ALSN

SEC source: 0001411207-17-000126 · edgar.xml · derivative · entry 1

RABAUT THOMAS W · CIK 0001241605 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88

Underlying: Common Stock · 14 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and deferred stock units ("DSUs") and vest proportionately with the RSUs and DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and deferred stock units ("DSUs") and vest proportionately with the RSUs and DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and deferred stock units ("DSUs") and vest proportionately with the RSUs and DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

SEC source: 0001411207-17-000129 · edgar.xml · derivative · entry 1

Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207

Underlying: Common Stock · 28 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent rights is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent rights is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent rights is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

SEC source: 0001411207-17-000128 · edgar.xml · derivative · entry 1

Reynolds Richard VanFleet · CIK 0001367016 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 777

Underlying: Common Stock · 69 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

SEC source: 0001411207-17-000127 · edgar.xml · derivative · entry 1

RABORN FRANCIS · CIK 0001241606 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12

Underlying: Common Stock · 12 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

SEC source: 0001411207-17-000125 · edgar.xml · derivative · entry 1

Pittard Dana JH · CIK 0001661939 · VP, Defense Programs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109

Underlying: Common Stock · 21 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent rights is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent rights is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent rights is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

SEC source: 0001411207-17-000123 · edgar.xml · derivative · entry 1

Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Product Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208

Underlying: Common Stock · 40 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

SEC source: 0001411207-17-000122 · edgar.xml · derivative · entry 1

Harker William R · CIK 0001349666 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12

Underlying: Common Stock · 12 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent rights is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent rights is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent rights is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

SEC source: 0001411207-17-000121 · edgar.xml · derivative · entry 1

Dick Michael · CIK 0001661740 · SVP, Ops and Purchasing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 355

Underlying: Common Stock · 53 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent rights is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent rights is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent rights is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

SEC source: 0001411207-17-000120 · edgar.xml · derivative · entry 1

Graziosi David S. · CIK 0001543492 · President, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 666

Underlying: Common Stock · 183 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

SEC source: 0001411207-17-000119 · edgar.xml · derivative · entry 1

EVERITT DAVID C · CIK 0001196652 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 340

Underlying: Common Stock · 45 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

SEC source: 0001411207-17-000118 · edgar.xml · derivative · entry 1

Dewey Lawrence E. · CIK 0001543489 · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,608

Underlying: Common Stock · 370 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

SEC source: 0001411207-17-000116 · edgar.xml · derivative · entry 1

ASKREN STANLEY A · CIK 0001195347 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12

Underlying: Common Stock · 12 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent rights is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent rights is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent rights is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

SEC source: 0001411207-17-000098 · edgar.xml · nonDerivative · entry 1

Dick Michael · CIK 0001661740 · SVP, Ops and Purchasing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,931

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: This price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $38.0000 to $38.0600. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001411207-17-000097 · edgar.xml · derivative · entry 3

Graziosi David S. · CIK 0001543492 · President, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 50,000 shares

Expires 2017-11-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vested in five equal annual installments beginning on November 13, 2008.

SEC source: 0001411207-17-000097 · edgar.xml · nonDerivative · entry 2

Graziosi David S. · CIK 0001543492 · President, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,123

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $38.0000 to $38.3000. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001411207-17-000097 · edgar.xml · nonDerivative · entry 1

Graziosi David S. · CIK 0001543492 · President, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244,123

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001411207-17-000084 · edgar.xml · derivative · entry 5

LAVIN RICHARD P · CIK 0001171774 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,185

Underlying: Common Stock · 3,185 shares

Expires not disclosed

F9 · security: The RSUs represent the reporting person's annual equity award under the Policy.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Company's common stock

F11 · price: The number of RSUs received was calculated based on $37.67, which was the closing price of the Company's common stock on the date of the grant.

F10 · derivative.exercise_date: The RSUs vest on the date of the next annual meeting of the stockholders of the Company. Unvested RSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F10 · derivative.expiration_date: The RSUs vest on the date of the next annual meeting of the stockholders of the Company. Unvested RSUs earn dividend equivalents when dividends are declared on the Company's common stock.

SEC source: 0001411207-17-000082 · edgar.xml · derivative · entry 1

EVERITT DAVID C · CIK 0001196652 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,883

Underlying: Common Stock · 3,185 shares

Expires not disclosed

F1 · security: The deferred stock units ("DSUs") represent the portion of the reporting person's annual equity award under the Allison Transmission Holdings, Inc. (the "Company") Second Amended and Restated Non-Employee Director Compensation Policy deferred pursuant to the Company's Amended and Restated Non-Employee Director Deferred Compensation Plan.

F2 · derivative.exercise_price: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs vest on the date of the next annual meeting of the stockholders of the Company. The DSUs become payable, in common stock, or at the Company's election, cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F3 · price: The number of DSUs received was calculated based on $37.67, which was the closing price of the Company's common stock on the date of grant.

F2 · derivative.exercise_date: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs vest on the date of the next annual meeting of the stockholders of the Company. The DSUs become payable, in common stock, or at the Company's election, cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F2 · derivative.expiration_date: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs vest on the date of the next annual meeting of the stockholders of the Company. The DSUs become payable, in common stock, or at the Company's election, cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

SEC source: 0001411207-17-000086 · edgar.xml · derivative · entry 6

RABAUT THOMAS W · CIK 0001241605 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,185

Underlying: Common Stock · 3,185 shares

Expires not disclosed

F12 · security: The RSUs represent the reporting person's annual equity award under the Policy.

F8 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Company's common stock

F14 · price: The number of RSUs recieved was calculated based on $37.67, which was the clsoing price of the Company's common stock on the date of grant.

F13 · derivative.exercise_date: The RSUs vest on the date of the next annual meeting of the stockholders of the Company. Unvested RSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F13 · derivative.expiration_date: The RSUs vest on the date of the next annual meeting of the stockholders of the Company. Unvested RSUs earn dividend equivalents when dividends are declared on the Company's common stock.

SEC source: 0001411207-17-000089 · edgar.xml · derivative · entry 9

STAR JAMES A · CIK 0001260705 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,185

Underlying: Common Stock · 3,185 shares

Expires not disclosed

F10 · security: The RSUs represent the reporting person's annual equity award under the Policy.

F6 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Company's common stock.

F12 · price: The number of RSUs received was calculated based on $37.67, which was the closing price of the Company's common stock on the date of grant.

F11 · derivative.exercise_date: The RSUs vest on the date of the next annual meeting of the stockholders of the Company. Unvested RSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F11 · derivative.expiration_date: The RSUs vest on the date of the next annual meeting of the stockholders of the Company. Unvested RSUs earn dividend equivalents when dividends are declared on the Company's common stock.

SEC source: 0001411207-17-000088 · edgar.xml · derivative · entry 5

ASKREN STANLEY A · CIK 0001195347 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,185

Underlying: Common Stock · 3,185 shares

Expires not disclosed

F9 · security: The RSUs respresent the reporting person's annual equity award under the Policy.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Company's common stock.

F11 · price: The number of RSUs received was calculated based on $37.67, which was the closing price of the Company's common stock on the date of grant.

F10 · derivative.exercise_date: The RSUs vest on the date of the next annual meeting of the stockholders of the Company. Unvested RSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F10 · derivative.expiration_date: The RSUs vest on the date of the next annual meeting of the stockholders of the Company. Unvested RSUs earn dividend equivalents when dividends are declared on the Company's common stock.

SEC source: 0001411207-17-000087 · edgar.xml · derivative · entry 7

RABORN FRANCIS · CIK 0001241606 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,185

Underlying: Common Stock · 3,185 shares

Expires not disclosed

F10 · security: The RSUs represent the reporting person's annual equity award under the Policy.

F6 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Company's common stock

F12 · price: The number of RSUs received was calculated based on $37.67, which was the closing price of the Company's common stock on the date of grant.

F11 · derivative.exercise_date: The RSUs vest on the date of the next annual meeting of the stockholders of the Company. Unvested RSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F11 · derivative.expiration_date: The RSUs vest on the date of the next annual meeting of the stockholders of the Company. Unvested RSUs earn dividend equivalents when dividends are declared on the Company's common stock.

SEC source: 0001411207-17-000085 · edgar.xml · derivative · entry 1

Reynolds Richard VanFleet · CIK 0001367016 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,509

Underlying: Common Stock · 3,185 shares

Expires not disclosed

F1 · security: The deferred stock units ("DSUs") represent the portion of the reporting person's annual equity award under the Allison Transmission Holdings, Inc. (the "Company") Second Amended and Restated Non-Employee Director Compensation Policy deferred pursuant to the Company's Amended and Restated Non-Employee Director Deferred Compensation Plan.

F2 · derivative.exercise_price: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs vest on the date of the next annual meeting of the stockholders of the Company. The DSUs become payable, in common stock, or at the Company's election, cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F3 · price: The number of DSUs received was calculated based on $37.67, which was the closing price of the Company's common stock on the date of grant.

F2 · derivative.exercise_date: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs vest on the date of the next annual meeting of the stockholders of the Company. The DSUs become payable, in common stock, or at the Company's election, cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F2 · derivative.expiration_date: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs vest on the date of the next annual meeting of the stockholders of the Company. The DSUs become payable, in common stock, or at the Company's election, cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

SEC source: 0001411207-17-000083 · edgar.xml · derivative · entry 2

GARCIA TUNON ALVARO · CIK 0001244225 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,010

Underlying: Common Stock · 3,185 shares

Expires not disclosed

F4 · security: The DSUs represent the portion of the reporting person's annual equity award under the Policy deferred pursuant to the Company's Amended and Restated Non-Employee Director Deferred Compensation Plan.

F2 · derivative.exercise_price: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F6 · price: The number of DSUs received was calculated based on $37.67, which was the closing price of the Company's common stock on the date of grant.

F5 · derivative.exercise_date: The DSUs vest on the date of the next annual meeting of the stockholders of the Company.

F5 · derivative.expiration_date: The DSUs vest on the date of the next annual meeting of the stockholders of the Company.

SEC source: 0001411207-17-000094 · edgar.xml · derivative · entry 1

Harker William R · CIK 0001349666 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,185

Underlying: Common Stock · 3,185 shares

Expires not disclosed

F1 · security: The deferred stock units ("DSUs") represent the portion of the reporting person's annual equity award under the Allison Transmission Holdings, Inc. (the "Company") Second Amended and Restated Non-Employee Director Compensation Policy deferred pursuant to the Company's Amended and Restated Non-Employee Director Deferred Compensation Plan.

F2 · derivative.exercise_price: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs vest on the date of the next annual meeting of the stockholders of the Company and become payable, in common stock, or at the Company's election, cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F3 · price: The number of DSUs received was calculated based on $37.67, which was the closing price of the Company's common stock on the date of grant.

F2 · derivative.exercise_date: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs vest on the date of the next annual meeting of the stockholders of the Company and become payable, in common stock, or at the Company's election, cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F2 · derivative.expiration_date: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs vest on the date of the next annual meeting of the stockholders of the Company and become payable, in common stock, or at the Company's election, cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

SEC source: 0001411207-17-000133 · edgar.xml · derivative · entry 1

Harker William R · CIK 0001349666 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,185

Underlying: Common Stock · 3,185 shares

Expires not disclosed

F1 · security: The deferred stock units ("DSUs") represent the portion of the reporting person's annual equity award under the Allison Transmission Holdings, Inc. (the "Company") Second Amended and Restated Non-Employee Director Compensation Policy deferred pursuant to the Company's Amended and Restated Non-Employee Director Deferred Compensation Plan.

F2 · derivative.exercise_price: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs vest on the date of the next annual meeting of the stockholders of the Company and become payable, in common stock, or at the Company's election, cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F3 · price: The number of DSUs received was calculated based on $37.67, which was the closing price of the Company's common stock on the date of grant.

F2 · derivative.exercise_date: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs vest on the date of the next annual meeting of the stockholders of the Company and become payable, in common stock, or at the Company's election, cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F2 · derivative.expiration_date: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs vest on the date of the next annual meeting of the stockholders of the Company and become payable, in common stock, or at the Company's election, cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

SEC source: 0001411207-17-000084 · edgar.xml · derivative · entry 4

LAVIN RICHARD P · CIK 0001171774 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 69 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each dividend equivalent rights is the economic equivalent of one share of the Company's common stock.

F8 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded RSUs and vested on May 11, 2017.

F8 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded RSUs and vested on May 11, 2017.

SEC source: 0001411207-17-000084 · edgar.xml · derivative · entry 3

LAVIN RICHARD P · CIK 0001171774 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,628 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Company's common stock

F6 · derivative.exercise_date: On May 13, 2016, the reporting person was granted 3,628 RSUs that vested on May 11, 2017.

F6 · derivative.expiration_date: On May 13, 2016, the reporting person was granted 3,628 RSUs that vested on May 11, 2017.

SEC source: 0001411207-17-000084 · edgar.xml · nonDerivative · entry 2

LAVIN RICHARD P · CIK 0001171774 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,673

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Settlement of restricted stock units ("RSUs") and related dividend equivalents.

F4 · shares: Includes 69 dividend equivalents.

SEC source: 0001411207-17-000084 · edgar.xml · nonDerivative · entry 1

LAVIN RICHARD P · CIK 0001171774 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,976

F1 · security: These shares respresent a quarterly payment of the portion of the reporting person's annual retainer paid in common stock under the Allison Transmission Holdings, Inc. (the "Company") Second Amended and Restated Non-Employee Director Compensation Policy ("Policy"). The annual retainer is paid quarterly in arrears in cash or common stock at the reporting person's discretion.

F2 · price: The number of shares of common stock received was calculated based on $38.23, which was the closing price of the Company's common stock on the date of grant.

SEC source: 0001418812-17-000041 · primary_doc.xml · derivative · entry 3

Spivy Gregory P · CIK 0001310679 · See Remarks

ValueAct Holdings, L.P. · CIK 0001418814 · See Remarks

ValueAct Capital Master Fund, L.P. · CIK 0001464912 · See Remarks

VA Partners I, LLC · CIK 0001418812 · See Remarks

ValueAct Capital Management, L.P. · CIK 0001351069 · See Remarks

ValueAct Capital Management, LLC · CIK 0001351073 · See Remarks

ValueAct Holdings GP, LLC · CIK 0001418813 · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 69 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive one share of the Company's common stock.

F7 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded RSUs and vested on May 11, 2017.

F7 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded RSUs and vested on May 11, 2017.

F2 · ownership.direct: All board compensation accrues to the benefit of the investors in ValueAct Capital Master Fund, L.P.‎, and not to any individual. Under an agreement with ValueAct Capital, Gregory P. Spivy is deemed to hold the common stock for the benefit of ValueAct Capital Master Fund, L.P. and indirectly for (i) VA Partners I, LLC as General Partner of ValueAct Capital Master Fund, L.P., (ii) ValueAct Capital Management, L.P. as the manager of ValueAct Capital Master Fund, L.P., (iii) ValueAct Capital Management, LLC as General Partner of ValueAct Capital Management, L.P., (iv) ValueAct Holdings, L.P. as the sole owner of the limited partnership interests of ValueAct Capital Management, L.P. and the membership interests of ValueAct Capital Management, LLC and as the majority owner of the membership interests of VA Partners I, LLC and (v) ValueAct Holdings GP, LLC as General Partner of ValueAct Holdings, L.P.

SEC source: 0001418812-17-000041 · primary_doc.xml · derivative · entry 2

Spivy Gregory P · CIK 0001310679 · See Remarks

ValueAct Holdings, L.P. · CIK 0001418814 · See Remarks

ValueAct Capital Master Fund, L.P. · CIK 0001464912 · See Remarks

VA Partners I, LLC · CIK 0001418812 · See Remarks

ValueAct Capital Management, L.P. · CIK 0001351069 · See Remarks

ValueAct Capital Management, LLC · CIK 0001351073 · See Remarks

ValueAct Holdings GP, LLC · CIK 0001418813 · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,628 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Company's common stock.

F5 · derivative.exercise_date: On May 12, 2016, the reporting person was granted 3,628 RSUs that vested on May 11, 2017.

F5 · derivative.expiration_date: On May 12, 2016, the reporting person was granted 3,628 RSUs that vested on May 11, 2017.

F2 · ownership.direct: All board compensation accrues to the benefit of the investors in ValueAct Capital Master Fund, L.P.‎, and not to any individual. Under an agreement with ValueAct Capital, Gregory P. Spivy is deemed to hold the common stock for the benefit of ValueAct Capital Master Fund, L.P. and indirectly for (i) VA Partners I, LLC as General Partner of ValueAct Capital Master Fund, L.P., (ii) ValueAct Capital Management, L.P. as the manager of ValueAct Capital Master Fund, L.P., (iii) ValueAct Capital Management, LLC as General Partner of ValueAct Capital Management, L.P., (iv) ValueAct Holdings, L.P. as the sole owner of the limited partnership interests of ValueAct Capital Management, L.P. and the membership interests of ValueAct Capital Management, LLC and as the majority owner of the membership interests of VA Partners I, LLC and (v) ValueAct Holdings GP, LLC as General Partner of ValueAct Holdings, L.P.

SEC source: 0001418812-17-000041 · primary_doc.xml · nonDerivative · entry 1

Spivy Gregory P · CIK 0001310679 · See Remarks

ValueAct Holdings, L.P. · CIK 0001418814 · See Remarks

ValueAct Capital Master Fund, L.P. · CIK 0001464912 · See Remarks

VA Partners I, LLC · CIK 0001418812 · See Remarks

ValueAct Capital Management, L.P. · CIK 0001351069 · See Remarks

ValueAct Capital Management, LLC · CIK 0001351073 · See Remarks

ValueAct Holdings GP, LLC · CIK 0001418813 · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,925

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Settlement of restricted stock units ("RSUs") and related dividend equivalents.

F2 · ownership.direct: All board compensation accrues to the benefit of the investors in ValueAct Capital Master Fund, L.P.‎, and not to any individual. Under an agreement with ValueAct Capital, Gregory P. Spivy is deemed to hold the common stock for the benefit of ValueAct Capital Master Fund, L.P. and indirectly for (i) VA Partners I, LLC as General Partner of ValueAct Capital Master Fund, L.P., (ii) ValueAct Capital Management, L.P. as the manager of ValueAct Capital Master Fund, L.P., (iii) ValueAct Capital Management, LLC as General Partner of ValueAct Capital Management, L.P., (iv) ValueAct Holdings, L.P. as the sole owner of the limited partnership interests of ValueAct Capital Management, L.P. and the membership interests of ValueAct Capital Management, LLC and as the majority owner of the membership interests of VA Partners I, LLC and (v) ValueAct Holdings GP, LLC as General Partner of ValueAct Holdings, L.P.

F3 · ownership.direct: Each reporting person listed herein disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0001411207-17-000086 · edgar.xml · derivative · entry 5

RABAUT THOMAS W · CIK 0001241605 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5

Underlying: Common Stock · 69 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F11 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded RSUs and vested on May 11, 2017.

F11 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded RSUs and vested on May 11, 2017.

SEC source: 0001411207-17-000086 · edgar.xml · derivative · entry 4

RABAUT THOMAS W · CIK 0001241605 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,628 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Company's common stock

F9 · derivative.exercise_date: On May 13, 2016, the reporting person was granted 3,628 RSUs that vested on May 11, 2017.

F9 · derivative.expiration_date: On May 13, 2016, the reporting person was granted 3,628 RSUs that vested on May 11, 2017.

SEC source: 0001411207-17-000086 · edgar.xml · derivative · entry 3

RABAUT THOMAS W · CIK 0001241605 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,051

Underlying: Common Stock · 229 shares

Expires not disclosed

F5 · security: These Deferred Stock Units ("DSUs") represent a quarterly payment of the portion of the reporting person's other fees under the Policy deferred pursuant to the Company's Amended and Restated Non-Employee Director Deferred Compensation Plan. The other fees are payable quarterly in arrears.

F6 · derivative.exercise_price: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election, cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F7 · price: The number of DSUs received was calculated based on $38.23, which was the closing price of the Company's common stock on the date of grant.

F6 · derivative.exercise_date: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election, cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F6 · derivative.expiration_date: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election, cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

SEC source: 0001411207-17-000086 · edgar.xml · nonDerivative · entry 2

RABAUT THOMAS W · CIK 0001241605 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,151

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Settlement of restricted stock units ("RSUs") and related dividend equivalents.

F4 · shares: Includes 69 dividend equivalents.

SEC source: 0001411207-17-000086 · edgar.xml · nonDerivative · entry 1

RABAUT THOMAS W · CIK 0001241605 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,454

F1 · security: These shares represent a quarterly payment of the reporting person's annual retainer under the Allison Transmission Holdings, Inc. (the "Company") Second Amended and Restated Non-Employee Director Compensation Policy ("Policy"). The annual retainer is paid quarterly in arrears in cash or common stock at the reporting person's discretion.

F2 · price: The number of shares of common stock received was calculated based on $38.23, which was the closing price of the Company's common stock on the date of grant.

SEC source: 0001411207-17-000089 · edgar.xml · derivative · entry 8

STAR JAMES A · CIK 0001260705 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 69 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each dividend equivalent rights is the economic equivalent of one share of the Company's common stock.

F9 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded RSUs and vested on May 11, 2017.

F9 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded RSUs and vested on May 11, 2017.

SEC source: 0001411207-17-000089 · edgar.xml · derivative · entry 7

STAR JAMES A · CIK 0001260705 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,628 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Company's common stock.

F7 · derivative.exercise_date: On May 13, 2016, the reporting person was granted 3,628 RSUs that vested on May 11, 2017.

F7 · derivative.expiration_date: On May 13, 2016, the reporting person was granted 3,628 RSUs that vested on May 11, 2017.

SEC source: 0001411207-17-000089 · edgar.xml · nonDerivative · entry 2

STAR JAMES A · CIK 0001260705 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,505

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Settlement of restricted stock units ("RSUs") and related dividend equivalents.

F4 · shares: Includes 69 dividend equivalents.

SEC source: 0001411207-17-000089 · edgar.xml · nonDerivative · entry 1

STAR JAMES A · CIK 0001260705 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,808

F1 · security: These shares represent a quarterly payment of the reporting person's annual retainer under the Allison Transmission Holdings, Inc. (the "Company") Second Amended and Restated Non-Employee Director Compensation Policy ("Policy"). The annual retainer is paid quarterly in arrears in cash or common stock at the reporting person's discretion.

F2 · price: The number of shares of common stock received was calculated based on $38.23, which was the closing price of the Company's Common Stock on the date of grant.

SEC source: 0001411207-17-000088 · edgar.xml · derivative · entry 4

ASKREN STANLEY A · CIK 0001195347 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 69 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F8 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded RSUs and vested on May 11, 2017.

F8 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded RSUs and vested on May 11, 2017.

SEC source: 0001411207-17-000088 · edgar.xml · derivative · entry 3

ASKREN STANLEY A · CIK 0001195347 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,628 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Company's common stock.

F6 · derivative.exercise_date: On May 13, 2016, the reporting person was granted 3,628 RSUs that vested on May 11, 2017.

F6 · derivative.expiration_date: On May 13, 2016, the reporting person was granted 3,628 RSUs that vested on May 11, 2017.

SEC source: 0001411207-17-000088 · edgar.xml · nonDerivative · entry 2

ASKREN STANLEY A · CIK 0001195347 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,033

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Settlement of restricted stock units ("RSUs") and related dividend equivalents.

F4 · shares: Includes 69 dividend equivalents.

SEC source: 0001411207-17-000088 · edgar.xml · nonDerivative · entry 1

ASKREN STANLEY A · CIK 0001195347 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,336

F1 · security: These shares respresent a quarterly payment of the reporting person's annual retainer under the Allison Transmission Holdings, Inc. (the "Company") Second Amended and Restated Non-Employee Director Compensation Policy ("Policy"). The annual retainer is paid quarterly in arrears in cash or common stock at the reporting person's discretion.

F2 · price: The number of shares of common stock received was calculated based on $38.23, which was the closing price of the Company's common stock on the date of grant.

SEC source: 0001411207-17-000087 · edgar.xml · derivative · entry 6

RABORN FRANCIS · CIK 0001241606 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 69 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F9 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded RSUs and vested on May 11, 2017.

F9 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded RSUs and vested on May 11, 2017.

SEC source: 0001411207-17-000087 · edgar.xml · derivative · entry 5

RABORN FRANCIS · CIK 0001241606 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,628 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Company's common stock

F7 · derivative.exercise_date: On May 13, 2016, the reporting person was granted 3,628 RSUs that vested on May 11, 2017.

F7 · derivative.expiration_date: On May 13, 2016, the reporting person was granted 3,628 RSUs that vested on May 11, 2017.

SEC source: 0001411207-17-000087 · edgar.xml · nonDerivative · entry 4

RABORN FRANCIS · CIK 0001241606 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,187

F4 · security: These shares respresent a quarterly payment of the reporting person's annual retainer under the Allison Transmission Holdings, Inc. (the "Company") Second Amended and Restated Non-Employee Director Compensation Policy ("Policy"). The annual retainer is paid quarterly in arrears in cash or common stock at the reporting person's discretion.

F5 · price: The number of shares of common stock received was calculated based on $38.23 which was the closing price of the Company's common stock on the date of grant.

SEC source: 0001411207-17-000087 · edgar.xml · nonDerivative · entry 3

RABORN FRANCIS · CIK 0001241606 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,697

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Settlement of restricted stock units ("RSUs") and related dividend equivalents.

F3 · shares: Includes 69 dividend equivalents