Last 12 months
Inside the activity.
8 purchase rows · 2 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 1 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 7 | 2 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 29, 2022 Filed Jul 2, 2022 01:30 UTC |
BRC Group Holdings, Inc.10% owner
B. Riley Securities, Inc.10% owner
RILEY BRYANT R10% owner
|
PurchaseCommon Stock | 50,000 | $8.91 | $445,465.00 |
DisclosureSEC source: 0001213900-22-036936 · ownership.xml · nonDerivative · entry 1 B. Riley Financial, Inc. · CIK 0001464790 · 10% owner B. Riley Securities, Inc. · CIK 0001505748 · 10% owner RILEY BRYANT R · CIK 0001207269 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By B. Riley Securities, Inc. Disclosed balance after: 5,967,565 F5 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.83 to $9.00, inclusive. The Filing Persons reporting person undertakes to provide to the Commission, upon request, full information regarding the number of shares purchased at each separate price. F1 · ownership.nature: This Form 4 is being filed jointly by B. Riley Financial, Inc., a Delaware corporation ("BRF"), B. Riley Securities, Inc., a Delaware corporation ("BRS"), and Bryant R. Riley. F2 · ownership.nature: BRF is the parent company of BRS. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRS. F3 · ownership.nature: Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRS. Each of BRF, BRS, and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein. Read SEC document |
| June 28, 2022 Filed Jun 29, 2022 01:30 UTC |
BRC Group Holdings, Inc.10% owner
B. Riley Securities, Inc.10% owner
RILEY BRYANT R10% owner
|
PurchaseCommon Stock | 3,227 | $9.50 | $30,656.50 |
DisclosureSEC source: 0001213900-22-035674 · ownership.xml · nonDerivative · entry 3 B. Riley Financial, Inc. · CIK 0001464790 · 10% owner B. Riley Securities, Inc. · CIK 0001505748 · 10% owner RILEY BRYANT R · CIK 0001207269 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By B. Riley Securities, Inc. Disclosed balance after: 5,917,565 F1 · ownership.nature: This Form 4 is being filed jointly by B. Riley Financial, Inc., a Delaware corporation ("BRF"), B. Riley Securities, Inc., a Delaware corporation ("BRS"), and Bryant R. Riley. F2 · ownership.nature: BRF is the parent company of BRS. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRS. F3 · ownership.nature: Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRS. Each of BRF, BRS, and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein. Read SEC document |
| June 27, 2022 Filed Jun 29, 2022 01:30 UTC |
BRC Group Holdings, Inc.10% owner
B. Riley Securities, Inc.10% owner
RILEY BRYANT R10% owner
|
PurchaseCommon Stock | 6,774 | $9.50 | $64,353.00 |
DisclosureSEC source: 0001213900-22-035674 · ownership.xml · nonDerivative · entry 2 B. Riley Financial, Inc. · CIK 0001464790 · 10% owner B. Riley Securities, Inc. · CIK 0001505748 · 10% owner RILEY BRYANT R · CIK 0001207269 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By B. Riley Securities, Inc. Disclosed balance after: 5,914,338 F1 · ownership.nature: This Form 4 is being filed jointly by B. Riley Financial, Inc., a Delaware corporation ("BRF"), B. Riley Securities, Inc., a Delaware corporation ("BRS"), and Bryant R. Riley. F2 · ownership.nature: BRF is the parent company of BRS. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRS. F3 · ownership.nature: Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRS. Each of BRF, BRS, and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein. Read SEC document |
| June 24, 2022 Filed Jun 29, 2022 01:30 UTC |
BRC Group Holdings, Inc.10% owner
B. Riley Securities, Inc.10% owner
RILEY BRYANT R10% owner
|
PurchaseCommon Stock | 25,851 | $9.50 | $245,496.61 |
DisclosureSEC source: 0001213900-22-035674 · ownership.xml · nonDerivative · entry 1 B. Riley Financial, Inc. · CIK 0001464790 · 10% owner B. Riley Securities, Inc. · CIK 0001505748 · 10% owner RILEY BRYANT R · CIK 0001207269 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By B. Riley Securities, Inc. Disclosed balance after: 5,907,564 F5 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.46 to $9.50, inclusive. The Filing Persons reporting person undertakes to provide to the Commission, upon request, full information regarding the number of shares purchased at each separate price. F1 · ownership.nature: This Form 4 is being filed jointly by B. Riley Financial, Inc., a Delaware corporation ("BRF"), B. Riley Securities, Inc., a Delaware corporation ("BRS"), and Bryant R. Riley. F2 · ownership.nature: BRF is the parent company of BRS. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRS. F3 · ownership.nature: Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRS. Each of BRF, BRS, and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein. Read SEC document |
| June 09, 2022 Filed Jun 13, 2022 15:24 UTC |
STUDDERT ANDREW PDirector
|
GrantCommon Stock | 9,326 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-022091 · doc4.xml · nonDerivative · entry 1 STUDDERT ANDREW P · CIK 0001053465 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,609 F1 · security: The reporting person was granted such time-based restricted stock units ("RSUs") for the annual director grant on the date of the 2022 annual shareholder meeting on June 9, 2022. Each RSU represents the right to receive one share of Common Stock. Subject to the director's election to defer the receipt of the RSUs to the director's termination of service as a director, the RSUs vest 1/12th each month and fully vest on the date of the annual meeting in the following year. F1 · price: The reporting person was granted such time-based restricted stock units ("RSUs") for the annual director grant on the date of the 2022 annual shareholder meeting on June 9, 2022. Each RSU represents the right to receive one share of Common Stock. Subject to the director's election to defer the receipt of the RSUs to the director's termination of service as a director, the RSUs vest 1/12th each month and fully vest on the date of the annual meeting in the following year. Read SEC document |
| June 09, 2022 Filed Jun 13, 2022 11:28 UTC |
Savas Zachary E.Director
|
GrantCommon Stock | 9,326 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-022095 · doc4.xml · nonDerivative · entry 1 Savas Zachary E. · CIK 0001471478 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,897 F1 · security: The reporting person was granted such time-based restricted stock units ("RSUs") for the annual director grant on the date of the 2022 annual shareholder meeting on June 9, 2022. Each RSU represents the right to receive one share of Common Stock. Subject to the director's election to defer the receipt of the RSUs to the director's termination of service as a director, the RSUs vest 1/12th each month and fully vest on the date of the annual meeting in the following year. F1 · price: The reporting person was granted such time-based restricted stock units ("RSUs") for the annual director grant on the date of the 2022 annual shareholder meeting on June 9, 2022. Each RSU represents the right to receive one share of Common Stock. Subject to the director's election to defer the receipt of the RSUs to the director's termination of service as a director, the RSUs vest 1/12th each month and fully vest on the date of the annual meeting in the following year. Read SEC document |
| June 09, 2022 Filed Jun 13, 2022 15:23 UTC |
White Katherine EDirector
|
GrantCommon Stock | 9,326 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-022090 · doc4.xml · nonDerivative · entry 1 White Katherine E · CIK 0001651356 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,657 F1 · security: The reporting person was granted such time-based restricted stock units ("RSUs") for the annual director grant on the date of the 2022 annual shareholder meeting on June 9, 2022. Each RSU represents the right to receive one share of Common Stock. Subject to the director's election to defer the receipt of the RSUs to the director's termination of service as a director, the RSUs vest 1/12th each month and fully vest on the date of the annual meeting in the following year. F1 · price: The reporting person was granted such time-based restricted stock units ("RSUs") for the annual director grant on the date of the 2022 annual shareholder meeting on June 9, 2022. Each RSU represents the right to receive one share of Common Stock. Subject to the director's election to defer the receipt of the RSUs to the director's termination of service as a director, the RSUs vest 1/12th each month and fully vest on the date of the annual meeting in the following year. Read SEC document |
| June 09, 2022 Filed Jun 13, 2022 15:26 UTC |
Shribman DanielDirector
|
GrantCommon Stock | 9,326 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-022093 · doc4.xml · nonDerivative · entry 1 Shribman Daniel · CIK 0001772389 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 382,642 F1 · security: The reporting person was granted such time-based restricted stock units ("RSUs") for the annual director grant on the date of the 2022 annual shareholder meeting on June 9, 2022. Each RSU represents the right to receive one share of Common Stock. Subject to the director's election to defer the receipt of the RSUs to the director's termination of service as a director, the RSUs vest 1/12th each month and fully vest on the date of the annual meeting in the following year. F1 · price: The reporting person was granted such time-based restricted stock units ("RSUs") for the annual director grant on the date of the 2022 annual shareholder meeting on June 9, 2022. Each RSU represents the right to receive one share of Common Stock. Subject to the director's election to defer the receipt of the RSUs to the director's termination of service as a director, the RSUs vest 1/12th each month and fully vest on the date of the annual meeting in the following year. Read SEC document |
| May 26, 2022 Filed May 27, 2022 15:10 UTC |
STUDDERT ANDREW PDirector
|
PurchaseCommon Stock | 2,500 | $10.46 | $26,150.00 |
DisclosureSEC source: 0000899243-22-019874 · doc4.xml · nonDerivative · entry 1 STUDDERT ANDREW P · CIK 0001053465 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,283 Read SEC document |
| May 19, 2022 Filed May 20, 2022 17:57 UTC |
Savas Zachary E.Director
|
PurchaseCommon Stock | 10,000 | $10.73 | $107,284.00 |
DisclosureSEC source: 0000899243-22-019098 · doc4.xml · nonDerivative · entry 2 Savas Zachary E. · CIK 0001471478 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,571 F1 · price: This transaction was executed in multiple trades and the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Alta Equipment Group Inc., or a security holder of Alta Equipment Group Inc. Read SEC document |
| May 18, 2022 Filed May 20, 2022 01:30 UTC |
BRC Group Holdings, Inc.10% owner
B. Riley Securities, Inc.10% owner
RILEY BRYANT R10% owner
|
PurchaseCommon Stock | 14,056 | $11.00 | $154,613.19 |
DisclosureSEC source: 0001213900-22-028405 · ownership.xml · nonDerivative · entry 2 B. Riley Financial, Inc. · CIK 0001464790 · 10% owner B. Riley Securities, Inc. · CIK 0001505748 · 10% owner RILEY BRYANT R · CIK 0001207269 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By B. Riley Securities, Inc. Disclosed balance after: 5,881,713 F5 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.99 to $11.00, inclusive. The Filing Persons reporting person undertakes to provide to the Commission, upon request, full information regarding the number of shares purchased at each separate price. F1 · ownership.nature: This Form 4 is being filed jointly by B. Riley Financial, Inc., a Delaware corporation ("BRF"), B. Riley Securities, Inc., a Delaware corporation ("BRS"), and Bryant R. Riley. F2 · ownership.nature: BRF is the parent company of BRS. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRS. F3 · ownership.nature: Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRS. Each of BRF, BRS, and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein. Read SEC document |
| May 17, 2022 Filed May 20, 2022 01:30 UTC |
BRC Group Holdings, Inc.10% owner
B. Riley Securities, Inc.10% owner
RILEY BRYANT R10% owner
|
PurchaseCommon Stock | 10,944 | $11.00 | $120,384.00 |
DisclosureSEC source: 0001213900-22-028405 · ownership.xml · nonDerivative · entry 1 B. Riley Financial, Inc. · CIK 0001464790 · 10% owner B. Riley Securities, Inc. · CIK 0001505748 · 10% owner RILEY BRYANT R · CIK 0001207269 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By B. Riley Securities, Inc. Disclosed balance after: 5,867,657 F1 · ownership.nature: This Form 4 is being filed jointly by B. Riley Financial, Inc., a Delaware corporation ("BRF"), B. Riley Securities, Inc., a Delaware corporation ("BRS"), and Bryant R. Riley. F2 · ownership.nature: BRF is the parent company of BRS. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRS. F3 · ownership.nature: Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRS. Each of BRF, BRS, and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein. Read SEC document |
| May 16, 2022 Filed May 20, 2022 17:57 UTC |
Savas Zachary E.Director
|
PurchaseCommon Stock | 459 | $10.60 | $4,865.40 |
DisclosureSEC source: 0000899243-22-019098 · doc4.xml · nonDerivative · entry 1 Savas Zachary E. · CIK 0001471478 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,571 Read SEC document |
| May 13, 2022 Filed May 16, 2022 23:16 UTC |
Shribman DanielDirector
|
PurchaseCommon Stock | 15,000 | $10.32 | $154,735.50 |
DisclosureSEC source: 0000899243-22-018223 · doc4.xml · nonDerivative · entry 1 Shribman Daniel · CIK 0001772389 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 371,761 F1 · price: This transaction was executed in multiple trades and the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were affected upon request to the SEC staff, Alta Equipment Group Inc., or a security holder of Alta Equipment Group Inc. Read SEC document |
| May 13, 2022 Filed May 16, 2022 23:06 UTC |
Greenawalt RyanDirector · CEO, Chairman · 10% owner
|
PurchaseCommon Stock | 8,239 | $10.32 | $85,010.00 |
DisclosureSEC source: 0000899243-22-018217 · doc4.xml · nonDerivative · entry 1 Greenawalt Ryan · CIK 0001803431 · Director · CEO, Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,795,492 F1 · price: This transaction was executed in multiple trades and the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were affected upon request to the SEC staff, Alta Equipment Group Inc., or a security holder of Alta Equipment Group Inc. Read SEC document |
| May 11, 2022 Filed May 12, 2022 01:30 UTC |
BRC Group Holdings, Inc.10% owner
B. Riley Securities, Inc.10% owner
RILEY BRYANT R10% owner
|
PurchaseCommon Stock | 35,841 | $9.75 | $349,449.75 |
DisclosureSEC source: 0001213900-22-025668 · ownership.xml · nonDerivative · entry 2 B. Riley Financial, Inc. · CIK 0001464790 · 10% owner B. Riley Securities, Inc. · CIK 0001505748 · 10% owner RILEY BRYANT R · CIK 0001207269 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By B. Riley Securities, Inc.( Disclosed balance after: 5,856,713 F1 · ownership.nature: This Form 4 is being filed jointly by B. Riley Financial, Inc., a Delaware corporation ("BRF"), B. Riley Securities, Inc., a Delaware corporation ("BRS"), and Bryant R. Riley. F2 · ownership.nature: BRF is the parent company of BRS. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRS. F3 · ownership.nature: Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRS. Each of BRF, BRS, and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein. Read SEC document |
| May 09, 2022 Filed May 12, 2022 01:30 UTC |
BRC Group Holdings, Inc.10% owner
B. Riley Securities, Inc.10% owner
RILEY BRYANT R10% owner
|
PurchaseCommon Stock | 40,000 | $10.70 | $428,000.00 |
DisclosureSEC source: 0001213900-22-025668 · ownership.xml · nonDerivative · entry 1 B. Riley Financial, Inc. · CIK 0001464790 · 10% owner B. Riley Securities, Inc. · CIK 0001505748 · 10% owner RILEY BRYANT R · CIK 0001207269 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By B. Riley Securities, Inc. Disclosed balance after: 5,820,872 F5 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.50 to $11.00, inclusive. The Filing Persons reporting person undertakes to provide to the Commission, upon request, full information regarding the number of shares purchased at each separate price. F1 · ownership.nature: This Form 4 is being filed jointly by B. Riley Financial, Inc., a Delaware corporation ("BRF"), B. Riley Securities, Inc., a Delaware corporation ("BRS"), and Bryant R. Riley. F2 · ownership.nature: BRF is the parent company of BRS. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRS. F3 · ownership.nature: Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRS. Each of BRF, BRS, and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein. Read SEC document |
| April 29, 2022 Filed Apr 30, 2022 01:30 UTC |
BRC Group Holdings, Inc.10% owner
B. Riley Securities, Inc.10% owner
RILEY BRYANT R10% owner
|
PurchaseCommon Stock | 50,506 | $11.25 | $568,192.50 |
DisclosureSEC source: 0001213900-22-022859 · ownership.xml · nonDerivative · entry 3 B. Riley Financial, Inc. · CIK 0001464790 · 10% owner B. Riley Securities, Inc. · CIK 0001505748 · 10% owner RILEY BRYANT R · CIK 0001207269 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By B. Riley Securities, Inc. Disclosed balance after: 5,780,872 F1 · ownership.nature: This Form 4 is being filed jointly by B. Riley Financial, Inc., a Delaware corporation ("BRF"), B. Riley Securities, Inc., a Delaware corporation ("BRS"), and Bryant R. Riley. F2 · ownership.nature: BRF is the parent company of BRS. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRS. F3 · ownership.nature: Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRS. Each of BRF, BRS, and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein. Read SEC document |
| April 28, 2022 Filed Apr 30, 2022 01:30 UTC |
BRC Group Holdings, Inc.10% owner
B. Riley Securities, Inc.10% owner
RILEY BRYANT R10% owner
|
PurchaseCommon Stock | 17,447 | $11.26 | $196,406.11 |
DisclosureSEC source: 0001213900-22-022859 · ownership.xml · nonDerivative · entry 2 B. Riley Financial, Inc. · CIK 0001464790 · 10% owner B. Riley Securities, Inc. · CIK 0001505748 · 10% owner RILEY BRYANT R · CIK 0001207269 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By B. Riley Securities, Inc. Disclosed balance after: 5,730,366 F5 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.20 to $11.30, inclusive. The Filing Persons reporting person undertakes to provide to the Commission, upon request, full information regarding the number of shares purchased at each separate price. F1 · ownership.nature: This Form 4 is being filed jointly by B. Riley Financial, Inc., a Delaware corporation ("BRF"), B. Riley Securities, Inc., a Delaware corporation ("BRS"), and Bryant R. Riley. F2 · ownership.nature: BRF is the parent company of BRS. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRS. F3 · ownership.nature: Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRS. Each of BRF, BRS, and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein. Read SEC document |
| April 27, 2022 Filed Apr 30, 2022 01:30 UTC |
BRC Group Holdings, Inc.10% owner
B. Riley Securities, Inc.10% owner
RILEY BRYANT R10% owner
|
PurchaseCommon Stock | 1,966 | $11.40 | $22,412.40 |
DisclosureSEC source: 0001213900-22-022859 · ownership.xml · nonDerivative · entry 1 B. Riley Financial, Inc. · CIK 0001464790 · 10% owner B. Riley Securities, Inc. · CIK 0001505748 · 10% owner RILEY BRYANT R · CIK 0001207269 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By B. Riley Securities, Inc. Disclosed balance after: 5,712,919 F1 · ownership.nature: This Form 4 is being filed jointly by B. Riley Financial, Inc., a Delaware corporation ("BRF"), B. Riley Securities, Inc., a Delaware corporation ("BRS"), and Bryant R. Riley. F2 · ownership.nature: BRF is the parent company of BRS. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRS. F3 · ownership.nature: Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRS. Each of BRF, BRS, and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein. Read SEC document |
| April 26, 2022 Filed Apr 27, 2022 01:30 UTC |
BRC Group Holdings, Inc.10% owner
B. Riley Securities, Inc.10% owner
RILEY BRYANT R10% owner
|
PurchaseCommon Stock | 15,534 | $11.40 | $177,036.34 |
DisclosureSEC source: 0001213900-22-021734 · ownership.xml · nonDerivative · entry 3 B. Riley Financial, Inc. · CIK 0001464790 · 10% owner B. Riley Securities, Inc. · CIK 0001505748 · 10% owner RILEY BRYANT R · CIK 0001207269 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By B. Riley Securities, Inc. Disclosed balance after: 5,710,953 F7 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.345 to $11.40, inclusive. The Filing Persons reporting person undertakes to provide to the Commission, upon request, full information regarding the number of shares purchased at each separate price. F1 · ownership.nature: This Form 4 is being filed jointly by B. Riley Financial, Inc., a Delaware corporation ("BRF"), B. Riley Securities, Inc., a Delaware corporation ("BRS"), and Bryant R. Riley. F2 · ownership.nature: BRF is the parent company of BRS. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRS. F3 · ownership.nature: Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRS. Each of BRF, BRS, and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein. Read SEC document |
| April 25, 2022 Filed Apr 27, 2022 01:30 UTC |
BRC Group Holdings, Inc.10% owner
B. Riley Securities, Inc.10% owner
RILEY BRYANT R10% owner
|
PurchaseCommon Stock | 18,500 | $11.37 | $210,291.35 |
DisclosureSEC source: 0001213900-22-021734 · ownership.xml · nonDerivative · entry 2 B. Riley Financial, Inc. · CIK 0001464790 · 10% owner B. Riley Securities, Inc. · CIK 0001505748 · 10% owner RILEY BRYANT R · CIK 0001207269 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By B. Riley Securities, Inc. Disclosed balance after: 5,695,419 F6 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.30 to $11.40, inclusive. The Filing Persons reporting person undertakes to provide to the Commission, upon request, full information regarding the number of shares purchased at each separate price. F1 · ownership.nature: This Form 4 is being filed jointly by B. Riley Financial, Inc., a Delaware corporation ("BRF"), B. Riley Securities, Inc., a Delaware corporation ("BRS"), and Bryant R. Riley. F2 · ownership.nature: BRF is the parent company of BRS. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRS. F3 · ownership.nature: Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRS. Each of BRF, BRS, and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein. Read SEC document |
| April 22, 2022 Filed Apr 27, 2022 01:30 UTC |
BRC Group Holdings, Inc.10% owner
B. Riley Securities, Inc.10% owner
RILEY BRYANT R10% owner
|
PurchaseCommon Stock | 25,315 | $11.50 | $291,089.59 |
DisclosureSEC source: 0001213900-22-021734 · ownership.xml · nonDerivative · entry 1 B. Riley Financial, Inc. · CIK 0001464790 · 10% owner B. Riley Securities, Inc. · CIK 0001505748 · 10% owner RILEY BRYANT R · CIK 0001207269 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By B. Riley Securities, Inc. Disclosed balance after: 5,676,919 F5 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.40 to $11.50, inclusive. The Filing Persons reporting person undertakes to provide to the Commission, upon request, full information regarding the number of shares purchased at each separate price. F1 · ownership.nature: This Form 4 is being filed jointly by B. Riley Financial, Inc., a Delaware corporation ("BRF"), B. Riley Securities, Inc., a Delaware corporation ("BRS"), and Bryant R. Riley. F2 · ownership.nature: BRF is the parent company of BRS. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRS. F3 · ownership.nature: Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRS. Each of BRF, BRS, and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein. Read SEC document |
| April 19, 2022 Filed Apr 22, 2022 01:00 UTC |
BRC Group Holdings, Inc.10% owner
B. Riley Securities, Inc.10% owner
RILEY BRYANT R10% owner
|
PurchaseCommon Stock | 13,357 | $11.49 | $153,475.94 |
DisclosureSEC source: 0001213900-22-021044 · ownership.xml · nonDerivative · entry 1 B. Riley Financial, Inc. · CIK 0001464790 · 10% owner B. Riley Securities, Inc. · CIK 0001505748 · 10% owner RILEY BRYANT R · CIK 0001207269 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By B. Riley Securities, Inc. Disclosed balance after: 5,651,604 F5 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.49 to $11.50, inclusive. The Filing Persons reporting person undertakes to provide to the Commission, upon request, full information regarding the number of shares purchased at each separate price. F1 · ownership.nature: This Form 4 is being filed jointly by B. Riley Financial, Inc., a Delaware corporation ("BRF"), B. Riley Securities, Inc., a Delaware corporation ("BRS"), and Bryant R. Riley. F2 · ownership.nature: BRF is the parent company of BRS. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRS. F3 · ownership.nature: Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRS. Each of BRF, BRS, and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein. Read SEC document |
| March 28, 2022 Filed Apr 27, 2022 22:01 UTC |
Colucci AnthonyChief Financial Officer
|
GrantCommon Stock | 17,925 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-015793 · doc4.xml · nonDerivative · entry 4 Colucci Anthony · CIK 0001803739 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,642 F4 · shares: Represents shares of Commons Stock underlying PSUs granted to the reporting person. The reporting person was granted performance stock units ("PSUs") under the Alta Equipment Group Inc. 2020 Omnibus Incentive Plan on March 28, 2022 following the achievement of 2021 performance targets and will vest annually over 2 years starting on February 14, 2023, subject to reporting person's continued employment with the Company. Read SEC document |
| March 28, 2022 Filed Apr 27, 2022 22:01 UTC |
Colucci AnthonyChief Financial Officer
|
GrantCommon Stock | 13,943 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-015793 · doc4.xml · nonDerivative · entry 3 Colucci Anthony · CIK 0001803739 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,717 F3 · shares: Represents shares of Common Stock underlying RSUs granted to the reporting person. The reporting person was granted time-based restricted stock units ("RSUs") under the Alta Equipment Group Inc. 2020 Omnibus Incentive Plan on March 28, 2022. Each RSU represents the right to receive one share of Common Stock for each RSU. The RSUs vest annually over 3 years starting on February 14, 2023, subject to reporting person's continued employment with the Company. Read SEC document |
| March 28, 2022 Filed Apr 27, 2022 19:34 UTC |
Greenawalt RyanDirector · CEO, Chairman · 10% owner
|
GrantCommon Stock | 45,888 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-015752 · doc4.xml · nonDerivative · entry 3 Greenawalt Ryan · CIK 0001803431 · Director · CEO, Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,787,253 F3 · shares: Represents shares of Commons Stock underlying PSUs granted to the reporting person. The reporting person was granted performance stock units ("PSUs") under the Alta Equipment Group Inc. 2020 Omnibus Incentive Plan on March 28, 2022 following the achievement of 2021 performance targets and will vest annually over 2 years starting on February 14, 2023, subject to reporting person's continued employment with the Company. Read SEC document |
| March 28, 2022 Filed Apr 27, 2022 19:34 UTC |
Greenawalt RyanDirector · CEO, Chairman · 10% owner
|
GrantCommon Stock | 33,423 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-015752 · doc4.xml · nonDerivative · entry 2 Greenawalt Ryan · CIK 0001803431 · Director · CEO, Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,741,365 F2 · shares: Represents shares of Commons Stock underlying RSUs granted to the reporting person. The reporting person was granted time-based restricted stock units ("RSUs") under the Alta Equipment Group Inc. 2020 Omnibus Incentive Plan on March 28, 2022. Each RSU represents the right to receive one share of Common Stock for each RSU. The RSUs vest annually over 3 years starting on February 14, 2023, subject to reporting person's continued employment with the Company. Read SEC document |
| March 28, 2022 Filed Mar 20, 2023 21:24 UTC |
Brubaker CraigChief Operating Officer
|
Exercise / conversionPerformance Stock Units · Derivative | 6,918 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-009194 · doc4.xml · derivative · entry 2 Brubaker Craig · CIK 0001919311 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,918 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The reporting person was granted performance stock units ("PSUs") under the Alta Equipment Group Inc. 2020 Omnibus Incentive Plan. Each PSU represents the right to receive one share of Common Stock. F1 · derivative.exercise_price: The reporting person was granted performance stock units ("PSUs") under the Alta Equipment Group Inc. 2020 Omnibus Incentive Plan. Each PSU represents the right to receive one share of Common Stock. F1 · price: The reporting person was granted performance stock units ("PSUs") under the Alta Equipment Group Inc. 2020 Omnibus Incentive Plan. Each PSU represents the right to receive one share of Common Stock. F1 · derivative.exercise_date: The reporting person was granted performance stock units ("PSUs") under the Alta Equipment Group Inc. 2020 Omnibus Incentive Plan. Each PSU represents the right to receive one share of Common Stock. F1 · derivative.expiration_date: The reporting person was granted performance stock units ("PSUs") under the Alta Equipment Group Inc. 2020 Omnibus Incentive Plan. Each PSU represents the right to receive one share of Common Stock. Read SEC document |
| March 24, 2022 Filed Mar 28, 2022 20:38 UTC |
BRC Group Holdings, Inc.10% owner
B. Riley Securities, Inc.10% owner
RILEY BRYANT R10% owner
|
PurchaseCommon Stock | 18,589 | $12.28 | $228,272.92 |
DisclosureSEC source: 0001213900-22-015560 · ownership.xml · nonDerivative · entry 2 B. Riley Financial, Inc. · CIK 0001464790 · 10% owner B. Riley Securities, Inc. · CIK 0001505748 · 10% owner RILEY BRYANT R · CIK 0001207269 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 624,596 F4 · ownership.direct: Represents shares held directly by Bryant R. Riley. Read SEC document |
| March 24, 2022 Filed Mar 28, 2022 20:38 UTC |
BRC Group Holdings, Inc.10% owner
B. Riley Securities, Inc.10% owner
RILEY BRYANT R10% owner
|
PurchaseCommon Stock | 167,806 | $12.28 | $2,060,657.68 |
DisclosureSEC source: 0001213900-22-015560 · ownership.xml · nonDerivative · entry 1 B. Riley Financial, Inc. · CIK 0001464790 · 10% owner B. Riley Securities, Inc. · CIK 0001505748 · 10% owner RILEY BRYANT R · CIK 0001207269 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By B. Riley Securities, Inc. Disclosed balance after: 5,638,247 F1 · ownership.nature: This Form 4 is being filed jointly by B. Riley Financial, Inc., a Delaware corporation ("BRF"), B. Riley Securities, Inc., a Delaware corporation ("BRS"), and Bryant R. Riley. F2 · ownership.nature: BRF is the parent company of BRS. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRS. F3 · ownership.nature: Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRS. Each of BRF, BRS, and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein. Read SEC document |
| March 08, 2022 Filed Mar 9, 2022 21:22 UTC |
BRC Group Holdings, Inc.10% owner
B. Riley Securities, Inc.10% owner
RILEY BRYANT R10% owner
|
PurchaseCommon Stock | 2,109 | $11.90 | $25,097.10 |
DisclosureSEC source: 0001213900-22-011322 · ownership.xml · nonDerivative · entry 2 B. Riley Financial, Inc. · CIK 0001464790 · 10% owner B. Riley Securities, Inc. · CIK 0001505748 · 10% owner RILEY BRYANT R · CIK 0001207269 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By B. Riley Securities, Inc. Disclosed balance after: 5,470,441 F1 · ownership.nature: This Form 4 is being filed jointly by B. Riley Financial, Inc., a Delaware corporation ("BRF"), B. Riley Securities, Inc., a Delaware corporation ("BRS"), and Bryant R. Riley. F2 · ownership.nature: BRF is the parent company of BRS. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRS. F3 · ownership.nature: Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRS. Each of BRF, BRS, and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein. Read SEC document |
| March 07, 2022 Filed Mar 9, 2022 21:22 UTC |
BRC Group Holdings, Inc.10% owner
B. Riley Securities, Inc.10% owner
RILEY BRYANT R10% owner
|
PurchaseCommon Stock | 5,000 | $12.00 | $59,995.00 |
DisclosureSEC source: 0001213900-22-011322 · ownership.xml · nonDerivative · entry 1 B. Riley Financial, Inc. · CIK 0001464790 · 10% owner B. Riley Securities, Inc. · CIK 0001505748 · 10% owner RILEY BRYANT R · CIK 0001207269 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By B. Riley Securities, Inc. Disclosed balance after: 5,468,332 F5 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.985 to $12.00, inclusive. The Filing Persons reporting person undertakes to provide to the Commission, upon request, full information regarding the number of shares purchased at each separate price. F1 · ownership.nature: This Form 4 is being filed jointly by B. Riley Financial, Inc., a Delaware corporation ("BRF"), B. Riley Securities, Inc., a Delaware corporation ("BRS"), and Bryant R. Riley. F2 · ownership.nature: BRF is the parent company of BRS. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRS. F3 · ownership.nature: Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRS. Each of BRF, BRS, and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 21:23 UTC |
BRC Group Holdings, Inc.10% owner
B. Riley Securities, Inc.10% owner
RILEY BRYANT R10% owner
|
PurchaseCommon Stock | 9,955 | $12.40 | $123,461.91 |
DisclosureSEC source: 0001213900-22-010586 · ownership.xml · nonDerivative · entry 1 B. Riley Financial, Inc. · CIK 0001464790 · 10% owner B. Riley Securities, Inc. · CIK 0001505748 · 10% owner RILEY BRYANT R · CIK 0001207269 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By B. Riley Securities, Inc. Disclosed balance after: 5,463,332 F5 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.00 to $12.50, inclusive. The Filing Persons reporting person undertakes to provide to the Commission, upon request, full information regarding the number of shares purchased at each separate price. F1 · ownership.nature: This Form 4 is being filed jointly by B. Riley Financial, Inc., a Delaware corporation ("BRF"), B. Riley Securities, Inc., a Delaware corporation ("BRS"), and Bryant R. Riley. F2 · ownership.nature: BRF is the parent company of BRS. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRS. F3 · ownership.nature: Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRS. Each of BRF, BRS, and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein. Read SEC document |
| February 24, 2022 Filed Feb 25, 2022 21:19 UTC |
BRC Group Holdings, Inc.10% owner
B. Riley Securities, Inc.10% owner
RILEY BRYANT R10% owner
|
PurchaseCommon Stock | 7,500 | $12.50 | $93,750.00 |
DisclosureSEC source: 0001213900-22-009479 · ownership.xml · nonDerivative · entry 2 B. Riley Financial, Inc. · CIK 0001464790 · 10% owner B. Riley Securities, Inc. · CIK 0001505748 · 10% owner RILEY BRYANT R · CIK 0001207269 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By B. Riley Securities, Inc. Disclosed balance after: 5,453,377 F1 · ownership.nature: This Form 4 is being filed jointly by B. Riley Financial, Inc., a Delaware corporation ("BRF"), B. Riley Securities, Inc., a Delaware corporation ("BRS"), and Bryant R. Riley. F2 · ownership.nature: BRF is the parent company of BRS. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRS. F3 · ownership.nature: Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRS. Each of BRF, BRS, and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein. Read SEC document |
| February 23, 2022 Filed Feb 25, 2022 21:19 UTC |
BRC Group Holdings, Inc.10% owner
B. Riley Securities, Inc.10% owner
RILEY BRYANT R10% owner
|
PurchaseCommon Stock | 19,613 | $12.75 | $250,065.75 |
DisclosureSEC source: 0001213900-22-009479 · ownership.xml · nonDerivative · entry 1 B. Riley Financial, Inc. · CIK 0001464790 · 10% owner B. Riley Securities, Inc. · CIK 0001505748 · 10% owner RILEY BRYANT R · CIK 0001207269 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By B. Riley Securities, Inc. Disclosed balance after: 5,445,877 F1 · ownership.nature: This Form 4 is being filed jointly by B. Riley Financial, Inc., a Delaware corporation ("BRF"), B. Riley Securities, Inc., a Delaware corporation ("BRS"), and Bryant R. Riley. F2 · ownership.nature: BRF is the parent company of BRS. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRS. F3 · ownership.nature: Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRS. Each of BRF, BRS, and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein. Read SEC document |
| February 14, 2022 Filed Feb 16, 2022 21:16 UTC |
BRC Group Holdings, Inc.10% owner
B. Riley Securities, Inc.10% owner
RILEY BRYANT R10% owner
|
PurchaseCommon Stock | 14,881 | $12.73 | $189,488.70 |
DisclosureSEC source: 0001213900-22-008080 · ownership.xml · nonDerivative · entry 1 B. Riley Financial, Inc. · CIK 0001464790 · 10% owner B. Riley Securities, Inc. · CIK 0001505748 · 10% owner RILEY BRYANT R · CIK 0001207269 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By B. Riley Securities, Inc. Disclosed balance after: 5,426,264 F5 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.70 to $12.75, inclusive. The Filing Persons reporting person undertakes to provide to the Commission, upon request, full information regarding the number of shares purchased at each separate price. F1 · ownership.nature: This Form 4 is being filed jointly by B. Riley Financial, Inc., a Delaware corporation ("BRF"), B. Riley Securities, Inc., a Delaware corporation ("BRS"), and Bryant R. Riley. F2 · ownership.nature: BRF is the parent company of BRS. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRS. F3 · ownership.nature: Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRS. Each of BRF, BRS, and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein. Read SEC document |
| February 14, 2022 Filed Feb 18, 2022 01:21 UTC |
Greenawalt RyanDirector · CEO, Chairman · 10% owner
|
Exercise / conversionCommon Stock | 10,942 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-006939 · doc4.xml · nonDerivative · entry 1 Greenawalt Ryan · CIK 0001803431 · Director · CEO, Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,707,942 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The reporting person was granted time-based restricted stock units ("RSUs"), on April 1, 2021, under the Alta Equipment Group Inc. 2020 Omnibus Incentive Plan, which represent the right to receive one share of Common Stock for each RSU. The RSUs vest annually over 3 years starting on February 14, 2022, subject to reporting person's continued employment with the Company. F1 · shares: The reporting person was granted time-based restricted stock units ("RSUs"), on April 1, 2021, under the Alta Equipment Group Inc. 2020 Omnibus Incentive Plan, which represent the right to receive one share of Common Stock for each RSU. The RSUs vest annually over 3 years starting on February 14, 2022, subject to reporting person's continued employment with the Company. F1 · price: The reporting person was granted time-based restricted stock units ("RSUs"), on April 1, 2021, under the Alta Equipment Group Inc. 2020 Omnibus Incentive Plan, which represent the right to receive one share of Common Stock for each RSU. The RSUs vest annually over 3 years starting on February 14, 2022, subject to reporting person's continued employment with the Company. Read SEC document |
| February 14, 2022 Filed Feb 18, 2022 01:21 UTC |
Colucci AnthonyChief Financial Officer
|
Exercise / conversionCommon Stock | 4,274 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-006938 · doc4.xml · nonDerivative · entry 2 Colucci Anthony · CIK 0001803739 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,774 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The reporting person was granted time-based RSUs, under the Alta Equipment Group Inc. 2020 Omnibus Incentive Plan on April 1, 2021. Each RSU represents the right to receive one share of Common Stock for each RSU. The RSUs vest annually over 3 years starting on February 14, 2022, subject to reporting person's continued employment with the Company. F2 · shares: The reporting person was granted time-based RSUs, under the Alta Equipment Group Inc. 2020 Omnibus Incentive Plan on April 1, 2021. Each RSU represents the right to receive one share of Common Stock for each RSU. The RSUs vest annually over 3 years starting on February 14, 2022, subject to reporting person's continued employment with the Company. F2 · price: The reporting person was granted time-based RSUs, under the Alta Equipment Group Inc. 2020 Omnibus Incentive Plan on April 1, 2021. Each RSU represents the right to receive one share of Common Stock for each RSU. The RSUs vest annually over 3 years starting on February 14, 2022, subject to reporting person's continued employment with the Company. Read SEC document |
| February 14, 2022 Filed Feb 18, 2022 01:21 UTC |
Colucci AnthonyChief Financial Officer
|
Exercise / conversionCommon Stock | 16,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-006938 · doc4.xml · nonDerivative · entry 1 Colucci Anthony · CIK 0001803739 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The reporting person was granted time-based restricted stock units ("RSUs") under the Alta Equipment Group Inc. 2020 Omnibus Incentive Plan on August 1, 2020. Each RSU represents the right to receive one share of Common Stock for each RSU. The RSUs vest annually over 4 years starting on February 14, 2021, subject to reporting person's continued employment with the Company. F1 · shares: The reporting person was granted time-based restricted stock units ("RSUs") under the Alta Equipment Group Inc. 2020 Omnibus Incentive Plan on August 1, 2020. Each RSU represents the right to receive one share of Common Stock for each RSU. The RSUs vest annually over 4 years starting on February 14, 2021, subject to reporting person's continued employment with the Company. F1 · price: The reporting person was granted time-based restricted stock units ("RSUs") under the Alta Equipment Group Inc. 2020 Omnibus Incentive Plan on August 1, 2020. Each RSU represents the right to receive one share of Common Stock for each RSU. The RSUs vest annually over 4 years starting on February 14, 2021, subject to reporting person's continued employment with the Company. Read SEC document |
| February 14, 2022 Filed Apr 27, 2022 22:01 UTC |
Colucci AnthonyChief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 16,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-015793 · doc4.xml · derivative · entry 8 Colucci Anthony · CIK 0001803739 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,049 Underlying: Common Stock · 16,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The reporting person was previously granted time-based restricted stock units ("RSUs") under the Alta Equipment Group Inc. 2020 Omnibus Incentive Plan on August 1, 2020. Each RSU represents the right to receive one share of Common Stock for each RSU. The RSUs vest annually over 4 years starting on February 14, 2021, subject to reporting person's continued employment with the Company. The disclosure in Table II is an amendment to the Form 4 filed February 17, 2022. F1 · price: The reporting person was previously granted time-based restricted stock units ("RSUs") under the Alta Equipment Group Inc. 2020 Omnibus Incentive Plan on August 1, 2020. Each RSU represents the right to receive one share of Common Stock for each RSU. The RSUs vest annually over 4 years starting on February 14, 2021, subject to reporting person's continued employment with the Company. The disclosure in Table II is an amendment to the Form 4 filed February 17, 2022. F1 · derivative.exercise_date: The reporting person was previously granted time-based restricted stock units ("RSUs") under the Alta Equipment Group Inc. 2020 Omnibus Incentive Plan on August 1, 2020. Each RSU represents the right to receive one share of Common Stock for each RSU. The RSUs vest annually over 4 years starting on February 14, 2021, subject to reporting person's continued employment with the Company. The disclosure in Table II is an amendment to the Form 4 filed February 17, 2022. F1 · derivative.expiration_date: The reporting person was previously granted time-based restricted stock units ("RSUs") under the Alta Equipment Group Inc. 2020 Omnibus Incentive Plan on August 1, 2020. Each RSU represents the right to receive one share of Common Stock for each RSU. The RSUs vest annually over 4 years starting on February 14, 2021, subject to reporting person's continued employment with the Company. The disclosure in Table II is an amendment to the Form 4 filed February 17, 2022. Read SEC document |
| February 14, 2022 Filed Apr 27, 2022 22:01 UTC |
Colucci AnthonyChief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 4,274 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-015793 · doc4.xml · derivative · entry 6 Colucci Anthony · CIK 0001803739 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,299 Underlying: Common Stock · 4,274 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The reporting person was previously granted time-based RSUs, under the Alta Equipment Group Inc. 2020 Omnibus Incentive Plan on April 1, 2021. Each RSU represents the right to receive one share of Common Stock for each RSU. The RSUs vest annually over 3 years starting on February 14, 2022, subject to reporting person's continued employment with the Company. The disclosure in Table II is an amendment to the Form 4 filed February 17, 2022. F2 · derivative.exercise_price: The reporting person was previously granted time-based RSUs, under the Alta Equipment Group Inc. 2020 Omnibus Incentive Plan on April 1, 2021. Each RSU represents the right to receive one share of Common Stock for each RSU. The RSUs vest annually over 3 years starting on February 14, 2022, subject to reporting person's continued employment with the Company. The disclosure in Table II is an amendment to the Form 4 filed February 17, 2022. F2 · price: The reporting person was previously granted time-based RSUs, under the Alta Equipment Group Inc. 2020 Omnibus Incentive Plan on April 1, 2021. Each RSU represents the right to receive one share of Common Stock for each RSU. The RSUs vest annually over 3 years starting on February 14, 2022, subject to reporting person's continued employment with the Company. The disclosure in Table II is an amendment to the Form 4 filed February 17, 2022. F2 · derivative.exercise_date: The reporting person was previously granted time-based RSUs, under the Alta Equipment Group Inc. 2020 Omnibus Incentive Plan on April 1, 2021. Each RSU represents the right to receive one share of Common Stock for each RSU. The RSUs vest annually over 3 years starting on February 14, 2022, subject to reporting person's continued employment with the Company. The disclosure in Table II is an amendment to the Form 4 filed February 17, 2022. F2 · derivative.expiration_date: The reporting person was previously granted time-based RSUs, under the Alta Equipment Group Inc. 2020 Omnibus Incentive Plan on April 1, 2021. Each RSU represents the right to receive one share of Common Stock for each RSU. The RSUs vest annually over 3 years starting on February 14, 2022, subject to reporting person's continued employment with the Company. The disclosure in Table II is an amendment to the Form 4 filed February 17, 2022. Read SEC document |
| February 14, 2022 Filed Apr 27, 2022 22:01 UTC |
Colucci AnthonyChief Financial Officer
|
Exercise / conversionCommon Stock | 4,274 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-015793 · doc4.xml · nonDerivative · entry 2 Colucci Anthony · CIK 0001803739 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,774 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: The reporting person was previously granted time-based RSUs, under the Alta Equipment Group Inc. 2020 Omnibus Incentive Plan on April 1, 2021. Each RSU represents the right to receive one share of Common Stock for each RSU. The RSUs vest annually over 3 years starting on February 14, 2022, subject to reporting person's continued employment with the Company. The disclosure in Table II is an amendment to the Form 4 filed February 17, 2022. F2 · price: The reporting person was previously granted time-based RSUs, under the Alta Equipment Group Inc. 2020 Omnibus Incentive Plan on April 1, 2021. Each RSU represents the right to receive one share of Common Stock for each RSU. The RSUs vest annually over 3 years starting on February 14, 2022, subject to reporting person's continued employment with the Company. The disclosure in Table II is an amendment to the Form 4 filed February 17, 2022. Read SEC document |
| February 14, 2022 Filed Apr 27, 2022 22:01 UTC |
Colucci AnthonyChief Financial Officer
|
Exercise / conversionCommon Stock | 16,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-015793 · doc4.xml · nonDerivative · entry 1 Colucci Anthony · CIK 0001803739 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reporting person was previously granted time-based restricted stock units ("RSUs") under the Alta Equipment Group Inc. 2020 Omnibus Incentive Plan on August 1, 2020. Each RSU represents the right to receive one share of Common Stock for each RSU. The RSUs vest annually over 4 years starting on February 14, 2021, subject to reporting person's continued employment with the Company. The disclosure in Table II is an amendment to the Form 4 filed February 17, 2022. F1 · price: The reporting person was previously granted time-based restricted stock units ("RSUs") under the Alta Equipment Group Inc. 2020 Omnibus Incentive Plan on August 1, 2020. Each RSU represents the right to receive one share of Common Stock for each RSU. The RSUs vest annually over 4 years starting on February 14, 2021, subject to reporting person's continued employment with the Company. The disclosure in Table II is an amendment to the Form 4 filed February 17, 2022. Read SEC document |
| February 14, 2022 Filed Apr 27, 2022 19:34 UTC |
Greenawalt RyanDirector · CEO, Chairman · 10% owner
|
Exercise / conversionRestricted Stock Units · Derivative | 10,942 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-015752 · doc4.xml · derivative · entry 5 Greenawalt Ryan · CIK 0001803431 · Director · CEO, Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,884 Underlying: Common Stock · 10,942 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The reporting person was granted time-based restricted stock units ("RSUs"), on April 1, 2021, under the Alta Equipment Group Inc. 2020 Omnibus Incentive Plan, which represent the right to receive one share of Common Stock for each RSU. The RSUs vest annually over 3 years starting on February 14, 2022, subject to reporting person's continued employment with the Company. The disclosure in Table II is an amendment to the Form 4 filed February 17, 2022. F1 · derivative.exercise_price: The reporting person was granted time-based restricted stock units ("RSUs"), on April 1, 2021, under the Alta Equipment Group Inc. 2020 Omnibus Incentive Plan, which represent the right to receive one share of Common Stock for each RSU. The RSUs vest annually over 3 years starting on February 14, 2022, subject to reporting person's continued employment with the Company. The disclosure in Table II is an amendment to the Form 4 filed February 17, 2022. F1 · price: The reporting person was granted time-based restricted stock units ("RSUs"), on April 1, 2021, under the Alta Equipment Group Inc. 2020 Omnibus Incentive Plan, which represent the right to receive one share of Common Stock for each RSU. The RSUs vest annually over 3 years starting on February 14, 2022, subject to reporting person's continued employment with the Company. The disclosure in Table II is an amendment to the Form 4 filed February 17, 2022. F1 · derivative.exercise_date: The reporting person was granted time-based restricted stock units ("RSUs"), on April 1, 2021, under the Alta Equipment Group Inc. 2020 Omnibus Incentive Plan, which represent the right to receive one share of Common Stock for each RSU. The RSUs vest annually over 3 years starting on February 14, 2022, subject to reporting person's continued employment with the Company. The disclosure in Table II is an amendment to the Form 4 filed February 17, 2022. F1 · derivative.expiration_date: The reporting person was granted time-based restricted stock units ("RSUs"), on April 1, 2021, under the Alta Equipment Group Inc. 2020 Omnibus Incentive Plan, which represent the right to receive one share of Common Stock for each RSU. The RSUs vest annually over 3 years starting on February 14, 2022, subject to reporting person's continued employment with the Company. The disclosure in Table II is an amendment to the Form 4 filed February 17, 2022. Read SEC document |
| February 14, 2022 Filed Apr 27, 2022 19:34 UTC |
Greenawalt RyanDirector · CEO, Chairman · 10% owner
|
Exercise / conversionCommon Stock | 10,942 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-015752 · doc4.xml · nonDerivative · entry 1 Greenawalt Ryan · CIK 0001803431 · Director · CEO, Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,707,942 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The reporting person was granted time-based restricted stock units ("RSUs"), on April 1, 2021, under the Alta Equipment Group Inc. 2020 Omnibus Incentive Plan, which represent the right to receive one share of Common Stock for each RSU. The RSUs vest annually over 3 years starting on February 14, 2022, subject to reporting person's continued employment with the Company. The disclosure in Table II is an amendment to the Form 4 filed February 17, 2022. F1 · shares: The reporting person was granted time-based restricted stock units ("RSUs"), on April 1, 2021, under the Alta Equipment Group Inc. 2020 Omnibus Incentive Plan, which represent the right to receive one share of Common Stock for each RSU. The RSUs vest annually over 3 years starting on February 14, 2022, subject to reporting person's continued employment with the Company. The disclosure in Table II is an amendment to the Form 4 filed February 17, 2022. Read SEC document |
| February 04, 2022 Filed Feb 8, 2022 17:18 UTC |
BRC Group Holdings, Inc.10% owner
B. Riley Securities, Inc.10% owner
RILEY BRYANT R10% owner
|
PurchaseCommon Stock | 148,956 | $12.89 | $1,920,623.77 |
DisclosureSEC source: 0001213900-22-005850 · ownership.xml · nonDerivative · entry 1 B. Riley Financial, Inc. · CIK 0001464790 · 10% owner B. Riley Securities, Inc. · CIK 0001505748 · 10% owner RILEY BRYANT R · CIK 0001207269 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By B. Riley Securities, Inc. Disclosed balance after: 5,411,383 F5 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.7496 to $12.90, inclusive. The Filing Persons reporting person undertakes to provide to the Commission, upon request, full information regarding the number of shares sold at each separate price. F1 · ownership.nature: This Form 4 is being filed jointly by B. Riley Financial, Inc., a Delaware corporation ("BRF"), B. Riley Securities, Inc., a Delaware corporation ("BRS"), and Bryant R. Riley. F2 · ownership.nature: BRF is the parent company of BRS. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRS. F3 · ownership.nature: Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRS. Each of BRF, BRS, and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein. Read SEC document |
| January 27, 2022 Filed Jan 31, 2022 21:37 UTC |
BRC Group Holdings, Inc.10% owner
B. Riley Securities, Inc.10% owner
RILEY BRYANT R10% owner
|
PurchaseCommon Stock | 14,524 | $13.50 | $196,074.00 |
DisclosureSEC source: 0001213900-22-004532 · ownership.xml · nonDerivative · entry 1 B. Riley Financial, Inc. · CIK 0001464790 · 10% owner B. Riley Securities, Inc. · CIK 0001505748 · 10% owner RILEY BRYANT R · CIK 0001207269 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By B. Riley Securities, Inc. Disclosed balance after: 5,262,427 F1 · ownership.nature: This Form 4 is being filed jointly by B. Riley Financial, Inc., a Delaware corporation ("BRF"), B. Riley Securities, Inc., a Delaware corporation ("BRS"), and Bryant R. Riley. F2 · ownership.nature: BRF is the parent company of BRS. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRS. F3 · ownership.nature: Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRS. Each of BRF, BRS, and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein. Read SEC document |
| January 26, 2022 Filed Jan 26, 2022 21:43 UTC |
BRC Group Holdings, Inc.10% owner
B. Riley Securities, Inc.10% owner
RILEY BRYANT R10% owner
|
PurchaseCommon Stock | 127 | $13.50 | $1,714.50 |
DisclosureSEC source: 0001213900-22-003760 · ownership.xml · nonDerivative · entry 2 B. Riley Financial, Inc. · CIK 0001464790 · 10% owner B. Riley Securities, Inc. · CIK 0001505748 · 10% owner RILEY BRYANT R · CIK 0001207269 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By B. Riley Securities, Inc. Disclosed balance after: 5,247,903 F1 · ownership.nature: This Form 4 is being filed jointly by B. Riley Financial, Inc., a Delaware corporation ("BRF"), B. Riley Securities, Inc., a Delaware corporation ("BRS"), and Bryant R. Riley. F2 · ownership.nature: BRF is the parent company of BRS. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRS. F3 · ownership.nature: Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRS. Each of BRF, BRS, and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein. Read SEC document |
| January 24, 2022 Filed Jan 26, 2022 21:43 UTC |
BRC Group Holdings, Inc.10% owner
B. Riley Securities, Inc.10% owner
RILEY BRYANT R10% owner
|
PurchaseCommon Stock | 7,826 | $13.50 | $105,651.00 |
DisclosureSEC source: 0001213900-22-003760 · ownership.xml · nonDerivative · entry 1 B. Riley Financial, Inc. · CIK 0001464790 · 10% owner B. Riley Securities, Inc. · CIK 0001505748 · 10% owner RILEY BRYANT R · CIK 0001207269 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By B. Riley Securities, Inc. Disclosed balance after: 5,247,776 F1 · ownership.nature: This Form 4 is being filed jointly by B. Riley Financial, Inc., a Delaware corporation ("BRF"), B. Riley Securities, Inc., a Delaware corporation ("BRS"), and Bryant R. Riley. F2 · ownership.nature: BRF is the parent company of BRS. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRS. F3 · ownership.nature: Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRS. Each of BRF, BRS, and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.