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RABORN FRANCIS

Disclosed activity across 2 companies

Tapewire entity
166716
SEC CIK
0001241606

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Spirit AeroSystems Holdings, Inc.SPR · Entity 72053DirectorMay 08, 2017December 08, 2017

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Spirit AeroSystems Holdings, Inc.

Report date May 08, 2017 · Filed December 08, 2017 · Amendment

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeIndirectThe Francis Raborn Revocable Trust31,608 Reported balance After 2017-05-08 transaction · row 1 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 1 · 2017-05-08 · Grant · Acquired 1,964 · Balance 31,608

F1: These shares were previously inadvertently reported as being directly held by the reporting person instead of being indirectly held by the reporting person through the "Francis Raborn Revocable Trust."

Filing footnotes · ownership attribution and instrument terms

F1: These shares were previously inadvertently reported as being directly held by the reporting person instead of being indirectly held by the reporting person through the "Francis Raborn Revocable Trust."

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Allison Transmission Holdings Inc

Report date May 10, 2018 · Filed May 14, 2018

Section 16 reporting ended · disclosed 2018-05-14. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect3,233 Reported balance After 2018-05-10 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2018-05-10 · Exercise / conversion · Acquired 3,233 · Balance 3,233

F1: Settlement of restricted stock units ("RSUs") and related dividend equivalents.

F2: Includes 48 dividend equivalents

F3: The number of shares of common stock received was calculated based on $41.96 which was the closing price of the Company's common stock on the date of grant.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2018-05-10 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2018-05-10 · Exercise / conversion · Disposed 3,185 · Balance 0

F4: Each RSU represents a contingent right to receive one share of the Company's common stock

F5: On May 12, 2017, the reporting person was granted 3,185 RSUs that vested on May 10, 2018.

Dividend Equivalent RightsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2018-05-10 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2018-05-10 · Exercise / conversion · Disposed 48 · Balance 0

F6: Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F7: The dividend equivalent rights accrued on previously awarded RSUs and vested on May 10, 2018.

Common StockSEC Table I · non-derivativeIndirectBy Francis Raborn Revocable Trust169,947 Reported balance Holding disclosure · report date 2018-05-10 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 169,947

Filing footnotes · ownership attribution and instrument terms

F1: Settlement of restricted stock units ("RSUs") and related dividend equivalents.

F2: Includes 48 dividend equivalents

F3: The number of shares of common stock received was calculated based on $41.96 which was the closing price of the Company's common stock on the date of grant.

F4: Each RSU represents a contingent right to receive one share of the Company's common stock

F5: On May 12, 2017, the reporting person was granted 3,185 RSUs that vested on May 10, 2018.

F6: Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F7: The dividend equivalent rights accrued on previously awarded RSUs and vested on May 10, 2018.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 10, 2018 Filed May 14, 2018 20:17 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionDividend Equivalent Rights · Derivative 48 $0.00 $0.00
Disclosure

SEC source: 0001411207-18-000099 · edgar.xml · derivative · entry 4

RABORN FRANCIS · CIK 0001241606 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 48 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F7 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded RSUs and vested on May 10, 2018.

F7 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded RSUs and vested on May 10, 2018.

Read SEC document
May 10, 2018 Filed May 14, 2018 20:17 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionRestricted Stock Units · Derivative 3,185 $0.00 $0.00
Disclosure

SEC source: 0001411207-18-000099 · edgar.xml · derivative · entry 3

RABORN FRANCIS · CIK 0001241606 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,185 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Company's common stock

F5 · derivative.exercise_date: On May 12, 2017, the reporting person was granted 3,185 RSUs that vested on May 10, 2018.

F5 · derivative.expiration_date: On May 12, 2017, the reporting person was granted 3,185 RSUs that vested on May 10, 2018.

Read SEC document
May 10, 2018 Filed May 14, 2018 20:17 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionCommon Stock 3,233 $0.00 $0.00
Disclosure

SEC source: 0001411207-18-000099 · edgar.xml · nonDerivative · entry 1

RABORN FRANCIS · CIK 0001241606 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,233

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Settlement of restricted stock units ("RSUs") and related dividend equivalents.

F2 · shares: Includes 48 dividend equivalents

F3 · price: The number of shares of common stock received was calculated based on $41.96 which was the closing price of the Company's common stock on the date of grant.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 20:59 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GrantDividend Equivalent Rights · Derivative 12 $0.00 $0.00
Disclosure

SEC source: 0001411207-18-000076 · edgar.xml · derivative · entry 1

RABORN FRANCIS · CIK 0001241606 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48

Underlying: Common Stock · 12 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document
November 30, 2017 Filed Dec 4, 2017 17:48 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GrantDividend Equivalent Rights · Derivative 11 $0.00 $0.00
Disclosure

SEC source: 0001411207-17-000228 · edgar.xml · derivative · entry 3

RABORN FRANCIS · CIK 0001241606 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36

Underlying: Common Stock · 11 shares

Expires not disclosed

F2 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F2 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F2 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document
November 15, 2017 Filed Dec 4, 2017 17:48 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GiftCommon Stock 127,322 $0.00 $0.00
Disclosure

SEC source: 0001411207-17-000228 · edgar.xml · nonDerivative · entry 2

RABORN FRANCIS · CIK 0001241606 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Francis Raborn Revocable Trust

Disclosed balance after: 169,947

F1 · kind: Represents transfer of shares to the Francis Raborn Revocable Trust.

Read SEC document
November 15, 2017 Filed Dec 4, 2017 17:48 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GiftCommon Stock 127,322 $0.00 $0.00
Disclosure

SEC source: 0001411207-17-000228 · edgar.xml · nonDerivative · entry 1

RABORN FRANCIS · CIK 0001241606 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Represents transfer of shares to the Francis Raborn Revocable Trust.

Read SEC document
August 31, 2017 Filed Sep 5, 2017 20:10 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GrantDividend Equivalent Rights · Derivative 13 $0.00 $0.00
Disclosure

SEC source: 0001411207-17-000180 · edgar.xml · derivative · entry 1

RABORN FRANCIS · CIK 0001241606 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25

Underlying: Common Stock · 13 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document
July 26, 2017 Filed Jul 28, 2017 20:05 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 13,800 $0.00 Strike: $8.44 $0.00
Disclosure

SEC source: 0000899243-17-019282 · doc4.xml · derivative · entry 6

RABORN FRANCIS · CIK 0001241606 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,800 shares

Expires 2021-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options are fully vested.

Read SEC document
July 26, 2017 Filed Jul 28, 2017 20:05 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 38,391 $0.00 Strike: $8.44 $0.00
Disclosure

SEC source: 0000899243-17-019282 · doc4.xml · derivative · entry 5

RABORN FRANCIS · CIK 0001241606 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 38,391 shares

Expires 2019-10-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options are fully vested.

Read SEC document
July 26, 2017 Filed Jul 28, 2017 20:05 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 33,601 $0.00 Strike: $8.44 $0.00
Disclosure

SEC source: 0000899243-17-019282 · doc4.xml · derivative · entry 4

RABORN FRANCIS · CIK 0001241606 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 33,601 shares

Expires 2019-05-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options are fully vested.

Read SEC document
July 26, 2017 Filed Jul 28, 2017 20:05 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 41,530 $0.00 Strike: $8.44 $0.00
Disclosure

SEC source: 0000899243-17-019282 · doc4.xml · derivative · entry 3

RABORN FRANCIS · CIK 0001241606 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 41,530 shares

Expires 2018-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options are fully vested.

Read SEC document
July 26, 2017 Filed Jul 28, 2017 20:05 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionCommon Stock 127,322 $8.44 $1,074,597.68
Disclosure

SEC source: 0000899243-17-019282 · doc4.xml · nonDerivative · entry 1

RABORN FRANCIS · CIK 0001241606 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,322

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: On June 7, 2017, the reporting person transferred 4,187 shares of Common Stock to the Francis Raborn Revocable Trust.

Read SEC document
May 26, 2017 Filed May 31, 2017 19:45 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GrantDividend Equivalent Rights · Derivative 12 $0.00 $0.00
Disclosure

SEC source: 0001411207-17-000127 · edgar.xml · derivative · entry 1

RABORN FRANCIS · CIK 0001241606 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12

Underlying: Common Stock · 12 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document
May 12, 2017 Filed May 16, 2017 00:52 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GrantRestricted Stock Units · Derivative 3,185 $0.00 $0.00
Disclosure

SEC source: 0001411207-17-000087 · edgar.xml · derivative · entry 7

RABORN FRANCIS · CIK 0001241606 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,185

Underlying: Common Stock · 3,185 shares

Expires not disclosed

F10 · security: The RSUs represent the reporting person's annual equity award under the Policy.

F6 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Company's common stock

F12 · price: The number of RSUs received was calculated based on $37.67, which was the closing price of the Company's common stock on the date of grant.

F11 · derivative.exercise_date: The RSUs vest on the date of the next annual meeting of the stockholders of the Company. Unvested RSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F11 · derivative.expiration_date: The RSUs vest on the date of the next annual meeting of the stockholders of the Company. Unvested RSUs earn dividend equivalents when dividends are declared on the Company's common stock.

Read SEC document
May 11, 2017 Filed May 16, 2017 00:52 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionDividend Equivalent Rights · Derivative 69 $0.00 $0.00
Disclosure

SEC source: 0001411207-17-000087 · edgar.xml · derivative · entry 6

RABORN FRANCIS · CIK 0001241606 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 69 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F9 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded RSUs and vested on May 11, 2017.

F9 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded RSUs and vested on May 11, 2017.

Read SEC document
May 11, 2017 Filed May 16, 2017 00:52 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionRestricted Stock Units · Derivative 3,628 $0.00 $0.00
Disclosure

SEC source: 0001411207-17-000087 · edgar.xml · derivative · entry 5

RABORN FRANCIS · CIK 0001241606 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,628 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Company's common stock

F7 · derivative.exercise_date: On May 13, 2016, the reporting person was granted 3,628 RSUs that vested on May 11, 2017.

F7 · derivative.expiration_date: On May 13, 2016, the reporting person was granted 3,628 RSUs that vested on May 11, 2017.

Read SEC document
May 11, 2017 Filed May 16, 2017 00:52 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GrantCommon Stock 490 $0.00 $0.00
Disclosure

SEC source: 0001411207-17-000087 · edgar.xml · nonDerivative · entry 4

RABORN FRANCIS · CIK 0001241606 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,187

F4 · security: These shares respresent a quarterly payment of the reporting person's annual retainer under the Allison Transmission Holdings, Inc. (the "Company") Second Amended and Restated Non-Employee Director Compensation Policy ("Policy"). The annual retainer is paid quarterly in arrears in cash or common stock at the reporting person's discretion.

F5 · price: The number of shares of common stock received was calculated based on $38.23 which was the closing price of the Company's common stock on the date of grant.

Read SEC document
May 11, 2017 Filed May 16, 2017 00:52 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionCommon Stock 3,697 $0.00 $0.00
Disclosure

SEC source: 0001411207-17-000087 · edgar.xml · nonDerivative · entry 3

RABORN FRANCIS · CIK 0001241606 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,697

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Settlement of restricted stock units ("RSUs") and related dividend equivalents.

F3 · shares: Includes 69 dividend equivalents

Read SEC document
May 08, 2017 Filed May 9, 2017 13:22 UTC Spirit AeroSystems Holdings, Inc. SPR · Entity 72053 GrantClass A Common Stock 1,964 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-019041 · doc1.xml · nonDerivative · entry 1

RABORN FRANCIS · CIK 0001241606 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,608

Read SEC document
May 08, 2017 Filed Dec 8, 2017 11:17 UTC Amendment Spirit AeroSystems Holdings, Inc. SPR · Entity 72053 GrantClass A Common Stock 1,964 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-045408 · doc1.xml · nonDerivative · entry 1

RABORN FRANCIS · CIK 0001241606 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The Francis Raborn Revocable Trust

Disclosed balance after: 31,608

F1 · balance_after: These shares were previously inadvertently reported as being directly held by the reporting person instead of being indirectly held by the reporting person through the "Francis Raborn Revocable Trust."

Read SEC document
March 29, 2017 Filed May 16, 2017 00:52 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GiftCommon Stock 497 $0.00 $0.00
Disclosure

SEC source: 0001411207-17-000087 · edgar.xml · nonDerivative · entry 2

RABORN FRANCIS · CIK 0001241606 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Francis Raborn Revocable Trust

Disclosed balance after: 38,438

F1 · kind: Represents transfer of shares to the Francis Raborn Revocable Trust.

Read SEC document
March 29, 2017 Filed May 16, 2017 00:52 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GiftCommon Stock 497 $0.00 $0.00
Disclosure

SEC source: 0001411207-17-000087 · edgar.xml · nonDerivative · entry 1

RABORN FRANCIS · CIK 0001241606 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Represents transfer of shares to the Francis Raborn Revocable Trust.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 19:58 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GrantDividend Equivalent Rights · Derivative 15 $0.00 $0.00
Disclosure

SEC source: 0001411207-17-000061 · edgar.xml · derivative · entry 1

RABORN FRANCIS · CIK 0001241606 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69

Underlying: Common Stock · 15 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document
February 10, 2017 Filed Feb 15, 2017 01:28 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GrantCommon Stock 497 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-004107 · doc4.xml · nonDerivative · entry 3

RABORN FRANCIS · CIK 0001241606 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,139

F2 · shares: These shares respresent a quarterly payment of the reporting person's annual retainer under the Allison Transmission Holdings, Inc. (the "Company") Second Amended and Restated Non-Employee Director Compensation Policy. The annual retainer is paid quarterly in arrears in cash or common stock at the reporting person's discretion.

F3 · price: The number of shares of common stock received was calculated based on $37.68 which was the closing price of the Company's common stock on the date of grant.

Read SEC document
December 13, 2016 Filed Feb 15, 2017 01:28 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GiftCommon Stock 1,266 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-004107 · doc4.xml · nonDerivative · entry 2

RABORN FRANCIS · CIK 0001241606 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Francis Raborn Revocable Trust

Disclosed balance after: 35,299

F1 · kind: Represents transfer of shares to the Francis Raborn Revocable Trust.

Read SEC document
December 13, 2016 Filed Feb 15, 2017 01:28 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GiftCommon Stock 1,266 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-004107 · doc4.xml · nonDerivative · entry 1

RABORN FRANCIS · CIK 0001241606 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,642

F1 · kind: Represents transfer of shares to the Francis Raborn Revocable Trust.

Read SEC document
November 30, 2016 Filed Dec 2, 2016 21:17 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GrantDividend Equivalent Rights · Derivative 16 $0.00 $0.00
Disclosure

SEC source: 0001411207-16-000428 · edgar.xml · derivative · entry 1

RABORN FRANCIS · CIK 0001241606 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54

Underlying: Common Stock · 16 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document
November 11, 2016 Filed Nov 15, 2016 20:54 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GrantCommon Stock 603 $0.00 $0.00
Disclosure

SEC source: 0001411207-16-000404 · edgar.xml · nonDerivative · entry 1

RABORN FRANCIS · CIK 0001241606 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,908

F1 · shares: These shares respresent a quarterly payment of the reporting person's annual retainer under the Allison Transmission Holdings, Inc. (the "Company") Second Amended and Restated Non-Employee Director Compensation Policy. The annual retainer is paid quarterly in arrears in cash or common stock at the reporting person's discretion.

F2 · price: The number of shares of common stock received was calculated based on $31.07, which was the closing price of the Company's common stock on the date of grant.

Read SEC document
September 02, 2016 Filed Sep 7, 2016 20:16 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GrantDividend Equivalent Rights · Derivative 19 $0.00 $0.00
Disclosure

SEC source: 0001411207-16-000382 · edgar.xml · derivative · entry 1

RABORN FRANCIS · CIK 0001241606 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38

Underlying: Common Stock · 19 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.