Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Allison Transmission Holdings Inc
Report date August 06, 2021 · Filed August 10, 2021
Section 16 reporting ended · disclosed 2021-08-10. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 317,890 |
Ending reported balance
After 2021-08-06 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2021-08-06 · Exercise / conversion · Acquired 6,117 · Balance 320,572 F1: Settlement of restricted stock units ("RSUs") granted on February 20, 2019. Each RSU represents the right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. Pursuant to the reporting person's severance agreement, the reporting person received prorated acceleration of his unvested RSU awards upon his retirement as Senior Vice President, Product Engineering and Planning of ALSN on August 6, 2021. The remaining RSUs were cancelled. F2: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock. F3: Settlement of RSUs granted on February 25, 2020. Each RSU represents the right to receive one share of ALSN common stock. Pursuant to the reporting person's severance agreement, the reporting person received prorated acceleration of his unvested RSU awards upon his retirement as Senior Vice President, Product Engineering and Planning of ALSN on August 6, 2021. The remaining RSUs were cancelled. F4: Settlement of RSUs granted on February 10, 2021. Each RSU represents the right to receive one share of ALSN common stock. Pursuant to the reporting person's severance agreement, the reporting person received prorated acceleration of his unvested RSU awards upon his retirement as Senior Vice President, Product Engineering and Planning of the Company on August 6, 2021. The ramining RSUs were cancelled. Row 2 · 2021-08-06 · Tax withholding · Disposed 2,682 · Balance 317,890 F5: Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of RSUs and DERs. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-08-06 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2021-08-06 · Exercise / conversion · Disposed 3,045 · Balance 0 F1: Settlement of restricted stock units ("RSUs") granted on February 20, 2019. Each RSU represents the right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. Pursuant to the reporting person's severance agreement, the reporting person received prorated acceleration of his unvested RSU awards upon his retirement as Senior Vice President, Product Engineering and Planning of ALSN on August 6, 2021. The remaining RSUs were cancelled. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-08-06 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2021-08-06 · Exercise / conversion · Disposed 2,002 · Balance 0 F3: Settlement of RSUs granted on February 25, 2020. Each RSU represents the right to receive one share of ALSN common stock. Pursuant to the reporting person's severance agreement, the reporting person received prorated acceleration of his unvested RSU awards upon his retirement as Senior Vice President, Product Engineering and Planning of ALSN on August 6, 2021. The remaining RSUs were cancelled. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-08-06 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2021-08-06 · Exercise / conversion · Disposed 761 · Balance 0 F4: Settlement of RSUs granted on February 10, 2021. Each RSU represents the right to receive one share of ALSN common stock. Pursuant to the reporting person's severance agreement, the reporting person received prorated acceleration of his unvested RSU awards upon his retirement as Senior Vice President, Product Engineering and Planning of the Company on August 6, 2021. The ramining RSUs were cancelled. |
| Dividend Equivalent RightsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-08-06 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2021-08-06 · Exercise / conversion · Disposed 309 · Balance 0 F2: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Settlement of restricted stock units ("RSUs") granted on February 20, 2019. Each RSU represents the right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. Pursuant to the reporting person's severance agreement, the reporting person received prorated acceleration of his unvested RSU awards upon his retirement as Senior Vice President, Product Engineering and Planning of ALSN on August 6, 2021. The remaining RSUs were cancelled.
F2: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.
F3: Settlement of RSUs granted on February 25, 2020. Each RSU represents the right to receive one share of ALSN common stock. Pursuant to the reporting person's severance agreement, the reporting person received prorated acceleration of his unvested RSU awards upon his retirement as Senior Vice President, Product Engineering and Planning of ALSN on August 6, 2021. The remaining RSUs were cancelled.
F4: Settlement of RSUs granted on February 10, 2021. Each RSU represents the right to receive one share of ALSN common stock. Pursuant to the reporting person's severance agreement, the reporting person received prorated acceleration of his unvested RSU awards upon his retirement as Senior Vice President, Product Engineering and Planning of the Company on August 6, 2021. The ramining RSUs were cancelled.
F5: Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of RSUs and DERs.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 06, 2021 Filed Aug 10, 2021 21:19 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionDividend Equivalent Rights · Derivative | 309 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-21-000139 · edgar.xml · derivative · entry 6 Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Planning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 309 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock. F2 · derivative.exercise_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock. F2 · derivative.expiration_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock. Read SEC document |
| August 06, 2021 Filed Aug 10, 2021 21:19 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionRestricted Stock Units · Derivative | 761 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-21-000139 · edgar.xml · derivative · entry 5 Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Planning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 761 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Settlement of RSUs granted on February 10, 2021. Each RSU represents the right to receive one share of ALSN common stock. Pursuant to the reporting person's severance agreement, the reporting person received prorated acceleration of his unvested RSU awards upon his retirement as Senior Vice President, Product Engineering and Planning of the Company on August 6, 2021. The ramining RSUs were cancelled. F4 · derivative.exercise_date: Settlement of RSUs granted on February 10, 2021. Each RSU represents the right to receive one share of ALSN common stock. Pursuant to the reporting person's severance agreement, the reporting person received prorated acceleration of his unvested RSU awards upon his retirement as Senior Vice President, Product Engineering and Planning of the Company on August 6, 2021. The ramining RSUs were cancelled. F4 · derivative.expiration_date: Settlement of RSUs granted on February 10, 2021. Each RSU represents the right to receive one share of ALSN common stock. Pursuant to the reporting person's severance agreement, the reporting person received prorated acceleration of his unvested RSU awards upon his retirement as Senior Vice President, Product Engineering and Planning of the Company on August 6, 2021. The ramining RSUs were cancelled. Read SEC document |
| August 06, 2021 Filed Aug 10, 2021 21:19 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionRestricted Stock Units · Derivative | 2,002 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-21-000139 · edgar.xml · derivative · entry 4 Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Planning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,002 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Settlement of RSUs granted on February 25, 2020. Each RSU represents the right to receive one share of ALSN common stock. Pursuant to the reporting person's severance agreement, the reporting person received prorated acceleration of his unvested RSU awards upon his retirement as Senior Vice President, Product Engineering and Planning of ALSN on August 6, 2021. The remaining RSUs were cancelled. F3 · derivative.exercise_date: Settlement of RSUs granted on February 25, 2020. Each RSU represents the right to receive one share of ALSN common stock. Pursuant to the reporting person's severance agreement, the reporting person received prorated acceleration of his unvested RSU awards upon his retirement as Senior Vice President, Product Engineering and Planning of ALSN on August 6, 2021. The remaining RSUs were cancelled. F3 · derivative.expiration_date: Settlement of RSUs granted on February 25, 2020. Each RSU represents the right to receive one share of ALSN common stock. Pursuant to the reporting person's severance agreement, the reporting person received prorated acceleration of his unvested RSU awards upon his retirement as Senior Vice President, Product Engineering and Planning of ALSN on August 6, 2021. The remaining RSUs were cancelled. Read SEC document |
| August 06, 2021 Filed Aug 10, 2021 21:19 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionRestricted Stock Units · Derivative | 3,045 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-21-000139 · edgar.xml · derivative · entry 3 Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Planning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,045 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Settlement of restricted stock units ("RSUs") granted on February 20, 2019. Each RSU represents the right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. Pursuant to the reporting person's severance agreement, the reporting person received prorated acceleration of his unvested RSU awards upon his retirement as Senior Vice President, Product Engineering and Planning of ALSN on August 6, 2021. The remaining RSUs were cancelled. F1 · derivative.exercise_date: Settlement of restricted stock units ("RSUs") granted on February 20, 2019. Each RSU represents the right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. Pursuant to the reporting person's severance agreement, the reporting person received prorated acceleration of his unvested RSU awards upon his retirement as Senior Vice President, Product Engineering and Planning of ALSN on August 6, 2021. The remaining RSUs were cancelled. F1 · derivative.expiration_date: Settlement of restricted stock units ("RSUs") granted on February 20, 2019. Each RSU represents the right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. Pursuant to the reporting person's severance agreement, the reporting person received prorated acceleration of his unvested RSU awards upon his retirement as Senior Vice President, Product Engineering and Planning of ALSN on August 6, 2021. The remaining RSUs were cancelled. Read SEC document |
| August 06, 2021 Filed Aug 10, 2021 21:19 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Tax withholdingCommon Stock | 2,682 | $38.45 | $103,122.90 |
DisclosureSEC source: 0001411207-21-000139 · edgar.xml · nonDerivative · entry 2 Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Planning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 317,890 F5 · shares: Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of RSUs and DERs. Read SEC document |
| August 06, 2021 Filed Aug 10, 2021 21:19 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionCommon Stock | 6,117 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001411207-21-000139 · edgar.xml · nonDerivative · entry 1 Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Planning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 320,572 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Settlement of restricted stock units ("RSUs") granted on February 20, 2019. Each RSU represents the right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. Pursuant to the reporting person's severance agreement, the reporting person received prorated acceleration of his unvested RSU awards upon his retirement as Senior Vice President, Product Engineering and Planning of ALSN on August 6, 2021. The remaining RSUs were cancelled. F2 · price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock. F3 · price: Settlement of RSUs granted on February 25, 2020. Each RSU represents the right to receive one share of ALSN common stock. Pursuant to the reporting person's severance agreement, the reporting person received prorated acceleration of his unvested RSU awards upon his retirement as Senior Vice President, Product Engineering and Planning of ALSN on August 6, 2021. The remaining RSUs were cancelled. F4 · price: Settlement of RSUs granted on February 10, 2021. Each RSU represents the right to receive one share of ALSN common stock. Pursuant to the reporting person's severance agreement, the reporting person received prorated acceleration of his unvested RSU awards upon his retirement as Senior Vice President, Product Engineering and Planning of the Company on August 6, 2021. The ramining RSUs were cancelled. Read SEC document |
| May 28, 2021 Filed Jun 2, 2021 19:22 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantDividend Equivalent Rights · Derivative | 56 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-21-000122 · edgar.xml · derivative · entry 1 Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Planning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 309 Underlying: Common Stock · 56 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 19:35 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantDividend Equivalent Rights · Derivative | 58 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-21-000074 · edgar.xml · derivative · entry 1 Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Planning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 253 Underlying: Common Stock · 58 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. Read SEC document |
| February 28, 2021 Filed Mar 2, 2021 21:18 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionPerformance Stock Units · Derivative | 2,057 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-21-000048 · edgar.xml · derivative · entry 3 Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Prog Mgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,057 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Settlement of performance-based restricted stock units ("PSUs") granted on February 7, 2018. Each PSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. F1 · derivative.exercise_date: Settlement of performance-based restricted stock units ("PSUs") granted on February 7, 2018. Each PSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. F1 · derivative.expiration_date: Settlement of performance-based restricted stock units ("PSUs") granted on February 7, 2018. Each PSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. Read SEC document |
| February 28, 2021 Filed Mar 2, 2021 21:18 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Tax withholdingCommon Stock | 593 | $37.92 | $22,486.56 |
DisclosureSEC source: 0001411207-21-000048 · edgar.xml · nonDerivative · entry 2 Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Prog Mgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 309,408 F2 · shares: Represents shares withheld by ALSN to satisfy tax-withholding obligations on the vesting of PSUs. Read SEC document |
| February 28, 2021 Filed Mar 2, 2021 21:18 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionCommon Stock | 2,057 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001411207-21-000048 · edgar.xml · nonDerivative · entry 1 Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Prog Mgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 310,001 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Settlement of performance-based restricted stock units ("PSUs") granted on February 7, 2018. Each PSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. Read SEC document |
| February 19, 2021 Filed Feb 22, 2021 21:01 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 10,625 | $0.00 Strike: $23.59 | $0.00 |
DisclosureSEC source: 0001411207-21-000040 · edgar.xml · derivative · entry 2 Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Prod Teams 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,395 Underlying: Common Stock · 10,625 shares Expires 2026-02-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Option vested on February 17, 2019. Read SEC document |
| February 19, 2021 Filed Feb 22, 2021 21:01 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionCommon Stock | 10,625 | $23.59 | $250,643.75 |
DisclosureSEC source: 0001411207-21-000040 · edgar.xml · nonDerivative · entry 1 Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Prod Teams 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 307,944 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 10, 2021 Filed Feb 12, 2021 21:11 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantRestricted Stock Units · Derivative | 4,781 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-21-000034 · edgar.xml · derivative · entry 3 Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Prog Mgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,781 Underlying: Common Stock · 4,781 shares Expires not disclosed F5 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of ALSN common stock. F6 · derivative.exercise_date: The RSUs vest in three equal annual installments beginning on February 10, 2022. F6 · derivative.expiration_date: The RSUs vest in three equal annual installments beginning on February 10, 2022. Read SEC document |
| February 10, 2021 Filed Feb 12, 2021 21:11 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantEmployee Stock Option (right to buy) · Derivative | 14,343 | $0.00 Strike: $43.13 | $0.00 |
DisclosureSEC source: 0001411207-21-000034 · edgar.xml · derivative · entry 2 Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Prog Mgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,343 Underlying: Common Stock · 14,343 shares Expires 2031-02-10 F4 · derivative.exercise_date: The option vests in three equal annual installments beginning on February 10, 2022. Read SEC document |
| February 10, 2021 Filed Feb 12, 2021 21:11 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantPerformance Stock Units · Derivative | 2,057 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-21-000034 · edgar.xml · derivative · entry 1 Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Prog Mgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,057 Underlying: Common Stock · 2,057 shares Expires not disclosed F1 · derivative.exercise_price: Each performance-based restricted stock unit ("PSU") represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. F2 · shares: On February 7, 2018, the reporting person was granted PSUs with a number of PSUs earned to be determined based on the extent to which certain performance conditions were met for a performance period of 2018 - 2020. As determined on February 10, 2021, based on ALSN's actual performance for 2018 - 2020, the reporting person earned 2,057 PSUs. F3 · derivative.exercise_date: Earned PSUs will vest on February 28, 2021. F3 · derivative.expiration_date: Earned PSUs will vest on February 28, 2021. Read SEC document |
| February 07, 2021 Filed Feb 9, 2021 21:16 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionDividend Equivalent Rights · Derivative | 170 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-21-000020 · edgar.xml · derivative · entry 5 Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Prog Mgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195 Underlying: Common Stock · 170 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock. F2 · derivative.exercise_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock. F2 · derivative.expiration_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock. Read SEC document |
| February 07, 2021 Filed Feb 9, 2021 21:16 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionRestricted Stock Units · Derivative | 3,741 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-21-000020 · edgar.xml · derivative · entry 4 Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Prog Mgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,741 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Settlement of restricted stock units ("RSUs") granted on February 7, 2018. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. F1 · derivative.exercise_date: Settlement of restricted stock units ("RSUs") granted on February 7, 2018. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. F1 · derivative.expiration_date: Settlement of restricted stock units ("RSUs") granted on February 7, 2018. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. Read SEC document |
| February 07, 2021 Filed Feb 9, 2021 21:16 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Tax withholdingCommon Stock | 1,126 | $43.11 | $48,541.86 |
DisclosureSEC source: 0001411207-21-000020 · edgar.xml · nonDerivative · entry 3 Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Prog Mgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 297,319 F3 · shares: Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of RSUs and DERS. Read SEC document |
| February 07, 2021 Filed Feb 9, 2021 21:16 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionCommon Stock | 170 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001411207-21-000020 · edgar.xml · nonDerivative · entry 2 Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Prog Mgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 298,445 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock. Read SEC document |
| February 07, 2021 Filed Feb 9, 2021 21:16 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionCommon Stock | 3,741 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001411207-21-000020 · edgar.xml · nonDerivative · entry 1 Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Prog Mgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 298,275 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Settlement of restricted stock units ("RSUs") granted on February 7, 2018. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. Read SEC document |
| February 02, 2021 Filed Feb 4, 2021 21:02 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 4,979 | $0.00 Strike: $30.23 | $0.00 |
DisclosureSEC source: 0001411207-21-000006 · edgar.xml · derivative · entry 4 Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Prod Teams 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,601 Underlying: Common Stock · 4,979 shares Expires 2024-02-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Option vested on December 1, 2016. Read SEC document |
| February 02, 2021 Filed Feb 4, 2021 21:02 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 4,685 | $0.00 Strike: $23.58 | $0.00 |
DisclosureSEC source: 0001411207-21-000006 · edgar.xml · derivative · entry 3 Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Prod Teams 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,685 shares Expires 2023-03-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Option vested on December 15, 2015. Read SEC document |
| February 02, 2021 Filed Feb 4, 2021 21:02 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionCommon Stock | 4,979 | $30.23 | $150,515.17 |
DisclosureSEC source: 0001411207-21-000006 · edgar.xml · nonDerivative · entry 2 Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Prod Teams 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 294,534 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 02, 2021 Filed Feb 4, 2021 21:02 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionCommon Stock | 4,685 | $23.58 | $110,472.30 |
DisclosureSEC source: 0001411207-21-000006 · edgar.xml · nonDerivative · entry 1 Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Prod Teams 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 289,555 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 27, 2021 Filed Jan 28, 2021 21:08 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 13,455 | $0.00 Strike: $23.58 | $0.00 |
DisclosureSEC source: 0001411207-21-000004 · edgar.xml · derivative · entry 4 Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Prod Teams 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,685 Underlying: Common Stock · 13,455 shares Expires 2023-03-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Option vested on December 15, 2015. Read SEC document |
| January 27, 2021 Filed Jan 28, 2021 21:08 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionCommon Stock | 13,455 | $23.58 | $317,268.90 |
DisclosureSEC source: 0001411207-21-000004 · edgar.xml · nonDerivative · entry 2 Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Prod Teams 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 284,870 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 26, 2021 Filed Jan 28, 2021 21:08 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 3,260 | $0.00 Strike: $23.58 | $0.00 |
DisclosureSEC source: 0001411207-21-000004 · edgar.xml · derivative · entry 3 Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Prod Teams 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,140 Underlying: Common Stock · 3,260 shares Expires 2023-03-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Option vested on December 15, 2015. Read SEC document |
| January 26, 2021 Filed Jan 28, 2021 21:08 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionCommon Stock | 3,260 | $23.58 | $76,870.80 |
DisclosureSEC source: 0001411207-21-000004 · edgar.xml · nonDerivative · entry 1 Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Prod Teams 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 271,415 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 25, 2020 Filed Nov 30, 2020 20:21 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantDividend Equivalent Rights · Derivative | 47 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-20-000193 · edgar.xml · derivative · entry 1 Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Prog Mgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 365 Underlying: Common Stock · 47 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. Read SEC document |
| August 31, 2020 Filed Sep 2, 2020 18:46 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantDividend Equivalent Rights · Derivative | 54 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-20-000152 · edgar.xml · derivative · entry 1 Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Prog Mgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 318 Underlying: Common Stock · 54 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. Read SEC document |
| May 29, 2020 Filed Jun 2, 2020 18:53 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantDividend Equivalent Rights · Derivative | 51 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-20-000116 · edgar.xml · derivative · entry 1 Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Prog Mgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 264 Underlying: Common Stock · 51 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. Read SEC document |
| March 26, 2020 Filed Mar 30, 2020 20:01 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 3,800 | $0.00 Strike: $23.58 | $0.00 |
DisclosureSEC source: 0001411207-20-000078 · edgar.xml · derivative · entry 2 Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Prog Mgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,400 Underlying: Common Stock · 3,800 shares Expires 2023-03-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Option vested on December 15, 2015. Read SEC document |
| March 26, 2020 Filed Mar 30, 2020 20:01 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionCommon Stock | 3,800 | $23.58 | $89,604.00 |
DisclosureSEC source: 0001411207-20-000078 · edgar.xml · nonDerivative · entry 1 Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Prog Mgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 268,155 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 20, 2020 Filed Mar 24, 2020 20:13 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantDividend Equivalent Rights · Derivative | 67 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-20-000071 · edgar.xml · derivative · entry 1 Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Prog Mgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 213 Underlying: Common Stock · 67 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 20:49 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionPerformance Stock Units · Derivative | 3,608 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-20-000040 · edgar.xml · derivative · entry 3 Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Prog Mgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,608 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Settlement of performance-based restricted stock units ("PSUs") granted on February 22, 2017. Each PSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. F1 · derivative.exercise_date: Settlement of performance-based restricted stock units ("PSUs") granted on February 22, 2017. Each PSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. F1 · derivative.expiration_date: Settlement of performance-based restricted stock units ("PSUs") granted on February 22, 2017. Each PSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 20:49 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Tax withholdingCommon Stock | 1,434 | $40.60 | $58,220.40 |
DisclosureSEC source: 0001411207-20-000040 · edgar.xml · nonDerivative · entry 2 Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Prog Mgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 264,355 F2 · shares: Represents shares withheld by ALSN to satisfy tax-withholding obligations on the vesting of PSUs. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 20:49 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionCommon Stock | 3,608 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001411207-20-000040 · edgar.xml · nonDerivative · entry 1 Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Prog Mgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 265,789 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Settlement of performance-based restricted stock units ("PSUs") granted on February 22, 2017. Each PSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. Read SEC document |
| February 25, 2020 Filed Feb 25, 2020 21:18 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantRestricted Stock Units · Derivative | 4,120 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-20-000014 · edgar.xml · derivative · entry 8 Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Prog Mgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,120 Underlying: Common Stock · 4,120 shares Expires not disclosed F8 · derivative.exercise_price: Each RSUs represents a contingent right to receive one share of Allison Transmission Holdings, Inc. common stock. F9 · derivative.exercise_date: The RSUs vest on February 25, 2023. F9 · derivative.expiration_date: The RSUs vest on February 25, 2023. Read SEC document |
| February 25, 2020 Filed Feb 25, 2020 21:18 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantEmployee Stock Option (right to buy) · Derivative | 12,361 | $0.00 Strike: $43.22 | $0.00 |
DisclosureSEC source: 0001411207-20-000014 · edgar.xml · derivative · entry 7 Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Prog Mgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,361 Underlying: Common Stock · 12,361 shares Expires 2030-02-25 F7 · derivative.exercise_date: The option vests on February 25, 2023. Read SEC document |
| February 22, 2020 Filed Feb 25, 2020 21:18 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionDividend Equivalent Rights · Derivative | 188 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-20-000014 · edgar.xml · derivative · entry 6 Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Prog Mgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146 Underlying: Common Stock · 188 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock. F2 · derivative.exercise_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock. F2 · derivative.expiration_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock. Read SEC document |
| February 22, 2020 Filed Feb 25, 2020 21:18 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionRestricted Stock Units · Derivative | 4,401 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-20-000014 · edgar.xml · derivative · entry 5 Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Prog Mgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,401 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Settlement of restricted stock units ("RSUs") granted on February 22, 2017. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. F1 · derivative.exercise_date: Settlement of restricted stock units ("RSUs") granted on February 22, 2017. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. F1 · derivative.expiration_date: Settlement of restricted stock units ("RSUs") granted on February 22, 2017. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. Read SEC document |
| February 22, 2020 Filed Feb 25, 2020 21:18 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Tax withholdingCommon Stock | 1,380 | $44.55 | $61,479.00 |
DisclosureSEC source: 0001411207-20-000014 · edgar.xml · nonDerivative · entry 3 Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Prog Mgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 262,181 F3 · shares: Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of RSUs and DERS. Read SEC document |
| February 22, 2020 Filed Feb 25, 2020 21:18 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionCommon Stock | 188 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001411207-20-000014 · edgar.xml · nonDerivative · entry 2 Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Prog Mgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 263,561 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock. Read SEC document |
| February 22, 2020 Filed Feb 25, 2020 21:18 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionCommon Stock | 4,401 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001411207-20-000014 · edgar.xml · nonDerivative · entry 1 Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Prog Mgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 263,373 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Settlement of restricted stock units ("RSUs") granted on February 22, 2017. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. Read SEC document |
| February 21, 2020 Filed Feb 25, 2020 21:18 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantPerformance Stock Units · Derivative | 3,608 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-20-000014 · edgar.xml · derivative · entry 4 Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Prog Mgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,608 Underlying: Common Stock · 3,608 shares Expires not disclosed F4 · derivative.exercise_price: Each performance-based restricted stock unit ("PSUs") represents a contingent right to receive one share of ALSN common stock. F5 · shares: On February 22, 2017, the reporting person was granted PSUs with a number of PSUs earned to be determined based on the extent to which certain performance conditions were met for a performance period of 2017 - 2019. As determined on February 21, 2020, based on ALSN's actual performance for 2017 - 2019, the reporting person earned 3,608 PSUs. F6 · derivative.exercise_date: Earned PSUs will vest on February 28, 2020. F6 · derivative.expiration_date: Earned PSUs will vest on February 28, 2020. Read SEC document |
| November 27, 2019 Filed Dec 2, 2019 19:51 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantDividend Equivalent Rights · Derivative | 36 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-19-000232 · edgar.xml · derivative · entry 1 Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Product Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 334 Underlying: Common Stock · 36 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. Read SEC document |
| August 30, 2019 Filed Sep 4, 2019 20:26 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantDividend Equivalent Rights · Derivative | 39 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-19-000199 · edgar.xml · derivative · entry 1 Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Product Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 298 Underlying: Common Stock · 39 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. Read SEC document |
| May 31, 2019 Filed Jun 4, 2019 18:41 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantDividend Equivalent Rights · Derivative | 42 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-19-000147 · edgar.xml · derivative · entry 1 Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Product Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 259 Underlying: Common Stock · 42 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. Read SEC document |
| May 29, 2019 Filed May 30, 2019 20:03 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 140,381 | $0.00 Strike: $16.88 | $0.00 |
DisclosureSEC source: 0001411207-19-000127 · edgar.xml · derivative · entry 8 Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Prod Teams 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 140,381 shares Expires 2019-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Option vested in three equal installments beginning October 1, 2010. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.