person · Reporting owner

Graham Colleen A

Disclosed activity across 2 companies

Tapewire entity: 54167
SEC CIK: 0001774027

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
AlTi Global, Inc.ALTI · Entity 5344	Chief Legal, Compl & Risk Ofcr	March 31, 2026	April 02, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AlTi Global, Inc.

Report date March 31, 2026 · Filed April 02, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	97,550.11	Reported balance After 2026-03-31 transaction · row 1 Instrument identity requires review; Table II rows are not merged. 1 source row Row 1 · 2026-03-31 · Grant · Acquired 97,550.11 · Balance 97,550.11 F1: Each restricted stock unit represents a contingent right to receive one share of ALTI Class A Common Stock. F2: The restricted stock units vest in three equal annual installments beginning February 15, 2027.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of ALTI Class A Common Stock.

F2: The restricted stock units vest in three equal annual installments beginning February 15, 2027.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

BOSTON PRIVATE FINANCIAL HOLDINGS INC

Report date July 01, 2021 · Filed July 06, 2021

Section 16 reporting ended · disclosed 2021-07-06. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosure context
Common StockSEC Table I · non-derivative	Direct	Reported balance After 2021-07-01 transaction · row 1 1 source row Row 1 · 2021-07-01 · Disposition to issuer · Disposed 4,801 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger by and between SVB Financial Group ("SVB") and the Issuer, dated as of January 4, 2021 (the "Merger Agreement"), pursuant to which the Issuer was merged with and into SVB, with SVB as the surviving corporation (the "Merger"), effective July 1, 2021. Pursuant to the Merger, each issued and outstanding share of common stock of the Issuer was converted into the right to receive, without interest, 0.0228 shares of SVB common stock and $2.10 in cash. The closing price of one share of SVB common stock on the Nasdaq on the last trading day prior to the effectiveness of the Merger was $556.43. As a result of the Merger, the reporting person no longer beneficially owns, directly or indirectly, any shares of common stock of the Issuer.
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	Reported balance After 2021-07-01 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2021-07-01 · Disposition to issuer · Disposed 2,106 · Balance 0 F2: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. Pursuant to the Merger Agreement, each time-based restricted stock unit outstanding immediately prior to the effective time of the Merger automatically converted into a restricted stock unit in respect of shares of SVB common stock on the same terms and conditions (including vesting terms) as applied to such restricted stock units immediately prior to the effective time of the Merger, with the number of underlying shares determined in accordance with the terms of the Merger Agreement. These restricted stock units were converted into restricted stock units in respect of an aggregate of 693 shares of SVB common stock.
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	Reported balance After 2021-07-01 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2021-07-01 · Disposition to issuer · Disposed 17,992 · Balance 0 F2: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. Pursuant to the Merger Agreement, each time-based restricted stock unit outstanding immediately prior to the effective time of the Merger automatically converted into a restricted stock unit in respect of shares of SVB common stock on the same terms and conditions (including vesting terms) as applied to such restricted stock units immediately prior to the effective time of the Merger, with the number of underlying shares determined in accordance with the terms of the Merger Agreement. These restricted stock units were converted into restricted stock units in respect of an aggregate of 693 shares of SVB common stock.
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	Reported balance After 2021-07-01 transaction · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · 2021-07-01 · Disposition to issuer · Disposed 5,953 · Balance 0 F2: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. Pursuant to the Merger Agreement, each time-based restricted stock unit outstanding immediately prior to the effective time of the Merger automatically converted into a restricted stock unit in respect of shares of SVB common stock on the same terms and conditions (including vesting terms) as applied to such restricted stock units immediately prior to the effective time of the Merger, with the number of underlying shares determined in accordance with the terms of the Merger Agreement. These restricted stock units were converted into restricted stock units in respect of an aggregate of 693 shares of SVB common stock.
Performance Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	Reported balance After 2021-07-01 transaction · row 5 Instrument identity requires review; Table II rows are not merged. 1 source row Row 5 · 2021-07-01 · Disposition to issuer · Disposed 26,786 · Balance 0 F3: Each performance-based restricted stock unit represents a contingent right to receive one share of Issuer's common stock. Pursuant to Merger Agreement, each performance-based restricted stock unit outstanding immediately prior to the effective time of Merger automatically converted into a restricted stock unit in respect of shares of SVB common stock, with the number of underlying shares determined in accordance with Merger Agreement and with performance goals deemed satisfied at the target level. Except with respect to terms and conditions relating to performance, the same terms and conditions (including service-based vesting terms) apply to such restricted stock units in respect of shares of SVB common stock as applied to such performance-based restricted stock units of the Issuer immediately prior to the effective time of Merger. These performance-based restricted stock units were converted into restricted stock units in respect of an aggregate of 1,217 shares of SVB common stock.
Performance Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	Reported balance After 2021-07-01 transaction · row 6 Instrument identity requires review; Table II rows are not merged. 1 source row Row 6 · 2021-07-01 · Disposition to issuer · Disposed 18,953 · Balance 0 F3: Each performance-based restricted stock unit represents a contingent right to receive one share of Issuer's common stock. Pursuant to Merger Agreement, each performance-based restricted stock unit outstanding immediately prior to the effective time of Merger automatically converted into a restricted stock unit in respect of shares of SVB common stock, with the number of underlying shares determined in accordance with Merger Agreement and with performance goals deemed satisfied at the target level. Except with respect to terms and conditions relating to performance, the same terms and conditions (including service-based vesting terms) apply to such restricted stock units in respect of shares of SVB common stock as applied to such performance-based restricted stock units of the Issuer immediately prior to the effective time of Merger. These performance-based restricted stock units were converted into restricted stock units in respect of an aggregate of 1,217 shares of SVB common stock.
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.08 · Expires 2029-05-15	Direct	Reported balance After 2021-07-01 transaction · row 7 Instrument identity requires review; Table II rows are not merged. 1 source row Row 7 · 2021-07-01 · Disposition to issuer · Disposed 22,727 · Balance 0 F4: Pursuant to the Merger Agreement, each option to purchase shares of the Issuer's common stock (other than performance-based options) that was outstanding and unexercised immediately prior to the effective time of the Merger automatically converted into an option to purchase shares of SVB common stock on the same terms and conditions (including vesting and exercisability terms) as applied to such option immediately prior to the effective time of the Merger, with the number of underlying shares and the exercise price determined in accordance with the terms of the Merger Agreement. This option was converted into an option to purchase 604 shares of SVB common stock for $416.55 per share.
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.16 · Expires 2030-05-15	Direct	Reported balance After 2021-07-01 transaction · row 8 Instrument identity requires review; Table II rows are not merged. 1 source row Row 8 · 2021-07-01 · Disposition to issuer · Disposed 38,462 · Balance 0 F5: Pursuant to the Merger Agreement, each option to purchase shares of the Issuer's common stock (other than performance-based options) that was outstanding and unexercised immediately prior to the effective time of the Merger automatically converted into an option to purchase shares of SVB common stock on the same terms and conditions (including vesting and exercisability terms) as applied to such option immediately prior to the effective time of the Merger, with the number of underlying shares and the exercise price determined in accordance with the terms of the Merger Agreement. This option was converted into an option to purchase 1,023 shares of SVB common stock for $231.58 per share.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of pursuant to the Agreement and Plan of Merger by and between SVB Financial Group ("SVB") and the Issuer, dated as of January 4, 2021 (the "Merger Agreement"), pursuant to which the Issuer was merged with and into SVB, with SVB as the surviving corporation (the "Merger"), effective July 1, 2021. Pursuant to the Merger, each issued and outstanding share of common stock of the Issuer was converted into the right to receive, without interest, 0.0228 shares of SVB common stock and $2.10 in cash. The closing price of one share of SVB common stock on the Nasdaq on the last trading day prior to the effectiveness of the Merger was $556.43. As a result of the Merger, the reporting person no longer beneficially owns, directly or indirectly, any shares of common stock of the Issuer.

F2: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. Pursuant to the Merger Agreement, each time-based restricted stock unit outstanding immediately prior to the effective time of the Merger automatically converted into a restricted stock unit in respect of shares of SVB common stock on the same terms and conditions (including vesting terms) as applied to such restricted stock units immediately prior to the effective time of the Merger, with the number of underlying shares determined in accordance with the terms of the Merger Agreement. These restricted stock units were converted into restricted stock units in respect of an aggregate of 693 shares of SVB common stock.

F3: Each performance-based restricted stock unit represents a contingent right to receive one share of Issuer's common stock. Pursuant to Merger Agreement, each performance-based restricted stock unit outstanding immediately prior to the effective time of Merger automatically converted into a restricted stock unit in respect of shares of SVB common stock, with the number of underlying shares determined in accordance with Merger Agreement and with performance goals deemed satisfied at the target level. Except with respect to terms and conditions relating to performance, the same terms and conditions (including service-based vesting terms) apply to such restricted stock units in respect of shares of SVB common stock as applied to such performance-based restricted stock units of the Issuer immediately prior to the effective time of Merger. These performance-based restricted stock units were converted into restricted stock units in respect of an aggregate of 1,217 shares of SVB common stock.

F4: Pursuant to the Merger Agreement, each option to purchase shares of the Issuer's common stock (other than performance-based options) that was outstanding and unexercised immediately prior to the effective time of the Merger automatically converted into an option to purchase shares of SVB common stock on the same terms and conditions (including vesting and exercisability terms) as applied to such option immediately prior to the effective time of the Merger, with the number of underlying shares and the exercise price determined in accordance with the terms of the Merger Agreement. This option was converted into an option to purchase 604 shares of SVB common stock for $416.55 per share.

F5: Pursuant to the Merger Agreement, each option to purchase shares of the Issuer's common stock (other than performance-based options) that was outstanding and unexercised immediately prior to the effective time of the Merger automatically converted into an option to purchase shares of SVB common stock on the same terms and conditions (including vesting and exercisability terms) as applied to such option immediately prior to the effective time of the Merger, with the number of underlying shares and the exercise price determined in accordance with the terms of the Merger Agreement. This option was converted into an option to purchase 1,023 shares of SVB common stock for $231.58 per share.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
March 31, 2026 Filed Apr 2, 2026 20:10 UTC	AlTi Global, Inc. ALTI · Entity 5344	GrantRestricted Stock Units · Derivative	97,550.11	$0.00	$0.00	Disclosure SEC source: 0001140361-26-013060 · form4.xml · derivative · entry 1 Graham Colleen A · CIK 0001774027 · Chief Legal, Compl & Risk Ofcr 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 97,550.11 Underlying: Class A Common Stock · 97,550.11 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALTI Class A Common Stock. F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning February 15, 2027. F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning February 15, 2027. Read SEC document
February 15, 2026 Filed Feb 18, 2026 21:09 UTC	AlTi Global, Inc. ALTI · Entity 5344	Exercise / conversionRestricted Stock Units · Derivative	28,891.82	$0.00	$0.00	Disclosure SEC source: 0001628280-26-009445 · wk-form4_1771466940.xml · derivative · entry 6 Graham Colleen A · CIK 0001774027 · Chief Legal, Compl & Risk Ofcr 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 57,783.64 Underlying: Class A Common Stock · 28,891.82 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALTI Class A Common Stock. F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning February 15, 2026. F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning February 15, 2026. Read SEC document
February 15, 2026 Filed Feb 18, 2026 21:09 UTC	AlTi Global, Inc. ALTI · Entity 5344	Exercise / conversionRestricted Stock Units · Derivative	31,412.43	$0.00	$0.00	Disclosure SEC source: 0001628280-26-009445 · wk-form4_1771466940.xml · derivative · entry 5 Graham Colleen A · CIK 0001774027 · Chief Legal, Compl & Risk Ofcr 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,412.43 Underlying: Class A Common Stock · 31,412.43 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALTI Class A Common Stock. F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning February 15, 2025. F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning February 15, 2025. Read SEC document
February 15, 2026 Filed Feb 18, 2026 21:09 UTC	AlTi Global, Inc. ALTI · Entity 5344	Exercise / conversionRestricted Stock Units · Derivative	21,894.49	$0.00	$0.00	Disclosure SEC source: 0001628280-26-009445 · wk-form4_1771466940.xml · derivative · entry 4 Graham Colleen A · CIK 0001774027 · Chief Legal, Compl & Risk Ofcr 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 21,894.49 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALTI Class A Common Stock. F2 · derivative.exercise_date: 2. The restricted stock units vest in three equal annual installments beginning February 15, 2024. F2 · derivative.expiration_date: 2. The restricted stock units vest in three equal annual installments beginning February 15, 2024. Read SEC document
February 15, 2026 Filed Feb 18, 2026 21:09 UTC	AlTi Global, Inc. ALTI · Entity 5344	Exercise / conversionClass A Common Stock	28,891.82	$0.00	$0.00	Disclosure SEC source: 0001628280-26-009445 · wk-form4_1771466940.xml · nonDerivative · entry 3 Graham Colleen A · CIK 0001774027 · Chief Legal, Compl & Risk Ofcr 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 147,093.23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of ALTI Class A Common Stock. Read SEC document
February 15, 2026 Filed Feb 18, 2026 21:09 UTC	AlTi Global, Inc. ALTI · Entity 5344	Exercise / conversionClass A Common Stock	21,894.49	$0.00	$0.00	Disclosure SEC source: 0001628280-26-009445 · wk-form4_1771466940.xml · nonDerivative · entry 2 Graham Colleen A · CIK 0001774027 · Chief Legal, Compl & Risk Ofcr 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 118,201.41 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of ALTI Class A Common Stock. Read SEC document
February 15, 2026 Filed Feb 18, 2026 21:09 UTC	AlTi Global, Inc. ALTI · Entity 5344	Exercise / conversionClass A Common Stock	31,412.43	$0.00	$0.00	Disclosure SEC source: 0001628280-26-009445 · wk-form4_1771466940.xml · nonDerivative · entry 1 Graham Colleen A · CIK 0001774027 · Chief Legal, Compl & Risk Ofcr 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 96,306.92 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of ALTI Class A Common Stock. Read SEC document
June 27, 2025 Filed Jun 30, 2025 16:02 UTC	AlTi Global, Inc. ALTI · Entity 5344	GrantRestricted Stock Units · Derivative	593,667.55	$0.00	$0.00	Disclosure SEC source: 0001628280-25-033493 · wk-form4_1751313753.xml · derivative · entry 1 Graham Colleen A · CIK 0001774027 · Chief Legal, Compl & Risk Ofcr 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 593,667.55 Underlying: Class A Common Stock · 593,667.55 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of AlTi Global, Inc.'s (the "Company's") Class A Common Stock. F2 · derivative.exercise_date: The RSUs have a two-year cliff vest that will become fully vested on June 27, 2027. F2 · derivative.expiration_date: The RSUs have a two-year cliff vest that will become fully vested on June 27, 2027. Read SEC document
June 03, 2025 Filed Jun 5, 2025 11:23 UTC	AlTi Global, Inc. ALTI · Entity 5344	SaleClass A Common Stock	22,934.03	$3.47	$79,581.08	Disclosure SEC source: 0001628280-25-029553 · wk-form4_1749137004.xml · nonDerivative · entry 1 Graham Colleen A · CIK 0001774027 · Chief Legal, Compl & Risk Ofcr 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,960.46 Read SEC document
May 22, 2025 Filed Oct 15, 2025 16:08 UTC	AlTi Global, Inc. ALTI · Entity 5344	GrantPeformance Restricted Stock Unit · Derivative	38,829.787	$0.00	$0.00	Disclosure SEC source: 0001628280-25-045099 · wk-form4_1760558877.xml · derivative · entry 1 Graham Colleen A · CIK 0001774027 · Chief Legal, Compl & Risk Ofcr 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,829.787 Underlying: Class A Common Stock · 38,829.787 shares Expires not disclosed F1 · derivative.exercise_price: Each performance restricted stock unit ("PRSU") represents a contingent right to receive one share of the Company's Class A Common Stock. F2 · derivative.exercise_date: 33.33% of the PRSUs shall be eligible to vest at the end of each of three annual performance periods beginning on March 31, 2026, subject to the reporting person's continued service with the Company through the applicable performance period, based on the total shareholder return of the Company's Class A Common Stock exceeding certain thresholds. The maximum number of units that may vest over three years is 77,659.574 (200% of the target number). F2 · derivative.expiration_date: 33.33% of the PRSUs shall be eligible to vest at the end of each of three annual performance periods beginning on March 31, 2026, subject to the reporting person's continued service with the Company through the applicable performance period, based on the total shareholder return of the Company's Class A Common Stock exceeding certain thresholds. The maximum number of units that may vest over three years is 77,659.574 (200% of the target number). Read SEC document
March 19, 2025 Filed Mar 21, 2025 09:30 UTC	AlTi Global, Inc. ALTI · Entity 5344	GrantRestricted Stock Units · Derivative	86,675.46	$0.00	$0.00	Disclosure SEC source: 0001628280-25-014224 · wk-form4_1742563796.xml · derivative · entry 1 Graham Colleen A · CIK 0001774027 · Global General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 86,675.46 Underlying: Class A Common Stock · 86,675.46 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of AlTi Global, Inc.'s (the "Company's") Class A Common Stock. F2 · derivative.exercise_date: The RSUs vest in three equal annual installments beginning February 15, 2026. F2 · derivative.expiration_date: The RSUs vest in three equal annual installments beginning February 15, 2026. Read SEC document
February 15, 2025 Filed Feb 19, 2025 18:22 UTC	AlTi Global, Inc. ALTI · Entity 5344	Exercise / conversionRestricted Stock Units · Derivative	31,412.43	$0.00	$0.00	Disclosure SEC source: 0000950170-25-023464 · ownership.xml · derivative · entry 4 Graham Colleen A · CIK 0001774027 · Global General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 62,824.6 Underlying: Class A Common Stock · 31,412.43 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALTI Class A Common Stock. F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning February 15, 2025. F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning February 15, 2025. Read SEC document
February 15, 2025 Filed Feb 19, 2025 18:22 UTC	AlTi Global, Inc. ALTI · Entity 5344	Exercise / conversionRestricted Stock Units · Derivative	21,894.49	$0.00	$0.00	Disclosure SEC source: 0000950170-25-023464 · ownership.xml · derivative · entry 3 Graham Colleen A · CIK 0001774027 · Global General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,894.02 Underlying: Class A Common Stock · 21,894.49 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALTI Class A Common Stock. F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning February 15, 2024. F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning February 15, 2024. Read SEC document
February 15, 2025 Filed Feb 19, 2025 18:22 UTC	AlTi Global, Inc. ALTI · Entity 5344	Exercise / conversionClass A Common Stock	21,894.49	$0.00	$0.00	Disclosure SEC source: 0000950170-25-023464 · ownership.xml · nonDerivative · entry 2 Graham Colleen A · CIK 0001774027 · Global General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 64,894.49 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of ALTI Class A Common Stock. Read SEC document
February 15, 2025 Filed Feb 19, 2025 18:22 UTC	AlTi Global, Inc. ALTI · Entity 5344	Exercise / conversionClass A Common Stock	31,412.43	$0.00	$0.00	Disclosure SEC source: 0000950170-25-023464 · ownership.xml · nonDerivative · entry 1 Graham Colleen A · CIK 0001774027 · Global General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 42,569.73 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of ALTI Class A Common Stock. Read SEC document
June 05, 2024 Filed Jun 5, 2024 14:11 UTC	AlTi Global, Inc. ALTI · Entity 5344	GrantPeformance Restricted Stock Unit · Derivative	77,092.13	$0.00	$0.00	Disclosure SEC source: 0001628280-24-026807 · wk-form4_1717611107.xml · derivative · entry 2 Graham Colleen A · CIK 0001774027 · Global General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 77,092.13 Underlying: Class A Common Stock · 77,092.13 shares Expires not disclosed F3 · derivative.exercise_price: Each performance restricted stock unit ("PRSU") represents a contingent right to receive one share of the Company's Class A Common Stock. F4 · derivative.exercise_date: 33.33% of the PRSUs shall be eligible to vest at the end of each of three annual performance periods beginning on March 31, 2025, subject to the reporting person's continued service with the Company through the applicable performance period, based on the total shareholder return of the Company's Class A Common Stock exceeding certain thresholds. The maximum number of units that may vest over three years is 154,184.26 (200% of the target number). F4 · derivative.expiration_date: 33.33% of the PRSUs shall be eligible to vest at the end of each of three annual performance periods beginning on March 31, 2025, subject to the reporting person's continued service with the Company through the applicable performance period, based on the total shareholder return of the Company's Class A Common Stock exceeding certain thresholds. The maximum number of units that may vest over three years is 154,184.26 (200% of the target number). Read SEC document
June 04, 2024 Filed Jun 5, 2024 14:11 UTC	AlTi Global, Inc. ALTI · Entity 5344	GrantRestricted Stock Units · Derivative	94,237.03	$0.00	$0.00	Disclosure SEC source: 0001628280-24-026807 · wk-form4_1717611107.xml · derivative · entry 1 Graham Colleen A · CIK 0001774027 · Global General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 94,237.03 Underlying: Class A Common Stock · 94,237.03 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of AlTi Global, Inc.'s (the "Company's") Class A Common Stock. F2 · derivative.exercise_date: The RSUs vest in three equal annual installments beginning February 15, 2025. F2 · derivative.expiration_date: The RSUs vest in three equal annual installments beginning February 15, 2025. Read SEC document
February 15, 2024 Filed Feb 21, 2024 20:11 UTC	AlTi Global, Inc. ALTI · Entity 5344	Exercise / conversionRestricted Stock Units · Derivative	21,894.49	$0.00	$0.00	Disclosure SEC source: 0000950170-24-018287 · ownership.xml · derivative · entry 3 Graham Colleen A · CIK 0001774027 · Global General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,788.51 Underlying: Class A Common Stock · 21,894.49 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALTI Class A Common Stock. F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning February 15, 2024. F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning February 15, 2024. Read SEC document
February 15, 2024 Filed Feb 21, 2024 20:11 UTC	AlTi Global, Inc. ALTI · Entity 5344	Tax withholdingClass A Common Stock	10,737.19	$5.65	$60,665.12	Disclosure SEC source: 0000950170-24-018287 · ownership.xml · nonDerivative · entry 2 Graham Colleen A · CIK 0001774027 · Global General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,157.3 F2 · kind: Vesting transaction: Shares surrendered to the Issuer solely to cover taxes associated with vesting of restricted stock units. Read SEC document
February 15, 2024 Filed Feb 21, 2024 20:11 UTC	AlTi Global, Inc. ALTI · Entity 5344	Exercise / conversionClass A Common Stock	21,894.49	$0.00	$0.00	Disclosure SEC source: 0000950170-24-018287 · ownership.xml · nonDerivative · entry 1 Graham Colleen A · CIK 0001774027 · Global General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,894.49 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of ALTI Class A Common Stock. Read SEC document
December 19, 2023 Filed Dec 22, 2023 10:40 UTC	AlTi Global, Inc. ALTI · Entity 5344	GrantRestricted Stock Units · Derivative	12,048	$0.00	$0.00	Disclosure SEC source: 0001628280-23-042573 · wk-form4_1703259646.xml · derivative · entry 1 Graham Colleen A · CIK 0001774027 · Global General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,048 Underlying: Class A Common Stock · 12,048 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALTI Class A Common Stock. F2 · date: The restricted stock units are granted pursuant to that certain Offer Letter dated February 21, 2023, by and between the Issuer and the Reporting Person in connection with the Reporting Person's service as the Global General Counsel. F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning February 15, 2024. F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning February 15, 2024. Read SEC document
May 31, 2023 Filed Jun 7, 2023 16:29 UTC	AlTi Global, Inc. ALTI · Entity 5344	GrantRestricted Stock Units · Derivative	53,635	$0.00	$0.00	Disclosure SEC source: 0000899243-23-014715 · doc4.xml · derivative · entry 1 Graham Colleen A · CIK 0001774027 · Global General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,635 Underlying: Class A Common Stock · 53,635 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALTI Class A Common Stock. F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning February 15, 2024. F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning February 15, 2024. Read SEC document
July 01, 2021 Filed Jul 6, 2021 18:32 UTC	BOSTON PRIVATE FINANCIAL HOLDINGS INC BPFH · Entity 137583	Disposition to issuerStock Option (Right to Buy) · Derivative	38,462	$0.00 Strike: $6.16	$0.00	Disclosure SEC source: 0000821127-21-000168 · wf-form4_162561070895543.xml · derivative · entry 8 Graham Colleen A · CIK 0001774027 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 38,462 shares Expires 2030-05-15 F5 · derivative.exercise_date: Pursuant to the Merger Agreement, each option to purchase shares of the Issuer's common stock (other than performance-based options) that was outstanding and unexercised immediately prior to the effective time of the Merger automatically converted into an option to purchase shares of SVB common stock on the same terms and conditions (including vesting and exercisability terms) as applied to such option immediately prior to the effective time of the Merger, with the number of underlying shares and the exercise price determined in accordance with the terms of the Merger Agreement. This option was converted into an option to purchase 1,023 shares of SVB common stock for $231.58 per share. F5 · derivative.expiration_date: Pursuant to the Merger Agreement, each option to purchase shares of the Issuer's common stock (other than performance-based options) that was outstanding and unexercised immediately prior to the effective time of the Merger automatically converted into an option to purchase shares of SVB common stock on the same terms and conditions (including vesting and exercisability terms) as applied to such option immediately prior to the effective time of the Merger, with the number of underlying shares and the exercise price determined in accordance with the terms of the Merger Agreement. This option was converted into an option to purchase 1,023 shares of SVB common stock for $231.58 per share. Read SEC document
July 01, 2021 Filed Jul 6, 2021 18:32 UTC	BOSTON PRIVATE FINANCIAL HOLDINGS INC BPFH · Entity 137583	Disposition to issuerStock Option (Right to Buy) · Derivative	22,727	$0.00 Strike: $11.08	$0.00	Disclosure SEC source: 0000821127-21-000168 · wf-form4_162561070895543.xml · derivative · entry 7 Graham Colleen A · CIK 0001774027 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 22,727 shares Expires 2029-05-15 F4 · derivative.exercise_date: Pursuant to the Merger Agreement, each option to purchase shares of the Issuer's common stock (other than performance-based options) that was outstanding and unexercised immediately prior to the effective time of the Merger automatically converted into an option to purchase shares of SVB common stock on the same terms and conditions (including vesting and exercisability terms) as applied to such option immediately prior to the effective time of the Merger, with the number of underlying shares and the exercise price determined in accordance with the terms of the Merger Agreement. This option was converted into an option to purchase 604 shares of SVB common stock for $416.55 per share. F4 · derivative.expiration_date: Pursuant to the Merger Agreement, each option to purchase shares of the Issuer's common stock (other than performance-based options) that was outstanding and unexercised immediately prior to the effective time of the Merger automatically converted into an option to purchase shares of SVB common stock on the same terms and conditions (including vesting and exercisability terms) as applied to such option immediately prior to the effective time of the Merger, with the number of underlying shares and the exercise price determined in accordance with the terms of the Merger Agreement. This option was converted into an option to purchase 604 shares of SVB common stock for $416.55 per share. Read SEC document
July 01, 2021 Filed Jul 6, 2021 18:32 UTC	BOSTON PRIVATE FINANCIAL HOLDINGS INC BPFH · Entity 137583	Disposition to issuerPerformance Restricted Stock Units · Derivative	18,953	$0.00	$0.00	Disclosure SEC source: 0000821127-21-000168 · wf-form4_162561070895543.xml · derivative · entry 6 Graham Colleen A · CIK 0001774027 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,953 shares Expires not disclosed F3 · derivative.exercise_price: Each performance-based restricted stock unit represents a contingent right to receive one share of Issuer's common stock. Pursuant to Merger Agreement, each performance-based restricted stock unit outstanding immediately prior to the effective time of Merger automatically converted into a restricted stock unit in respect of shares of SVB common stock, with the number of underlying shares determined in accordance with Merger Agreement and with performance goals deemed satisfied at the target level. Except with respect to terms and conditions relating to performance, the same terms and conditions (including service-based vesting terms) apply to such restricted stock units in respect of shares of SVB common stock as applied to such performance-based restricted stock units of the Issuer immediately prior to the effective time of Merger. These performance-based restricted stock units were converted into restricted stock units in respect of an aggregate of 1,217 shares of SVB common stock. F3 · derivative.exercise_date: Each performance-based restricted stock unit represents a contingent right to receive one share of Issuer's common stock. Pursuant to Merger Agreement, each performance-based restricted stock unit outstanding immediately prior to the effective time of Merger automatically converted into a restricted stock unit in respect of shares of SVB common stock, with the number of underlying shares determined in accordance with Merger Agreement and with performance goals deemed satisfied at the target level. Except with respect to terms and conditions relating to performance, the same terms and conditions (including service-based vesting terms) apply to such restricted stock units in respect of shares of SVB common stock as applied to such performance-based restricted stock units of the Issuer immediately prior to the effective time of Merger. These performance-based restricted stock units were converted into restricted stock units in respect of an aggregate of 1,217 shares of SVB common stock. F3 · derivative.expiration_date: Each performance-based restricted stock unit represents a contingent right to receive one share of Issuer's common stock. Pursuant to Merger Agreement, each performance-based restricted stock unit outstanding immediately prior to the effective time of Merger automatically converted into a restricted stock unit in respect of shares of SVB common stock, with the number of underlying shares determined in accordance with Merger Agreement and with performance goals deemed satisfied at the target level. Except with respect to terms and conditions relating to performance, the same terms and conditions (including service-based vesting terms) apply to such restricted stock units in respect of shares of SVB common stock as applied to such performance-based restricted stock units of the Issuer immediately prior to the effective time of Merger. These performance-based restricted stock units were converted into restricted stock units in respect of an aggregate of 1,217 shares of SVB common stock. Read SEC document
July 01, 2021 Filed Jul 6, 2021 18:32 UTC	BOSTON PRIVATE FINANCIAL HOLDINGS INC BPFH · Entity 137583	Disposition to issuerPerformance Restricted Stock Units · Derivative	26,786	$0.00	$0.00	Disclosure SEC source: 0000821127-21-000168 · wf-form4_162561070895543.xml · derivative · entry 5 Graham Colleen A · CIK 0001774027 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 26,786 shares Expires not disclosed F3 · derivative.exercise_price: Each performance-based restricted stock unit represents a contingent right to receive one share of Issuer's common stock. Pursuant to Merger Agreement, each performance-based restricted stock unit outstanding immediately prior to the effective time of Merger automatically converted into a restricted stock unit in respect of shares of SVB common stock, with the number of underlying shares determined in accordance with Merger Agreement and with performance goals deemed satisfied at the target level. Except with respect to terms and conditions relating to performance, the same terms and conditions (including service-based vesting terms) apply to such restricted stock units in respect of shares of SVB common stock as applied to such performance-based restricted stock units of the Issuer immediately prior to the effective time of Merger. These performance-based restricted stock units were converted into restricted stock units in respect of an aggregate of 1,217 shares of SVB common stock. F3 · derivative.exercise_date: Each performance-based restricted stock unit represents a contingent right to receive one share of Issuer's common stock. Pursuant to Merger Agreement, each performance-based restricted stock unit outstanding immediately prior to the effective time of Merger automatically converted into a restricted stock unit in respect of shares of SVB common stock, with the number of underlying shares determined in accordance with Merger Agreement and with performance goals deemed satisfied at the target level. Except with respect to terms and conditions relating to performance, the same terms and conditions (including service-based vesting terms) apply to such restricted stock units in respect of shares of SVB common stock as applied to such performance-based restricted stock units of the Issuer immediately prior to the effective time of Merger. These performance-based restricted stock units were converted into restricted stock units in respect of an aggregate of 1,217 shares of SVB common stock. F3 · derivative.expiration_date: Each performance-based restricted stock unit represents a contingent right to receive one share of Issuer's common stock. Pursuant to Merger Agreement, each performance-based restricted stock unit outstanding immediately prior to the effective time of Merger automatically converted into a restricted stock unit in respect of shares of SVB common stock, with the number of underlying shares determined in accordance with Merger Agreement and with performance goals deemed satisfied at the target level. Except with respect to terms and conditions relating to performance, the same terms and conditions (including service-based vesting terms) apply to such restricted stock units in respect of shares of SVB common stock as applied to such performance-based restricted stock units of the Issuer immediately prior to the effective time of Merger. These performance-based restricted stock units were converted into restricted stock units in respect of an aggregate of 1,217 shares of SVB common stock. Read SEC document
July 01, 2021 Filed Jul 6, 2021 18:32 UTC	BOSTON PRIVATE FINANCIAL HOLDINGS INC BPFH · Entity 137583	Disposition to issuerRestricted Stock Units · Derivative	5,953	$0.00	$0.00	Disclosure SEC source: 0000821127-21-000168 · wf-form4_162561070895543.xml · derivative · entry 4 Graham Colleen A · CIK 0001774027 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,953 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. Pursuant to the Merger Agreement, each time-based restricted stock unit outstanding immediately prior to the effective time of the Merger automatically converted into a restricted stock unit in respect of shares of SVB common stock on the same terms and conditions (including vesting terms) as applied to such restricted stock units immediately prior to the effective time of the Merger, with the number of underlying shares determined in accordance with the terms of the Merger Agreement. These restricted stock units were converted into restricted stock units in respect of an aggregate of 693 shares of SVB common stock. F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. Pursuant to the Merger Agreement, each time-based restricted stock unit outstanding immediately prior to the effective time of the Merger automatically converted into a restricted stock unit in respect of shares of SVB common stock on the same terms and conditions (including vesting terms) as applied to such restricted stock units immediately prior to the effective time of the Merger, with the number of underlying shares determined in accordance with the terms of the Merger Agreement. These restricted stock units were converted into restricted stock units in respect of an aggregate of 693 shares of SVB common stock. F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. Pursuant to the Merger Agreement, each time-based restricted stock unit outstanding immediately prior to the effective time of the Merger automatically converted into a restricted stock unit in respect of shares of SVB common stock on the same terms and conditions (including vesting terms) as applied to such restricted stock units immediately prior to the effective time of the Merger, with the number of underlying shares determined in accordance with the terms of the Merger Agreement. These restricted stock units were converted into restricted stock units in respect of an aggregate of 693 shares of SVB common stock. Read SEC document
July 01, 2021 Filed Jul 6, 2021 18:32 UTC	BOSTON PRIVATE FINANCIAL HOLDINGS INC BPFH · Entity 137583	Disposition to issuerRestricted Stock Units · Derivative	17,992	$0.00	$0.00	Disclosure SEC source: 0000821127-21-000168 · wf-form4_162561070895543.xml · derivative · entry 3 Graham Colleen A · CIK 0001774027 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,992 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. Pursuant to the Merger Agreement, each time-based restricted stock unit outstanding immediately prior to the effective time of the Merger automatically converted into a restricted stock unit in respect of shares of SVB common stock on the same terms and conditions (including vesting terms) as applied to such restricted stock units immediately prior to the effective time of the Merger, with the number of underlying shares determined in accordance with the terms of the Merger Agreement. These restricted stock units were converted into restricted stock units in respect of an aggregate of 693 shares of SVB common stock. F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. Pursuant to the Merger Agreement, each time-based restricted stock unit outstanding immediately prior to the effective time of the Merger automatically converted into a restricted stock unit in respect of shares of SVB common stock on the same terms and conditions (including vesting terms) as applied to such restricted stock units immediately prior to the effective time of the Merger, with the number of underlying shares determined in accordance with the terms of the Merger Agreement. These restricted stock units were converted into restricted stock units in respect of an aggregate of 693 shares of SVB common stock. F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. Pursuant to the Merger Agreement, each time-based restricted stock unit outstanding immediately prior to the effective time of the Merger automatically converted into a restricted stock unit in respect of shares of SVB common stock on the same terms and conditions (including vesting terms) as applied to such restricted stock units immediately prior to the effective time of the Merger, with the number of underlying shares determined in accordance with the terms of the Merger Agreement. These restricted stock units were converted into restricted stock units in respect of an aggregate of 693 shares of SVB common stock. Read SEC document
July 01, 2021 Filed Jul 6, 2021 18:32 UTC	BOSTON PRIVATE FINANCIAL HOLDINGS INC BPFH · Entity 137583	Disposition to issuerRestricted Stock Units · Derivative	2,106	$0.00	$0.00	Disclosure SEC source: 0000821127-21-000168 · wf-form4_162561070895543.xml · derivative · entry 2 Graham Colleen A · CIK 0001774027 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,106 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. Pursuant to the Merger Agreement, each time-based restricted stock unit outstanding immediately prior to the effective time of the Merger automatically converted into a restricted stock unit in respect of shares of SVB common stock on the same terms and conditions (including vesting terms) as applied to such restricted stock units immediately prior to the effective time of the Merger, with the number of underlying shares determined in accordance with the terms of the Merger Agreement. These restricted stock units were converted into restricted stock units in respect of an aggregate of 693 shares of SVB common stock. F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. Pursuant to the Merger Agreement, each time-based restricted stock unit outstanding immediately prior to the effective time of the Merger automatically converted into a restricted stock unit in respect of shares of SVB common stock on the same terms and conditions (including vesting terms) as applied to such restricted stock units immediately prior to the effective time of the Merger, with the number of underlying shares determined in accordance with the terms of the Merger Agreement. These restricted stock units were converted into restricted stock units in respect of an aggregate of 693 shares of SVB common stock. F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. Pursuant to the Merger Agreement, each time-based restricted stock unit outstanding immediately prior to the effective time of the Merger automatically converted into a restricted stock unit in respect of shares of SVB common stock on the same terms and conditions (including vesting terms) as applied to such restricted stock units immediately prior to the effective time of the Merger, with the number of underlying shares determined in accordance with the terms of the Merger Agreement. These restricted stock units were converted into restricted stock units in respect of an aggregate of 693 shares of SVB common stock. Read SEC document
July 01, 2021 Filed Jul 6, 2021 18:32 UTC	BOSTON PRIVATE FINANCIAL HOLDINGS INC BPFH · Entity 137583	Disposition to issuerCommon Stock	4,801	$0.00	$0.00	Disclosure SEC source: 0000821127-21-000168 · wf-form4_162561070895543.xml · nonDerivative · entry 1 Graham Colleen A · CIK 0001774027 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Disposed of pursuant to the Agreement and Plan of Merger by and between SVB Financial Group ("SVB") and the Issuer, dated as of January 4, 2021 (the "Merger Agreement"), pursuant to which the Issuer was merged with and into SVB, with SVB as the surviving corporation (the "Merger"), effective July 1, 2021. Pursuant to the Merger, each issued and outstanding share of common stock of the Issuer was converted into the right to receive, without interest, 0.0228 shares of SVB common stock and $2.10 in cash. The closing price of one share of SVB common stock on the Nasdaq on the last trading day prior to the effectiveness of the Merger was $556.43. As a result of the Merger, the reporting person no longer beneficially owns, directly or indirectly, any shares of common stock of the Issuer. Read SEC document
May 14, 2021 Filed May 18, 2021 16:28 UTC	BOSTON PRIVATE FINANCIAL HOLDINGS INC BPFH · Entity 137583	Exercise / conversionRestricted Stock Units · Derivative	2,976	$0.00	$0.00	Disclosure SEC source: 0000821127-21-000129 · wf-form4_162136969046063.xml · derivative · entry 6 Graham Colleen A · CIK 0001774027 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,953 Underlying: Common Stock · 2,976 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Company's common stock. Restricted Stock Units vest ratably over a three-year period from the grant date. F1 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive one share of the Company's common stock. Restricted Stock Units vest ratably over a three-year period from the grant date. F1 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive one share of the Company's common stock. Restricted Stock Units vest ratably over a three-year period from the grant date. Read SEC document
May 14, 2021 Filed May 18, 2021 16:28 UTC	BOSTON PRIVATE FINANCIAL HOLDINGS INC BPFH · Entity 137583	Exercise / conversionRestricted Stock Units · Derivative	2,106	$0.00	$0.00	Disclosure SEC source: 0000821127-21-000129 · wf-form4_162136969046063.xml · derivative · entry 5 Graham Colleen A · CIK 0001774027 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,106 Underlying: Common Stock · 2,106 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Company's common stock. Restricted Stock Units vest ratably over a three-year period from the grant date. F1 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive one share of the Company's common stock. Restricted Stock Units vest ratably over a three-year period from the grant date. F1 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive one share of the Company's common stock. Restricted Stock Units vest ratably over a three-year period from the grant date. Read SEC document
May 14, 2021 Filed May 18, 2021 16:28 UTC	BOSTON PRIVATE FINANCIAL HOLDINGS INC BPFH · Entity 137583	Tax withholdingCommon Stock	991	$15.19	$15,053.29	Disclosure SEC source: 0000821127-21-000129 · wf-form4_162136969046063.xml · nonDerivative · entry 4 Graham Colleen A · CIK 0001774027 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,801 Read SEC document
May 14, 2021 Filed May 18, 2021 16:28 UTC	BOSTON PRIVATE FINANCIAL HOLDINGS INC BPFH · Entity 137583	Tax withholdingCommon Stock	701	$15.19	$10,648.19	Disclosure SEC source: 0000821127-21-000129 · wf-form4_162136969046063.xml · nonDerivative · entry 3 Graham Colleen A · CIK 0001774027 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,792 Read SEC document
May 14, 2021 Filed May 18, 2021 16:28 UTC	BOSTON PRIVATE FINANCIAL HOLDINGS INC BPFH · Entity 137583	Exercise / conversionCommon Stock	2,976	$15.19	$45,205.44	Disclosure SEC source: 0000821127-21-000129 · wf-form4_162136969046063.xml · nonDerivative · entry 2 Graham Colleen A · CIK 0001774027 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,493 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
May 14, 2021 Filed May 18, 2021 16:28 UTC	BOSTON PRIVATE FINANCIAL HOLDINGS INC BPFH · Entity 137583	Exercise / conversionCommon Stock	2,106	$15.19	$31,990.14	Disclosure SEC source: 0000821127-21-000129 · wf-form4_162136969046063.xml · nonDerivative · entry 1 Graham Colleen A · CIK 0001774027 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,517 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
March 15, 2021 Filed Mar 16, 2021 17:11 UTC	BOSTON PRIVATE FINANCIAL HOLDINGS INC BPFH · Entity 137583	GrantRestricted Stock Units · Derivative	17,992	$0.00	$0.00	Disclosure SEC source: 0000821127-21-000066 · wf-form4_161592905446123.xml · derivative · entry 1 Graham Colleen A · CIK 0001774027 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,992 Underlying: Common Stock · 17,992 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Company's common stock. Restricted Stock Units vest ratably over a three-year period from the grant date. F1 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive one share of the Company's common stock. Restricted Stock Units vest ratably over a three-year period from the grant date. F1 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive one share of the Company's common stock. Restricted Stock Units vest ratably over a three-year period from the grant date. Read SEC document
May 15, 2020 Filed May 19, 2020 18:08 UTC	BOSTON PRIVATE FINANCIAL HOLDINGS INC BPFH · Entity 137583	GrantStock Option (Right to Buy) · Derivative	38,462	$0.00 Strike: $6.16	$0.00	Disclosure SEC source: 0000821127-20-000153 · wf-form4_158992607308998.xml · derivative · entry 6 Graham Colleen A · CIK 0001774027 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,462 Underlying: Common Stock · 38,462 shares Expires 2030-05-15 F3 · derivative.exercise_date: Each Non-Qualified Stock Option represents a contingent right to purchase one share of the Company's common stock. Non-Qualified Stock Options vest ratably over a four-year period from the grant date. Read SEC document
May 15, 2020 Filed May 19, 2020 18:08 UTC	BOSTON PRIVATE FINANCIAL HOLDINGS INC BPFH · Entity 137583	GrantPerformance Restricted Stock Units · Derivative	26,786	$0.00	$0.00	Disclosure SEC source: 0000821127-20-000153 · wf-form4_158992607308998.xml · derivative · entry 5 Graham Colleen A · CIK 0001774027 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,786 Underlying: Common Stock · 26,786 shares Expires not disclosed F2 · derivative.exercise_price: Each Performance Restricted Stock Unit represents a contingent right to receive one share of the Company's common stock. Performance Restricted Stock Units vest based on the Company's performance for the period January 1, 2020 through December 31, 2022. F2 · derivative.exercise_date: Each Performance Restricted Stock Unit represents a contingent right to receive one share of the Company's common stock. Performance Restricted Stock Units vest based on the Company's performance for the period January 1, 2020 through December 31, 2022. F2 · derivative.expiration_date: Each Performance Restricted Stock Unit represents a contingent right to receive one share of the Company's common stock. Performance Restricted Stock Units vest based on the Company's performance for the period January 1, 2020 through December 31, 2022. Read SEC document
May 15, 2020 Filed May 19, 2020 18:08 UTC	BOSTON PRIVATE FINANCIAL HOLDINGS INC BPFH · Entity 137583	GrantRestricted Stock Units · Derivative	8,929	$0.00	$0.00	Disclosure SEC source: 0000821127-20-000153 · wf-form4_158992607308998.xml · derivative · entry 4 Graham Colleen A · CIK 0001774027 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,929 Underlying: Common Stock · 8,929 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Company's common stock. Restricted Stock Units vest ratably over a three-year period from the grant date. F1 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive one share of the Company's common stock. Restricted Stock Units vest ratably over a three-year period from the grant date. F1 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive one share of the Company's common stock. Restricted Stock Units vest ratably over a three-year period from the grant date. Read SEC document
May 15, 2020 Filed May 19, 2020 18:08 UTC	BOSTON PRIVATE FINANCIAL HOLDINGS INC BPFH · Entity 137583	Exercise / conversionRestricted Stock Units · Derivative	2,106	$0.00	$0.00	Disclosure SEC source: 0000821127-20-000153 · wf-form4_158992607308998.xml · derivative · entry 3 Graham Colleen A · CIK 0001774027 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,212 Underlying: Common Stock · 2,106 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Company's common stock. Restricted Stock Units vest ratably over a three-year period from the grant date. F1 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive one share of the Company's common stock. Restricted Stock Units vest ratably over a three-year period from the grant date. F1 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive one share of the Company's common stock. Restricted Stock Units vest ratably over a three-year period from the grant date. Read SEC document
May 15, 2020 Filed May 19, 2020 18:08 UTC	BOSTON PRIVATE FINANCIAL HOLDINGS INC BPFH · Entity 137583	Tax withholdingCommon Stock	695	$6.16	$4,277.73	Disclosure SEC source: 0000821127-20-000153 · wf-form4_158992607308998.xml · nonDerivative · entry 2 Graham Colleen A · CIK 0001774027 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,411 Read SEC document
May 15, 2020 Filed May 19, 2020 18:08 UTC	BOSTON PRIVATE FINANCIAL HOLDINGS INC BPFH · Entity 137583	Exercise / conversionCommon Stock	2,106	$6.16	$12,962.43	Disclosure SEC source: 0000821127-20-000153 · wf-form4_158992607308998.xml · nonDerivative · entry 1 Graham Colleen A · CIK 0001774027 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,106 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
May 15, 2019 Filed May 17, 2019 16:36 UTC	BOSTON PRIVATE FINANCIAL HOLDINGS INC BPFH · Entity 137583	GrantStock Option (Right to Buy) · Derivative	22,727	$0.00 Strike: $11.08	$0.00	Disclosure SEC source: 0000821127-19-000070 · wf-form4_155812534541708.xml · derivative · entry 3 Graham Colleen A · CIK 0001774027 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,727 Underlying: Common Stock · 22,727 shares Expires 2029-05-15 F3 · derivative.exercise_date: Each Non-Qualified Stock Option represents a contingent right to purchase one share of the Company's common stock. Non-Qualified Stock Options vest ratably over a four-year period from the grant date. Read SEC document
May 15, 2019 Filed May 17, 2019 16:36 UTC	BOSTON PRIVATE FINANCIAL HOLDINGS INC BPFH · Entity 137583	GrantPerformance Restricted Stock Units · Derivative	18,953	$0.00	$0.00	Disclosure SEC source: 0000821127-19-000070 · wf-form4_155812534541708.xml · derivative · entry 2 Graham Colleen A · CIK 0001774027 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,953 Underlying: Common Stock · 18,953 shares Expires not disclosed F2 · derivative.exercise_price: Each Performance Restricted Stock Unit represents a contingent right to receive one share of the Company's common stock. Performance Restricted Stock Units vest based on the Company's performance for the period January 1, 2019 through December 31, 2021. F2 · derivative.exercise_date: Each Performance Restricted Stock Unit represents a contingent right to receive one share of the Company's common stock. Performance Restricted Stock Units vest based on the Company's performance for the period January 1, 2019 through December 31, 2021. F2 · derivative.expiration_date: Each Performance Restricted Stock Unit represents a contingent right to receive one share of the Company's common stock. Performance Restricted Stock Units vest based on the Company's performance for the period January 1, 2019 through December 31, 2021. Read SEC document
May 15, 2019 Filed May 17, 2019 16:36 UTC	BOSTON PRIVATE FINANCIAL HOLDINGS INC BPFH · Entity 137583	GrantRestricted Stock Units · Derivative	6,318	$0.00	$0.00	Disclosure SEC source: 0000821127-19-000070 · wf-form4_155812534541708.xml · derivative · entry 1 Graham Colleen A · CIK 0001774027 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,318 Underlying: Common Stock · 6,318 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Company's common stock. Restricted Stock Units vest ratably over a three-year period from the grant date. F1 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive one share of the Company's common stock. Restricted Stock Units vest ratably over a three-year period from the grant date. F1 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive one share of the Company's common stock. Restricted Stock Units vest ratably over a three-year period from the grant date. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.