. The reporting person undertakes to provide to AlTi Global, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote(1) to this Form 4.

Read SEC document
May 23, 2024 Filed May 23, 2024 23:32 UTC AlTi Global, Inc. ALTI · Entity 5344 PurchaseClass A Common Stock 20,000 $4.52 $90,400.00
Disclosure

SEC source: 0000899243-24-000288 · doc4.xml · nonDerivative · entry 3

Tiedemann Michael · CIK 0001958484 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 472,513.53

F3 · price: The price reported in Column 4 is a weighted average price. The shares were bought in multiple transactions at prices ranging from $4.50 to $4.55, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote(3) to this Form 4.

Read SEC document
May 21, 2024 Filed May 23, 2024 23:32 UTC AlTi Global, Inc. ALTI · Entity 5344 PurchaseClass A Common Stock 21,072 $4.41 $92,927.52
Disclosure

SEC source: 0000899243-24-000288 · doc4.xml · nonDerivative · entry 2

Tiedemann Michael · CIK 0001958484 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 452,513.53

F2 · price: The price reported in Column 4 is a weighted average price. The shares were bought in multiple transactions at prices ranging from $4.335 to $4.45, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote(2) to this Form 4.

Read SEC document
May 21, 2024 Filed May 23, 2024 23:32 UTC AlTi Global, Inc. ALTI · Entity 5344 PurchaseClass A Common Stock 22,296 $4.39 $97,879.44
Disclosure

SEC source: 0000899243-24-000288 · doc4.xml · nonDerivative · entry 1

Tiedemann Michael · CIK 0001958484 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 431,441.53

F1 · price: The price reported in Column 4 is a weighted average price. The shares were bought in multiple transactions at prices ranging from $4.345 to $4.40, inclusive. The reporting person undertakes to provide to AlTi Global, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote(1) to this Form 4.

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May 20, 2024 Filed May 21, 2024 00:22 UTC AlTi Global, Inc. ALTI · Entity 5344 PurchaseClass A Common Stock 20,000 $4.53 $90,600.00
Disclosure

SEC source: 0000950170-24-062635 · ownership.xml · nonDerivative · entry 3

Tiedemann Michael · CIK 0001958484 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 409,145.53

F2 · price: The price reported in Column 4 is a weighted average price. The shares were bought in multiple transactions at prices ranging from $4.40 to $4.58, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote(2) to this Form 4.

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May 20, 2024 Filed May 21, 2024 00:22 UTC AlTi Global, Inc. ALTI · Entity 5344 PurchaseClass A Common Stock 20,000 $4.55 $91,000.00
Disclosure

SEC source: 0000950170-24-062635 · ownership.xml · nonDerivative · entry 2

Tiedemann Michael · CIK 0001958484 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 389,145.53

F1 · price: The price reported in Column 4 is a weighted average price. The shares were bought in multiple transactions at prices ranging from $4.39 to $4.59, inclusive. The reporting person undertakes to provide to AlTi Global, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote(1) to this Form 4.

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May 16, 2024 Filed May 21, 2024 00:22 UTC AlTi Global, Inc. ALTI · Entity 5344 PurchaseClass A Common Stock 60,000 $4.66 $279,600.00
Disclosure

SEC source: 0000950170-24-062635 · ownership.xml · nonDerivative · entry 1

Tiedemann Michael · CIK 0001958484 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 369,145.53

Read SEC document
March 11, 2024 Filed Apr 5, 2024 00:04 UTC AlTi Global, Inc. ALTI · Entity 5344 Exercise / conversionClass B Common Stock · Derivative 150,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-042005 · ownership.xml · derivative · entry 5

Tiedemann Michael · CIK 0001958484 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,915,196

Underlying: Class A Common Stock · 150,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Class B Unit (a "Class B Unit") of AlTi Global Capital, LLC ("Umbrella") is paired with a share of Class B Common Stock of the Issuer ("Class B Common Stock", and together with a Class B Unit, a "Paired Interest"). Pursuant to the Third Amended and Restated Limited Liability Agreement, dated as of July 31, 2023 (as amended from time to time, the "LLC Agreement"), of Umbrella, a Paired Interest is exchangeable at any time for a share of Class A Common Stock of the Issuer ("Class A Common Stock") on a one-for-one basis, subject to equitable adjustments for stock splits, stock dividends and reclassifications. As the holder exchanges the Paired Interests pursuant to the LLC Agreement, the shares of Class B Common Stock included in the Paired Interests will automatically be canceled and the Class B Common Units included in the Paired Interests shall be automatically transferred to the Issuer and converted into and become an equal number of Class A Common Units in Umbrella.

F1 · derivative.exercise_date: Each Class B Unit (a "Class B Unit") of AlTi Global Capital, LLC ("Umbrella") is paired with a share of Class B Common Stock of the Issuer ("Class B Common Stock", and together with a Class B Unit, a "Paired Interest"). Pursuant to the Third Amended and Restated Limited Liability Agreement, dated as of July 31, 2023 (as amended from time to time, the "LLC Agreement"), of Umbrella, a Paired Interest is exchangeable at any time for a share of Class A Common Stock of the Issuer ("Class A Common Stock") on a one-for-one basis, subject to equitable adjustments for stock splits, stock dividends and reclassifications. As the holder exchanges the Paired Interests pursuant to the LLC Agreement, the shares of Class B Common Stock included in the Paired Interests will automatically be canceled and the Class B Common Units included in the Paired Interests shall be automatically transferred to the Issuer and converted into and become an equal number of Class A Common Units in Umbrella.

F1 · derivative.expiration_date: Each Class B Unit (a "Class B Unit") of AlTi Global Capital, LLC ("Umbrella") is paired with a share of Class B Common Stock of the Issuer ("Class B Common Stock", and together with a Class B Unit, a "Paired Interest"). Pursuant to the Third Amended and Restated Limited Liability Agreement, dated as of July 31, 2023 (as amended from time to time, the "LLC Agreement"), of Umbrella, a Paired Interest is exchangeable at any time for a share of Class A Common Stock of the Issuer ("Class A Common Stock") on a one-for-one basis, subject to equitable adjustments for stock splits, stock dividends and reclassifications. As the holder exchanges the Paired Interests pursuant to the LLC Agreement, the shares of Class B Common Stock included in the Paired Interests will automatically be canceled and the Class B Common Units included in the Paired Interests shall be automatically transferred to the Issuer and converted into and become an equal number of Class A Common Units in Umbrella.

Read SEC document
March 11, 2024 Filed Apr 5, 2024 00:04 UTC AlTi Global, Inc. ALTI · Entity 5344 Exercise / conversionClass A Common Stock 150,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-042005 · ownership.xml · nonDerivative · entry 1

Tiedemann Michael · CIK 0001958484 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 309,145.53

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Class B Unit (a "Class B Unit") of AlTi Global Capital, LLC ("Umbrella") is paired with a share of Class B Common Stock of the Issuer ("Class B Common Stock", and together with a Class B Unit, a "Paired Interest"). Pursuant to the Third Amended and Restated Limited Liability Agreement, dated as of July 31, 2023 (as amended from time to time, the "LLC Agreement"), of Umbrella, a Paired Interest is exchangeable at any time for a share of Class A Common Stock of the Issuer ("Class A Common Stock") on a one-for-one basis, subject to equitable adjustments for stock splits, stock dividends and reclassifications. As the holder exchanges the Paired Interests pursuant to the LLC Agreement, the shares of Class B Common Stock included in the Paired Interests will automatically be canceled and the Class B Common Units included in the Paired Interests shall be automatically transferred to the Issuer and converted into and become an equal number of Class A Common Units in Umbrella.

Read SEC document
February 15, 2024 Filed Feb 22, 2024 01:20 UTC AlTi Global, Inc. ALTI · Entity 5344 Exercise / conversionRestricted Stock Units · Derivative 25,546.28 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-018301 · ownership.xml · derivative · entry 6

Tiedemann Michael · CIK 0001958484 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,092.72

Underlying: Class A Common Stock · 25,546.28 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALTI Class A Common Stock.

F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning February 15, 2024.

F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning February 15, 2024.

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February 15, 2024 Filed Feb 22, 2024 01:20 UTC AlTi Global, Inc. ALTI · Entity 5344 Tax withholdingClass A Common Stock 12,699.75 $5.65 $71,753.59
Disclosure

SEC source: 0000950170-24-018301 · ownership.xml · nonDerivative · entry 2

Tiedemann Michael · CIK 0001958484 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 159,145.53

F2 · kind: Vesting transaction: Shares surrendered to the Issuer solely to cover taxes associated with vesting of restricted stock units.

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February 15, 2024 Filed Feb 22, 2024 01:20 UTC AlTi Global, Inc. ALTI · Entity 5344 Exercise / conversionClass A Common Stock 25,546.28 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-018301 · ownership.xml · nonDerivative · entry 1

Tiedemann Michael · CIK 0001958484 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 171,845.28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of ALTI Class A Common Stock.

Read SEC document
June 07, 2023 Filed Jun 9, 2023 21:16 UTC AlTi Global, Inc. ALTI · Entity 5344 Disposition to issuerWarrant · Derivative 171,672 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-23-015232 · doc4.xml · derivative · entry 8

Tiedemann Michael · CIK 0001958484 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 0

Underlying: Class A Common Stock · 171,672 shares

Expires not disclosed

F1 · derivative.exercise_price: On June 7, 2023, pursuant to the Issuer's previously announced exchange offer, the reporting person exchanged 1,078,094 private placement warrants, consisting of (i) 585,198 warrants held by the reporting person, (ii) 253,307 warrants held by the Michael Glenn Tiedemann 2012 Delaware Trust ("MGT 2012 DE Trust") over which securities the reporting person has investment discretion, (iii) 67,917 warrants held by the CHT Family Trust Article 3rd fbo Michael G. Tiedemann ("CHT Fam Tst Ar 3rd fbo MGT") over which securities the reporting person has investment discretion; and (iv) 171,672 warrants held by Chauncey Close, LLC, over which securities the reporting person may be deemed to have beneficial ownership by virtue of being the managing member of Chauncey Close, LLC., which previously entitled the reporting persons to purchase one share of Class A Common Stock, par value $0.0001 per share, of the Issuer ("Class A Common Stock") per warrant at a price of $11.50 per share,

F2 · derivative.exercise_price: (Continued from Footnote 1) for an aggregate amount of 269,522 shares of Class A Common Stock, including (i) 146,299 shares of Class A Common Stock for the reporting person; (ii) 63,326 shares of Class A Common Stock for MGT 2012 DE Trust; (iii) 16,979 shares of Class A Common Stock for CHT Fam Tst Ar 3rd fbo MGT; and (iv) 42,918 shares of Class A Common Stock for Chauncey Close, LLC. The reporting person disclaims beneficial ownership of the securities held by the MGT 2012 DE Trust, the CHT Fam Tst Ar 3rd fbo MGT and Chauncey Close, LLC, except to the extent of any pecuniary interest the reporting person may have therein.

F1 · price: On June 7, 2023, pursuant to the Issuer's previously announced exchange offer, the reporting person exchanged 1,078,094 private placement warrants, consisting of (i) 585,198 warrants held by the reporting person, (ii) 253,307 warrants held by the Michael Glenn Tiedemann 2012 Delaware Trust ("MGT 2012 DE Trust") over which securities the reporting person has investment discretion, (iii) 67,917 warrants held by the CHT Family Trust Article 3rd fbo Michael G. Tiedemann ("CHT Fam Tst Ar 3rd fbo MGT") over which securities the reporting person has investment discretion; and (iv) 171,672 warrants held by Chauncey Close, LLC, over which securities the reporting person may be deemed to have beneficial ownership by virtue of being the managing member of Chauncey Close, LLC., which previously entitled the reporting persons to purchase one share of Class A Common Stock, par value $0.0001 per share, of the Issuer ("Class A Common Stock") per warrant at a price of $11.50 per share,

F2 · price: (Continued from Footnote 1) for an aggregate amount of 269,522 shares of Class A Common Stock, including (i) 146,299 shares of Class A Common Stock for the reporting person; (ii) 63,326 shares of Class A Common Stock for MGT 2012 DE Trust; (iii) 16,979 shares of Class A Common Stock for CHT Fam Tst Ar 3rd fbo MGT; and (iv) 42,918 shares of Class A Common Stock for Chauncey Close, LLC. The reporting person disclaims beneficial ownership of the securities held by the MGT 2012 DE Trust, the CHT Fam Tst Ar 3rd fbo MGT and Chauncey Close, LLC, except to the extent of any pecuniary interest the reporting person may have therein.

F3 · derivative.exercise_date: The warrants became exercisable on February 2, 2023, and will expire on February 2, 2028 or earlier upon redemption or liquidation.

F3 · derivative.expiration_date: The warrants became exercisable on February 2, 2023, and will expire on February 2, 2028 or earlier upon redemption or liquidation.

F1 · ownership.nature: On June 7, 2023, pursuant to the Issuer's previously announced exchange offer, the reporting person exchanged 1,078,094 private placement warrants, consisting of (i) 585,198 warrants held by the reporting person, (ii) 253,307 warrants held by the Michael Glenn Tiedemann 2012 Delaware Trust ("MGT 2012 DE Trust") over which securities the reporting person has investment discretion, (iii) 67,917 warrants held by the CHT Family Trust Article 3rd fbo Michael G. Tiedemann ("CHT Fam Tst Ar 3rd fbo MGT") over which securities the reporting person has investment discretion; and (iv) 171,672 warrants held by Chauncey Close, LLC, over which securities the reporting person may be deemed to have beneficial ownership by virtue of being the managing member of Chauncey Close, LLC., which previously entitled the reporting persons to purchase one share of Class A Common Stock, par value $0.0001 per share, of the Issuer ("Class A Common Stock") per warrant at a price of $11.50 per share,

F2 · ownership.nature: (Continued from Footnote 1) for an aggregate amount of 269,522 shares of Class A Common Stock, including (i) 146,299 shares of Class A Common Stock for the reporting person; (ii) 63,326 shares of Class A Common Stock for MGT 2012 DE Trust; (iii) 16,979 shares of Class A Common Stock for CHT Fam Tst Ar 3rd fbo MGT; and (iv) 42,918 shares of Class A Common Stock for Chauncey Close, LLC. The reporting person disclaims beneficial ownership of the securities held by the MGT 2012 DE Trust, the CHT Fam Tst Ar 3rd fbo MGT and Chauncey Close, LLC, except to the extent of any pecuniary interest the reporting person may have therein.

Read SEC document
June 07, 2023 Filed Jun 9, 2023 21:16 UTC AlTi Global, Inc. ALTI · Entity 5344 Disposition to issuerWarrant · Derivative 67,917 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-23-015232 · doc4.xml · derivative · entry 7

Tiedemann Michael · CIK 0001958484 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 0

Underlying: Class A Common Stock · 67,917 shares

Expires not disclosed

F1 · derivative.exercise_price: On June 7, 2023, pursuant to the Issuer's previously announced exchange offer, the reporting person exchanged 1,078,094 private placement warrants, consisting of (i) 585,198 warrants held by the reporting person, (ii) 253,307 warrants held by the Michael Glenn Tiedemann 2012 Delaware Trust ("MGT 2012 DE Trust") over which securities the reporting person has investment discretion, (iii) 67,917 warrants held by the CHT Family Trust Article 3rd fbo Michael G. Tiedemann ("CHT Fam Tst Ar 3rd fbo MGT") over which securities the reporting person has investment discretion; and (iv) 171,672 warrants held by Chauncey Close, LLC, over which securities the reporting person may be deemed to have beneficial ownership by virtue of being the managing member of Chauncey Close, LLC., which previously entitled the reporting persons to purchase one share of Class A Common Stock, par value $0.0001 per share, of the Issuer ("Class A Common Stock") per warrant at a price of $11.50 per share,

F2 · derivative.exercise_price: (Continued from Footnote 1) for an aggregate amount of 269,522 shares of Class A Common Stock, including (i) 146,299 shares of Class A Common Stock for the reporting person; (ii) 63,326 shares of Class A Common Stock for MGT 2012 DE Trust; (iii) 16,979 shares of Class A Common Stock for CHT Fam Tst Ar 3rd fbo MGT; and (iv) 42,918 shares of Class A Common Stock for Chauncey Close, LLC. The reporting person disclaims beneficial ownership of the securities held by the MGT 2012 DE Trust, the CHT Fam Tst Ar 3rd fbo MGT and Chauncey Close, LLC, except to the extent of any pecuniary interest the reporting person may have therein.

F1 · price: On June 7, 2023, pursuant to the Issuer's previously announced exchange offer, the reporting person exchanged 1,078,094 private placement warrants, consisting of (i) 585,198 warrants held by the reporting person, (ii) 253,307 warrants held by the Michael Glenn Tiedemann 2012 Delaware Trust ("MGT 2012 DE Trust") over which securities the reporting person has investment discretion, (iii) 67,917 warrants held by the CHT Family Trust Article 3rd fbo Michael G. Tiedemann ("CHT Fam Tst Ar 3rd fbo MGT") over which securities the reporting person has investment discretion; and (iv) 171,672 warrants held by Chauncey Close, LLC, over which securities the reporting person may be deemed to have beneficial ownership by virtue of being the managing member of Chauncey Close, LLC., which previously entitled the reporting persons to purchase one share of Class A Common Stock, par value $0.0001 per share, of the Issuer ("Class A Common Stock") per warrant at a price of $11.50 per share,

F2 · price: (Continued from Footnote 1) for an aggregate amount of 269,522 shares of Class A Common Stock, including (i) 146,299 shares of Class A Common Stock for the reporting person; (ii) 63,326 shares of Class A Common Stock for MGT 2012 DE Trust; (iii) 16,979 shares of Class A Common Stock for CHT Fam Tst Ar 3rd fbo MGT; and (iv) 42,918 shares of Class A Common Stock for Chauncey Close, LLC. The reporting person disclaims beneficial ownership of the securities held by the MGT 2012 DE Trust, the CHT Fam Tst Ar 3rd fbo MGT and Chauncey Close, LLC, except to the extent of any pecuniary interest the reporting person may have therein.

F3 · derivative.exercise_date: The warrants became exercisable on February 2, 2023, and will expire on February 2, 2028 or earlier upon redemption or liquidation.

F3 · derivative.expiration_date: The warrants became exercisable on February 2, 2023, and will expire on February 2, 2028 or earlier upon redemption or liquidation.

F1 · ownership.nature: On June 7, 2023, pursuant to the Issuer's previously announced exchange offer, the reporting person exchanged 1,078,094 private placement warrants, consisting of (i) 585,198 warrants held by the reporting person, (ii) 253,307 warrants held by the Michael Glenn Tiedemann 2012 Delaware Trust ("MGT 2012 DE Trust") over which securities the reporting person has investment discretion, (iii) 67,917 warrants held by the CHT Family Trust Article 3rd fbo Michael G. Tiedemann ("CHT Fam Tst Ar 3rd fbo MGT") over which securities the reporting person has investment discretion; and (iv) 171,672 warrants held by Chauncey Close, LLC, over which securities the reporting person may be deemed to have beneficial ownership by virtue of being the managing member of Chauncey Close, LLC., which previously entitled the reporting persons to purchase one share of Class A Common Stock, par value $0.0001 per share, of the Issuer ("Class A Common Stock") per warrant at a price of $11.50 per share,

F2 · ownership.nature: (Continued from Footnote 1) for an aggregate amount of 269,522 shares of Class A Common Stock, including (i) 146,299 shares of Class A Common Stock for the reporting person; (ii) 63,326 shares of Class A Common Stock for MGT 2012 DE Trust; (iii) 16,979 shares of Class A Common Stock for CHT Fam Tst Ar 3rd fbo MGT; and (iv) 42,918 shares of Class A Common Stock for Chauncey Close, LLC. The reporting person disclaims beneficial ownership of the securities held by the MGT 2012 DE Trust, the CHT Fam Tst Ar 3rd fbo MGT and Chauncey Close, LLC, except to the extent of any pecuniary interest the reporting person may have therein.

Read SEC document
June 07, 2023 Filed Jun 9, 2023 21:16 UTC AlTi Global, Inc. ALTI · Entity 5344 Disposition to issuerWarrant · Derivative 253,307 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-23-015232 · doc4.xml · derivative · entry 6

Tiedemann Michael · CIK 0001958484 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 0

Underlying: Class A Common Stock · 253,307 shares

Expires not disclosed

F1 · derivative.exercise_price: On June 7, 2023, pursuant to the Issuer's previously announced exchange offer, the reporting person exchanged 1,078,094 private placement warrants, consisting of (i) 585,198 warrants held by the reporting person, (ii) 253,307 warrants held by the Michael Glenn Tiedemann 2012 Delaware Trust ("MGT 2012 DE Trust") over which securities the reporting person has investment discretion, (iii) 67,917 warrants held by the CHT Family Trust Article 3rd fbo Michael G. Tiedemann ("CHT Fam Tst Ar 3rd fbo MGT") over which securities the reporting person has investment discretion; and (iv) 171,672 warrants held by Chauncey Close, LLC, over which securities the reporting person may be deemed to have beneficial ownership by virtue of being the managing member of Chauncey Close, LLC., which previously entitled the reporting persons to purchase one share of Class A Common Stock, par value $0.0001 per share, of the Issuer ("Class A Common Stock") per warrant at a price of $11.50 per share,

F2 · derivative.exercise_price: (Continued from Footnote 1) for an aggregate amount of 269,522 shares of Class A Common Stock, including (i) 146,299 shares of Class A Common Stock for the reporting person; (ii) 63,326 shares of Class A Common Stock for MGT 2012 DE Trust; (iii) 16,979 shares of Class A Common Stock for CHT Fam Tst Ar 3rd fbo MGT; and (iv) 42,918 shares of Class A Common Stock for Chauncey Close, LLC. The reporting person disclaims beneficial ownership of the securities held by the MGT 2012 DE Trust, the CHT Fam Tst Ar 3rd fbo MGT and Chauncey Close, LLC, except to the extent of any pecuniary interest the reporting person may have therein.

F1 · price: On June 7, 2023, pursuant to the Issuer's previously announced exchange offer, the reporting person exchanged 1,078,094 private placement warrants, consisting of (i) 585,198 warrants held by the reporting person, (ii) 253,307 warrants held by the Michael Glenn Tiedemann 2012 Delaware Trust ("MGT 2012 DE Trust") over which securities the reporting person has investment discretion, (iii) 67,917 warrants held by the CHT Family Trust Article 3rd fbo Michael G. Tiedemann ("CHT Fam Tst Ar 3rd fbo MGT") over which securities the reporting person has investment discretion; and (iv) 171,672 warrants held by Chauncey Close, LLC, over which securities the reporting person may be deemed to have beneficial ownership by virtue of being the managing member of Chauncey Close, LLC., which previously entitled the reporting persons to purchase one share of Class A Common Stock, par value $0.0001 per share, of the Issuer ("Class A Common Stock") per warrant at a price of $11.50 per share,

F2 · price: (Continued from Footnote 1) for an aggregate amount of 269,522 shares of Class A Common Stock, including (i) 146,299 shares of Class A Common Stock for the reporting person; (ii) 63,326 shares of Class A Common Stock for MGT 2012 DE Trust; (iii) 16,979 shares of Class A Common Stock for CHT Fam Tst Ar 3rd fbo MGT; and (iv) 42,918 shares of Class A Common Stock for Chauncey Close, LLC. The reporting person disclaims beneficial ownership of the securities held by the MGT 2012 DE Trust, the CHT Fam Tst Ar 3rd fbo MGT and Chauncey Close, LLC, except to the extent of any pecuniary interest the reporting person may have therein.

F3 · derivative.exercise_date: The warrants became exercisable on February 2, 2023, and will expire on February 2, 2028 or earlier upon redemption or liquidation.

F3 · derivative.expiration_date: The warrants became exercisable on February 2, 2023, and will expire on February 2, 2028 or earlier upon redemption or liquidation.

F1 · ownership.nature: On June 7, 2023, pursuant to the Issuer's previously announced exchange offer, the reporting person exchanged 1,078,094 private placement warrants, consisting of (i) 585,198 warrants held by the reporting person, (ii) 253,307 warrants held by the Michael Glenn Tiedemann 2012 Delaware Trust ("MGT 2012 DE Trust") over which securities the reporting person has investment discretion, (iii) 67,917 warrants held by the CHT Family Trust Article 3rd fbo Michael G. Tiedemann ("CHT Fam Tst Ar 3rd fbo MGT") over which securities the reporting person has investment discretion; and (iv) 171,672 warrants held by Chauncey Close, LLC, over which securities the reporting person may be deemed to have beneficial ownership by virtue of being the managing member of Chauncey Close, LLC., which previously entitled the reporting persons to purchase one share of Class A Common Stock, par value $0.0001 per share, of the Issuer ("Class A Common Stock") per warrant at a price of $11.50 per share,

F2 · ownership.nature: (Continued from Footnote 1) for an aggregate amount of 269,522 shares of Class A Common Stock, including (i) 146,299 shares of Class A Common Stock for the reporting person; (ii) 63,326 shares of Class A Common Stock for MGT 2012 DE Trust; (iii) 16,979 shares of Class A Common Stock for CHT Fam Tst Ar 3rd fbo MGT; and (iv) 42,918 shares of Class A Common Stock for Chauncey Close, LLC. The reporting person disclaims beneficial ownership of the securities held by the MGT 2012 DE Trust, the CHT Fam Tst Ar 3rd fbo MGT and Chauncey Close, LLC, except to the extent of any pecuniary interest the reporting person may have therein.

Read SEC document
June 07, 2023 Filed Jun 9, 2023 21:16 UTC AlTi Global, Inc. ALTI · Entity 5344 Disposition to issuerWarrant · Derivative 585,198 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-23-015232 · doc4.xml · derivative · entry 5

Tiedemann Michael · CIK 0001958484 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 585,198 shares

Expires not disclosed

F1 · derivative.exercise_price: On June 7, 2023, pursuant to the Issuer's previously announced exchange offer, the reporting person exchanged 1,078,094 private placement warrants, consisting of (i) 585,198 warrants held by the reporting person, (ii) 253,307 warrants held by the Michael Glenn Tiedemann 2012 Delaware Trust ("MGT 2012 DE Trust") over which securities the reporting person has investment discretion, (iii) 67,917 warrants held by the CHT Family Trust Article 3rd fbo Michael G. Tiedemann ("CHT Fam Tst Ar 3rd fbo MGT") over which securities the reporting person has investment discretion; and (iv) 171,672 warrants held by Chauncey Close, LLC, over which securities the reporting person may be deemed to have beneficial ownership by virtue of being the managing member of Chauncey Close, LLC., which previously entitled the reporting persons to purchase one share of Class A Common Stock, par value $0.0001 per share, of the Issuer ("Class A Common Stock") per warrant at a price of $11.50 per share,

F2 · derivative.exercise_price: (Continued from Footnote 1) for an aggregate amount of 269,522 shares of Class A Common Stock, including (i) 146,299 shares of Class A Common Stock for the reporting person; (ii) 63,326 shares of Class A Common Stock for MGT 2012 DE Trust; (iii) 16,979 shares of Class A Common Stock for CHT Fam Tst Ar 3rd fbo MGT; and (iv) 42,918 shares of Class A Common Stock for Chauncey Close, LLC. The reporting person disclaims beneficial ownership of the securities held by the MGT 2012 DE Trust, the CHT Fam Tst Ar 3rd fbo MGT and Chauncey Close, LLC, except to the extent of any pecuniary interest the reporting person may have therein.

F1 · price: On June 7, 2023, pursuant to the Issuer's previously announced exchange offer, the reporting person exchanged 1,078,094 private placement warrants, consisting of (i) 585,198 warrants held by the reporting person, (ii) 253,307 warrants held by the Michael Glenn Tiedemann 2012 Delaware Trust ("MGT 2012 DE Trust") over which securities the reporting person has investment discretion, (iii) 67,917 warrants held by the CHT Family Trust Article 3rd fbo Michael G. Tiedemann ("CHT Fam Tst Ar 3rd fbo MGT") over which securities the reporting person has investment discretion; and (iv) 171,672 warrants held by Chauncey Close, LLC, over which securities the reporting person may be deemed to have beneficial ownership by virtue of being the managing member of Chauncey Close, LLC., which previously entitled the reporting persons to purchase one share of Class A Common Stock, par value $0.0001 per share, of the Issuer ("Class A Common Stock") per warrant at a price of $11.50 per share,

F2 · price: (Continued from Footnote 1) for an aggregate amount of 269,522 shares of Class A Common Stock, including (i) 146,299 shares of Class A Common Stock for the reporting person; (ii) 63,326 shares of Class A Common Stock for MGT 2012 DE Trust; (iii) 16,979 shares of Class A Common Stock for CHT Fam Tst Ar 3rd fbo MGT; and (iv) 42,918 shares of Class A Common Stock for Chauncey Close, LLC. The reporting person disclaims beneficial ownership of the securities held by the MGT 2012 DE Trust, the CHT Fam Tst Ar 3rd fbo MGT and Chauncey Close, LLC, except to the extent of any pecuniary interest the reporting person may have therein.

F3 · derivative.exercise_date: The warrants became exercisable on February 2, 2023, and will expire on February 2, 2028 or earlier upon redemption or liquidation.

F3 · derivative.expiration_date: The warrants became exercisable on February 2, 2023, and will expire on February 2, 2028 or earlier upon redemption or liquidation.

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June 07, 2023 Filed Jun 9, 2023 21:16 UTC AlTi Global, Inc. ALTI · Entity 5344 GrantClass A Common Stock 42,918 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-23-015232 · doc4.xml · nonDerivative · entry 4

Tiedemann Michael · CIK 0001958484 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 42,918

F1 · price: On June 7, 2023, pursuant to the Issuer's previously announced exchange offer, the reporting person exchanged 1,078,094 private placement warrants, consisting of (i) 585,198 warrants held by the reporting person, (ii) 253,307 warrants held by the Michael Glenn Tiedemann 2012 Delaware Trust ("MGT 2012 DE Trust") over which securities the reporting person has investment discretion, (iii) 67,917 warrants held by the CHT Family Trust Article 3rd fbo Michael G. Tiedemann ("CHT Fam Tst Ar 3rd fbo MGT") over which securities the reporting person has investment discretion; and (iv) 171,672 warrants held by Chauncey Close, LLC, over which securities the reporting person may be deemed to have beneficial ownership by virtue of being the managing member of Chauncey Close, LLC., which previously entitled the reporting persons to purchase one share of Class A Common Stock, par value $0.0001 per share, of the Issuer ("Class A Common Stock") per warrant at a price of $11.50 per share,

F2 · price: (Continued from Footnote 1) for an aggregate amount of 269,522 shares of Class A Common Stock, including (i) 146,299 shares of Class A Common Stock for the reporting person; (ii) 63,326 shares of Class A Common Stock for MGT 2012 DE Trust; (iii) 16,979 shares of Class A Common Stock for CHT Fam Tst Ar 3rd fbo MGT; and (iv) 42,918 shares of Class A Common Stock for Chauncey Close, LLC. The reporting person disclaims beneficial ownership of the securities held by the MGT 2012 DE Trust, the CHT Fam Tst Ar 3rd fbo MGT and Chauncey Close, LLC, except to the extent of any pecuniary interest the reporting person may have therein.

F1 · ownership.nature: On June 7, 2023, pursuant to the Issuer's previously announced exchange offer, the reporting person exchanged 1,078,094 private placement warrants, consisting of (i) 585,198 warrants held by the reporting person, (ii) 253,307 warrants held by the Michael Glenn Tiedemann 2012 Delaware Trust ("MGT 2012 DE Trust") over which securities the reporting person has investment discretion, (iii) 67,917 warrants held by the CHT Family Trust Article 3rd fbo Michael G. Tiedemann ("CHT Fam Tst Ar 3rd fbo MGT") over which securities the reporting person has investment discretion; and (iv) 171,672 warrants held by Chauncey Close, LLC, over which securities the reporting person may be deemed to have beneficial ownership by virtue of being the managing member of Chauncey Close, LLC., which previously entitled the reporting persons to purchase one share of Class A Common Stock, par value $0.0001 per share, of the Issuer ("Class A Common Stock") per warrant at a price of $11.50 per share,

F2 · ownership.nature: (Continued from Footnote 1) for an aggregate amount of 269,522 shares of Class A Common Stock, including (i) 146,299 shares of Class A Common Stock for the reporting person; (ii) 63,326 shares of Class A Common Stock for MGT 2012 DE Trust; (iii) 16,979 shares of Class A Common Stock for CHT Fam Tst Ar 3rd fbo MGT; and (iv) 42,918 shares of Class A Common Stock for Chauncey Close, LLC. The reporting person disclaims beneficial ownership of the securities held by the MGT 2012 DE Trust, the CHT Fam Tst Ar 3rd fbo MGT and Chauncey Close, LLC, except to the extent of any pecuniary interest the reporting person may have therein.

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June 07, 2023 Filed Jun 9, 2023 21:16 UTC AlTi Global, Inc. ALTI · Entity 5344 GrantClass A Common Stock 16,979 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-23-015232 · doc4.xml · nonDerivative · entry 3

Tiedemann Michael · CIK 0001958484 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 16,979

F1 · price: On June 7, 2023, pursuant to the Issuer's previously announced exchange offer, the reporting person exchanged 1,078,094 private placement warrants, consisting of (i) 585,198 warrants held by the reporting person, (ii) 253,307 warrants held by the Michael Glenn Tiedemann 2012 Delaware Trust ("MGT 2012 DE Trust") over which securities the reporting person has investment discretion, (iii) 67,917 warrants held by the CHT Family Trust Article 3rd fbo Michael G. Tiedemann ("CHT Fam Tst Ar 3rd fbo MGT") over which securities the reporting person has investment discretion; and (iv) 171,672 warrants held by Chauncey Close, LLC, over which securities the reporting person may be deemed to have beneficial ownership by virtue of being the managing member of Chauncey Close, LLC., which previously entitled the reporting persons to purchase one share of Class A Common Stock, par value $0.0001 per share, of the Issuer ("Class A Common Stock") per warrant at a price of $11.50 per share,

F2 · price: (Continued from Footnote 1) for an aggregate amount of 269,522 shares of Class A Common Stock, including (i) 146,299 shares of Class A Common Stock for the reporting person; (ii) 63,326 shares of Class A Common Stock for MGT 2012 DE Trust; (iii) 16,979 shares of Class A Common Stock for CHT Fam Tst Ar 3rd fbo MGT; and (iv) 42,918 shares of Class A Common Stock for Chauncey Close, LLC. The reporting person disclaims beneficial ownership of the securities held by the MGT 2012 DE Trust, the CHT Fam Tst Ar 3rd fbo MGT and Chauncey Close, LLC, except to the extent of any pecuniary interest the reporting person may have therein.

F1 · ownership.nature: On June 7, 2023, pursuant to the Issuer's previously announced exchange offer, the reporting person exchanged 1,078,094 private placement warrants, consisting of (i) 585,198 warrants held by the reporting person, (ii) 253,307 warrants held by the Michael Glenn Tiedemann 2012 Delaware Trust ("MGT 2012 DE Trust") over which securities the reporting person has investment discretion, (iii) 67,917 warrants held by the CHT Family Trust Article 3rd fbo Michael G. Tiedemann ("CHT Fam Tst Ar 3rd fbo MGT") over which securities the reporting person has investment discretion; and (iv) 171,672 warrants held by Chauncey Close, LLC, over which securities the reporting person may be deemed to have beneficial ownership by virtue of being the managing member of Chauncey Close, LLC., which previously entitled the reporting persons to purchase one share of Class A Common Stock, par value $0.0001 per share, of the Issuer ("Class A Common Stock") per warrant at a price of $11.50 per share,

F2 · ownership.nature: (Continued from Footnote 1) for an aggregate amount of 269,522 shares of Class A Common Stock, including (i) 146,299 shares of Class A Common Stock for the reporting person; (ii) 63,326 shares of Class A Common Stock for MGT 2012 DE Trust; (iii) 16,979 shares of Class A Common Stock for CHT Fam Tst Ar 3rd fbo MGT; and (iv) 42,918 shares of Class A Common Stock for Chauncey Close, LLC. The reporting person disclaims beneficial ownership of the securities held by the MGT 2012 DE Trust, the CHT Fam Tst Ar 3rd fbo MGT and Chauncey Close, LLC, except to the extent of any pecuniary interest the reporting person may have therein.

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June 07, 2023 Filed Jun 9, 2023 21:16 UTC AlTi Global, Inc. ALTI · Entity 5344 GrantClass A Common Stock 63,326 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-23-015232 · doc4.xml · nonDerivative · entry 2

Tiedemann Michael · CIK 0001958484 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 63,326

F1 · price: On June 7, 2023, pursuant to the Issuer's previously announced exchange offer, the reporting person exchanged 1,078,094 private placement warrants, consisting of (i) 585,198 warrants held by the reporting person, (ii) 253,307 warrants held by the Michael Glenn Tiedemann 2012 Delaware Trust ("MGT 2012 DE Trust") over which securities the reporting person has investment discretion, (iii) 67,917 warrants held by the CHT Family Trust Article 3rd fbo Michael G. Tiedemann ("CHT Fam Tst Ar 3rd fbo MGT") over which securities the reporting person has investment discretion; and (iv) 171,672 warrants held by Chauncey Close, LLC, over which securities the reporting person may be deemed to have beneficial ownership by virtue of being the managing member of Chauncey Close, LLC., which previously entitled the reporting persons to purchase one share of Class A Common Stock, par value $0.0001 per share, of the Issuer ("Class A Common Stock") per warrant at a price of $11.50 per share,

F2 · price: (Continued from Footnote 1) for an aggregate amount of 269,522 shares of Class A Common Stock, including (i) 146,299 shares of Class A Common Stock for the reporting person; (ii) 63,326 shares of Class A Common Stock for MGT 2012 DE Trust; (iii) 16,979 shares of Class A Common Stock for CHT Fam Tst Ar 3rd fbo MGT; and (iv) 42,918 shares of Class A Common Stock for Chauncey Close, LLC. The reporting person disclaims beneficial ownership of the securities held by the MGT 2012 DE Trust, the CHT Fam Tst Ar 3rd fbo MGT and Chauncey Close, LLC, except to the extent of any pecuniary interest the reporting person may have therein.

F1 · ownership.nature: On June 7, 2023, pursuant to the Issuer's previously announced exchange offer, the reporting person exchanged 1,078,094 private placement warrants, consisting of (i) 585,198 warrants held by the reporting person, (ii) 253,307 warrants held by the Michael Glenn Tiedemann 2012 Delaware Trust ("MGT 2012 DE Trust") over which securities the reporting person has investment discretion, (iii) 67,917 warrants held by the CHT Family Trust Article 3rd fbo Michael G. Tiedemann ("CHT Fam Tst Ar 3rd fbo MGT") over which securities the reporting person has investment discretion; and (iv) 171,672 warrants held by Chauncey Close, LLC, over which securities the reporting person may be deemed to have beneficial ownership by virtue of being the managing member of Chauncey Close, LLC., which previously entitled the reporting persons to purchase one share of Class A Common Stock, par value $0.0001 per share, of the Issuer ("Class A Common Stock") per warrant at a price of $11.50 per share,

F2 · ownership.nature: (Continued from Footnote 1) for an aggregate amount of 269,522 shares of Class A Common Stock, including (i) 146,299 shares of Class A Common Stock for the reporting person; (ii) 63,326 shares of Class A Common Stock for MGT 2012 DE Trust; (iii) 16,979 shares of Class A Common Stock for CHT Fam Tst Ar 3rd fbo MGT; and (iv) 42,918 shares of Class A Common Stock for Chauncey Close, LLC. The reporting person disclaims beneficial ownership of the securities held by the MGT 2012 DE Trust, the CHT Fam Tst Ar 3rd fbo MGT and Chauncey Close, LLC, except to the extent of any pecuniary interest the reporting person may have therein.

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June 07, 2023 Filed Jun 9, 2023 21:16 UTC AlTi Global, Inc. ALTI · Entity 5344 GrantClass A Common Stock 146,299 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-23-015232 · doc4.xml · nonDerivative · entry 1

Tiedemann Michael · CIK 0001958484 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 146,299

F1 · price: On June 7, 2023, pursuant to the Issuer's previously announced exchange offer, the reporting person exchanged 1,078,094 private placement warrants, consisting of (i) 585,198 warrants held by the reporting person, (ii) 253,307 warrants held by the Michael Glenn Tiedemann 2012 Delaware Trust ("MGT 2012 DE Trust") over which securities the reporting person has investment discretion, (iii) 67,917 warrants held by the CHT Family Trust Article 3rd fbo Michael G. Tiedemann ("CHT Fam Tst Ar 3rd fbo MGT") over which securities the reporting person has investment discretion; and (iv) 171,672 warrants held by Chauncey Close, LLC, over which securities the reporting person may be deemed to have beneficial ownership by virtue of being the managing member of Chauncey Close, LLC., which previously entitled the reporting persons to purchase one share of Class A Common Stock, par value $0.0001 per share, of the Issuer ("Class A Common Stock") per warrant at a price of $11.50 per share,

F2 · price: (Continued from Footnote 1) for an aggregate amount of 269,522 shares of Class A Common Stock, including (i) 146,299 shares of Class A Common Stock for the reporting person; (ii) 63,326 shares of Class A Common Stock for MGT 2012 DE Trust; (iii) 16,979 shares of Class A Common Stock for CHT Fam Tst Ar 3rd fbo MGT; and (iv) 42,918 shares of Class A Common Stock for Chauncey Close, LLC. The reporting person disclaims beneficial ownership of the securities held by the MGT 2012 DE Trust, the CHT Fam Tst Ar 3rd fbo MGT and Chauncey Close, LLC, except to the extent of any pecuniary interest the reporting person may have therein.

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May 31, 2023 Filed Jun 2, 2023 21:31 UTC AlTi Global, Inc. ALTI · Entity 5344 GrantRestricted Stock Units · Derivative 76,639 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-014367 · doc4.xml · derivative · entry 1

Tiedemann Michael · CIK 0001958484 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,639

Underlying: Class A Common Stock · 76,639 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALTI Class A Common Stock.

F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning February 15, 2024.

F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning February 15, 2024.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.