Tapewire

Nasdaq · USD

ALRS

ALERUS FINANCIAL CORP

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Tapewire entity
40
SEC CIK
0000903419
Parsed reports
204

Last 12 months

Inside the activity.

2 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202610
Jun 202600
Jul 202600
Aug 202600
Sep 202611
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 08, 2023 Filed May 15, 2023 15:18 UTC GrantCommon Stock 2,589 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-060468 · tm2315664-8_4seq1.xml · nonDerivative · entry 1

Newman Randy L · CIK 0001786850 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 524,183

F1 · shares: All shares were acquired pursuant to an annual director award issued under the Alerus Financial Corporation 2019 Equity Incentive Plan

F2 · balance_after: Includes 11,294 shares of restricted stock

Read SEC document
May 08, 2023 Filed May 15, 2023 15:16 UTC GrantCommon Stock 2,589 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-060465 · tm2315664-7_4seq1.xml · nonDerivative · entry 1

Lemke Kevin D · CIK 0001786856 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,570

F1 · shares: All shares were acquired pursuant to an annual director award issued under the Alerus Financial Corporation 2019 Equity Incentive Plan.

Read SEC document
May 08, 2023 Filed May 15, 2023 15:13 UTC GrantCommon Stock 2,589 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-060459 · tm2315664-5_4seq1.xml · nonDerivative · entry 1

Vetter Galen G · CIK 0001291784 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,351

F1 · shares: All shares were acquired pursuant to an annual director award issued under the Alerus Financial Corporation 2019 Equity Incentive Plan.

Read SEC document
May 08, 2023 Filed May 15, 2023 15:15 UTC GrantCommon Stock 2,589 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-060460 · tm2315664-6_4seq1.xml · nonDerivative · entry 1

Coughlin Daniel E · CIK 0001786853 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,398

F1 · shares: All shares were acquired pursuant to an annual director award issued under the Alerus Financial Corporation 2019 Equity Incentive Plan.

F2 · balance_after: Includes 27,356 shares held jointly with Mr. Coughlin's spouse.

Read SEC document
May 08, 2023 Filed May 15, 2023 15:11 UTC GrantCommon Stock 2,589 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-060457 · tm2315664-4_4seq1.xml · nonDerivative · entry 1

Mathews Michael S · CIK 0001574656 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,324

F1 · shares: All shares were acquired pursuant to an annual director award issued under the Alerus Financial Corporation 2019 Equity Incentive Plan.

Read SEC document
May 08, 2023 Filed May 15, 2023 15:08 UTC
Zimmer MaryDirector
GrantCommon Stock 2,589 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-060453 · tm2315664-3_4seq1.xml · nonDerivative · entry 1

Zimmer Mary · CIK 0001889364 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,689

F1 · shares: All shares were acquired pursuant to an annual director award issued under the Alerus Financial Corporation 2019 Equity Incentive Plan.

F2 · balance_after: Includes 1,250 shares held jointly with Ms. Zimmer's spouse.

Read SEC document
March 17, 2023 Filed Mar 20, 2023 18:30 UTC
Lorenson Katie ADirector · President and CEO
PurchaseCommon Stock 905 $16.56 $14,986.80
Disclosure

SEC source: 0001104659-23-034403 · tm239726-3_4seq1.xml · nonDerivative · entry 1

Lorenson Katie A · CIK 0001681474 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,398

F1 · balance_after: Includes 6,526 shares of restricted stock. Includes 9,188 shares held jointly with Ms. Lorenson's spouse.

Read SEC document
March 16, 2023 Filed Mar 17, 2023 12:20 UTC
Keney MissyChief Engagement Officer & EVP
PurchaseCommon Stock 451 $16.93 $7,635.43
Disclosure

SEC source: 0001104659-23-033584 · tm239726-2_4seq1.xml · nonDerivative · entry 3

Keney Missy · CIK 0001941903 · Chief Engagement Officer & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,168

F3 · balance_after: Includes 3,738 shares held jointly with Ms. Keney's spouse.

Read SEC document
March 16, 2023 Filed Mar 17, 2023 12:20 UTC
Keney MissyChief Engagement Officer & EVP
PurchaseCommon Stock 135 $16.89 $2,280.15
Disclosure

SEC source: 0001104659-23-033584 · tm239726-2_4seq1.xml · nonDerivative · entry 2

Keney Missy · CIK 0001941903 · Chief Engagement Officer & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,717

F2 · balance_after: Includes 3,287 shares held jointly with Ms. Keney's spouse.

Read SEC document
March 16, 2023 Filed Mar 17, 2023 12:20 UTC
Keney MissyChief Engagement Officer & EVP
PurchaseCommon Stock 2 $16.83 $33.65
Disclosure

SEC source: 0001104659-23-033584 · tm239726-2_4seq1.xml · nonDerivative · entry 1

Keney Missy · CIK 0001941903 · Chief Engagement Officer & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,582

F1 · balance_after: Includes 3,152 shares held jointly with Ms. Keney's spouse.

Read SEC document
March 15, 2023 Filed Mar 16, 2023 18:42 UTC
Villalon AlanChief Financial Officer
PurchaseCommon stock 3,000 $16.35 $49,052.40
Disclosure

SEC source: 0001104659-23-033266 · tm239726-1_4seq1.xml · nonDerivative · entry 1

Villalon Alan · CIK 0001909920 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,287

F1 · balance_after: Includes 5,287 shares of restricted stock.

Read SEC document
March 08, 2023 Filed Mar 9, 2023 15:53 UTC
Lorenson Katie ADirector · President and CEO
PurchaseCommon Stock 789 $18.94 $14,940.50
Disclosure

SEC source: 0001104659-23-030393 · tm238962-1_4seq1.xml · nonDerivative · entry 1

Lorenson Katie A · CIK 0001681474 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,493

F1 · balance_after: Includes 6,526 shares of restricted stock. Includes 8,283 shares held jointly with Ms. Lorenson's spouse.

Read SEC document
February 21, 2023 Filed Feb 8, 2024 21:06 UTC
Keney MissyChief Engagement Officer & EVP
GrantRestricted Stock Units · Derivative 3,495 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-012287 · tm245214-6_5seq1.xml · derivative · entry 1

Keney Missy · CIK 0001941903 · Chief Engagement Officer & EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,495

Underlying: Common Stock · 3,495 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Alerus Financial Corporation common stock.

F2 · shares: Includes 1,398 restricted stock units that have time-based vesting components. Includes 2,097 restricted stock units that have performance-based vesting components.

F3 · derivative.exercise_date: The time-based restricted stock units vest on February 21, 2026. The performance-based restricted stock units vest on February 21, 2026, so long as Alerus Financial Corporation meets certain total stockholder return goals.

F3 · derivative.expiration_date: The time-based restricted stock units vest on February 21, 2026. The performance-based restricted stock units vest on February 21, 2026, so long as Alerus Financial Corporation meets certain total stockholder return goals.

Read SEC document
February 21, 2023 Filed Feb 8, 2024 21:05 UTC
Lorenson Katie ADirector · President and CEO
GrantRestricted Stock Units · Derivative 13,931 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-012285 · tm245214-5_5seq1.xml · derivative · entry 1

Lorenson Katie A · CIK 0001681474 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,931

Underlying: Common Stock · 13,931 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Alerus Financial Corporation common stock.

F2 · shares: Includes 5,572 restricted stock units that have time-based vesting components. Includes 8,359 restricted stock units that have performance-based vesting components.

F3 · derivative.exercise_date: The time-based restricted stock units vest on February 21, 2026. The performance-based restricted stock units vest on February 21, 2026, so long as Alerus Financial Corporation meets certain total stockholder return goals.

F3 · derivative.expiration_date: The time-based restricted stock units vest on February 21, 2026. The performance-based restricted stock units vest on February 21, 2026, so long as Alerus Financial Corporation meets certain total stockholder return goals.

Read SEC document
February 21, 2023 Filed Feb 8, 2024 21:05 UTC
Taylor Karin MExecutive Vice President & CRO
GrantRestricted Stock Units · Derivative 5,319 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-012281 · tm245214-4_5seq1.xml · derivative · entry 1

Taylor Karin M · CIK 0001786851 · Executive Vice President & CRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,319

Underlying: Common Stock · 5,319 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Alerus Financial Corporation common stock.

F2 · shares: Includes 2,128 restricted stock units that have time-based vesting components. Includes 3,191 restricted stock units that have performance-based vesting components.

F3 · derivative.exercise_date: The time-based restricted stock units vest on February 21, 2026. The performance-based restricted stock units vest on February 21, 2026, so long as Alerus Financial Corporation meets certain total stockholder return goals.

F3 · derivative.expiration_date: The time-based restricted stock units vest on February 21, 2026. The performance-based restricted stock units vest on February 21, 2026, so long as Alerus Financial Corporation meets certain total stockholder return goals.

Read SEC document
February 21, 2023 Filed Feb 8, 2024 21:04 UTC
Hendry JonChief Technology Officer & EVP
GrantRestricted Stock Units · Derivative 4,180 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-012279 · tm245214-3_5seq1.xml · derivative · entry 1

Hendry Jon · CIK 0001942217 · Chief Technology Officer & EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,180

Underlying: Common Stock · 4,180 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Alerus Financial Corporation common stock.

F2 · shares: Includes 1,672 restricted stock units that have time-based vesting components. Includes 2,508 restricted stock units that have performance-based vesting components.

F3 · derivative.exercise_date: The time-based restricted stock units vest on February 21, 2026. The performance-based restricted stock units vest on February 21, 2026, so long as Alerus Financial Corporation meets certain total stockholder return goals.

F3 · derivative.expiration_date: The time-based restricted stock units vest on February 21, 2026. The performance-based restricted stock units vest on February 21, 2026, so long as Alerus Financial Corporation meets certain total stockholder return goals.

Read SEC document
February 21, 2023 Filed Feb 8, 2024 21:03 UTC
Collins JimEVP, CBO & CRO
GrantRestricted Stock Units · Derivative 6,307 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-012278 · tm245214-2_5seq1.xml · derivative · entry 1

Collins Jim · CIK 0001932201 · EVP, CBO & CRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,307

Underlying: Common Stock · 6,307 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Alerus Financial Corporation common stock.

F2 · shares: Includes 2,523 restricted stock units that have time-based vesting components. Includes 3,784 restricted stock units that have performance-based vesting components.

F3 · derivative.exercise_date: The time-based restricted stock units vest on February 21, 2026. The performance-based restricted stock units vest on February 21, 2026, so long as Alerus Financial Corporation meets certain total stockholder return goals.

F3 · derivative.expiration_date: The time-based restricted stock units vest on February 21, 2026. The performance-based restricted stock units vest on February 21, 2026, so long as Alerus Financial Corporation meets certain total stockholder return goals.

Read SEC document
February 21, 2023 Filed Feb 8, 2024 21:03 UTC
Villalon AlanChief Financial Officer
GrantRestricted Stock Units · Derivative 4,787 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-012277 · tm245214-1_5seq1.xml · derivative · entry 1

Villalon Alan · CIK 0001909920 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,787

Underlying: Common Stock · 4,787 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Alerus Financial Corporation common stock.

F2 · shares: Includes 1,915 restricted stock units that have time-based vesting components. Includes 2,872 restricted stock units that have performance-based vesting components.

F3 · derivative.exercise_date: The time-based restricted stock units vest on February 21, 2026. The performance-based restricted stock units vest on February 21, 2026, so long as Alerus Financial Corporation meets certain total stockholder return goals.

F3 · derivative.expiration_date: The time-based restricted stock units vest on February 21, 2026. The performance-based restricted stock units vest on February 21, 2026, so long as Alerus Financial Corporation meets certain total stockholder return goals.

Read SEC document
February 19, 2023 Filed Feb 22, 2023 23:11 UTC
Taylor Karin MEVP and Chief Risk Officer
Tax withholdingCommon Stock 2,066 $20.25 $41,836.50
Disclosure

SEC source: 0001104659-23-024391 · tm237386-5_4seq1.xml · nonDerivative · entry 2

Taylor Karin M · CIK 0001786851 · EVP and Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,410

F1 · balance_after: Includes 6,024 shares of restricted stock.

Read SEC document
February 19, 2023 Filed Feb 22, 2023 23:11 UTC
Taylor Karin MEVP and Chief Risk Officer
GrantCommon Stock 5,753 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-024391 · tm237386-5_4seq1.xml · nonDerivative · entry 1

Taylor Karin M · CIK 0001786851 · EVP and Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,476

F1 · balance_after: Includes 6,024 shares of restricted stock.

Read SEC document
February 19, 2023 Filed Feb 22, 2023 23:10 UTC
Hendry JonChief Technology Officer & EVP
Exercise / conversionPeformance-Based Restricted Stock Units · Derivative 3,232 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-024390 · tm237386-4_4seq1.xml · derivative · entry 6

Hendry Jon · CIK 0001942217 · Chief Technology Officer & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,232 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Performance-based restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: On February 19, 2020 the reporting person was granted 3,232 performance-based restricted stock units, vesting on February 19, 2023, so long as Alerus Financial Corporation meets certain total stockholder return goals.

F4 · derivative.expiration_date: On February 19, 2020 the reporting person was granted 3,232 performance-based restricted stock units, vesting on February 19, 2023, so long as Alerus Financial Corporation meets certain total stockholder return goals.

Read SEC document
February 19, 2023 Filed Feb 22, 2023 23:10 UTC
Hendry JonChief Technology Officer & EVP
Tax withholdingCommon Stock 1,527 $20.25 $30,921.75
Disclosure

SEC source: 0001104659-23-024390 · tm237386-4_4seq1.xml · nonDerivative · entry 3

Hendry Jon · CIK 0001942217 · Chief Technology Officer & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,195

F2 · balance_after: Includes 46,398 shares held jointly with Mr. Hendry's spouse.

Read SEC document
February 19, 2023 Filed Feb 22, 2023 23:10 UTC
Hendry JonChief Technology Officer & EVP
GrantCommon Stock 1,616 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-024390 · tm237386-4_4seq1.xml · nonDerivative · entry 2

Hendry Jon · CIK 0001942217 · Chief Technology Officer & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,722

F2 · balance_after: Includes 46,398 shares held jointly with Mr. Hendry's spouse.

Read SEC document
February 19, 2023 Filed Feb 22, 2023 23:10 UTC
Hendry JonChief Technology Officer & EVP
Exercise / conversionCommon Stock 3,232 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-024390 · tm237386-4_4seq1.xml · nonDerivative · entry 1

Hendry Jon · CIK 0001942217 · Chief Technology Officer & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,106

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Performance-based restricted stock units convert into common stock on a one-for-one basis.

F2 · balance_after: Includes 46,398 shares held jointly with Mr. Hendry's spouse.

Read SEC document
February 19, 2023 Filed Feb 22, 2023 23:08 UTC
Lorenson Katie ADirector · President and CEO
GrantCommon Stock 6,695 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-024388 · tm237386-3_4seq1.xml · nonDerivative · entry 1

Lorenson Katie A · CIK 0001681474 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,704

F1 · balance_after: Includes 6,526 shares of restricted stock. Includes 7,494 shares held jointly with Ms. Lorenson's spouse.

Read SEC document
February 19, 2023 Filed Feb 22, 2023 23:06 UTC
Keney MissyChief Engagement Officer & EVP
Exercise / conversionPeformance-Based Restricted Stock Units · Derivative 709 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-024385 · tm237386-2_4seq1.xml · derivative · entry 7

Keney Missy · CIK 0001941903 · Chief Engagement Officer & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 709 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Performance-based restricted stock units convert into common stock on a one-for-one basis.

F7 · derivative.exercise_date: On February 19, 2020 the reporting person was granted 709 performance-based restricted stock units, vesting on February 19, 2023, so long as Alerus Financial Corporation meets certain total stockholder return goals.

F7 · derivative.expiration_date: On February 19, 2020 the reporting person was granted 709 performance-based restricted stock units, vesting on February 19, 2023, so long as Alerus Financial Corporation meets certain total stockholder return goals.

Read SEC document
February 19, 2023 Filed Feb 22, 2023 23:06 UTC
Keney MissyChief Engagement Officer & EVP
Tax withholdingCommon Stock 336 $20.25 $6,804.00
Disclosure

SEC source: 0001104659-23-024385 · tm237386-2_4seq1.xml · nonDerivative · entry 3

Keney Missy · CIK 0001941903 · Chief Engagement Officer & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,580

F2 · balance_after: Includes 3,150 shares held jointly with Ms. Keney's spouse.

Read SEC document
February 19, 2023 Filed Feb 22, 2023 23:06 UTC
Keney MissyChief Engagement Officer & EVP
GrantCommon Stock 355 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-024385 · tm237386-2_4seq1.xml · nonDerivative · entry 2

Keney Missy · CIK 0001941903 · Chief Engagement Officer & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,916

F2 · balance_after: Includes 3,150 shares held jointly with Ms. Keney's spouse.

Read SEC document
February 19, 2023 Filed Feb 22, 2023 23:06 UTC
Keney MissyChief Engagement Officer & EVP
Exercise / conversionCommon Stock 709 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-024385 · tm237386-2_4seq1.xml · nonDerivative · entry 1

Keney Missy · CIK 0001941903 · Chief Engagement Officer & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,561

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Performance-based restricted stock units convert into common stock on a one-for-one basis.

F2 · balance_after: Includes 3,150 shares held jointly with Ms. Keney's spouse.

Read SEC document
February 19, 2023 Filed Feb 22, 2023 23:04 UTC Tax withholdingCommon Stock 5,790 $20.25 $117,247.50
Disclosure

SEC source: 0001104659-23-024384 · tm237386d1_4seq1.xml · nonDerivative · entry 2

Newman Randy L · CIK 0001786850 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 515,804

F1 · balance_after: Includes 11,294 shares of restricted stock

Read SEC document
February 19, 2023 Filed Feb 22, 2023 23:04 UTC GrantCommon Stock 20,573 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-024384 · tm237386d1_4seq1.xml · nonDerivative · entry 1

Newman Randy L · CIK 0001786850 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 521,594

F1 · balance_after: Includes 11,294 shares of restricted stock

Read SEC document
February 19, 2023 Filed Feb 24, 2023 19:46 UTC Amendment GrantCommon Stock 20,573 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-025267 · tm237740-2_4aseq1.xml · nonDerivative · entry 1

Newman Randy L · CIK 0001786850 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 521,594

F1 · balance_after: Includes 11,294 shares of restricted stock

F2 · balance_after: On February 22, 2023, the reporting person filed a Form 4 which inadvertently reported that the reporting person had 5,790 shares of stock withheld to satisfy the reporting person's tax withholding obligation upon the vesting of performance-based restricted stock unit awards. These shares were not withheld but were acquired by the reporting person.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 19:57 UTC
Zimmer MaryDirector
PurchaseCommon Stock 48 $20.30 $974.26
Disclosure

SEC source: 0001104659-23-009844 · tm235177-1_4seq1.xml · nonDerivative · entry 4

Zimmer Mary · CIK 0001889364 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,100

F4 · balance_after: Includes 1,250 shares held jointly with Ms. Zimmer's spouse.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 19:57 UTC
Zimmer MaryDirector
PurchaseCommon Stock 100 $20.38 $2,038.00
Disclosure

SEC source: 0001104659-23-009844 · tm235177-1_4seq1.xml · nonDerivative · entry 3

Zimmer Mary · CIK 0001889364 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,052

F3 · balance_after: Includes 1,202 shares held jointly with Ms. Zimmer's spouse.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 19:57 UTC
Zimmer MaryDirector
PurchaseCommon Stock 202 $20.24 $4,087.47
Disclosure

SEC source: 0001104659-23-009844 · tm235177-1_4seq1.xml · nonDerivative · entry 2

Zimmer Mary · CIK 0001889364 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,952

F2 · balance_after: Includes 1,102 shares held jointly with Ms. Zimmer's spouse.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 19:57 UTC
Zimmer MaryDirector
PurchaseCommon Stock 900 $20.39 $18,351.00
Disclosure

SEC source: 0001104659-23-009844 · tm235177-1_4seq1.xml · nonDerivative · entry 1

Zimmer Mary · CIK 0001889364 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,750

F1 · balance_after: Includes 900 shares held jointly with Ms. Zimmer's spouse.

Read SEC document
January 30, 2023 Filed Jan 31, 2023 14:41 UTC
Hanson JerrodChief Accounting Officer
PurchaseCommon Stock 1,100 $20.10 $22,104.50
Disclosure

SEC source: 0001104659-23-008315 · tm234919-1_4seq1.xml · nonDerivative · entry 2

Hanson Jerrod · CIK 0001908827 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,700

Read SEC document
January 30, 2023 Filed Jan 31, 2023 14:41 UTC
Hanson JerrodChief Accounting Officer
PurchaseCommon Stock 50 $20.02 $1,000.77
Disclosure

SEC source: 0001104659-23-008315 · tm234919-1_4seq1.xml · nonDerivative · entry 1

Hanson Jerrod · CIK 0001908827 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,600

Read SEC document
July 03, 2022 Filed Aug 17, 2022 18:57 UTC
Taylor Karin MEVP and CRO
GrantRestricted Stock Units · Derivative 184 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-092137 · tm2223716-1_4seq1.xml · derivative · entry 1

Taylor Karin M · CIK 0001786851 · EVP and CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,499

Underlying: Common Stock · 184 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Alerus Financial Corporation common stock.

F2 · shares: Includes 74 restricted stock units that have time-based vesting components. Includes 110 restricted stock units that have performance-based vesting components.

F3 · derivative.exercise_date: The time-based restricted stock units vest on February 3, 2025. The performance-based restricted stock units vest on February 3, 2025, so long as Alerus Financial Corporation meets certain total stockholder return goals.

F3 · derivative.expiration_date: The time-based restricted stock units vest on February 3, 2025. The performance-based restricted stock units vest on February 3, 2025, so long as Alerus Financial Corporation meets certain total stockholder return goals.

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June 16, 2022 Filed Jun 23, 2022 13:18 UTC
Lorenson Katie ADirector · President and CEO
PurchaseCommon Stock 1,000 $22.98 $22,980.00
Disclosure

SEC source: 0001104659-22-073753 · tm2219170-1_4seq1.xml · nonDerivative · entry 1

Lorenson Katie A · CIK 0001681474 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,009

F1 · balance_after: Includes 6,526 shares of restricted stock. Includes 7,494 shares held jointly with Ms. Lorenson's spouse.

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May 31, 2022 Filed Jun 2, 2022 20:04 UTC
Collins JimEVP, CBO & CRO
GrantRestricted Stock Units · Derivative 3,755 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-067603 · tm2217570-2_4seq1.xml · derivative · entry 2

Collins Jim · CIK 0001932201 · EVP, CBO & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,755

Underlying: Common Stock · 3,755 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Alerus Financial Corporation common stock.

F3 · shares: Includes 1,502 restricted stock units that have time-based vesting components. Includes 2,253 restricted stock units that have performance-based vesting components.

F4 · derivative.exercise_date: The time-based restricted stock units vest on February 3, 2025. The performance-based restricted stock units vest on February 3, 2025, so long as Alerus Financial Corporation meets certain total stockholder return goals.

F4 · derivative.expiration_date: The time-based restricted stock units vest on February 3, 2025. The performance-based restricted stock units vest on February 3, 2025, so long as Alerus Financial Corporation meets certain total stockholder return goals.

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May 31, 2022 Filed Jun 2, 2022 20:04 UTC
Collins JimEVP, CBO & CRO
GrantCommon Stock 15,504 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-067603 · tm2217570-2_4seq1.xml · nonDerivative · entry 1

Collins Jim · CIK 0001932201 · EVP, CBO & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,504

F1 · balance_after: All 15,504 shares are shares of restricted stock.

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May 17, 2022 Filed May 18, 2022 15:13 UTC
McConn AnnEVP and Chief/SSO
GiftCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-062320 · tm2215843-1_4seq1.xml · nonDerivative · entry 1

McConn Ann · CIK 0001786854 · EVP and Chief/SSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,164

F1 · balance_after: Includes 18,377 shares of restricted stock. Includes 35,787 shares held jointly with Ms. McConn's spouse.

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May 11, 2022 Filed Feb 2, 2023 19:26 UTC GrantCommon Stock 1,350 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-009823 · tm235177-9_5seq1.xml · nonDerivative · entry 1

Newman Randy L · CIK 0001786850 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 501,021

F1 · shares: All shares were acquired pursuant to an annual director award issued under the Alerus Financial Corporation 2019 Equity Incentive Plan.

F2 · balance_after: Indicates the total number of shares of common stock owned directly by Mr. Newman as of December 31, 2022. Includes 11,294 shares of restricted stock.

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May 11, 2022 Filed Feb 2, 2023 19:25 UTC GrantCommon Stock 1,350 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-009821 · tm235177-8_5seq1.xml · nonDerivative · entry 1

Mathews Michael S · CIK 0001574656 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,735

F1 · shares: All shares were acquired pursuant to an annual director award issued under the Alerus Financial Corporation 2019 Equity Incentive Plan.

F2 · balance_after: Indicates the total number of shares of common stock owned directly by Mr. Mathews as of December 31, 2022.

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May 11, 2022 Filed Feb 2, 2023 19:24 UTC
Zimmer MaryDirector
GrantCommon Stock 1,350 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-009819 · tm235177-7_5seq1.xml · nonDerivative · entry 1

Zimmer Mary · CIK 0001889364 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,850

F1 · shares: All shares were acquired pursuant to an annual director award issued under the Alerus Financial Corporation 2019 Equity Incentive Plan.

F2 · balance_after: Indicates the total number of shares of common stock owned directly by Ms. Zimmer as of December 31, 2022.

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May 11, 2022 Filed Feb 2, 2023 19:23 UTC GrantCommon Stock 1,350 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-009817 · tm235177-6_5seq1.xml · nonDerivative · entry 1

Lemke Kevin D · CIK 0001786856 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,981

F1 · shares: All shares were acquired pursuant to an annual director award issued under the Alerus Financial Corporation 2019 Equity Incentive Plan.

F2 · balance_after: Indicates the total number of shares of common stock owned directly by Mr. Lemke as of December 31, 2022.

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May 11, 2022 Filed Feb 2, 2023 19:22 UTC
Schurtz JillDirector
GrantCommon Stock 1,350 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-009814 · tm235177-5_5seq1.xml · nonDerivative · entry 1

Schurtz Jill · CIK 0001889570 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,850

F1 · shares: All shares were acquired pursuant to an annual director award issued under the Alerus Financial Corporation 2019 Equity Incentive Plan.

F2 · balance_after: Indicates the total number of shares of common stock owned directly by Ms. Schurtz as of December 31, 2022.

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May 11, 2022 Filed Feb 2, 2023 19:21 UTC GrantCommon Stock 1,350 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-009813 · tm235177-4_5seq1.xml · nonDerivative · entry 1

ESTEP JANET O · CIK 0001657129 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,850

F1 · shares: All shares were acquired pursuant to an annual director award issued under the Alerus Financial Corporation 2019 Equity Incentive Plan.

F2 · balance_after: Indicates the total number of shares of common stock owned directly by Ms. Estep as of December 31, 2022.

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May 11, 2022 Filed Feb 2, 2023 19:19 UTC GrantCommon Stock 1,350 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-009812 · tm235177-3_5seq1.xml · nonDerivative · entry 1

Vetter Galen G · CIK 0001291784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,762

F1 · shares: All shares were acquired pursuant to an annual director award issued under the Alerus Financial Corporation 2019 Equity Incentive Plan.

F2 · balance_after: Indicates the total number of shares of common stock owned directly by Mr. Vetter as of December 31, 2022.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.