Last 12 months
Inside the activity.
0 purchase rows · 12 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 3 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 2 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 5 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 10, 2017 Filed Feb 14, 2017 20:31 UTC |
LAVIN RICHARD PDirector
|
GrantCommon Stock | 248 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-004114 · doc4.xml · nonDerivative · entry 1 LAVIN RICHARD P · CIK 0001171774 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,731 F1 · shares: These shares respresent a quarterly payment of the portion of the eporting person's annual retainer paid in common stock under the Allison Transmission Holdings, Inc. (the "Company") Second Amended and Restated Non-Employee Director Compensation Policy ("Policy"). The annual retainer is paid quarterly in arrears in cash or common stock at the reporting person's discretion. F2 · price: The number of shares of common stock received was calculated based on $37.68, which was the closing price of the Company's common stock on the date of grant. Read SEC document |
| February 10, 2017 Filed Feb 15, 2017 01:33 UTC |
ASKREN STANLEY ADirector
|
GrantCommon Stock | 497 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-004115 · doc4.xml · nonDerivative · entry 1 ASKREN STANLEY A · CIK 0001195347 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,846 F1 · shares: These shares respresent a quarterly payment of the reporting person's annual retainer under the Allison Transmission Holdings, Inc. (the "Company") Second Amended and Restated Non-Employee Director Compensation Policy. The annual retainer is paid quarterly in arrears in cash or common stock at the reporting person's discretion. F2 · price: The number of shares of common stock received was calculated based on $37.68, which was the closing price of the Company's common stock on the date of grant. Read SEC document |
| February 10, 2017 Filed Feb 15, 2017 01:30 UTC |
RABAUT THOMAS WDirector
|
GrantDeferred Stock Units · Derivative | 232 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-004113 · doc4.xml · derivative · entry 2 RABAUT THOMAS W · CIK 0001241605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 822 Underlying: Common Stock · 232 shares Expires not disclosed F3 · derivative.exercise_price: Each deferred stock unit ("DSU") is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election, cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock. F4 · shares: These DSUs represent a quarterly payment of the portion of the reporting person's other fees under the Policy deferred pursuant to the Company's Amended and Restated Non-Employee Director Deferred Compensation Plan. The ther fees are payable quarterly in arrears. F5 · price: The number of DSUs received was calculated based on $37.68, which was the closing price of the Company's common stock on the date of grant. F3 · derivative.exercise_date: Each deferred stock unit ("DSU") is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election, cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock. F3 · derivative.expiration_date: Each deferred stock unit ("DSU") is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election, cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock. Read SEC document |
| February 10, 2017 Filed Feb 15, 2017 01:30 UTC |
RABAUT THOMAS WDirector
|
GrantCommon Stock | 497 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-004113 · doc4.xml · nonDerivative · entry 1 RABAUT THOMAS W · CIK 0001241605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,964 F1 · shares: These shares represent a quarterly payment of the reporting person's annual retainer under the Allison Transmission Holdings, Inc. (the "Company") Second Amended and Restated Non-Employee Director Compensation Policy ("Policy"). The annual retainer is paid quarterly in arrears in cash or common stock at the reporting person's discretion. F2 · price: The number of shares of common stock received was calculated based on $37.68, which was the closing price of the Company's common stock on the date of grant. Read SEC document |
| February 10, 2017 Filed Feb 15, 2017 01:29 UTC |
GARCIA TUNON ALVARODirector
|
GrantDeferred Stock Units · Derivative | 563 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-004109 · doc4.xml · derivative · entry 1 GARCIA TUNON ALVARO · CIK 0001244225 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,825 Underlying: Common Stock · 563 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit ("DSU") is the economic equivalent of one share of Allison Transmission Holdings, Inc.'s (the "Company") common stock. The DSUs become payable, in common stock, or at the Company's election, cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock. F2 · shares: These DSUs represent a quarterly payment of the portion of the reporting person's annual retainer and other fees under the Company's Second Amended and Restated Non-Employee Director Compensation Policy deferred pursuant to the Company's Amended and Restated Non-Employee Director Deferred Compensation Plan. The annual retainer and other fees are payable quarterly in arrears. F3 · price: The number of DSUs received was calculated based on $37.68, which was the closing price of the Company's common stock on the date of grant. F1 · derivative.exercise_date: Each deferred stock unit ("DSU") is the economic equivalent of one share of Allison Transmission Holdings, Inc.'s (the "Company") common stock. The DSUs become payable, in common stock, or at the Company's election, cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock. F1 · derivative.expiration_date: Each deferred stock unit ("DSU") is the economic equivalent of one share of Allison Transmission Holdings, Inc.'s (the "Company") common stock. The DSUs become payable, in common stock, or at the Company's election, cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock. Read SEC document |
| February 10, 2017 Filed Feb 15, 2017 01:29 UTC |
STAR JAMES ADirector
|
GrantCommon Stock | 497 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-004110 · doc4.xml · nonDerivative · entry 1 STAR JAMES A · CIK 0001260705 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,318 F1 · shares: These shares represent a quarterly payment of the reporting person's annual retainer under the Allison Transmission Holdings, Inc. (the "Company") Second Amended and Restated Non-Employee Director Compensation Policy. The annual retainer is paid quarterly in arrears in cash or common stock at the reporting person's discretion. F2 · price: The number of shares of common stock received was calculated based on $37.68, which was the closing price of the Company's Common Stock on the date of grant. Read SEC document |
| February 10, 2017 Filed Feb 15, 2017 01:28 UTC |
RABORN FRANCISDirector
|
GrantCommon Stock | 497 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-004107 · doc4.xml · nonDerivative · entry 3 RABORN FRANCIS · CIK 0001241606 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,139 F2 · shares: These shares respresent a quarterly payment of the reporting person's annual retainer under the Allison Transmission Holdings, Inc. (the "Company") Second Amended and Restated Non-Employee Director Compensation Policy. The annual retainer is paid quarterly in arrears in cash or common stock at the reporting person's discretion. F3 · price: The number of shares of common stock received was calculated based on $37.68 which was the closing price of the Company's common stock on the date of grant. Read SEC document |
| February 10, 2017 Filed Feb 14, 2017 22:32 UTC |
Denison DavidDirector
|
GrantDeferred Stock Units · Derivative | 597 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-17-000013 · edgar.xml · derivative · entry 1 Denison David · CIK 0001564787 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,910 Underlying: Common Stock · 597 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit ("DSU") is the economic equivalent of one share of Allison Transmission Holdings, Inc.'s (the "Company") common stock. The DSUs become payable, in common stock, or at the Company's election, cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock. F2 · shares: These DSUs represent a quarterly payment of the portion of the reporting person's annual retainer and other fees under the Company's Second Amended and Restated Non-Employee Director Compensation Policy deferred pursuant to the Company's Amended and Restated Non-Employee Director Deferred Compensation Plan. The annual retainer and other fees are payable quarterly in arrears. F3 · price: The number of DSUs received was calculated based on $37.68, which was the closing price of the Company's common stock on the date of grant. F1 · derivative.exercise_date: Each deferred stock unit ("DSU") is the economic equivalent of one share of Allison Transmission Holdings, Inc.'s (the "Company") common stock. The DSUs become payable, in common stock, or at the Company's election, cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock. F1 · derivative.expiration_date: Each deferred stock unit ("DSU") is the economic equivalent of one share of Allison Transmission Holdings, Inc.'s (the "Company") common stock. The DSUs become payable, in common stock, or at the Company's election, cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock. Read SEC document |
| February 07, 2017 Filed Feb 10, 2017 01:36 UTC |
Graziosi David S.President, CFO and Treasurer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 150,000 | $0.00 Strike: $16.88 | $0.00 |
DisclosureSEC source: 0001411207-17-000010 · edgar.xml · derivative · entry 3 Graziosi David S. · CIK 0001543492 · President, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 150,000 shares Expires 2017-11-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested in five equal annual installments beginning on November 13, 2008. Read SEC document |
| February 07, 2017 Filed Feb 10, 2017 01:36 UTC |
Graziosi David S.President, CFO and Treasurer
|
SaleCommon Stock | 150,000 | $37.62 | $5,643,390.00 |
DisclosureSEC source: 0001411207-17-000010 · edgar.xml · nonDerivative · entry 2 Graziosi David S. · CIK 0001543492 · President, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,123 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $37.5000 to $37.8100. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 07, 2017 Filed Feb 10, 2017 01:36 UTC |
Graziosi David S.President, CFO and Treasurer
|
Exercise / conversionCommon Stock | 150,000 | $16.88 | $2,532,000.00 |
DisclosureSEC source: 0001411207-17-000010 · edgar.xml · nonDerivative · entry 1 Graziosi David S. · CIK 0001543492 · President, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 344,123 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 03, 2017 Filed Feb 7, 2017 16:57 UTC |
ValueAct Holdings, L.P.Director · See Remarks
ValueAct Capital Master Fund, L.P.Director · See Remarks
VA Partners I, LLCDirector · See Remarks
ValueAct Capital Management, L.P.Director · See Remarks
ValueAct Capital Management, LLCDirector · See Remarks
ValueAct Holdings GP, LLCDirector · See Remarks
|
Disposition to issuerCommon Stock | 10,525,204 | $34.50 | $363,119,538.00 |
DisclosureSEC source: 0001418812-17-000012 · primary_doc.xml · nonDerivative · entry 1 ValueAct Holdings, L.P. · CIK 0001418814 · Director · See Remarks ValueAct Capital Master Fund, L.P. · CIK 0001464912 · Director · See Remarks VA Partners I, LLC · CIK 0001418812 · Director · See Remarks ValueAct Capital Management, L.P. · CIK 0001351069 · Director · See Remarks ValueAct Capital Management, LLC · CIK 0001351073 · Director · See Remarks ValueAct Holdings GP, LLC · CIK 0001418813 · Director · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 F1 · kind: These shares were sold by ValueAct Capital Master Fund, L.P. to the Issuer in a private transaction pursuant to the Stock Repurchase Agreement between ValueAct Capital Master Fund, L.P. and the Issuer dated February 3, 2017. F2 · ownership.nature: Each reporting person listed herein disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F3 · ownership.nature: The ValueAct entities referred to in this footnote 3 are collectively referred to herein as "ValueAct Capital." The securities reported herein are directly beneficially owned by ValueAct Capital Master Fund, L.P. and may be deemed to be indirectly beneficially owned by (i) VA Partners I, LLC as General Partner of ValueAct Capital Master Fund, L.P., (ii) ValueAct Capital Management, L.P. as the manager of ValueAct Capital Master Fund, L.P., (iii) ValueAct Capital Management, LLC as General Partner of ValueAct Capital Management, L.P., (iv) ValueAct Holdings, L.P. as the sole owner of the limited partnership interests of ValueAct Capital Management, L.P. and the membership interests of ValueAct Capital Management, LLC and as the majority owner of the membership interests of VA Partners I, LLC and (v) ValueAct Holdings GP, LLC as General Partner of ValueAct Holdings, L.P. Read SEC document |
| February 03, 2017 Filed Feb 7, 2017 21:04 UTC |
Kirk Randall R.SVP, Prod Eng & Prod Teams
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 10,356 | $0.00 Strike: $12.66 | $0.00 |
DisclosureSEC source: 0001411207-17-000008 · edgar.xml · derivative · entry 3 Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Prod Teams 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,278 Underlying: Common Stock · 10,356 shares Expires 2017-09-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option is fully vested. Read SEC document |
| February 03, 2017 Filed Feb 7, 2017 21:04 UTC |
Kirk Randall R.SVP, Prod Eng & Prod Teams
|
SaleCommon Stock | 5,830 | $35.24 | $205,435.21 |
DisclosureSEC source: 0001411207-17-000008 · edgar.xml · nonDerivative · entry 2 Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Prod Teams 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,626 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan dated November 22, 2016. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $35.015 to $35.4. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 03, 2017 Filed Feb 7, 2017 21:04 UTC |
Kirk Randall R.SVP, Prod Eng & Prod Teams
|
Exercise / conversionCommon Stock | 10,356 | $12.66 | $131,106.96 |
DisclosureSEC source: 0001411207-17-000008 · edgar.xml · nonDerivative · entry 1 Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Prod Teams 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,456 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 21:11 UTC |
Dewey Lawrence E.Chairman & CEO
|
Tax withholdingCommon Stock | 7,150 | $34.98 | $250,107.00 |
DisclosureSEC source: 0001411207-17-000006 · edgar.xml · nonDerivative · entry 1 Dewey Lawrence E. · CIK 0001543489 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 339,257 F1 · kind: Represents the withholding of restriced stock to satisfy tax withholding obligations upon vesting. On April 15, 2014, the reporting person received a grant of 60,000 shares of restricted stock, which vested in three equal annual installments beginning January 31, 2015. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 21:09 UTC |
Graziosi David S.President, CFO and Treasurer
|
Tax withholdingCommon Stock | 4,738 | $34.98 | $165,735.24 |
DisclosureSEC source: 0001411207-17-000004 · edgar.xml · nonDerivative · entry 1 Graziosi David S. · CIK 0001543492 · President, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,123 F1 · kind: Represents the withholding of restriced stock to satisfy tax withholding obligations upon vesting. On April 15, 2014, the reporting person received a grant of 50,000 shares of restricted stock, which vested as follows: 17,500 shares on January 31, 2015, 17,500 shares on January 31, 2016 and 15,000 shares on January 31, 2017. Read SEC document |
| January 24, 2017 Filed Jan 26, 2017 21:05 UTC |
Graziosi David S.President, CFO and Treasurer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 2,786 | $0.00 Strike: $16.88 | $0.00 |
DisclosureSEC source: 0001411207-17-000002 · edgar.xml · derivative · entry 3 Graziosi David S. · CIK 0001543492 · President, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Stock · 2,786 shares Expires 2017-11-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vested in five equal annual installments beginning on November 13, 2008. Read SEC document |
| January 24, 2017 Filed Jan 26, 2017 21:05 UTC |
Graziosi David S.President, CFO and Treasurer
|
SaleCommon Stock | 2,786 | $35.00 | $97,510.00 |
DisclosureSEC source: 0001411207-17-000002 · edgar.xml · nonDerivative · entry 2 Graziosi David S. · CIK 0001543492 · President, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,861 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| January 24, 2017 Filed Jan 26, 2017 21:05 UTC |
Graziosi David S.President, CFO and Treasurer
|
Exercise / conversionCommon Stock | 2,786 | $16.88 | $47,027.68 |
DisclosureSEC source: 0001411207-17-000002 · edgar.xml · nonDerivative · entry 1 Graziosi David S. · CIK 0001543492 · President, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,647 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 21:31 UTC |
Kirk Randall R.SVP, Prod Eng & Prod Teams
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 7,356 | $0.00 Strike: $12.66 | $0.00 |
DisclosureSEC source: 0000911916-17-000030 · edgar.xml · derivative · entry 5 Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Prod Teams 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,634 Underlying: Common Stock · 7,356 shares Expires 2017-09-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option is fully vested. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 21:31 UTC |
Kirk Randall R.SVP, Prod Eng & Prod Teams
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 3,000 | $0.00 Strike: $8.44 | $0.00 |
DisclosureSEC source: 0000911916-17-000030 · edgar.xml · derivative · entry 4 Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Prod Teams 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,000 shares Expires 2017-09-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option is fully vested. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 21:31 UTC |
Kirk Randall R.SVP, Prod Eng & Prod Teams
|
SaleCommon Stock | 5,867 | $33.75 | $197,986.02 |
DisclosureSEC source: 0000911916-17-000030 · edgar.xml · nonDerivative · entry 3 Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Prod Teams 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,100 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan dated November 22, 2016. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $33.61 to $33.83. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 21:31 UTC |
Kirk Randall R.SVP, Prod Eng & Prod Teams
|
Exercise / conversionCommon Stock | 7,356 | $12.66 | $93,126.96 |
DisclosureSEC source: 0000911916-17-000030 · edgar.xml · nonDerivative · entry 2 Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Prod Teams 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,967 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 21:31 UTC |
Kirk Randall R.SVP, Prod Eng & Prod Teams
|
Exercise / conversionCommon Stock | 3,000 | $8.44 | $25,320.00 |
DisclosureSEC source: 0000911916-17-000030 · edgar.xml · nonDerivative · entry 1 Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Prod Teams 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,611 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 21, 2016 Filed Dec 22, 2016 20:59 UTC |
Graziosi David S.President and CFO
|
GrantRestricted Stock Units · Derivative | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-16-000448 · edgar.xml · derivative · entry 1 Graziosi David S. · CIK 0001543492 · President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Allison Transmission Holdings, Inc. common stock. F2 · derivative.exercise_date: The RSUs vest on May 31, 2018. F2 · derivative.expiration_date: The RSUs vest on May 31, 2018. Read SEC document |
| December 21, 2016 Filed Dec 22, 2016 21:00 UTC |
Dewey Lawrence E.Chairman and CEO
|
GrantRestricted Stock Units · Derivative | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-16-000449 · edgar.xml · derivative · entry 1 Dewey Lawrence E. · CIK 0001543489 · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Allison Transmission Holdings, Inc. common stock. F2 · derivative.exercise_date: The RSUs vest on May 31, 2018. F2 · derivative.expiration_date: The RSUs vest on May 31, 2018. Read SEC document |
| December 13, 2016 Filed Feb 15, 2017 01:28 UTC |
RABORN FRANCISDirector
|
GiftCommon Stock | 1,266 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-004107 · doc4.xml · nonDerivative · entry 2 RABORN FRANCIS · CIK 0001241606 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Francis Raborn Revocable Trust Disclosed balance after: 35,299 F1 · kind: Represents transfer of shares to the Francis Raborn Revocable Trust. Read SEC document |
| December 13, 2016 Filed Feb 15, 2017 01:28 UTC |
RABORN FRANCISDirector
|
GiftCommon Stock | 1,266 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-004107 · doc4.xml · nonDerivative · entry 1 RABORN FRANCIS · CIK 0001241606 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,642 F1 · kind: Represents transfer of shares to the Francis Raborn Revocable Trust. Read SEC document |
| December 09, 2016 Filed Dec 13, 2016 21:01 UTC |
Graziosi David S.President, CFO and Treasurer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,400 | $0.00 Strike: $16.88 | $0.00 |
DisclosureSEC source: 0001411207-16-000445 · edgar.xml · derivative · entry 3 Graziosi David S. · CIK 0001543492 · President, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 302,786 Underlying: Common Stock · 1,400 shares Expires 2017-11-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested in five equal annual installments beginning on November 13, 2008. Read SEC document |
| December 09, 2016 Filed Dec 13, 2016 21:01 UTC |
Graziosi David S.President, CFO and Treasurer
|
SaleCommon Stock | 1,400 | $35.03 | $49,045.92 |
DisclosureSEC source: 0001411207-16-000445 · edgar.xml · nonDerivative · entry 2 Graziosi David S. · CIK 0001543492 · President, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,861 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F2 · price: This price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $35.0100 to $35.0400. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 09, 2016 Filed Dec 13, 2016 21:01 UTC |
Graziosi David S.President, CFO and Treasurer
|
Exercise / conversionCommon Stock | 1,400 | $16.88 | $23,632.00 |
DisclosureSEC source: 0001411207-16-000445 · edgar.xml · nonDerivative · entry 1 Graziosi David S. · CIK 0001543492 · President, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,261 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 08, 2016 Filed Dec 9, 2016 21:03 UTC |
Graziosi David S.President, CFO and Treasurer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 100,038 | $0.00 Strike: $16.88 | $0.00 |
DisclosureSEC source: 0001411207-16-000443 · edgar.xml · derivative · entry 6 Graziosi David S. · CIK 0001543492 · President, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 304,186 Underlying: Common Stock · 100,038 shares Expires 2017-11-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option vested in five equal annual installments beginning on November 13, 2008. Read SEC document |
| December 08, 2016 Filed Dec 9, 2016 21:03 UTC |
Graziosi David S.President, CFO and Treasurer
|
SaleCommon Stock | 100,038 | $35.04 | $3,505,501.58 |
DisclosureSEC source: 0001411207-16-000443 · edgar.xml · nonDerivative · entry 4 Graziosi David S. · CIK 0001543492 · President, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,861 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F3 · price: This price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $35.0000 to $35.1900. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 08, 2016 Filed Dec 9, 2016 21:03 UTC |
Graziosi David S.President, CFO and Treasurer
|
Exercise / conversionCommon Stock | 100,038 | $16.88 | $1,688,641.44 |
DisclosureSEC source: 0001411207-16-000443 · edgar.xml · nonDerivative · entry 3 Graziosi David S. · CIK 0001543492 · President, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 298,899 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 07, 2016 Filed Dec 9, 2016 21:03 UTC |
Graziosi David S.President, CFO and Treasurer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 20,776 | $0.00 Strike: $16.88 | $0.00 |
DisclosureSEC source: 0001411207-16-000443 · edgar.xml · derivative · entry 5 Graziosi David S. · CIK 0001543492 · President, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 404,224 Underlying: Common Stock · 20,776 shares Expires 2017-11-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option vested in five equal annual installments beginning on November 13, 2008. Read SEC document |
| December 07, 2016 Filed Dec 9, 2016 21:03 UTC |
Graziosi David S.President, CFO and Treasurer
|
SaleCommon Stock | 20,776 | $35.02 | $727,513.19 |
DisclosureSEC source: 0001411207-16-000443 · edgar.xml · nonDerivative · entry 2 Graziosi David S. · CIK 0001543492 · President, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,861 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F2 · price: This price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $35.0000 to $35.0600. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 07, 2016 Filed Dec 9, 2016 21:03 UTC |
Graziosi David S.President, CFO and Treasurer
|
Exercise / conversionCommon Stock | 20,776 | $16.88 | $350,698.88 |
DisclosureSEC source: 0001411207-16-000443 · edgar.xml · nonDerivative · entry 1 Graziosi David S. · CIK 0001543492 · President, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 219,637 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 01, 2016 Filed Dec 2, 2016 21:32 UTC |
Dewey Lawrence E.Chairman and CEO
|
Tax withholdingCommon Stock | 14,985 | $33.72 | $505,294.20 |
DisclosureSEC source: 0001411207-16-000441 · edgar.xml · nonDerivative · entry 1 Dewey Lawrence E. · CIK 0001543489 · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 346,407 F1 · kind: Represents the withholding of restricted stock to satisfy tax withholding obligations upon vesting of shares of restricted stock granted on February 18, 2014. Read SEC document |
| December 01, 2016 Filed Dec 2, 2016 21:29 UTC |
Dick MichaelSVP, Ops and Purchasing
|
Exercise / conversionDividend Equivalent Rights · Derivative | 198 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-16-000439 · edgar.xml · derivative · entry 7 Dick Michael · CIK 0001661740 · SVP, Ops and Purchasing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 251 Underlying: Common Stock · 198 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock. F3 · derivative.exercise_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock. F3 · derivative.expiration_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock. Read SEC document |
| December 01, 2016 Filed Dec 2, 2016 21:29 UTC |
Dick MichaelSVP, Ops and Purchasing
|
Exercise / conversionRestricted Stock Units · Derivative | 3,535 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-16-000439 · edgar.xml · derivative · entry 6 Dick Michael · CIK 0001661740 · SVP, Ops and Purchasing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,535 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Settlement of restricted stock units ("RSUs") granted on February 18, 2014. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. F1 · derivative.exercise_date: Settlement of restricted stock units ("RSUs") granted on February 18, 2014. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. F1 · derivative.expiration_date: Settlement of restricted stock units ("RSUs") granted on February 18, 2014. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. Read SEC document |
| December 01, 2016 Filed Dec 2, 2016 21:29 UTC |
Dick MichaelSVP, Ops and Purchasing
|
Tax withholdingCommon Stock | 63 | $33.72 | $2,124.36 |
DisclosureSEC source: 0001411207-16-000439 · edgar.xml · nonDerivative · entry 4 Dick Michael · CIK 0001661740 · SVP, Ops and Purchasing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,273 F4 · shares: Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of DERs. Read SEC document |
| December 01, 2016 Filed Dec 2, 2016 21:29 UTC |
Dick MichaelSVP, Ops and Purchasing
|
Exercise / conversionCommon Stock | 198 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001411207-16-000439 · edgar.xml · nonDerivative · entry 3 Dick Michael · CIK 0001661740 · SVP, Ops and Purchasing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,336 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock. Read SEC document |
| December 01, 2016 Filed Dec 2, 2016 21:29 UTC |
Dick MichaelSVP, Ops and Purchasing
|
Tax withholdingCommon Stock | 1,119 | $33.72 | $37,732.68 |
DisclosureSEC source: 0001411207-16-000439 · edgar.xml · nonDerivative · entry 2 Dick Michael · CIK 0001661740 · SVP, Ops and Purchasing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,138 F2 · shares: Represents shares withheld by ALSN to satisfy tax withholding obligtations on the vesting of RSUs. Read SEC document |
| December 01, 2016 Filed Dec 2, 2016 21:29 UTC |
Dick MichaelSVP, Ops and Purchasing
|
Exercise / conversionCommon Stock | 3,535 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001411207-16-000439 · edgar.xml · nonDerivative · entry 1 Dick Michael · CIK 0001661740 · SVP, Ops and Purchasing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,257 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Settlement of restricted stock units ("RSUs") granted on February 18, 2014. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. Read SEC document |
| December 01, 2016 Filed Dec 2, 2016 21:27 UTC |
Dean Sharon L.VP, Quality and Reliability
|
Exercise / conversionDividend Equivalent Rights · Derivative | 136 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-16-000438 · edgar.xml · derivative · entry 10 Dean Sharon L. · CIK 0001543488 · VP, Quality and Reliability 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132 Underlying: Common Stock · 136 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock. F4 · derivative.exercise_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock. F4 · derivative.expiration_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock. Read SEC document |
| December 01, 2016 Filed Dec 2, 2016 21:27 UTC |
Dean Sharon L.VP, Quality and Reliability
|
Exercise / conversionRestricted Stock Units · Derivative | 2,450 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-16-000438 · edgar.xml · derivative · entry 9 Dean Sharon L. · CIK 0001543488 · VP, Quality and Reliability 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,450 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Settlement of restricted stock units ("RSUs") granted on February 18, 2014. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. F2 · derivative.exercise_date: Settlement of restricted stock units ("RSUs") granted on February 18, 2014. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. F2 · derivative.expiration_date: Settlement of restricted stock units ("RSUs") granted on February 18, 2014. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. Read SEC document |
| December 01, 2016 Filed Dec 2, 2016 21:27 UTC |
Dean Sharon L.VP, Quality and Reliability
|
Tax withholdingCommon Stock | 45 | $33.72 | $1,517.40 |
DisclosureSEC source: 0001411207-16-000438 · edgar.xml · nonDerivative · entry 6 Dean Sharon L. · CIK 0001543488 · VP, Quality and Reliability 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,652 F5 · shares: Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of DERs. Read SEC document |
| December 01, 2016 Filed Dec 2, 2016 21:27 UTC |
Dean Sharon L.VP, Quality and Reliability
|
Exercise / conversionCommon Stock | 136 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001411207-16-000438 · edgar.xml · nonDerivative · entry 5 Dean Sharon L. · CIK 0001543488 · VP, Quality and Reliability 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,697 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock. Read SEC document |
| December 01, 2016 Filed Dec 2, 2016 21:27 UTC |
Dean Sharon L.VP, Quality and Reliability
|
Tax withholdingCommon Stock | 795 | $33.72 | $26,807.40 |
DisclosureSEC source: 0001411207-16-000438 · edgar.xml · nonDerivative · entry 4 Dean Sharon L. · CIK 0001543488 · VP, Quality and Reliability 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,561 F3 · shares: Represents shares withheld by ALSN to satisfy tax withholding obligtations on the vesting of RSUs. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.