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Perna Gustave

Disclosed activity across 1 company

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270
SEC CIK
0001942585

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Allison Transmission Holdings IncALSN · Entity 246DirectorAugust 31, 2026September 02, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Allison Transmission Holdings Inc

Report date August 31, 2026 · Filed September 02, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Dividend Equivalent RightsSEC Table II · derivative / convertible securityDirect6 Reported balance After 2026-08-31 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-08-31 · Grant · Acquired 3 · Balance 6

F1: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Filing footnotes · ownership attribution and instrument terms

F1: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 31, 2026 Filed Sep 2, 2026 20:00 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GrantDividend Equivalent Rights · Derivative 3 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-380146 · ownership.xml · derivative · entry 1

Perna Gustave · CIK 0001942585 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6

Underlying: Common Stock · 3 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document
May 29, 2026 Filed Jun 2, 2026 20:05 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GrantDividend Equivalent Rights · Derivative 3 $0.00 $0.00
Disclosure

SEC source: 0001942585-26-000002 · ownership.xml · derivative · entry 1

Perna Gustave · CIK 0001942585 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3

Underlying: Common Stock · 3 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document
May 07, 2026 Filed May 8, 2026 20:00 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GrantRestricted Stock Units · Derivative 1,503 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-214559 · ownership.xml · derivative · entry 4

Perna Gustave · CIK 0001942585 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,503

Underlying: Common Stock · 1,503 shares

Expires not disclosed

F7 · security: The RSUs represent the reporting person's annual equity award under the Company's Ninth Amended and Restated Non-Employee Director Compensation Policy.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc.'s (the "Company") common stock.

F9 · price: The number of RSUs received was calculated based on $123.02, which was the closing price of the Company's common stock on the date of grant.

F8 · derivative.exercise_date: The RSUs vest on the date of the next annual meeting of the stockholders of the Company. Unvested RSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F8 · derivative.expiration_date: The RSUs vest on the date of the next annual meeting of the stockholders of the Company. Unvested RSUs earn dividend equivalents when dividends are declared on the Company's common stock.

Read SEC document
May 06, 2026 Filed May 8, 2026 20:00 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionDividend Equivalent Rights · Derivative 16 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-214559 · ownership.xml · derivative · entry 3

Perna Gustave · CIK 0001942585 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F6 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded RSUs and vested on May 6, 2026.

F6 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded RSUs and vested on May 6, 2026.

Read SEC document
May 06, 2026 Filed May 8, 2026 20:00 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionRestricted Stock Units · Derivative 1,570 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-214559 · ownership.xml · derivative · entry 2

Perna Gustave · CIK 0001942585 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,570 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc.'s (the "Company") common stock.

F4 · derivative.exercise_date: On May 8, 2025, the reporting person was granted 1,570 RSUs that vested on May 6, 2026.

F4 · derivative.expiration_date: On May 8, 2025, the reporting person was granted 1,570 RSUs that vested on May 6, 2026.

Read SEC document
May 06, 2026 Filed May 8, 2026 20:00 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionCommon Stock 1,586 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-214559 · ownership.xml · nonDerivative · entry 1

Perna Gustave · CIK 0001942585 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,633

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Settlement of restricted stock units ("RSUs") and related dividend equivalents.

F2 · shares: Includes 16 dividend equivalents.

Read SEC document
March 20, 2026 Filed Mar 24, 2026 20:00 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GrantDividend Equivalent Rights · Derivative 4 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-121754 · ownership.xml · derivative · entry 1

Perna Gustave · CIK 0001942585 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16

Underlying: Common Stock · 4 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document
December 05, 2025 Filed Dec 9, 2025 21:00 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GrantDividend Equivalent Rights · Derivative 4 $0.00 $0.00
Disclosure

SEC source: 0001193125-25-312716 · ownership.xml · derivative · entry 1

Perna Gustave · CIK 0001942585 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12

Underlying: Common Stock · 4 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document
August 29, 2025 Filed Sep 3, 2025 20:00 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GrantDividend Equivalent Rights · Derivative 4 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-112817 · ownership.xml · derivative · entry 1

Perna Gustave · CIK 0001942585 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8

Underlying: Common Stock · 4 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document
May 30, 2025 Filed Jun 3, 2025 20:00 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GrantDividend Equivalent Rights · Derivative 4 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-080876 · ownership.xml · derivative · entry 1

Perna Gustave · CIK 0001942585 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4

Underlying: Common Stock · 4 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document
May 08, 2025 Filed May 9, 2025 20:05 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GrantRestricted Stock Units · Derivative 1,570 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-068001 · ownership.xml · derivative · entry 4

Perna Gustave · CIK 0001942585 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,570

Underlying: Common Stock · 1,570 shares

Expires not disclosed

F7 · security: The RSUs represent the reporting person's annual equity award under the Company's Eighth Amended and Restated Non-Employee Director Compensation Policy.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc.'s (the "Company") common stock.

F9 · price: The number of RSUs received was calculated based on $98.72, which was the closing price of the Company's common stock on the date of grant.

F8 · derivative.exercise_date: The RSUs vest on the date of the next annual meeting of the stockholders of the Company. Unvested RSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F8 · derivative.expiration_date: The RSUs vest on the date of the next annual meeting of the stockholders of the Company. Unvested RSUs earn dividend equivalents when dividends are declared on the Company's common stock.

Read SEC document
May 07, 2025 Filed May 9, 2025 20:05 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionDividend Equivalent Rights · Derivative 20 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-068001 · ownership.xml · derivative · entry 3

Perna Gustave · CIK 0001942585 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F6 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded RSUs and vested on May 7, 2025.

F6 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded RSUs and vested on May 7, 2025.

Read SEC document
May 07, 2025 Filed May 9, 2025 20:05 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionRestricted Stock Units · Derivative 2,017 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-068001 · ownership.xml · derivative · entry 2

Perna Gustave · CIK 0001942585 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,017 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc.'s (the "Company") common stock.

F4 · derivative.exercise_date: On May 9, 2024, the reporting person was granted 2,017 RSUs that vested on May 7, 2025.

F4 · derivative.expiration_date: On May 9, 2024, the reporting person was granted 2,017 RSUs that vested on May 7, 2025.

Read SEC document
May 07, 2025 Filed May 9, 2025 20:05 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionCommon Stock 2,037 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-068001 · ownership.xml · nonDerivative · entry 1

Perna Gustave · CIK 0001942585 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,047

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Settlement of restricted stock units ("RSUs") and related dividend equivalents.

F2 · shares: Includes 20 dividend equivalents.

Read SEC document
March 14, 2025 Filed Mar 18, 2025 20:05 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GrantDividend Equivalent Rights · Derivative 5 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-041143 · ownership.xml · derivative · entry 1

Perna Gustave · CIK 0001942585 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20

Underlying: Common Stock · 5 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document
November 27, 2024 Filed Dec 2, 2024 21:00 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GrantDividend Equivalent Rights · Derivative 4 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-132205 · ownership.xml · derivative · entry 1

Perna Gustave · CIK 0001942585 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15

Underlying: Common Stock · 4 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document
August 30, 2024 Filed Sep 5, 2024 00:32 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GrantDividend Equivalent Rights · Derivative 5 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-016183 · form4.xml · derivative · entry 1

Perna Gustave · CIK 0001942585 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11

Underlying: Common Stock · 5 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document
May 31, 2024 Filed Jun 4, 2024 20:16 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GrantDividend Equivalent Rights · Derivative 6 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-011802 · form4.xml · derivative · entry 1

Perna Gustave · CIK 0001942585 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6

Underlying: Common Stock · 6 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document
May 09, 2024 Filed May 10, 2024 20:18 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GrantRestricted Stock Units · Derivative 2,017 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-009905 · form4.xml · derivative · entry 4

Perna Gustave · CIK 0001942585 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,017

Underlying: Common Stock · 2,017 shares

Expires not disclosed

F7 · security: The RSUs represent the reporting person's annual equity award under the Eighth Amended and Restated Non-Employee Director Compensation Policy.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc.'s (the "Company") common stock.

F9 · price: The number of RSUs received was calculated based on $76.81, which was the closing price of the Company's common stock on the date of grant.

F8 · derivative.exercise_date: The RSUs vest on the date of the next annual meeting of the stockholders of the Company. Unvested RSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F8 · derivative.expiration_date: The RSUs vest on the date of the next annual meeting of the stockholders of the Company. Unvested RSUs earn dividend equivalents when dividends are declared on the Company's common stock.

Read SEC document
May 08, 2024 Filed May 10, 2024 20:18 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionDividend Equivalent Rights · Derivative 50 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-009905 · form4.xml · derivative · entry 3

Perna Gustave · CIK 0001942585 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F6 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded RSUs and vested on May 8, 2024.

F6 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded RSUs and vested on May 8, 2024.

Read SEC document
May 08, 2024 Filed May 10, 2024 20:18 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionRestricted Stock Units · Derivative 3,146 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-009905 · form4.xml · derivative · entry 2

Perna Gustave · CIK 0001942585 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,146 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc.'s (the "Company") common stock.

F4 · derivative.exercise_date: On May 4, 2023, the reporting person was granted 3,146 RSUs that vested on May 8, 2024.

F4 · derivative.expiration_date: On May 4, 2023, the reporting person was granted 3,146 RSUs that vested on May 8, 2024.

Read SEC document
May 08, 2024 Filed May 10, 2024 20:18 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionCommon Stock 3,196 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-009905 · form4.xml · nonDerivative · entry 1

Perna Gustave · CIK 0001942585 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,010

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Settlement of restricted stock units ("RSUs") and related dividend equivalents.

F2 · shares: Includes 50 dividend equivalents.

Read SEC document
March 15, 2024 Filed Mar 19, 2024 21:08 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GrantDividend Equivalent Rights · Derivative 10 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-006807 · form4.xml · derivative · entry 1

Perna Gustave · CIK 0001942585 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50

Underlying: Common Stock · 10 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document
November 30, 2023 Filed Dec 4, 2023 18:58 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GrantDividend Equivalent Rights · Derivative 13 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-021803 · form4.xml · derivative · entry 1

Perna Gustave · CIK 0001942585 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40

Underlying: Common Stock · 13 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document
August 31, 2023 Filed Sep 5, 2023 20:16 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GrantDividend Equivalent Rights · Derivative 12 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-017542 · form4.xml · derivative · entry 1

Perna Gustave · CIK 0001942585 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27

Underlying: Common Stock · 12 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document
May 31, 2023 Filed Jun 2, 2023 19:29 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GrantDividend Equivalent Rights · Derivative 15 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-012738 · form4.xml · derivative · entry 1

Perna Gustave · CIK 0001942585 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15

Underlying: Common Stock · 15 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

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May 04, 2023 Filed May 5, 2023 21:55 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GrantRestricted Stock Units · Derivative 3,146 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-010366 · form4.xml · derivative · entry 4

Perna Gustave · CIK 0001942585 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,146

Underlying: Common Stock · 3,146 shares

Expires not disclosed

F7 · security: The RSUs represent the reporting person's annual equity award under the Seventh Amended and Restated Non-Employee Director Compensation Policy.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc.'s (the "Company") common stock.

F9 · price: The number of RSUs received was calculated based on $46.08, which was the closing price of the Company's common stock on the date of grant.

F8 · derivative.exercise_date: The RSUs vest on the date of the next annual meeting of the stockholders of the Company. Unvested RSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F8 · derivative.expiration_date: The RSUs vest on the date of the next annual meeting of the stockholders of the Company. Unvested RSUs earn dividend equivalents when dividends are declared on the Company's common stock.

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May 03, 2023 Filed May 5, 2023 21:55 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionDividend Equivalent Rights · Derivative 44 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-010366 · form4.xml · derivative · entry 3

Perna Gustave · CIK 0001942585 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 44 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F6 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded RSUs and vested on May 3, 2023.

F6 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded RSUs and vested on May 3, 2023.

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May 03, 2023 Filed May 5, 2023 21:55 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionRestricted Stock Units · Derivative 2,770 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-010366 · form4.xml · derivative · entry 2

Perna Gustave · CIK 0001942585 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,770 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc.'s (the "Company") common stock.

F4 · derivative.exercise_date: On August 15, 2022, the reporting person was granted 2,770 RSUs that vested on May 3, 2023.

F4 · derivative.expiration_date: On August 15, 2022, the reporting person was granted 2,770 RSUs that vested on May 3, 2023.

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May 03, 2023 Filed May 5, 2023 21:55 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionCommon Stock 2,814 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-010366 · form4.xml · nonDerivative · entry 1

Perna Gustave · CIK 0001942585 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,814

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Settlement of restricted stock units ("RSUs") and related dividend equivalent.

F2 · shares: Includes 44 dividend equivalents.

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March 17, 2023 Filed Mar 21, 2023 20:21 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GrantDividend Equivalent Rights · Derivative 15 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-007381 · form4.xml · derivative · entry 1

Perna Gustave · CIK 0001942585 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44

Underlying: Common Stock · 15 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document
November 30, 2022 Filed Dec 2, 2022 21:10 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GrantDividend Equivalent Rights · Derivative 13 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-023179 · form4.xml · derivative · entry 1

Perna Gustave · CIK 0001942585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29

Underlying: Common Stock · 13 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document
August 31, 2022 Filed Sep 2, 2022 17:34 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GrantDividend Equivalent Rights · Derivative 16 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-019100 · form4.xml · derivative · entry 1

Perna Gustave · CIK 0001942585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16

Underlying: Common Stock · 16 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document
August 15, 2022 Filed Aug 17, 2022 20:21 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GrantRestricted Stock Units · Derivative 2,770 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-018242 · form4.xml · derivative · entry 1

Perna Gustave · CIK 0001942585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,770

Underlying: Common Stock · 2,770 shares

Expires not disclosed

F1 · security: The restricted stock units ("RSUs") represent the reporting person's annual equity award under the Allison Transmission Holdings, Inc. (the "Company") Sixth Amended and Restated Non-Employee Director Compensation Policy.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Company's common stock.

F4 · price: The number of RSUs received was calculated based on $39.26, which was the closing price of the Company's common stock on the grant date.

F3 · derivative.exercise_date: The RSUs vest on the date of the next annual meeting of the stockholders of the Company. Unvested RSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F3 · derivative.expiration_date: The RSUs vest on the date of the next annual meeting of the stockholders of the Company. Unvested RSUs earn dividend equivalents when dividends are declared on the Company's common stock.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.