Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AlTi Global, Inc.ALTI · Entity 5344 | 10% owner | June 25, 2024 | June 26, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AlTi Global, Inc.
Report date June 25, 2024 · Filed June 26, 2024
Jointly reported with Yu Peter, Pangaea Three-B, LP
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 18,363.94 |
Reported balance
After 2024-06-25 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2024-06-25 · Exercise / conversion · Acquired 18,363.94 · Balance 18,363.94 F3: Each restricted stock unit represents a contingent right to receive one share of AlTi Global Inc. Class A Common Stock. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2024-06-25 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2024-06-25 · Grant · Disposed 18,363.94 · Balance 0 F3: Each restricted stock unit represents a contingent right to receive one share of AlTi Global Inc. Class A Common Stock. F5: The restricted stock units vest in whole on the earlier of (i) the business day immediately prior to AlTi Global Inc.'s 2024 annual general meeting or (ii) June 30, 2024. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 2,984,154 |
Reported balance
Holding disclosure · report date 2024-06-25 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 2,984,154 F1: Represents securities held by Pangaea Three, LP. Pangaea Three-B, LP is controlled by Peter Yu. Consequently, Mr. Yu may be deemed to share voting and dispositive control over the securities held by Pangaea Three-B, LP, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by Pangaea Three-B, LP, except to the extent of his pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 3,533,605 |
Reported balance
Holding disclosure · report date 2024-06-25 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 3,533,605 F2: Represents securities held by CGC Sponsor LLC (the "Sponsor"). Pangaea Three-B, LP is the sole member of the Sponsor, and is controlled by Peter Yu. Consequently, each of Pangaea Three-B, LP and Mr. Yu may be deemed to share voting and dispositive control over the securities held by the Sponsor, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by the Sponsor, except to the extent of his pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 13,111 |
Reported balance
Holding disclosure · report date 2024-06-25 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 13,111 F4: Represents securities held by P3A. The Sponsor is the sole member of P3A, and is controlled by Peter Yu. Consequently, each of Pangaea Three-B, LP, Sponsor and Mr. Yu may be deemed to share voting and dispositive control over the securities held by P3A, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by P3A, except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents securities held by Pangaea Three, LP. Pangaea Three-B, LP is controlled by Peter Yu. Consequently, Mr. Yu may be deemed to share voting and dispositive control over the securities held by Pangaea Three-B, LP, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by Pangaea Three-B, LP, except to the extent of his pecuniary interest therein.
F2: Represents securities held by CGC Sponsor LLC (the "Sponsor"). Pangaea Three-B, LP is the sole member of the Sponsor, and is controlled by Peter Yu. Consequently, each of Pangaea Three-B, LP and Mr. Yu may be deemed to share voting and dispositive control over the securities held by the Sponsor, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by the Sponsor, except to the extent of his pecuniary interest therein.
F3: Each restricted stock unit represents a contingent right to receive one share of AlTi Global Inc. Class A Common Stock.
F4: Represents securities held by P3A. The Sponsor is the sole member of P3A, and is controlled by Peter Yu. Consequently, each of Pangaea Three-B, LP, Sponsor and Mr. Yu may be deemed to share voting and dispositive control over the securities held by P3A, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by P3A, except to the extent of his pecuniary interest therein.
F5: The restricted stock units vest in whole on the earlier of (i) the business day immediately prior to AlTi Global Inc.'s 2024 annual general meeting or (ii) June 30, 2024.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 25, 2024 Filed Jun 26, 2024 12:00 UTC | AlTi Global, Inc. ALTI · Entity 5344 | GrantRestricted Stock Units · Derivative | 18,363.94 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-074983 · tm2418202-1_4seq1.xml · derivative · entry 5 Yu Peter · CIK 0001426890 · Director · 10% owner CGC Sponsor LLC · CIK 0001847878 · 10% owner Pangaea Three-B, LP · CIK 0001754782 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 18,363.94 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of AlTi Global Inc. Class A Common Stock. F5 · derivative.exercise_date: The restricted stock units vest in whole on the earlier of (i) the business day immediately prior to AlTi Global Inc.'s 2024 annual general meeting or (ii) June 30, 2024. F5 · derivative.expiration_date: The restricted stock units vest in whole on the earlier of (i) the business day immediately prior to AlTi Global Inc.'s 2024 annual general meeting or (ii) June 30, 2024. Read SEC document |
| June 25, 2024 Filed Jun 26, 2024 12:00 UTC | AlTi Global, Inc. ALTI · Entity 5344 | Exercise / conversionClass A Common Stock | 18,363.94 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-24-074983 · tm2418202-1_4seq1.xml · nonDerivative · entry 3 Yu Peter · CIK 0001426890 · Director · 10% owner CGC Sponsor LLC · CIK 0001847878 · 10% owner Pangaea Three-B, LP · CIK 0001754782 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,363.94 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Each restricted stock unit represents a contingent right to receive one share of AlTi Global Inc. Class A Common Stock. Read SEC document |
| April 02, 2024 Filed May 16, 2024 20:34 UTC | AlTi Global, Inc. ALTI · Entity 5344 | OtherClass A Common Stock | 13,111 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-062563 · tm2414719-1_4seq1.xml · nonDerivative · entry 4 Yu Peter · CIK 0001426890 · Director · 10% owner CGC Sponsor LLC · CIK 0001847878 · 10% owner Pangaea Three-B, LP · CIK 0001754782 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 13,111 F3 · kind: On April 2, 2024, Mr. Yu transferred 13,111 shares of AlTi Global Inc. Class A Common Stock to Pangaea Three Acquisition Holdings V, LLC ("P3A") for no consideration. F4 · ownership.nature: Represents securities held by P3A. The Sponsor is the sole member of P3A, and is controlled by Peter Yu. Consequently, each of Pangaea Three-B, LP, Sponsor and Mr. Yu may be deemed to share voting and dispositive control over the securities held by P3A, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by P3A, except to the extent of his pecuniary interest therein. Read SEC document |
| April 02, 2024 Filed May 16, 2024 20:34 UTC | AlTi Global, Inc. ALTI · Entity 5344 | OtherClass A Common Stock | 13,111 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-062563 · tm2414719-1_4seq1.xml · nonDerivative · entry 3 Yu Peter · CIK 0001426890 · Director · 10% owner CGC Sponsor LLC · CIK 0001847878 · 10% owner Pangaea Three-B, LP · CIK 0001754782 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F3 · kind: On April 2, 2024, Mr. Yu transferred 13,111 shares of AlTi Global Inc. Class A Common Stock to Pangaea Three Acquisition Holdings V, LLC ("P3A") for no consideration. Read SEC document |
| March 14, 2024 Filed Mar 22, 2024 01:00 UTC | AlTi Global, Inc. ALTI · Entity 5344 | OtherClass A Common Stock | 2,505,687 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-037460 · tm249424-1_4seq1.xml · nonDerivative · entry 2 Yu Peter · CIK 0001426890 · Director · 10% owner CGC Sponsor LLC · CIK 0001847878 · 10% owner Pangaea Three-B, LP · CIK 0001754782 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 3,533,605 F1 · kind: On March 14, 2024, Sponsor (defined below) transferred 2,505,687 shares of AlTi Global Inc. Class A Common Stock to Pangaea Three-B, LP for no consideration. F3 · ownership.nature: Represents securities held by CGC Sponsor LLC (the "Sponsor"). Pangaea Three-B, LP is the sole member of the Sponsor, and is controlled by Peter Yu. Consequently, each of Pangaea Three-B, LP and Mr. Yu may be deemed to share voting and dispositive control over the securities held by the Sponsor, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by the Sponsor, except to the extent of his pecuniary interest therein. Read SEC document |
| March 14, 2024 Filed Mar 22, 2024 01:00 UTC | AlTi Global, Inc. ALTI · Entity 5344 | OtherClass A Common Stock | 2,505,687 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-037460 · tm249424-1_4seq1.xml · nonDerivative · entry 1 Yu Peter · CIK 0001426890 · Director · 10% owner CGC Sponsor LLC · CIK 0001847878 · 10% owner Pangaea Three-B, LP · CIK 0001754782 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 2,984,154 F1 · kind: On March 14, 2024, Sponsor (defined below) transferred 2,505,687 shares of AlTi Global Inc. Class A Common Stock to Pangaea Three-B, LP for no consideration. F2 · ownership.nature: Represents securities held by Pangaea Three, LP. Pangaea Three-B, LP is controlled by Peter Yu. Consequently, Mr. Yu may be deemed to share voting and dispositive control over the securities held by Pangaea Three-B, LP, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by Pangaea Three-B, LP, except to the extent of his pecuniary interest therein. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 21:10 UTC | AlTi Global, Inc. ALTI · Entity 5344 | GrantRestricted Stock Units · Derivative | 18,363.94 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-031009 · tm247966-1_4seq1.xml · derivative · entry 4 Yu Peter · CIK 0001426890 · Director · 10% owner CGC Sponsor LLC · CIK 0001847878 · 10% owner Pangaea Three-B, LP · CIK 0001754782 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,363.94 Underlying: Class A Common Stock · 18,363.94 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of AlTi Global Inc. Class A Common Stock. F4 · derivative.exercise_date: The restricted stock units vest in whole on the earlier of (i) the business day immediately prior to AlTi Global Inc.'s 2024 annual general meeting or (ii) June 30, 2024. F4 · derivative.expiration_date: The restricted stock units vest in whole on the earlier of (i) the business day immediately prior to AlTi Global Inc.'s 2024 annual general meeting or (ii) June 30, 2024. Read SEC document |
| January 03, 2024 Filed Jan 5, 2024 21:01 UTC | AlTi Global, Inc. ALTI · Entity 5344 | Exercise / conversionRestricted Stock Units · Derivative | 13,111 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-001785 · tm242238-1_4seq1.xml · derivative · entry 4 Yu Peter · CIK 0001426890 · Director · 10% owner CGC Sponsor LLC · CIK 0001847878 · 10% owner Pangaea Three-B, LP · CIK 0001754782 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 13,111 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Restricted stock units converted into Class A Common Stock on a one-to-one basis. F4 · derivative.exercise_date: On May 31, 2023, Peter Yu was granted 13,111 restricted stock units that vested in whole on January 3, 2024. F4 · derivative.expiration_date: On May 31, 2023, Peter Yu was granted 13,111 restricted stock units that vested in whole on January 3, 2024. Read SEC document |
| January 03, 2024 Filed Jan 5, 2024 21:01 UTC | AlTi Global, Inc. ALTI · Entity 5344 | Exercise / conversionClass A Common Stock | 13,111 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-24-001785 · tm242238-1_4seq1.xml · nonDerivative · entry 3 Yu Peter · CIK 0001426890 · Director · 10% owner CGC Sponsor LLC · CIK 0001847878 · 10% owner Pangaea Three-B, LP · CIK 0001754782 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,111 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Restricted stock units converted into Class A Common Stock on a one-to-one basis. Read SEC document |
| June 23, 2023 Filed Jun 23, 2023 21:32 UTC | AlTi Global, Inc. ALTI · Entity 5344 | OtherClass A Common Stock | 23,641 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-23-029686 · ownership.xml · nonDerivative · entry 1 Yu Peter · CIK 0001426890 · Director · 10% owner CGC Sponsor LLC · CIK 0001847878 · 10% owner Pangaea Three-B, LP · CIK 0001754782 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 478,467 F1 · kind: The shares were transferred by Pangaea Three-B, LP in exchange for certain option agreements, dated September 19, 2021, by and between CGC Sponsor LLC and certain of the Issuer's investors, as amended on October 25, 2022, as described in the Issuer's Registration Statement on Form S-4 (File No. 333-271672). F1 · price: The shares were transferred by Pangaea Three-B, LP in exchange for certain option agreements, dated September 19, 2021, by and between CGC Sponsor LLC and certain of the Issuer's investors, as amended on October 25, 2022, as described in the Issuer's Registration Statement on Form S-4 (File No. 333-271672). F2 · ownership.nature: Represents securities held by Pangaea Three, LP. Pangaea Three-B, LP is controlled by Peter Yu. Consequently, Mr. Yu may be deemed to share voting and dispositive control over the securities held by Pangaea Three-B, LP, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by Pangaea Three-B, LP, except to the extent of his pecuniary interest therein. Read SEC document |
| June 07, 2023 Filed Jun 10, 2023 00:30 UTC | AlTi Global, Inc. ALTI · Entity 5344 | Disposition to issuerWarrants · Derivative | 510,722 | Not disclosed Strike: $11.50 | Not disclosed |
DisclosureSEC source: 0000899243-23-015305 · doc4.xml · derivative · entry 4 Yu Peter · CIK 0001426890 · Director · 10% owner CGC Sponsor LLC · CIK 0001847878 · 10% owner Pangaea Three-B, LP · CIK 0001754782 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 510,722 shares Expires 2023-06-22 F1 · kind: Reflects an exchange of warrants for shares of Class A Common Stock pursuant to an Issuer exchange offer. F1 · shares: Reflects an exchange of warrants for shares of Class A Common Stock pursuant to an Issuer exchange offer. F1 · price: Reflects an exchange of warrants for shares of Class A Common Stock pursuant to an Issuer exchange offer. F2 · ownership.nature: Represents securities held by Pangaea Three, LP. Pangaea Three-B, LP is controlled by Peter Yu. Consequently, Mr. Yu may be deemed to share voting and dispositive control over the securities held by Pangaea Three-B, LP, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by Pangaea Three-B, LP, except to the extent of his pecuniary interest therein. Read SEC document |
| June 07, 2023 Filed Jun 10, 2023 00:30 UTC | AlTi Global, Inc. ALTI · Entity 5344 | GrantClass A Common Stock | 127,680 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-015305 · doc4.xml · nonDerivative · entry 1 Yu Peter · CIK 0001426890 · Director · 10% owner CGC Sponsor LLC · CIK 0001847878 · 10% owner Pangaea Three-B, LP · CIK 0001754782 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 502,108 F1 · kind: Reflects an exchange of warrants for shares of Class A Common Stock pursuant to an Issuer exchange offer. F1 · price: Reflects an exchange of warrants for shares of Class A Common Stock pursuant to an Issuer exchange offer. F2 · ownership.nature: Represents securities held by Pangaea Three, LP. Pangaea Three-B, LP is controlled by Peter Yu. Consequently, Mr. Yu may be deemed to share voting and dispositive control over the securities held by Pangaea Three-B, LP, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by Pangaea Three-B, LP, except to the extent of his pecuniary interest therein. Read SEC document |
| May 31, 2023 Filed Jun 1, 2023 21:48 UTC | AlTi Global, Inc. ALTI · Entity 5344 | OtherWarrants · Derivative | 35,082 | Not disclosed Strike: $11.50 | Not disclosed |
DisclosureSEC source: 0000899243-23-014267 · doc4.xml · derivative · entry 1 Yu Peter · CIK 0001426890 · Director · 10% owner CGC Sponsor LLC · CIK 0001847878 · 10% owner Pangaea Three-B, LP · CIK 0001754782 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 510,722 Underlying: Class A Common Stock · 35,082 shares Expires not disclosed F1 · kind: The warrants were transferred by Pangaea Three-B, LP in exchange for certain option agreements, dated September 19, 2021, by and between CGC Sponsor LLC and certain of the Issuer's investors, as amended on October 25, 2022, as described in the Issuer's Registration Statement on Form S-4 (File No. 333-271672). F1 · shares: The warrants were transferred by Pangaea Three-B, LP in exchange for certain option agreements, dated September 19, 2021, by and between CGC Sponsor LLC and certain of the Issuer's investors, as amended on October 25, 2022, as described in the Issuer's Registration Statement on Form S-4 (File No. 333-271672). F1 · price: The warrants were transferred by Pangaea Three-B, LP in exchange for certain option agreements, dated September 19, 2021, by and between CGC Sponsor LLC and certain of the Issuer's investors, as amended on October 25, 2022, as described in the Issuer's Registration Statement on Form S-4 (File No. 333-271672). F2 · derivative.expiration_date: Each warrant expires on January 3, 2028, or earlier upon redemption or liquidation, as described in the Issuer's Registration Statement on Form S-4 (File No. 333-262644). F3 · ownership.nature: Represents securities held by Pangaea Three-B, LP. Pangaea Three-B, LP is controlled by Peter Yu. Consequently, Mr. Yu may be deemed to share voting and dispositive control over the securities held by Pangaea Three-B, LP, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by Pangaea Three-B, LP, except to the extent of his pecuniary interest therein. Read SEC document |
| May 31, 2023 Filed Jun 2, 2023 22:30 UTC | AlTi Global, Inc. ALTI · Entity 5344 | GrantClass A Common Stock | 13,111 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-014401 · doc4.xml · nonDerivative · entry 3 Yu Peter · CIK 0001426890 · Director · 10% owner CGC Sponsor LLC · CIK 0001847878 · 10% owner Pangaea Three-B, LP · CIK 0001754782 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,111 Read SEC document |
| May 30, 2023 Filed May 31, 2023 22:18 UTC | AlTi Global, Inc. ALTI · Entity 5344 | OtherWarrants · Derivative | 5,390 | Not disclosed Strike: $11.50 | Not disclosed |
DisclosureSEC source: 0000899243-23-014176 · doc4.xml · derivative · entry 2 Yu Peter · CIK 0001426890 · Director · 10% owner CGC Sponsor LLC · CIK 0001847878 · 10% owner Pangaea Three-B, LP · CIK 0001754782 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 545,804 Underlying: Class A Common Stock · 5,390 shares Expires not disclosed F1 · kind: The warrants were transferred by Pangaea Three-B, LP in exchange for certain option agreements, dated September 19, 2021, by and between CGC Sponsor LLC and certain of the Issuer's investors, as amended on October 25, 2022, as described in the Issuer's Registration Statement on Form S-4 (File No. 333-271672). F1 · shares: The warrants were transferred by Pangaea Three-B, LP in exchange for certain option agreements, dated September 19, 2021, by and between CGC Sponsor LLC and certain of the Issuer's investors, as amended on October 25, 2022, as described in the Issuer's Registration Statement on Form S-4 (File No. 333-271672). F1 · price: The warrants were transferred by Pangaea Three-B, LP in exchange for certain option agreements, dated September 19, 2021, by and between CGC Sponsor LLC and certain of the Issuer's investors, as amended on October 25, 2022, as described in the Issuer's Registration Statement on Form S-4 (File No. 333-271672). F2 · derivative.expiration_date: Each warrant expires on January 3, 2028, or earlier upon redemption or liquidation, as described in the Issuer's Registration Statement on Form S-4 (File No. 333-262644). F3 · ownership.nature: Represents securities held by Pangaea Three-B, LP. Pangaea Three-B, LP is controlled by Peter Yu. Consequently, Mr. Yu may be deemed to share voting and dispositive control over the securities held by Pangaea Three-B, LP, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by Pangaea Three-B, LP, except to the extent of his pecuniary interest therein. Read SEC document |
| May 26, 2023 Filed May 31, 2023 22:18 UTC | AlTi Global, Inc. ALTI · Entity 5344 | OtherWarrants · Derivative | 80,569 | Not disclosed Strike: $11.50 | Not disclosed |
DisclosureSEC source: 0000899243-23-014176 · doc4.xml · derivative · entry 1 Yu Peter · CIK 0001426890 · Director · 10% owner CGC Sponsor LLC · CIK 0001847878 · 10% owner Pangaea Three-B, LP · CIK 0001754782 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 551,194 Underlying: Class A Common Stock · 80,569 shares Expires not disclosed F1 · kind: The warrants were transferred by Pangaea Three-B, LP in exchange for certain option agreements, dated September 19, 2021, by and between CGC Sponsor LLC and certain of the Issuer's investors, as amended on October 25, 2022, as described in the Issuer's Registration Statement on Form S-4 (File No. 333-271672). F1 · shares: The warrants were transferred by Pangaea Three-B, LP in exchange for certain option agreements, dated September 19, 2021, by and between CGC Sponsor LLC and certain of the Issuer's investors, as amended on October 25, 2022, as described in the Issuer's Registration Statement on Form S-4 (File No. 333-271672). F1 · price: The warrants were transferred by Pangaea Three-B, LP in exchange for certain option agreements, dated September 19, 2021, by and between CGC Sponsor LLC and certain of the Issuer's investors, as amended on October 25, 2022, as described in the Issuer's Registration Statement on Form S-4 (File No. 333-271672). F2 · derivative.expiration_date: Each warrant expires on January 3, 2028, or earlier upon redemption or liquidation, as described in the Issuer's Registration Statement on Form S-4 (File No. 333-262644). F3 · ownership.nature: Represents securities held by Pangaea Three-B, LP. Pangaea Three-B, LP is controlled by Peter Yu. Consequently, Mr. Yu may be deemed to share voting and dispositive control over the securities held by Pangaea Three-B, LP, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by Pangaea Three-B, LP, except to the extent of his pecuniary interest therein. Read SEC document |
| May 25, 2023 Filed May 26, 2023 21:25 UTC | AlTi Global, Inc. ALTI · Entity 5344 | OtherWarrants · Derivative | 1,290,809 | Not disclosed Strike: $11.50 | Not disclosed |
DisclosureSEC source: 0000899243-23-013983 · doc4.xml · derivative · entry 2 Yu Peter · CIK 0001426890 · Director · 10% owner CGC Sponsor LLC · CIK 0001847878 · 10% owner Pangaea Three-B, LP · CIK 0001754782 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 631,763 Underlying: Class A Common Stock · 1,290,809 shares Expires not disclosed F1 · kind: The warrants were transferred by Pangaea Three-B, LP in exchange for certain option agreements, dated September 19, 2021, by and between CGC Sponsor LLC and certain of the Issuer's investors, as amended on October 25, 2022, as described in the Issuer's Registration Statement on Form S-4 (File No. 333-271672). F1 · shares: The warrants were transferred by Pangaea Three-B, LP in exchange for certain option agreements, dated September 19, 2021, by and between CGC Sponsor LLC and certain of the Issuer's investors, as amended on October 25, 2022, as described in the Issuer's Registration Statement on Form S-4 (File No. 333-271672). F1 · price: The warrants were transferred by Pangaea Three-B, LP in exchange for certain option agreements, dated September 19, 2021, by and between CGC Sponsor LLC and certain of the Issuer's investors, as amended on October 25, 2022, as described in the Issuer's Registration Statement on Form S-4 (File No. 333-271672). F2 · derivative.expiration_date: Each warrant expires on January 3, 2028, or earlier upon redemption or liquidation, as described in the Issuer's Registration Statement on Form S-4 (File No. 333-262644). F3 · ownership.nature: Represents securities held by Pangaea Three-B, LP. Pangaea Three-B, LP is controlled by Peter Yu. Consequently, Mr. Yu may be deemed to share voting and dispositive control over the securities held by Pangaea Three-B, LP, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by Pangaea Three-B, LP, except to the extent of his pecuniary interest therein. Read SEC document |
| May 24, 2023 Filed May 26, 2023 21:25 UTC | AlTi Global, Inc. ALTI · Entity 5344 | OtherWarrants · Derivative | 2,118,091 | Not disclosed Strike: $11.50 | Not disclosed |
DisclosureSEC source: 0000899243-23-013983 · doc4.xml · derivative · entry 1 Yu Peter · CIK 0001426890 · Director · 10% owner CGC Sponsor LLC · CIK 0001847878 · 10% owner Pangaea Three-B, LP · CIK 0001754782 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 1,922,572 Underlying: Class A Common Stock · 2,118,091 shares Expires not disclosed F1 · kind: The warrants were transferred by Pangaea Three-B, LP in exchange for certain option agreements, dated September 19, 2021, by and between CGC Sponsor LLC and certain of the Issuer's investors, as amended on October 25, 2022, as described in the Issuer's Registration Statement on Form S-4 (File No. 333-271672). F1 · shares: The warrants were transferred by Pangaea Three-B, LP in exchange for certain option agreements, dated September 19, 2021, by and between CGC Sponsor LLC and certain of the Issuer's investors, as amended on October 25, 2022, as described in the Issuer's Registration Statement on Form S-4 (File No. 333-271672). F1 · price: The warrants were transferred by Pangaea Three-B, LP in exchange for certain option agreements, dated September 19, 2021, by and between CGC Sponsor LLC and certain of the Issuer's investors, as amended on October 25, 2022, as described in the Issuer's Registration Statement on Form S-4 (File No. 333-271672). F2 · derivative.expiration_date: Each warrant expires on January 3, 2028, or earlier upon redemption or liquidation, as described in the Issuer's Registration Statement on Form S-4 (File No. 333-262644). F3 · ownership.nature: Represents securities held by Pangaea Three-B, LP. Pangaea Three-B, LP is controlled by Peter Yu. Consequently, Mr. Yu may be deemed to share voting and dispositive control over the securities held by Pangaea Three-B, LP, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by Pangaea Three-B, LP, except to the extent of his pecuniary interest therein. Read SEC document |
| January 23, 2023 Filed Jan 24, 2023 01:30 UTC | AlTi Global, Inc. ALTI · Entity 5344 | OtherClass A Common Stock | 420,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-002443 · doc4.xml · nonDerivative · entry 3 Yu Peter · CIK 0001426890 · Director · 10% owner CGC Sponsor LLC · CIK 0001847878 · 10% owner Pangaea Three-B, LP · CIK 0001754782 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 6,039,292 F2 · ownership.nature: Represents securities held by CGC Sponsor LLC (the "Sponsor"). Pangaea Three-B, LP is the sole member of the Sponsor, and is controlled by Peter Yu. Consequently, each of Pangaea Three-B, LP and Mr. Yu may be deemed to share voting and dispositive control over the securities held by the Sponsor, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by the Sponsor, except to the extent of his pecuniary interest therein. Read SEC document |
| January 23, 2023 Filed Jan 24, 2023 01:30 UTC | AlTi Global, Inc. ALTI · Entity 5344 | PurchaseClass A Common Stock | 25,000 | $9.50 | $237,500.00 |
DisclosureSEC source: 0000899243-23-002443 · doc4.xml · nonDerivative · entry 2 Yu Peter · CIK 0001426890 · Director · 10% owner CGC Sponsor LLC · CIK 0001847878 · 10% owner Pangaea Three-B, LP · CIK 0001754782 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 6,459,292 F2 · ownership.nature: Represents securities held by CGC Sponsor LLC (the "Sponsor"). Pangaea Three-B, LP is the sole member of the Sponsor, and is controlled by Peter Yu. Consequently, each of Pangaea Three-B, LP and Mr. Yu may be deemed to share voting and dispositive control over the securities held by the Sponsor, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by the Sponsor, except to the extent of his pecuniary interest therein. Read SEC document |
| January 20, 2023 Filed Jan 27, 2023 02:30 UTC Amendment | AlTi Global, Inc. ALTI · Entity 5344 | OtherClass A Common Stock | 420,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-002815 · doc4a.xml · nonDerivative · entry 3 Yu Peter · CIK 0001426890 · Director · 10% owner CGC Sponsor LLC · CIK 0001847878 · 10% owner Pangaea Three-B, LP · CIK 0001754782 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 6,039,292 F5 · date: The original Form 4, filed on January 23, 2023, is being amended by this Form 4 amendment to correct an administrative error, which misreported this transaction occurred on January 23, 2023, when in fact such transaction occurred on January 20, 2023. F4 · ownership.nature: Represents securities held by CGC Sponsor LLC (the "Sponsor"). Pangaea Three-B, LP is the sole member of the Sponsor, and is controlled by Peter Yu. Consequently, each of Pangaea Three-B, LP and Mr. Yu may be deemed to share voting and dispositive control over the securities held by the Sponsor, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by the Sponsor, except to the extent of his pecuniary interest therein. Read SEC document |
| January 20, 2023 Filed Jan 27, 2023 02:30 UTC Amendment | AlTi Global, Inc. ALTI · Entity 5344 | PurchaseClass A Common Stock | 25,000 | $10.00 | $250,000.00 |
DisclosureSEC source: 0000899243-23-002815 · doc4a.xml · nonDerivative · entry 2 Yu Peter · CIK 0001426890 · Director · 10% owner CGC Sponsor LLC · CIK 0001847878 · 10% owner Pangaea Three-B, LP · CIK 0001754782 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 6,459,292 F3 · date: The original Form 4, filed on January 23, 2023, is being amended by this Form 4 amendment to correct an administrative error, which misreported this transaction occurred on January 23, 2023 at a price of $9.50 per share, when in fact such transaction occurred on January 20, 2023 at a price of $10.00 per share. F3 · price: The original Form 4, filed on January 23, 2023, is being amended by this Form 4 amendment to correct an administrative error, which misreported this transaction occurred on January 23, 2023 at a price of $9.50 per share, when in fact such transaction occurred on January 20, 2023 at a price of $10.00 per share. F4 · ownership.nature: Represents securities held by CGC Sponsor LLC (the "Sponsor"). Pangaea Three-B, LP is the sole member of the Sponsor, and is controlled by Peter Yu. Consequently, each of Pangaea Three-B, LP and Mr. Yu may be deemed to share voting and dispositive control over the securities held by the Sponsor, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by the Sponsor, except to the extent of his pecuniary interest therein. Read SEC document |
| January 13, 2023 Filed Jan 18, 2023 22:51 UTC | AlTi Global, Inc. ALTI · Entity 5344 | PurchaseClass A Common Stock | 27,000 | $10.00 | $270,000.00 |
DisclosureSEC source: 0000899243-23-002070 · doc4.xml · nonDerivative · entry 1 Yu Peter · CIK 0001426890 · Director · 10% owner CGC Sponsor LLC · CIK 0001847878 · 10% owner Pangaea Three-B, LP · CIK 0001754782 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 336,206 F1 · ownership.nature: Represents securities held by Pangaea Three, LP. Pangaea Three-B, LP is controlled by Peter Yu. Consequently, Mr. Yu may be deemed to share voting and dispositive control over the securities held by Pangaea Three-B, LP, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by Pangaea Three-B, LP, except to the extent of his pecuniary interest therein. Read SEC document |
| January 12, 2023 Filed Jan 13, 2023 02:00 UTC | AlTi Global, Inc. ALTI · Entity 5344 | PurchaseClass A Common Stock | 38,403 | $10.04 | $385,566.12 |
DisclosureSEC source: 0000899243-23-001708 · doc4.xml · nonDerivative · entry 4 Yu Peter · CIK 0001426890 · Director · 10% owner CGC Sponsor LLC · CIK 0001847878 · 10% owner Pangaea Three-B, LP · CIK 0001754782 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 347,429 F1 · ownership.nature: Represents securities held by Pangaea Three, LP. Pangaea Three-B, LP is controlled by Peter Yu. Consequently, Mr. Yu may be deemed to share voting and dispositive control over the securities held by Pangaea Three-B, LP, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by Pangaea Three-B, LP, except to the extent of his pecuniary interest therein. Read SEC document |
| January 11, 2023 Filed Jan 13, 2023 02:00 UTC | AlTi Global, Inc. ALTI · Entity 5344 | PurchaseClass A Common Stock | 73,187 | $9.51 | $696,008.37 |
DisclosureSEC source: 0000899243-23-001708 · doc4.xml · nonDerivative · entry 3 Yu Peter · CIK 0001426890 · Director · 10% owner CGC Sponsor LLC · CIK 0001847878 · 10% owner Pangaea Three-B, LP · CIK 0001754782 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 309,026 F1 · ownership.nature: Represents securities held by Pangaea Three, LP. Pangaea Three-B, LP is controlled by Peter Yu. Consequently, Mr. Yu may be deemed to share voting and dispositive control over the securities held by Pangaea Three-B, LP, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by Pangaea Three-B, LP, except to the extent of his pecuniary interest therein. Read SEC document |
| January 10, 2023 Filed Jan 13, 2023 02:00 UTC | AlTi Global, Inc. ALTI · Entity 5344 | OtherClass A Common Stock | 23,612 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-001708 · doc4.xml · nonDerivative · entry 2 Yu Peter · CIK 0001426890 · Director · 10% owner CGC Sponsor LLC · CIK 0001847878 · 10% owner Pangaea Three-B, LP · CIK 0001754782 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 235,839 F2 · kind: These shares of Class A Common Stock were transferred to Pangaea Three, LP as satisfaction of interest on a loan to a third party. F2 · shares: These shares of Class A Common Stock were transferred to Pangaea Three, LP as satisfaction of interest on a loan to a third party. F2 · price: These shares of Class A Common Stock were transferred to Pangaea Three, LP as satisfaction of interest on a loan to a third party. F1 · ownership.nature: Represents securities held by Pangaea Three, LP. Pangaea Three-B, LP is controlled by Peter Yu. Consequently, Mr. Yu may be deemed to share voting and dispositive control over the securities held by Pangaea Three-B, LP, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by Pangaea Three-B, LP, except to the extent of his pecuniary interest therein. Read SEC document |
| January 10, 2023 Filed Jan 13, 2023 02:00 UTC | AlTi Global, Inc. ALTI · Entity 5344 | PurchaseClass A Common Stock | 41,000 | $8.91 | $365,310.00 |
DisclosureSEC source: 0000899243-23-001708 · doc4.xml · nonDerivative · entry 1 Yu Peter · CIK 0001426890 · Director · 10% owner CGC Sponsor LLC · CIK 0001847878 · 10% owner Pangaea Three-B, LP · CIK 0001754782 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 212,227 F1 · ownership.nature: Represents securities held by Pangaea Three, LP. Pangaea Three-B, LP is controlled by Peter Yu. Consequently, Mr. Yu may be deemed to share voting and dispositive control over the securities held by Pangaea Three-B, LP, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by Pangaea Three-B, LP, except to the extent of his pecuniary interest therein. Read SEC document |
| January 09, 2023 Filed Jan 10, 2023 00:40 UTC | AlTi Global, Inc. ALTI · Entity 5344 | PurchaseClass A Common Stock | 22,231 | $8.98 | $199,634.38 |
DisclosureSEC source: 0000899243-23-001379 · doc4.xml · nonDerivative · entry 3 Yu Peter · CIK 0001426890 · Director · 10% owner CGC Sponsor LLC · CIK 0001847878 · 10% owner Pangaea Three-B, LP · CIK 0001754782 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 171,227 F1 · ownership.nature: Represents securities held by Pangaea Three, LP. Pangaea Three-B, LP is controlled by Peter Yu. Consequently, Mr. Yu may be deemed to share voting and dispositive control over the securities held by Pangaea Three-B, LP, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by Pangaea Three-B, LP, except to the extent of his pecuniary interest therein. Read SEC document |
| January 06, 2023 Filed Jan 10, 2023 00:40 UTC | AlTi Global, Inc. ALTI · Entity 5344 | PurchaseClass A Common Stock | 39,056 | $8.38 | $327,289.28 |
DisclosureSEC source: 0000899243-23-001379 · doc4.xml · nonDerivative · entry 2 Yu Peter · CIK 0001426890 · Director · 10% owner CGC Sponsor LLC · CIK 0001847878 · 10% owner Pangaea Three-B, LP · CIK 0001754782 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 148,996 F1 · ownership.nature: Represents securities held by Pangaea Three, LP. Pangaea Three-B, LP is controlled by Peter Yu. Consequently, Mr. Yu may be deemed to share voting and dispositive control over the securities held by Pangaea Three-B, LP, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by Pangaea Three-B, LP, except to the extent of his pecuniary interest therein. Read SEC document |
| January 05, 2023 Filed Jan 10, 2023 00:40 UTC | AlTi Global, Inc. ALTI · Entity 5344 | PurchaseClass A Common Stock | 748 | $8.00 | $5,984.00 |
DisclosureSEC source: 0000899243-23-001379 · doc4.xml · nonDerivative · entry 1 Yu Peter · CIK 0001426890 · Director · 10% owner CGC Sponsor LLC · CIK 0001847878 · 10% owner Pangaea Three-B, LP · CIK 0001754782 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 109,940 F1 · ownership.nature: Represents securities held by Pangaea Three, LP. Pangaea Three-B, LP is controlled by Peter Yu. Consequently, Mr. Yu may be deemed to share voting and dispositive control over the securities held by Pangaea Three-B, LP, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by Pangaea Three-B, LP, except to the extent of his pecuniary interest therein. Read SEC document |
| January 03, 2023 Filed Jan 5, 2023 00:46 UTC | AlTi Global, Inc. ALTI · Entity 5344 | OtherWarrants · Derivative | 8,900,000 | $0.00 Strike: $11.50 | $0.00 |
DisclosureSEC source: 0000899243-23-000709 · doc4.xml · derivative · entry 6 Yu Peter · CIK 0001426890 · Director · 10% owner CGC Sponsor LLC · CIK 0001847878 · 10% owner Pangaea Three-B, LP · CIK 0001754782 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 8,900,000 shares Expires not disclosed F7 · kind: On January 3, 2023, the Sponsor forfeited 8,900,000 warrants in connection with the consummation of the Business Combination. F7 · shares: On January 3, 2023, the Sponsor forfeited 8,900,000 warrants in connection with the consummation of the Business Combination. F8 · derivative.exercise_date: Each warrant shall become exercisable on February 2, 2023, 30 days after the completion of the Business Combination as described in the Issuer's Registration Statement. Each warrant shall expire on January 3, 2028, five years after the completion of the Business Combination, or earlier upon redemption or liquidation, as described in the Issuer's Registration Statement. F8 · derivative.expiration_date: Each warrant shall become exercisable on February 2, 2023, 30 days after the completion of the Business Combination as described in the Issuer's Registration Statement. Each warrant shall expire on January 3, 2028, five years after the completion of the Business Combination, or earlier upon redemption or liquidation, as described in the Issuer's Registration Statement. F2 · ownership.nature: Represents securities held by the Sponsor. Pangaea Three-B, LP is the sole member of the Sponsor, and is controlled by Peter Yu. Consequently, each of Pangaea Three-B, LP and Mr. Yu may be deemed to share voting and dispositive control over the securities held by the Sponsor, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by the Sponsor, except to the extent of his pecuniary interest therein. Read SEC document |
| January 03, 2023 Filed Jan 5, 2023 00:46 UTC | AlTi Global, Inc. ALTI · Entity 5344 | OtherClass B ordinary shares · Derivative | 2,118,569 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-000709 · doc4.xml · derivative · entry 5 Yu Peter · CIK 0001426890 · Director · 10% owner CGC Sponsor LLC · CIK 0001847878 · 10% owner Pangaea Three-B, LP · CIK 0001754782 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 2,118,569 shares Expires not disclosed F6 · derivative.exercise_price: The Class B ordinary shares are convertible for shares of Class A Common Stock as described in the Issuer's Registration Statement and have no expiration date. On January 3, 2023, the Sponsor forfeited 2,118,569 Class B ordinary shares in connection with the consummation of the Business Combination. F6 · kind: The Class B ordinary shares are convertible for shares of Class A Common Stock as described in the Issuer's Registration Statement and have no expiration date. On January 3, 2023, the Sponsor forfeited 2,118,569 Class B ordinary shares in connection with the consummation of the Business Combination. F6 · shares: The Class B ordinary shares are convertible for shares of Class A Common Stock as described in the Issuer's Registration Statement and have no expiration date. On January 3, 2023, the Sponsor forfeited 2,118,569 Class B ordinary shares in connection with the consummation of the Business Combination. F6 · derivative.exercise_date: The Class B ordinary shares are convertible for shares of Class A Common Stock as described in the Issuer's Registration Statement and have no expiration date. On January 3, 2023, the Sponsor forfeited 2,118,569 Class B ordinary shares in connection with the consummation of the Business Combination. F6 · derivative.expiration_date: The Class B ordinary shares are convertible for shares of Class A Common Stock as described in the Issuer's Registration Statement and have no expiration date. On January 3, 2023, the Sponsor forfeited 2,118,569 Class B ordinary shares in connection with the consummation of the Business Combination. F2 · ownership.nature: Represents securities held by the Sponsor. Pangaea Three-B, LP is the sole member of the Sponsor, and is controlled by Peter Yu. Consequently, each of Pangaea Three-B, LP and Mr. Yu may be deemed to share voting and dispositive control over the securities held by the Sponsor, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by the Sponsor, except to the extent of his pecuniary interest therein. Read SEC document |
| January 03, 2023 Filed Jan 5, 2023 00:46 UTC | AlTi Global, Inc. ALTI · Entity 5344 | ConversionClass B ordinary shares · Derivative | 6,431,431 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-000709 · doc4.xml · derivative · entry 4 Yu Peter · CIK 0001426890 · Director · 10% owner CGC Sponsor LLC · CIK 0001847878 · 10% owner Pangaea Three-B, LP · CIK 0001754782 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,118,569 Underlying: Class A Common Stock · 6,431,431 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Class B ordinary shares are convertible for shares of Class A Common Stock as described in the Issuer's Registration Statement on Form S-4 (File No. 333-262644) (the "Registration Statement") and have no expiration date. On January 3, 2023, the Issuer consummated its initial business combination (the "Business Combination"). In connection with the Business Combination, 6,431,431 Class B ordinary shares held by CGC Sponsor LLC (the "Sponsor") converted into Class A Common Stock on a one-for-one basis. F1 · kind: The Class B ordinary shares are convertible for shares of Class A Common Stock as described in the Issuer's Registration Statement on Form S-4 (File No. 333-262644) (the "Registration Statement") and have no expiration date. On January 3, 2023, the Issuer consummated its initial business combination (the "Business Combination"). In connection with the Business Combination, 6,431,431 Class B ordinary shares held by CGC Sponsor LLC (the "Sponsor") converted into Class A Common Stock on a one-for-one basis. F1 · shares: The Class B ordinary shares are convertible for shares of Class A Common Stock as described in the Issuer's Registration Statement on Form S-4 (File No. 333-262644) (the "Registration Statement") and have no expiration date. On January 3, 2023, the Issuer consummated its initial business combination (the "Business Combination"). In connection with the Business Combination, 6,431,431 Class B ordinary shares held by CGC Sponsor LLC (the "Sponsor") converted into Class A Common Stock on a one-for-one basis. F1 · derivative.exercise_date: The Class B ordinary shares are convertible for shares of Class A Common Stock as described in the Issuer's Registration Statement on Form S-4 (File No. 333-262644) (the "Registration Statement") and have no expiration date. On January 3, 2023, the Issuer consummated its initial business combination (the "Business Combination"). In connection with the Business Combination, 6,431,431 Class B ordinary shares held by CGC Sponsor LLC (the "Sponsor") converted into Class A Common Stock on a one-for-one basis. F1 · derivative.expiration_date: The Class B ordinary shares are convertible for shares of Class A Common Stock as described in the Issuer's Registration Statement on Form S-4 (File No. 333-262644) (the "Registration Statement") and have no expiration date. On January 3, 2023, the Issuer consummated its initial business combination (the "Business Combination"). In connection with the Business Combination, 6,431,431 Class B ordinary shares held by CGC Sponsor LLC (the "Sponsor") converted into Class A Common Stock on a one-for-one basis. F2 · ownership.nature: Represents securities held by the Sponsor. Pangaea Three-B, LP is the sole member of the Sponsor, and is controlled by Peter Yu. Consequently, each of Pangaea Three-B, LP and Mr. Yu may be deemed to share voting and dispositive control over the securities held by the Sponsor, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by the Sponsor, except to the extent of his pecuniary interest therein. Read SEC document |
| January 03, 2023 Filed Jan 5, 2023 00:46 UTC | AlTi Global, Inc. ALTI · Entity 5344 | GrantClass A Common Stock | 11,840 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-000709 · doc4.xml · nonDerivative · entry 3 Yu Peter · CIK 0001426890 · Director · 10% owner CGC Sponsor LLC · CIK 0001847878 · 10% owner Pangaea Three-B, LP · CIK 0001754782 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 109,192 F4 · shares: These shares of Class A Common Stock were acquired upon consummation of the Business Combination for no additional consideration. F4 · price: These shares of Class A Common Stock were acquired upon consummation of the Business Combination for no additional consideration. F5 · ownership.nature: Represents securities held by Pangaea Three, LP. Pangaea Three-B, LP is controlled by Peter Yu. Consequently, Mr. Yu may be deemed to share voting and dispositive control over the securities held by Pangaea Three-B, LP, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by Pangaea Three-B, LP, except to the extent of his pecuniary interest therein. Read SEC document |
| January 03, 2023 Filed Jan 5, 2023 00:46 UTC | AlTi Global, Inc. ALTI · Entity 5344 | GrantClass A Common Stock | 2,861 | $9.80 | $28,037.80 |
DisclosureSEC source: 0000899243-23-000709 · doc4.xml · nonDerivative · entry 2 Yu Peter · CIK 0001426890 · Director · 10% owner CGC Sponsor LLC · CIK 0001847878 · 10% owner Pangaea Three-B, LP · CIK 0001754782 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 6,434,292 F3 · shares: These shares of Class A Common Stock were acquired by the Sponsor in a private placement upon consummation of the Business Combination. F2 · ownership.nature: Represents securities held by the Sponsor. Pangaea Three-B, LP is the sole member of the Sponsor, and is controlled by Peter Yu. Consequently, each of Pangaea Three-B, LP and Mr. Yu may be deemed to share voting and dispositive control over the securities held by the Sponsor, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by the Sponsor, except to the extent of his pecuniary interest therein. Read SEC document |
| January 03, 2023 Filed Jan 5, 2023 00:46 UTC | AlTi Global, Inc. ALTI · Entity 5344 | ConversionClass A Common Stock | 6,431,431 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-000709 · doc4.xml · nonDerivative · entry 1 Yu Peter · CIK 0001426890 · Director · 10% owner CGC Sponsor LLC · CIK 0001847878 · 10% owner Pangaea Three-B, LP · CIK 0001754782 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 6,431,431 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Class B ordinary shares are convertible for shares of Class A Common Stock as described in the Issuer's Registration Statement on Form S-4 (File No. 333-262644) (the "Registration Statement") and have no expiration date. On January 3, 2023, the Issuer consummated its initial business combination (the "Business Combination"). In connection with the Business Combination, 6,431,431 Class B ordinary shares held by CGC Sponsor LLC (the "Sponsor") converted into Class A Common Stock on a one-for-one basis. F1 · price: The Class B ordinary shares are convertible for shares of Class A Common Stock as described in the Issuer's Registration Statement on Form S-4 (File No. 333-262644) (the "Registration Statement") and have no expiration date. On January 3, 2023, the Issuer consummated its initial business combination (the "Business Combination"). In connection with the Business Combination, 6,431,431 Class B ordinary shares held by CGC Sponsor LLC (the "Sponsor") converted into Class A Common Stock on a one-for-one basis. F2 · ownership.nature: Represents securities held by the Sponsor. Pangaea Three-B, LP is the sole member of the Sponsor, and is controlled by Peter Yu. Consequently, each of Pangaea Three-B, LP and Mr. Yu may be deemed to share voting and dispositive control over the securities held by the Sponsor, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by the Sponsor, except to the extent of his pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.