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Allison Transmission Holdings Inc

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246
SEC CIK
0001411207
Parsed reports
1,295

Last 12 months

Inside the activity.

0 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202603
Mar 202601
Apr 202600
May 202602
Jun 202600
Jul 202600
Aug 202605
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 31, 2022 Filed Sep 2, 2022 17:34 UTC GrantDividend Equivalent Rights · Derivative 16 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-019101 · form4.xml · derivative · entry 1

Shivram Krishna · CIK 0001512863 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16

Underlying: Common Stock · 16 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document
August 31, 2022 Filed Sep 2, 2022 17:35 UTC GrantDividend Equivalent Rights · Derivative 25 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-019103 · form4.xml · derivative · entry 1

RABAUT THOMAS W · CIK 0001241605 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103

Underlying: Common Stock · 25 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and deferred stock units ("DSUs") and vest proportionately with the RSUs and DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and deferred stock units ("DSUs") and vest proportionately with the RSUs and DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and deferred stock units ("DSUs") and vest proportionately with the RSUs and DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document
August 31, 2022 Filed Sep 2, 2022 17:35 UTC
Pittard Dana JHVP, Defense Programs
GrantDividend Equivalent Rights · Derivative 22 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-019102 · form4.xml · derivative · entry 1

Pittard Dana JH · CIK 0001661939 · VP, Defense Programs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164

Underlying: Common Stock · 22 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document
August 31, 2022 Filed Sep 2, 2022 17:34 UTC GrantDividend Equivalent Rights · Derivative 16 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-019100 · form4.xml · derivative · entry 1

Perna Gustave · CIK 0001942585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16

Underlying: Common Stock · 16 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document
August 31, 2022 Filed Sep 2, 2022 17:34 UTC
Milburn Ryan A.VP, Product Engineering
GrantDividend Equivalent Rights · Derivative 36 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-019099 · form4.xml · derivative · entry 1

Milburn Ryan A. · CIK 0001543604 · VP, Product Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198

Underlying: Common Stock · 36 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document
August 31, 2022 Filed Sep 2, 2022 17:32 UTC GrantDividend Equivalent Rights · Derivative 215 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-019094 · form4.xml · derivative · entry 1

GARCIA TUNON ALVARO · CIK 0001244225 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,411

Underlying: Common Stock · 215 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document
August 31, 2022 Filed Sep 2, 2022 17:32 UTC GrantDividend Equivalent Rights · Derivative 168 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-019093 · form4.xml · derivative · entry 1

EVERITT DAVID C · CIK 0001196652 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,162

Underlying: Common Stock · 168 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document
August 31, 2022 Filed Sep 2, 2022 17:30 UTC
Basso RafaelVP, Operations
GrantDividend Equivalent Rights · Derivative 31 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-019088 · form4.xml · derivative · entry 1

Basso Rafael · CIK 0001918715 · VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141

Underlying: Common Stock · 31 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document
August 31, 2022 Filed Sep 2, 2022 17:31 UTC
Bohley G FrederickSVP, CFO & Treasurer
GrantDividend Equivalent Rights · Derivative 116 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-019089 · form4.xml · derivative · entry 1

Bohley G Frederick · CIK 0001741824 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 664

Underlying: Common Stock · 116 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document
August 31, 2022 Filed Sep 2, 2022 17:30 UTC GrantDividend Equivalent Rights · Derivative 21 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-019087 · form4.xml · derivative · entry 1

BARBOUR D. SCOTT · CIK 0001716232 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40

Underlying: Common Stock · 21 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document
August 31, 2022 Filed Sep 2, 2022 17:29 UTC GrantDividend Equivalent Rights · Derivative 66 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-019086 · form4.xml · derivative · entry 1

ASKREN STANLEY A · CIK 0001195347 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 473

Underlying: Common Stock · 66 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document
August 15, 2022 Filed Aug 17, 2022 21:47 UTC GrantRestricted Stock Units · Derivative 2,770 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-018301 · form4.xml · derivative · entry 1

Christman Philip J · CIK 0001756611 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,770

Underlying: Common Stock · 2,770 shares

Expires not disclosed

F1 · security: The restricted stock units ("RSUs") represent the reporting person's annual equity award under the Allison Transmission Holdings, Inc. (the "Company") Sixth Amended and Restated Non-Employee Director Compensation Policy.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Company's common stock.

F4 · price: The number of RSUs received was calculated based on $39.26, which was the closing price of the Company's common stock on the grant date.

F3 · derivative.exercise_date: The RSUs vest on the date of the next annual meeting of the stockholders of the Company. Unvested RSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F3 · derivative.expiration_date: The RSUs vest on the date of the next annual meeting of the stockholders of the Company. Unvested RSUs earn dividend equivalents when dividends are declared on the Company's common stock.

Read SEC document
August 15, 2022 Filed Aug 17, 2022 21:20 UTC GrantRestricted Stock Units · Derivative 2,770 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-018289 · form4.xml · derivative · entry 1

Shivram Krishna · CIK 0001512863 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,770

Underlying: Common Stock · 2,770 shares

Expires not disclosed

F1 · security: The restricted stock units ("RSUs") represent the reporting person's annual equity award under the Allison Transmission Holdings, Inc. (the "Company") Sixth Amended and Restated Non-Employee Director Compensation Policy.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Company's common stock.

F4 · price: The number of RSUs received was calculated based on $39.26, which was the closing price of the Company's common stock on the grant date.

F3 · derivative.exercise_date: The RSUs vest on the date of the next annual meeting of the stockholders of the Company. Unvested RSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F3 · derivative.expiration_date: The RSUs vest on the date of the next annual meeting of the stockholders of the Company. Unvested RSUs earn dividend equivalents when dividends are declared on the Company's common stock.

Read SEC document
August 15, 2022 Filed Aug 17, 2022 20:52 UTC GrantDeferred Stock Units · Derivative 2,770 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-018268 · form4.xml · derivative · entry 1

Ostojic Sasha · CIK 0001942133 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,770

Underlying: Common Stock · 2,770 shares

Expires not disclosed

F1 · security: The deferred stock units ("DSUs") represent the portion of the reporting person's annual equity award under the Allison Transmission Holdings, Inc. (the "Company") Sixth Amended and Restated Director Compensation Policy ("Policy") deferred pursuant to the Company's Amended and Restated Non-Employee Director Deferred Compensation Plan.

F2 · derivative.exercise_price: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F4 · price: The number of DSUs received was calculated based on $39.26, which was the closing price of the Company's common stock on the date of grant.

F3 · derivative.exercise_date: The DSUs vest on the date of the next annual meeting of stockholders of the Company.

F3 · derivative.expiration_date: The DSUs vest on the date of the next annual meeting of stockholders of the Company.

Read SEC document
August 15, 2022 Filed Aug 17, 2022 20:21 UTC GrantRestricted Stock Units · Derivative 2,770 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-018242 · form4.xml · derivative · entry 1

Perna Gustave · CIK 0001942585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,770

Underlying: Common Stock · 2,770 shares

Expires not disclosed

F1 · security: The restricted stock units ("RSUs") represent the reporting person's annual equity award under the Allison Transmission Holdings, Inc. (the "Company") Sixth Amended and Restated Non-Employee Director Compensation Policy.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Company's common stock.

F4 · price: The number of RSUs received was calculated based on $39.26, which was the closing price of the Company's common stock on the grant date.

F3 · derivative.exercise_date: The RSUs vest on the date of the next annual meeting of the stockholders of the Company. Unvested RSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F3 · derivative.expiration_date: The RSUs vest on the date of the next annual meeting of the stockholders of the Company. Unvested RSUs earn dividend equivalents when dividends are declared on the Company's common stock.

Read SEC document
August 05, 2022 Filed Aug 9, 2022 13:54 UTC GrantDeferred Stock Units · Derivative 656 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-017531 · form4.xml · derivative · entry 1

LAVIN RICHARD P · CIK 0001171774 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,201

Underlying: Common Stock · 656 shares

Expires not disclosed

F1 · security: These deferred stock units ("DSUs") represent a quarterly payment of the portion of the reporting person's annual retainer and other fees under the Allison Transmission Holdings, Inc. (the "Company") Sixth Amended and Restated Non-Employee Director Compensation Policy deferred pursuant to the Company's Amended and Restated Non-Employee Director Deferred Compensation Plan. The annual retainer and other fees are payable quarterly in arrears.

F2 · derivative.exercise_price: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F3 · price: The number of DSUs received was calculated based on $37.71, which was the closing price of the Company's common stock on the date of grant.

F2 · derivative.exercise_date: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F2 · derivative.expiration_date: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

Read SEC document
August 05, 2022 Filed Aug 9, 2022 17:55 UTC GrantCommon Stock 274 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-017532 · form4.xml · nonDerivative · entry 1

BARBOUR D. SCOTT · CIK 0001716232 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 274

F1 · security: These shares represent a quarterly payment of the reporting person's annual retainer under the Allison Transmission Holdings, Inc. (the "Company") Sixth Amended and Restated Non-Employee Director Compensation Policy ("Policy"). The annual retainer is paid quarterly in arrears in cash or common stock at the reporting person's discretion.

F2 · price: The number of shares of common stock received was calculated based on $37.71, which was the closing price of the Company's common stock on the date of grant.

Read SEC document
August 05, 2022 Filed Aug 9, 2022 17:53 UTC GrantCommon Stock 563 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-017530 · form4.xml · nonDerivative · entry 1

RABAUT THOMAS W · CIK 0001241605 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,234

F1 · security: These shares represent a quarterly payment of the reporting person's annual retainer under the Allison Transmission Holdings, Inc. (the "Company") Sixth Amended and Restated Non-Employee Director Compensation Policy ("Policy"). The annual retainer is paid quarterly in arrears in cash or common stock at the reporting person's discretion.

F2 · price: The number of shares of common stock received was calculated based on $37.71, which was the closing price of the Company's common stock on the date of grant.

Read SEC document
May 27, 2022 Filed Jun 1, 2022 16:03 UTC GrantDividend Equivalent Rights · Derivative 113 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-013981 · form4.xml · derivative · entry 1

LAVIN RICHARD P · CIK 0001171774 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 814

Underlying: Common Stock · 113 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document
May 27, 2022 Filed Jun 1, 2022 15:43 UTC
Eifert ThomasVP, Quality, Plan & Prog Mgmt
GrantDividend Equivalent Rights · Derivative 33 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-013962 · form4.xml · derivative · entry 1

Eifert Thomas · CIK 0001878235 · VP, Quality, Plan & Prog Mgmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162

Underlying: Common Stock · 33 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document
May 27, 2022 Filed Jun 1, 2022 20:01 UTC GrantDividend Equivalent Rights · Derivative 79 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-013978 · form4.xml · derivative · entry 1

HAZNEDAR CAROLANN I · CIK 0001756619 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 516

Underlying: Common Stock · 79 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document
May 27, 2022 Filed Jun 1, 2022 15:41 UTC
Coll JohnSVP, Global MSS
GrantDividend Equivalent Rights · Derivative 69 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-013961 · form4.xml · derivative · entry 1

Coll John · CIK 0001687117 · SVP, Global MSS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 360

Underlying: Common Stock · 69 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document
May 27, 2022 Filed Jun 1, 2022 19:52 UTC GrantDividend Equivalent Rights · Derivative 72 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-013969 · form4.xml · derivative · entry 1

Altmaier Judy L · CIK 0001474806 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 449

Underlying: Common Stock · 72 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document
May 27, 2022 Filed Jun 1, 2022 20:05 UTC GrantDividend Equivalent Rights · Derivative 23 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-013983 · form4.xml · derivative · entry 1

RABAUT THOMAS W · CIK 0001241605 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78

Underlying: Common Stock · 23 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and deferred stock units ("DSUs") and vest proportionately with the RSUs and DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and deferred stock units ("DSUs") and vest proportionately with the RSUs and DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and deferred stock units ("DSUs") and vest proportionately with the RSUs and DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document
May 27, 2022 Filed Jun 1, 2022 19:59 UTC GrantDividend Equivalent Rights · Derivative 196 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-013977 · form4.xml · derivative · entry 1

GARCIA TUNON ALVARO · CIK 0001244225 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,196

Underlying: Common Stock · 196 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document
May 27, 2022 Filed Jun 1, 2022 19:57 UTC GrantDividend Equivalent Rights · Derivative 153 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-013976 · form4.xml · derivative · entry 1

EVERITT DAVID C · CIK 0001196652 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,994

Underlying: Common Stock · 153 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document
May 27, 2022 Filed Jun 1, 2022 19:56 UTC GrantDividend Equivalent Rights · Derivative 61 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-013973 · form4.xml · derivative · entry 1

ASKREN STANLEY A · CIK 0001195347 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 407

Underlying: Common Stock · 61 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document
May 27, 2022 Filed Jun 1, 2022 19:54 UTC GrantDividend Equivalent Rights · Derivative 19 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-013971 · form4.xml · derivative · entry 1

BARBOUR D. SCOTT · CIK 0001716232 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19

Underlying: Common Stock · 19 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document
May 27, 2022 Filed Jun 1, 2022 19:51 UTC
Scroggins Eric C.VP, Gen. Counsel
GrantDividend Equivalent Rights · Derivative 37 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-013966 · form4.xml · derivative · entry 1

Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193

Underlying: Common Stock · 37 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document
May 27, 2022 Filed Jun 1, 2022 19:49 UTC
Pittard Dana JHVP, Defense Programs
GrantDividend Equivalent Rights · Derivative 19 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-013965 · form4.xml · derivative · entry 1

Pittard Dana JH · CIK 0001661939 · VP, Defense Programs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142

Underlying: Common Stock · 19 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document
May 27, 2022 Filed Jun 1, 2022 19:48 UTC
Milburn Ryan A.VP, Product Engineering
GrantDividend Equivalent Rights · Derivative 33 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-013964 · form4.xml · derivative · entry 1

Milburn Ryan A. · CIK 0001543604 · VP, Product Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162

Underlying: Common Stock · 33 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document
May 27, 2022 Filed Jun 1, 2022 19:44 UTC
Graziosi David S.Director · Chairman, President and CEO
GrantDividend Equivalent Rights · Derivative 374 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-013963 · form4.xml · derivative · entry 1

Graziosi David S. · CIK 0001543492 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,244

Underlying: Common Stock · 374 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document
May 27, 2022 Filed Jun 1, 2022 19:39 UTC
Basso RafaelVP, Operations
GrantDividend Equivalent Rights · Derivative 27 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-013960 · form4.xml · derivative · entry 1

Basso Rafael · CIK 0001918715 · VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110

Underlying: Common Stock · 27 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document
May 27, 2022 Filed Jun 1, 2022 19:38 UTC
Bohley G FrederickSVP, CFO & Treasurer
GrantDividend Equivalent Rights · Derivative 106 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-013959 · form4.xml · derivative · entry 1

Bohley G Frederick · CIK 0001741824 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 548

Underlying: Common Stock · 106 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document
May 27, 2022 Filed Jun 1, 2022 19:35 UTC
van Niekerk TeresaVP, Global Purchasing & SQ
GrantDividend Equivalent Rights · Derivative 38 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-013958 · form4.xml · derivative · entry 1

van Niekerk Teresa · CIK 0001918190 · VP, Global Purchasing & SQ

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197

Underlying: Common Stock · 38 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document
May 27, 2022 Filed Jun 1, 2022 19:31 UTC GrantDividend Equivalent Rights · Derivative 188 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-013957 · form4.xml · derivative · entry 1

Reynolds Richard VanFleet · CIK 0001367016 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,953

Underlying: Common Stock · 188 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document
May 05, 2022 Filed May 6, 2022 15:51 UTC GrantDeferred Stock Units · Derivative 3,746 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-011770 · form4.xml · derivative · entry 2

LAVIN RICHARD P · CIK 0001171774 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,545

Underlying: Common Stock · 3,746 shares

Expires not disclosed

F4 · security: The DSUs represent the portion of the reporting person's annual equity award under the Company's Sixth Amended and Restated Non-Employee Director Compensation Policy deferred pursuant to the Company's Amended and Restated Non-Employee Director Deferred Compensation Plan.

F2 · derivative.exercise_price: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F6 · price: The number of DSUs received was calculated based on $38.70, which was the closing price of the Company's common stock on the date of grant.

F5 · derivative.exercise_date: The DSUs vest on the date of the next annual meeting of the stockholders of the Company.

F5 · derivative.expiration_date: The DSUs vest on the date of the next annual meeting of the stockholders of the Company.

Read SEC document
May 05, 2022 Filed May 6, 2022 19:31 UTC GrantDeferred Stock Units · Derivative 3,746 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-011766 · form4.xml · derivative · entry 1

HAZNEDAR CAROLANN I · CIK 0001756619 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,076

Underlying: Common Stock · 3,746 shares

Expires not disclosed

F1 · security: These deferred stock units ("DSUs") represent the portion of the reporting person's annual equity award under the Allison Transmission Holdings, Inc. (the "Company") Sixth Amended and Restated Non-Employee Director Compensation Policy deferred pursuant to the Company's Amended and Restated Non-Employee Director Deferred Compensation Plan.

F2 · derivative.exercise_price: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the company's election, cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F4 · price: The number of DSUs received was calculated based on $38.70, which was the closing price of the Company's common stock on the date of grant.

F3 · derivative.exercise_date: The DSUs vest on the date of the next annual meeting of the stockholders of the Company.

F3 · derivative.expiration_date: The DSUs vest on the date of the next annual meeting of the stockholders of the Company.

Read SEC document
May 05, 2022 Filed May 6, 2022 19:07 UTC GrantDeferred Stock Units · Derivative 3,746 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-011758 · form4.xml · derivative · entry 2

Altmaier Judy L · CIK 0001474806 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,283

Underlying: Common Stock · 3,746 shares

Expires not disclosed

F5 · security: The DSUs represent the portion of the reporting person's annual equity award under the Company's Sixth Amended and Restated Non-Employee Director Compensation Policy deferred pursuant to the Company's Amended and Restated Non-Employee Director Deferred Compensation Plan.

F2 · derivative.exercise_price: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F7 · price: The number of DSUs received was calculated based on $38.70, which was the closing price of the Company's common stock on the date of grant.

F6 · derivative.exercise_date: The DSUs vest on the date of the next annual meeting of the stockholders of the Company.

F6 · derivative.expiration_date: The DSUs vest on the date of the next annual meeting of the stockholders of the Company.

Read SEC document
May 05, 2022 Filed May 6, 2022 19:36 UTC GrantRestricted Stock Units · Derivative 3,746 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-011767 · form4.xml · derivative · entry 1

BARBOUR D. SCOTT · CIK 0001716232 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,746

Underlying: Common Stock · 3,746 shares

Expires not disclosed

F1 · security: The restricted stock units ("RSUs") represent the reporting person's annual equity award under the Allison Transmission Holdings, Inc. (the "Company") Sixth Amended and Restated Non-Employee Director Compensation Policy ("Policy").

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Company's common stock.

F4 · price: The number of RSUs received was calculated based on $38,70, which was the closing price of the Company's common stock on the date of grant.

F3 · derivative.exercise_date: The RSUs vest on the date of the next annual meeting of the stockholders of the Company. Unvested RSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F3 · derivative.expiration_date: The RSUs vest on the date of the next annual meeting of the stockholders of the Company. Unvested RSUs earn dividend equivalents when dividends are declared on the Company's common stock.

Read SEC document
May 05, 2022 Filed May 6, 2022 19:29 UTC GrantDeferred Stock Units · Derivative 3,746 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-011765 · form4.xml · derivative · entry 1

EVERITT DAVID C · CIK 0001196652 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,895

Underlying: Common Stock · 3,746 shares

Expires not disclosed

F1 · security: The deferred stock units ("DSUs") represent the portion of the reporting person's annual equity award under the Allison Transmission Holdings, Inc. (the "Company") Sixth Amended and Restated Director Compensation Policy (the "Policy") deferred pursuant to the Company's Amended and Restated Non-Employee Director Deferred Compensation Plan.

F2 · derivative.exercise_price: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F4 · price: The number of DSUs received was calculated based on $38.70, which was the closing price of the Company's common stock on the date of grant.

F3 · derivative.exercise_date: The DSUs vest on the date of the next annual meeting of the stockholders of the Company.

F3 · derivative.expiration_date: The DSUs vest on the date of the next annual meeting of the stockholders of the Company.

Read SEC document
May 05, 2022 Filed May 6, 2022 19:26 UTC GrantDeferred Stock Units · Derivative 3,746 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-011762 · form4.xml · derivative · entry 1

Reynolds Richard VanFleet · CIK 0001367016 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,521

Underlying: Common Stock · 3,746 shares

Expires not disclosed

F1 · security: The deferred stock units ("DSUs") represent the portion of the reporting person's annual equity award under the Allison Transmission Holdings, Inc. (the "Company") Sixth Amended and Restated Director Compensation Policy ("Policy") deferred pursuant to the Company's Amended and Restated Non-Employee Director Deferred Compensation Plan.

F2 · derivative.exercise_price: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F4 · price: The number of DSUs received was calculated based on $38.70 which was the closing price of the Company's common stock on the date of grant.

F3 · derivative.exercise_date: The DSUs vest on the date of the next annual meeting of the stockholders of the Company.

F3 · derivative.expiration_date: The DSUs vest on the date of the next annual meeting of the stockholders of the Company.

Read SEC document
May 05, 2022 Filed May 6, 2022 19:28 UTC GrantDeferred Stock Units · Derivative 3,746 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-011764 · form4.xml · derivative · entry 1

GARCIA TUNON ALVARO · CIK 0001244225 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,424

Underlying: Common Stock · 3,746 shares

Expires not disclosed

F1 · security: These deferred stock units ("DSUs") represent the portion of the reporting person's annual equity award under the Allison Transmission Holdings, Inc. (the "Company") Sixth Amended and Restated Non-Employee Director Compensation Policy deferred pursuant to the Company's Amended and Restated Non-Employee Director Deferred Compensation Plan.

F2 · derivative.exercise_price: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F4 · price: The number of DSUs received was calculated based on $38.70, which was the closing price of the Company's common stock on the date of grant.

F3 · derivative.exercise_date: The DSUs vest on the date of the next annual meeting of the stockholders of the Company.

F3 · derivative.expiration_date: The DSUs vest on the date of the next annual meeting of the stockholders of the Company.

Read SEC document
May 05, 2022 Filed May 6, 2022 19:08 UTC GrantRestricted Stock Units · Derivative 3,746 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-011759 · form4.xml · derivative · entry 4

ASKREN STANLEY A · CIK 0001195347 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,746

Underlying: Common Stock · 3,746 shares

Expires not disclosed

F7 · security: The RSUs represent the reporting person's annual equity award under the Company's Sixth Amended and Restated Non-Employee Director Compensation Policy.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc.'s (the "Company") common stock.

F9 · price: The number of RSUs received was calculated based on $38.70, which was the closing price of the Company's common stock on the date of the grant.

F8 · derivative.exercise_date: The RSUs vest on the date of the next annual meeting of the stockholders of the Company. Unvested RSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F8 · derivative.expiration_date: The RSUs vest on the date of the next annual meeting of the stockholders of the Company. Unvested RSUs earn dividend equivalents when dividends are declared on the Company's common stock.

Read SEC document
May 05, 2022 Filed May 6, 2022 19:00 UTC GrantRestricted Stock Units · Derivative 3,746 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-011756 · form4.xml · derivative · entry 6

RABAUT THOMAS W · CIK 0001241605 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,746

Underlying: Common Stock · 3,746 shares

Expires not disclosed

F9 · security: The RSUs represent the reporting person's annual equity award under the Company's Sixth Amended and Restated Non-Employee Director Compensation Policy.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Company's common stock.

F11 · price: The number of RSUs received was calculated based on $38.70, which was the closing price of the Company's common stock on the date of grant.

F10 · derivative.exercise_date: The RSUs vest on the date of the next annual meeting of the stockholders of the Company. Unvested RSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F10 · derivative.expiration_date: The RSUs vest on the date of the next annual meeting of the stockholders of the Company. Unvested RSUs earn dividend equivalents when dividends are declared on the Company's common stock.

Read SEC document
May 04, 2022 Filed May 6, 2022 15:51 UTC GrantDeferred Stock Units · Derivative 614 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-011770 · form4.xml · derivative · entry 1

LAVIN RICHARD P · CIK 0001171774 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,799

Underlying: Common Stock · 614 shares

Expires not disclosed

F1 · security: These deferred stock units ("DSUs") represent a quarterly payment of the portion of the reporting person's annual retainer and other fees under the Allison Transmission Holdings, Inc. (the "Company") Fifth Amended and Restated Non-Employee Director Compensation Policy deferred pursuant to the Company's Amended and Restated Non-Employee Director Deferred Compensation Plan. The annual retainer and other fees are payable quarterly in arrears.

F2 · derivative.exercise_price: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F3 · price: The number of DSUs received was calculated based on $39.69, which was the closing price of the Company's common stock on the date of grant.

F2 · derivative.exercise_date: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F2 · derivative.expiration_date: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

Read SEC document
May 04, 2022 Filed May 6, 2022 19:07 UTC GrantDeferred Stock Units · Derivative 125 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-011758 · form4.xml · derivative · entry 1

Altmaier Judy L · CIK 0001474806 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,537

Underlying: Common Stock · 125 shares

Expires not disclosed

F1 · security: The deferred stock units ("DSUs") represent a quarterly payment of the reporting person's other fees under the Allison Transmission Holdings, Inc.'s ( the "Company") Fifth Amended and Restated Non-Employee Director Compensation Policy deferred pursuant to the Company's Amended and Restated Non-Employee Director Deferred Compensation Plan.

F2 · derivative.exercise_price: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F3 · price: The number of DSUs received was calculated based on $39.69, which was the closing price of the Company's common stock on the date of grant.

F2 · derivative.exercise_date: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F2 · derivative.expiration_date: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F4 · balance_after: The Forms 4 filed by the reporting person on August 10, 2021, November 9, 2021, and February 8, 2021, incorrectly reported the total number of DSUs owned, which has been corrected in this Form 4.

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May 04, 2022 Filed May 6, 2022 19:08 UTC Exercise / conversionDividend Equivalent Rights · Derivative 58 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-011759 · form4.xml · derivative · entry 3

ASKREN STANLEY A · CIK 0001195347 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 346

Underlying: Common Stock · 58 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F6 · derivative.exercise_date: The dividend equivalent right accrued on previously awarded RSUs and vested on May 4, 2022.

F6 · derivative.expiration_date: The dividend equivalent right accrued on previously awarded RSUs and vested on May 4, 2022.

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May 04, 2022 Filed May 6, 2022 19:08 UTC Exercise / conversionRestricted Stock Units · Derivative 2,927 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-011759 · form4.xml · derivative · entry 2

ASKREN STANLEY A · CIK 0001195347 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,927 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc.'s (the "Company") common stock.

F4 · derivative.exercise_date: On May 6, 2021, the reporting person was granted 2,927 RSUs that vested on May 4, 2022.

F4 · derivative.expiration_date: On May 6, 2021, the reporting person was granted 2,927 RSUs that vested on May 4, 2022.

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May 04, 2022 Filed May 6, 2022 19:08 UTC Exercise / conversionCommon Stock 2,985 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-011759 · form4.xml · nonDerivative · entry 1

ASKREN STANLEY A · CIK 0001195347 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,912

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Settlement of restricted stock units ("RSUs") and related dividend equivalent.

F2 · shares: Includes 58 dividend equivalents.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.