Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| KAMAN CorpKAMN · Entity 91838 | Director | December 31, 2020 | February 16, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
KAMAN Corp
Report date December 31, 2020 · Filed February 16, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Kaman Common StockSEC Table I · non-derivative | Direct | 13,925 |
Reported balance
Holding disclosure · report date 2020-12-31 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 13,925 |
| Kaman Common StockSEC Table I · non-derivative | IndirectBy Trust | 2,485 |
Reported balance
Holding disclosure · report date 2020-12-31 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 2,485 F1: Shares held by a revocable living trust established for the benefit of the reporting person's spouse and children, for which the reporting person serves as Trustee with the power to exercise investment control. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares held by a revocable living trust established for the benefit of the reporting person's spouse and children, for which the reporting person serves as Trustee with the power to exercise investment control.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Allison Transmission Holdings Inc
Report date May 03, 2023 · Filed May 05, 2023
Section 16 reporting ended · disclosed 2023-05-05. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 6,639 |
Reported balance
After 2023-05-03 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2023-05-03 · Grant · Acquired 447 · Balance 6,639 F1: These shares represent a quarterly payment of the reporting person's annual retainer under the Allison Transmission Holdings, Inc. (the "Company") Sixth Amended and Restated Non-Employee Director Compensation Policy. The annual retainer is paid quarterly in arrears in cash or common stock at the reporting person's discretion. F2: The number of shares of common stock received was calculated based on $47.47, which was the closing price of the Company's common stock on the date of grant. |
| Common StockSEC Table I · non-derivative | Direct | 7,761 |
Reported balance
After 2023-05-03 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2023-05-03 · Exercise / conversion · Acquired 1,122 · Balance 7,761 F3: Represents the deferred stock units ("DSUs") and related dividend equivalents payable upon the reporting person's separation from service. The reporting person did not stand for re-election at the Company's 2023 annual meeting of stockholders and his term ended on May 3, 2023. F4: Includes 1,051 DSUs and 71 related dividend equivalents. |
| Common StockSEC Table I · non-derivative | Direct | 11,584 |
Reported balance
After 2023-05-03 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2023-05-03 · Exercise / conversion · Acquired 3,823 · Balance 11,584 F5: Settlement of restricted stock units ("RSUs") and related dividend equivalents. F6: Includes 77 dividend equivalents. |
| Deferred Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2023-05-03 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2023-05-03 · Exercise / conversion · Disposed 309 · Balance 0 F7: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock. F8: On August 12, 2016, the reporting person was granted 309 DSUs that vested on August 12, 2016. |
| Deferred Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2023-05-03 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2023-05-03 · Exercise / conversion · Disposed 281 · Balance 0 F7: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock. F11: On November 11, 2016, the reporting person was granted 281 DSUs that vested on November 11, 2016. |
| Deferred Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2023-05-03 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2023-05-03 · Exercise / conversion · Disposed 232 · Balance 0 F7: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock. F12: On February 10, 2017, the reporting person was granted 232 DSUs that vested on February 10, 2017. |
| Deferred Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2023-05-03 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2023-05-03 · Exercise / conversion · Disposed 229 · Balance 0 F7: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock. F13: On May 11, 2017, the reporting person was granted 229 DSUs that vested on May 11, 2017. |
| Dividend Equivalent RightsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2023-05-03 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2023-05-03 · Exercise / conversion · Disposed 148 · Balance 0 F9: Each dividend equivalent right is the economic equivalent of one share of the Company's common stock. F10: The dividend equivalent rights accrued on previously awarded DSUs and were payable on May 3, 2023, the date of the reporting person's separation from service. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2023-05-03 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2023-05-03 · Exercise / conversion · Disposed 3,746 · Balance 0 F14: Each RSU represents a contingent right to receive one share of the Company's common stock. F15: On May 5, 2022, the reporting person was granted 3,746 RSUs that vested on May 3, 2023. |
| Common StockSEC Table I · non-derivative | IndirectThomas Willi Rabaut Living Trust DTD 7/23/1999 | 63,163 |
Reported balance
Holding disclosure · report date 2023-05-03 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 63,163 |
Filing footnotes · ownership attribution and instrument terms
F1: These shares represent a quarterly payment of the reporting person's annual retainer under the Allison Transmission Holdings, Inc. (the "Company") Sixth Amended and Restated Non-Employee Director Compensation Policy. The annual retainer is paid quarterly in arrears in cash or common stock at the reporting person's discretion.
F2: The number of shares of common stock received was calculated based on $47.47, which was the closing price of the Company's common stock on the date of grant.
F3: Represents the deferred stock units ("DSUs") and related dividend equivalents payable upon the reporting person's separation from service. The reporting person did not stand for re-election at the Company's 2023 annual meeting of stockholders and his term ended on May 3, 2023.
F4: Includes 1,051 DSUs and 71 related dividend equivalents.
F5: Settlement of restricted stock units ("RSUs") and related dividend equivalents.
F6: Includes 77 dividend equivalents.
F7: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.
F8: On August 12, 2016, the reporting person was granted 309 DSUs that vested on August 12, 2016.
F9: Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.
F10: The dividend equivalent rights accrued on previously awarded DSUs and were payable on May 3, 2023, the date of the reporting person's separation from service.
F11: On November 11, 2016, the reporting person was granted 281 DSUs that vested on November 11, 2016.
F12: On February 10, 2017, the reporting person was granted 232 DSUs that vested on February 10, 2017.
F13: On May 11, 2017, the reporting person was granted 229 DSUs that vested on May 11, 2017.
F14: Each RSU represents a contingent right to receive one share of the Company's common stock.
F15: On May 5, 2022, the reporting person was granted 3,746 RSUs that vested on May 3, 2023.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 03, 2023 Filed May 5, 2023 22:03 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionRestricted Stock Units · Derivative | 3,746 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-010372 · form4.xml · derivative · entry 10 RABAUT THOMAS W · CIK 0001241605 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,746 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F14 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Company's common stock. F15 · derivative.exercise_date: On May 5, 2022, the reporting person was granted 3,746 RSUs that vested on May 3, 2023. F15 · derivative.expiration_date: On May 5, 2022, the reporting person was granted 3,746 RSUs that vested on May 3, 2023. Read SEC document |
| May 03, 2023 Filed May 5, 2023 22:03 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionDeferred Stock Units · Derivative | 229 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-010372 · form4.xml · derivative · entry 9 RABAUT THOMAS W · CIK 0001241605 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 229 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock. F13 · derivative.exercise_date: On May 11, 2017, the reporting person was granted 229 DSUs that vested on May 11, 2017. F13 · derivative.expiration_date: On May 11, 2017, the reporting person was granted 229 DSUs that vested on May 11, 2017. Read SEC document |
| May 03, 2023 Filed May 5, 2023 22:03 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionDeferred Stock Units · Derivative | 232 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-010372 · form4.xml · derivative · entry 8 RABAUT THOMAS W · CIK 0001241605 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common stock · 232 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock. F12 · derivative.exercise_date: On February 10, 2017, the reporting person was granted 232 DSUs that vested on February 10, 2017. F12 · derivative.expiration_date: On February 10, 2017, the reporting person was granted 232 DSUs that vested on February 10, 2017. Read SEC document |
| May 03, 2023 Filed May 5, 2023 22:03 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionDeferred Stock Units · Derivative | 281 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-010372 · form4.xml · derivative · entry 7 RABAUT THOMAS W · CIK 0001241605 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 281 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock. F11 · derivative.exercise_date: On November 11, 2016, the reporting person was granted 281 DSUs that vested on November 11, 2016. F11 · derivative.expiration_date: On November 11, 2016, the reporting person was granted 281 DSUs that vested on November 11, 2016. Read SEC document |
| May 03, 2023 Filed May 5, 2023 22:03 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionDividend Equivalent Rights · Derivative | 148 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-010372 · form4.xml · derivative · entry 6 RABAUT THOMAS W · CIK 0001241605 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 148 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of the Company's common stock. F10 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded DSUs and were payable on May 3, 2023, the date of the reporting person's separation from service. F10 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded DSUs and were payable on May 3, 2023, the date of the reporting person's separation from service. Read SEC document |
| May 03, 2023 Filed May 5, 2023 22:03 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionDeferred Stock Units · Derivative | 309 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-010372 · form4.xml · derivative · entry 5 RABAUT THOMAS W · CIK 0001241605 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 309 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock. F8 · derivative.exercise_date: On August 12, 2016, the reporting person was granted 309 DSUs that vested on August 12, 2016. F8 · derivative.expiration_date: On August 12, 2016, the reporting person was granted 309 DSUs that vested on August 12, 2016. Read SEC document |
| May 03, 2023 Filed May 5, 2023 22:03 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionCommon Stock | 3,823 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-010372 · form4.xml · nonDerivative · entry 3 RABAUT THOMAS W · CIK 0001241605 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,584 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: Settlement of restricted stock units ("RSUs") and related dividend equivalents. F6 · shares: Includes 77 dividend equivalents. Read SEC document |
| May 03, 2023 Filed May 5, 2023 22:03 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionCommon Stock | 1,122 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-010372 · form4.xml · nonDerivative · entry 2 RABAUT THOMAS W · CIK 0001241605 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,761 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Represents the deferred stock units ("DSUs") and related dividend equivalents payable upon the reporting person's separation from service. The reporting person did not stand for re-election at the Company's 2023 annual meeting of stockholders and his term ended on May 3, 2023. F4 · shares: Includes 1,051 DSUs and 71 related dividend equivalents. Read SEC document |
| May 03, 2023 Filed May 5, 2023 22:03 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantCommon Stock | 447 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-010372 · form4.xml · nonDerivative · entry 1 RABAUT THOMAS W · CIK 0001241605 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,639 F1 · security: These shares represent a quarterly payment of the reporting person's annual retainer under the Allison Transmission Holdings, Inc. (the "Company") Sixth Amended and Restated Non-Employee Director Compensation Policy. The annual retainer is paid quarterly in arrears in cash or common stock at the reporting person's discretion. F2 · price: The number of shares of common stock received was calculated based on $47.47, which was the closing price of the Company's common stock on the date of grant. Read SEC document |
| March 17, 2023 Filed Mar 21, 2023 20:22 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantDividend Equivalent Rights · Derivative | 24 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-007383 · form4.xml · derivative · entry 1 RABAUT THOMAS W · CIK 0001241605 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 148 Underlying: Common Stock · 24 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and deferred stock units ("DSUs") and vest proportionately with the RSUs and DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and deferred stock units ("DSUs") and vest proportionately with the RSUs and DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and deferred stock units ("DSUs") and vest proportionately with the RSUs and DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. Read SEC document |
| February 03, 2023 Filed Feb 7, 2023 21:49 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantCommon Stock | 462 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-002377 · form4.xml · nonDerivative · entry 1 RABAUT THOMAS W · CIK 0001241605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,192 F1 · security: These shares represent a quarterly payment of the reporting person's annual retainer under the Allison Transmission Holdings, Inc. (the "Company") Sixth Amended and Restated Non-Employee Director Compensation Policy ("Policy"). The annual retainer is paid quarterly in arrears in cash or common stock at the reporting person's discretion. F2 · price: The number of shares of common stock received was calculated based on $45.95, which was the closing price of the Company's common stock on the date of grant. Read SEC document |
| November 30, 2022 Filed Dec 2, 2022 21:04 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantDividend Equivalent Rights · Derivative | 21 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-023170 · form4.xml · derivative · entry 1 RABAUT THOMAS W · CIK 0001241605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124 Underlying: Common Stock · 21 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and deferred stock units ("DSUs") and vest proportionately with the RSUs and DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and deferred stock units ("DSUs") and vest proportionately with the RSUs and DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and deferred stock units ("DSUs") and vest proportionately with the RSUs and DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. Read SEC document |
| November 04, 2022 Filed Nov 7, 2022 19:56 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantCommon Stock | 496 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-021646 · form4.xml · nonDerivative · entry 1 RABAUT THOMAS W · CIK 0001241605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,730 F1 · security: These shares represent a quarterly payment of the reporting person's annual retainer under the Allison Transmission Holdings, Inc. (the "Company") Sixth Amended and Restated Non-Employee Director Compensation Policy ("Policy"). The annual retainer is paid quarterly in arrears in cash or common stock at the reporting person's discretion. F2 · price: The number of shares of common stock received was calculated based on $42.84, which was the closing price of the Company's common stock on the date of grant. Read SEC document |
| August 31, 2022 Filed Sep 2, 2022 17:35 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantDividend Equivalent Rights · Derivative | 25 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-019103 · form4.xml · derivative · entry 1 RABAUT THOMAS W · CIK 0001241605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103 Underlying: Common Stock · 25 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and deferred stock units ("DSUs") and vest proportionately with the RSUs and DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and deferred stock units ("DSUs") and vest proportionately with the RSUs and DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and deferred stock units ("DSUs") and vest proportionately with the RSUs and DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. Read SEC document |
| August 05, 2022 Filed Aug 9, 2022 17:53 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantCommon Stock | 563 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-017530 · form4.xml · nonDerivative · entry 1 RABAUT THOMAS W · CIK 0001241605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,234 F1 · security: These shares represent a quarterly payment of the reporting person's annual retainer under the Allison Transmission Holdings, Inc. (the "Company") Sixth Amended and Restated Non-Employee Director Compensation Policy ("Policy"). The annual retainer is paid quarterly in arrears in cash or common stock at the reporting person's discretion. F2 · price: The number of shares of common stock received was calculated based on $37.71, which was the closing price of the Company's common stock on the date of grant. Read SEC document |
| May 27, 2022 Filed Jun 1, 2022 20:05 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantDividend Equivalent Rights · Derivative | 23 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-013983 · form4.xml · derivative · entry 1 RABAUT THOMAS W · CIK 0001241605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78 Underlying: Common Stock · 23 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and deferred stock units ("DSUs") and vest proportionately with the RSUs and DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and deferred stock units ("DSUs") and vest proportionately with the RSUs and DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and deferred stock units ("DSUs") and vest proportionately with the RSUs and DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. Read SEC document |
| May 05, 2022 Filed May 6, 2022 19:00 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantRestricted Stock Units · Derivative | 3,746 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-011756 · form4.xml · derivative · entry 6 RABAUT THOMAS W · CIK 0001241605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,746 Underlying: Common Stock · 3,746 shares Expires not disclosed F9 · security: The RSUs represent the reporting person's annual equity award under the Company's Sixth Amended and Restated Non-Employee Director Compensation Policy. F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Company's common stock. F11 · price: The number of RSUs received was calculated based on $38.70, which was the closing price of the Company's common stock on the date of grant. F10 · derivative.exercise_date: The RSUs vest on the date of the next annual meeting of the stockholders of the Company. Unvested RSUs earn dividend equivalents when dividends are declared on the Company's common stock. F10 · derivative.expiration_date: The RSUs vest on the date of the next annual meeting of the stockholders of the Company. Unvested RSUs earn dividend equivalents when dividends are declared on the Company's common stock. Read SEC document |
| May 04, 2022 Filed May 6, 2022 19:00 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionDividend Equivalent Rights · Derivative | 58 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-011756 · form4.xml · derivative · entry 5 RABAUT THOMAS W · CIK 0001241605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55 Underlying: Common Stock · 58 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of the Company's common stock. F8 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded RSUs and vested on May 4, 2022. F8 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded RSUs and vested on May 4, 2022. Read SEC document |
| May 04, 2022 Filed May 6, 2022 19:00 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionRestricted Stock Units · Derivative | 2,927 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-011756 · form4.xml · derivative · entry 4 RABAUT THOMAS W · CIK 0001241605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,927 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Company's common stock. F6 · derivative.exercise_date: On May 6, 2021, the reporting person was granted 2,927 RSUs that vested on May 4, 2022. F6 · derivative.expiration_date: On May 6, 2021, the reporting person was granted 2,927 RSUs that vested on May 4, 2022. Read SEC document |
| May 04, 2022 Filed May 6, 2022 19:00 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionCommon Stock | 2,985 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-011756 · form4.xml · nonDerivative · entry 2 RABAUT THOMAS W · CIK 0001241605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,671 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Settlement of restricted stock units ("RSUs") and related dividend equivalent. F4 · shares: Includes 58 dividend equivalents. Read SEC document |
| May 04, 2022 Filed May 6, 2022 19:00 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantCommon Stock | 535 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-011756 · form4.xml · nonDerivative · entry 1 RABAUT THOMAS W · CIK 0001241605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,686 F1 · security: These shares represent a quarterly payment of the reporting person's annual retainer under the Allison Transmission Holdings, Inc. (the "Company") Fifth Amended and Restated Non-Employee Director Compensation Policy. The annual retainer is paid quarterly in arrears in cash or common stock at the reporting person's discretion. F2 · price: The number of shares of common stock received was calculated based on $39.69, which was the closing price of the Company's common stock on the date of grant. Read SEC document |
| March 18, 2022 Filed Mar 22, 2022 20:19 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantDividend Equivalent Rights · Derivative | 19 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-008297 · form4.xml · derivative · entry 1 RABAUT THOMAS W · CIK 0001241605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113 Underlying: Common Stock · 19 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and deferred stock units ("DSUs") and vest proportionately with the RSUs and DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and deferred stock units ("DSUs") and vest proportionately with the RSUs and DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and deferred stock units ("DSUs") and vest proportionately with the RSUs and DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. Read SEC document |
| February 04, 2022 Filed Feb 8, 2022 20:35 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantCommon Stock | 550 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-003062 · form4.xml · nonDerivative · entry 1 RABAUT THOMAS W · CIK 0001241605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,151 F1 · security: These shares represent a quarterly payment of the reporting person's annual retainer under the Allison Transmission Holdings, Inc. (the "Company") Fifth Amended and Restated Non-Employee Director Compensation Policy ("Policy"). The annual retainer is paid quarterly in arrears in cash or common stock at the reporting person's discretion. F2 · price: The number of shares of common stock received was calculated based on $38.58, which was the closing price of the Company's common stock on the date of grant. Read SEC document |
| November 30, 2021 Filed Dec 2, 2021 19:42 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantDividend Equivalent Rights · Derivative | 20 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-21-011987 · form4.xml · derivative · entry 1 RABAUT THOMAS W · CIK 0001241605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94 Underlying: Common Stock · 20 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and deferred stock units ("DSUs") and vest proportionately with the RSUs and DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and deferred stock units ("DSUs") and vest proportionately with the RSUs and DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and deferred stock units ("DSUs") and vest proportionately with the RSUs and DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. Read SEC document |
| November 12, 2021 Filed Nov 16, 2021 21:01 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | PurchaseCommon Stock | 5,475 | $36.59 | $200,340.11 |
DisclosureSEC source: 0001411207-21-000187 · edgar.xml · nonDerivative · entry 3 RABAUT THOMAS W · CIK 0001241605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,865 F2 · price: The price reported is a weighted average price. The shares were purchased in multiple transactions at per share prices ranging from $36.49 to $36.65. The reporting person undertakes to provide Allison Transmission Holdings, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| November 10, 2021 Filed Nov 16, 2021 21:01 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GiftCommon Stock | 50,688 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-21-000187 · edgar.xml · nonDerivative · entry 2 RABAUT THOMAS W · CIK 0001241605 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Thomas Willi Rabaut Living Trust DTD 7/23/1999 Disclosed balance after: 50,688 F1 · kind: Represents a transfer of shares to the Thomas Willi Rabaut Living Trust DTD 7/23/1999, a revocable living trust established for the benefit of the reporting person's spouse and children, for which the reporting person serves as Trustee with the power to exercise investment control. Read SEC document |
| November 10, 2021 Filed Nov 16, 2021 21:01 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GiftCommon Stock | 50,688 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-21-000187 · edgar.xml · nonDerivative · entry 1 RABAUT THOMAS W · CIK 0001241605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,390 F1 · kind: Represents a transfer of shares to the Thomas Willi Rabaut Living Trust DTD 7/23/1999, a revocable living trust established for the benefit of the reporting person's spouse and children, for which the reporting person serves as Trustee with the power to exercise investment control. Read SEC document |
| November 05, 2021 Filed Nov 9, 2021 21:09 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantCommon Stock | 601 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-21-000184 · edgar.xml · nonDerivative · entry 1 RABAUT THOMAS W · CIK 0001241605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,078 F1 · security: These shares represent a quarterly payment of the reporting person's annual retainer under the Allison Transmission Holdings, Inc. (the "Company") Fifth Amended and Restated Non-Employee Director Compensation Policy ("Policy"). The annual retainer is paid quarterly in arrears in cash or common stock at the reporting person's discretion. F2 · price: The number of shares of common stock received was calculated based on $35.34, which was the closing price of the Company's common stock on the date of grant. Read SEC document |
| August 27, 2021 Filed Aug 31, 2021 18:37 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantDividend Equivalent Rights · Derivative | 18 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-21-000175 · edgar.xml · derivative · entry 1 RABAUT THOMAS W · CIK 0001241605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74 Underlying: Common Stock · 18 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and deferred stock units ("DSUs") and vest proportionately with the RSUs and DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and deferred stock units ("DSUs") and vest proportionately with the RSUs and DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and deferred stock units ("DSUs") and vest proportionately with the RSUs and DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. Read SEC document |
| May 28, 2021 Filed Jun 2, 2021 19:30 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantDividend Equivalent Rights · Derivative | 17 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-21-000128 · edgar.xml · derivative · entry 1 RABAUT THOMAS W · CIK 0001241605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56 Underlying: Common Stock · 17 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and deferred stock units ("DSUs") and vest proportionately with the RSUs and DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and deferred stock units ("DSUs") and vest proportionately with the RSUs and DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and deferred stock units ("DSUs") and vest proportionately with the RSUs and DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. Read SEC document |
| May 06, 2021 Filed May 7, 2021 20:22 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantRestricted Stock Units · Derivative | 2,927 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-21-000092 · edgar.xml · derivative · entry 5 RABAUT THOMAS W · CIK 0001241605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,927 Underlying: Common Stock · 2,927 shares Expires not disclosed F9 · security: The RSUs respresent the reporting person's annual equity award under the Policy. F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Company's common stock. F11 · price: The number of RSUs received was calculated based on $44.40, which was the closing price of the Company's common stock on the date of grant. F10 · derivative.exercise_date: The RSUs vest on the date of the next annual meeting of the stockholders of the Company. Unvested RSUs earn dividend equivalents when dividends are declared on the Company's common stock. F10 · derivative.expiration_date: The RSUs vest on the date of the next annual meeting of the stockholders of the Company. Unvested RSUs earn dividend equivalents when dividends are declared on the Company's common stock. Read SEC document |
| May 05, 2021 Filed May 7, 2021 20:22 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionDividend Equivalent Rights · Derivative | 64 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-21-000092 · edgar.xml · derivative · entry 4 RABAUT THOMAS W · CIK 0001241605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39 Underlying: Common Stock · 64 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of the Company's common stock. F8 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded RSUs and vested on May 5,2021. F8 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded RSUs and vested on May 5,2021. Read SEC document |
| May 05, 2021 Filed May 7, 2021 20:22 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionRestricted Stock Units · Derivative | 3,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-21-000092 · edgar.xml · derivative · entry 3 RABAUT THOMAS W · CIK 0001241605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,600 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Company's common stock. F6 · derivative.exercise_date: On May 6, 2020, the reporting person was granted 3,600 RSUs that vested on May 5, 2021. F6 · derivative.expiration_date: On May 6, 2020, the reporting person was granted 3,600 RSUs that vested on May 5, 2021. Read SEC document |
| May 05, 2021 Filed May 7, 2021 20:22 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionCommon Stock | 3,664 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-21-000092 · edgar.xml · nonDerivative · entry 2 RABAUT THOMAS W · CIK 0001241605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,477 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Settlement of restricted stock units ("RSUs") and related dividend equivalent. F4 · shares: Includes 64 dividend equivalents. Read SEC document |
| May 05, 2021 Filed May 7, 2021 20:22 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantCommon Stock | 499 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-21-000092 · edgar.xml · nonDerivative · entry 1 RABAUT THOMAS W · CIK 0001241605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,813 F1 · security: These shares represent a quarterly payment of the reporting person's annual retainer under the Allison Transmission Holdings, Inc. (the "Company") Fifth Amended and Restated Non-Employee Director Compensation Policy ("Policy"). The annual retainer is paid quarterly in arrears in cash or common stock at the reporting person's discretion. F2 · price: The number of shares of common stock received was calculated based on $42.57, which was the closing price of the Company's common stock on the date of grant. Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 19:44 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantDividend Equivalent Rights · Derivative | 21 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-21-000080 · edgar.xml · derivative · entry 1 RABAUT THOMAS W · CIK 0001241605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103 Underlying: Common Stock · 21 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and deferred stock units ("DSUs") and vest proportionately with the RSUs and DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and deferred stock units ("DSUs") and vest proportionately with the RSUs and DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and deferred stock units ("DSUs") and vest proportionately with the RSUs and DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. Read SEC document |
| February 08, 2021 Filed Feb 9, 2021 20:58 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantCommon Stock | 484 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-21-000012 · edgar.xml · nonDerivative · entry 1 RABAUT THOMAS W · CIK 0001241605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,314 F1 · security: These shares represent a quarterly payment of the reporting person's annual retainer under the Allison Transmission Holdings, Inc. (the "Company") Fifth Amended and Restated Non-Employee Director Compensation Policy ("Policy"). The annual retainer is paid quarterly in arrears in cash or common stock at the reporting person's discretion. F2 · price: The number of shares of common stock received was calculated based on $43.84, which was the closing price of the Company's common stock on the date of grant. Read SEC document |
| November 25, 2020 Filed Nov 30, 2020 20:25 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantDividend Equivalent Rights · Derivative | 16 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-20-000196 · edgar.xml · derivative · entry 1 RABAUT THOMAS W · CIK 0001241605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82 Underlying: Common Stock · 16 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and deferred stock units ("DSUs") and vest proportionately with the RSUs and DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and deferred stock units ("DSUs") and vest proportionately with the RSUs and DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and deferred stock units ("DSUs") and vest proportionately with the RSUs and DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. Read SEC document |
| November 06, 2020 Filed Nov 10, 2020 19:12 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantCommon Stock | 561 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-20-000168 · edgar.xml · nonDerivative · entry 1 RABAUT THOMAS W · CIK 0001241605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,830 F1 · security: These shares represent a quarterly payment of the reporting person's annual retainer under the Allison Transmission Holdings, Inc. (the "Company") Fifth Amended and Restated Non-Employee Director Compensation Policy ("Policy"). The annual retainer is paid quarterly in arrears in cash or common stock at the reporting person's discretion. F2 · price: The number of shares of common stock received was calculated based on $37.87, which was the closing price of the Company's common stock on the date of grant. Read SEC document |
| August 31, 2020 Filed Sep 2, 2020 18:54 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantDividend Equivalent Rights · Derivative | 21 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-20-000158 · edgar.xml · derivative · entry 1 RABAUT THOMAS W · CIK 0001241605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66 Underlying: Common Stock · 21 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and deferred stock units ("DSUs") and vest proportionately with the RSUs and DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and deferred stock units ("DSUs") and vest proportionately with the RSUs and DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and deferred stock units ("DSUs") and vest proportionately with the RSUs and DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. Read SEC document |
| August 28, 2020 Filed Aug 31, 2020 16:26 UTC | KAMAN Corp KAMN · Entity 91838 | SaleKaman Common Stock | 10,000 | $46.77 | $467,724.00 |
DisclosureSEC source: 0001127602-20-024465 · form4.xml · nonDerivative · entry 1 RABAUT THOMAS W · CIK 0001241605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,925 F1 · price: This figure represents the weighted average sale price for the shares sold. The range of prices was $46.435 to $47.11. The reporting person will provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the issuer, or any security holder of the issuer. Read SEC document |
| August 07, 2020 Filed Aug 11, 2020 20:26 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantCommon Stock | 567 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-20-000132 · edgar.xml · nonDerivative · entry 1 RABAUT THOMAS W · CIK 0001241605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,269 F1 · security: These shares represent a quarterly payment of the reporting person's annual retainer under the Allison Transmission Holdings, Inc. (the "Company") Fifth Amended and Restated Non-Employee Director Compensation Policy ("Policy"). The annual retainer is paid quarterly in arrears in cash or common stock at the reporting person's discretion. F2 · price: The number of shares of common stock received was calculated based on $37.47, which was the closing price of the Company's common stock on the date of grant. Read SEC document |
| May 29, 2020 Filed Jun 2, 2020 19:00 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantDividend Equivalent Rights · Derivative | 20 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-20-000122 · edgar.xml · derivative · entry 1 RABAUT THOMAS W · CIK 0001241605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45 Underlying: Common Stock · 20 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and deferred stock units ("DSUs") and vest proportionately with the RSUs and DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and deferred stock units ("DSUs") and vest proportionately with the RSUs and DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and deferred stock units ("DSUs") and vest proportionately with the RSUs and DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. Read SEC document |
| May 07, 2020 Filed May 8, 2020 19:41 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantRestricted Stock Units · Derivative | 3,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-20-000096 · edgar.xml · derivative · entry 5 RABAUT THOMAS W · CIK 0001241605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,600 Underlying: Common Stock · 3,600 shares Expires not disclosed F9 · security: The RSUs respresent the reporting person's annual equity award under the Policy. F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Company's common stock. F11 · price: The number of RSUs received was calculated based on $36.11, which was the closing price of the Company's common stock on the date of grant. F10 · derivative.exercise_date: The RSUs vest on the date of the next annual meeting of the stockholders of the Company. Unvested RSUs earn dividend equivalents when dividends are declared on the Company's common stock. F10 · derivative.expiration_date: The RSUs vest on the date of the next annual meeting of the stockholders of the Company. Unvested RSUs earn dividend equivalents when dividends are declared on the Company's common stock. Read SEC document |
| May 06, 2020 Filed May 8, 2020 19:41 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionDividend Equivalent Rights · Derivative | 44 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-20-000096 · edgar.xml · derivative · entry 4 RABAUT THOMAS W · CIK 0001241605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25 Underlying: Common Stock · 44 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of the Company's common stock. F8 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded RSUs and vested on May 6, 2020. F8 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded RSUs and vested on May 6, 2020. Read SEC document |
| May 06, 2020 Filed May 8, 2020 19:41 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionRestricted Stock Units · Derivative | 2,880 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-20-000096 · edgar.xml · derivative · entry 3 RABAUT THOMAS W · CIK 0001241605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,880 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Company's common stock. F6 · derivative.exercise_date: On May 9, 2019, the reporting person was granted 2,880 RSUs that vested on May 6, 2020. F6 · derivative.expiration_date: On May 9, 2019, the reporting person was granted 2,880 RSUs that vested on May 6, 2020. Read SEC document |
| May 06, 2020 Filed May 8, 2020 19:41 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionCommon Stock | 2,924 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-20-000096 · edgar.xml · nonDerivative · entry 2 RABAUT THOMAS W · CIK 0001241605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,702 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Settlement of restricted stock units ("RSUs") and related dividend equivalent. F4 · shares: Includes 44 dividend equivalents. Read SEC document |
| May 06, 2020 Filed May 8, 2020 19:41 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantCommon Stock | 596 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-20-000096 · edgar.xml · nonDerivative · entry 1 RABAUT THOMAS W · CIK 0001241605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,778 F1 · security: These shares represent a quarterly payment of the reporting person's annual retainer under the Allison Transmission Holdings, Inc. (the "Company") Fifth Amended and Restated Non-Employee Director Compensation Policy ("Policy"). The annual retainer is paid quarterly in arrears in cash or common stock at the reporting person's discretion. F2 · price: The number of shares of common stock received was calculated based on $35.64, which was the closing price of the Company's common stock on the date of grant. Read SEC document |
| April 15, 2020 Filed Apr 16, 2020 16:54 UTC | KAMAN Corp KAMN · Entity 91838 | GrantKaman Common Stock | 3,148 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-013880 · form4.xml · nonDerivative · entry 1 RABAUT THOMAS W · CIK 0001241605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,925 F1 · shares: Represents an unrestricted equity award under the Corporation's 16b-3 qualified Amended and Restated 2013 Management Incentive Plan. Read SEC document |
| March 20, 2020 Filed Mar 24, 2020 20:19 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantDividend Equivalent Rights · Derivative | 21 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-20-000074 · edgar.xml · derivative · entry 1 RABAUT THOMAS W · CIK 0001241605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69 Underlying: Common Stock · 21 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and deferred stock units ("DSUs") and vest proportionately with the RSUs and DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and deferred stock units ("DSUs") and vest proportionately with the RSUs and DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and deferred stock units ("DSUs") and vest proportionately with the RSUs and DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.