Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ALERUS FINANCIAL CORP
Report date January 02, 2025 · Filed January 06, 2025
Section 16 reporting ended · disclosed 2025-01-06. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 55,867 |
Last balance in matching sequence
After 2025-01-02 transaction · row 5
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
5 source rowsRow 1 · 2025-01-02 · Exercise / conversion · Acquired 1,035 · Balance 53,695 F1: On February 3, 2022, Mr. Hendry was granted 1,035 time-based restricted stock units, the vesting of which was accelerated on January 2, 2024 by Mr. Hendry's retirement. F2: Restricted stock units convert into common stock on a one-for-one basis. F3: Includes 46,398 shares held jointly with Mr. Hendry's spouse. Row 2 · 2025-01-02 · Exercise / conversion · Acquired 63 · Balance 53,758 F4: On July 1, 2022, Mr. Hendry was granted 63 time-based restricted stock units, the vesting of which was accelerated on January 2, 2024 by Mr. Hendry's retirement. F2: Restricted stock units convert into common stock on a one-for-one basis. F3: Includes 46,398 shares held jointly with Mr. Hendry's spouse. Row 3 · 2025-01-02 · Exercise / conversion · Acquired 1,672 · Balance 55,430 F5: On February 21, 2023, Mr. Hendry was granted 1,672 time-based restricted stock units, the vesting of which was accelerated on January 2, 2024 by Mr. Hendry's retirement F2: Restricted stock units convert into common stock on a one-for-one basis. F3: Includes 46,398 shares held jointly with Mr. Hendry's spouse. Row 4 · 2025-01-02 · Exercise / conversion · Acquired 1,891 · Balance 57,321 F6: On February 27, 2024, Mr. Hendry was granted 1,891time-based restricted stock units, the vesting of which was accelerated on January 2, 2024 by Mr. Hendry's retirement. F2: Restricted stock units convert into common stock on a one-for-one basis. F3: Includes 46,398 shares held jointly with Mr. Hendry's spouse. Row 5 · 2025-01-02 · Tax withholding · Disposed 1,454 · Balance 55,867 F7: Shares withheld upon vesting of restricted stock units for payment of tax liability. F3: Includes 46,398 shares held jointly with Mr. Hendry's spouse. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2025-01-02 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2025-01-02 · Exercise / conversion · Disposed 1,035 · Balance 0 F2: Restricted stock units convert into common stock on a one-for-one basis. F1: On February 3, 2022, Mr. Hendry was granted 1,035 time-based restricted stock units, the vesting of which was accelerated on January 2, 2024 by Mr. Hendry's retirement. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2025-01-02 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2025-01-02 · Exercise / conversion · Disposed 63 · Balance 0 F2: Restricted stock units convert into common stock on a one-for-one basis. F4: On July 1, 2022, Mr. Hendry was granted 63 time-based restricted stock units, the vesting of which was accelerated on January 2, 2024 by Mr. Hendry's retirement. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2025-01-02 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2025-01-02 · Exercise / conversion · Disposed 1,672 · Balance 0 F2: Restricted stock units convert into common stock on a one-for-one basis. F5: On February 21, 2023, Mr. Hendry was granted 1,672 time-based restricted stock units, the vesting of which was accelerated on January 2, 2024 by Mr. Hendry's retirement |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2025-01-02 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2025-01-02 · Exercise / conversion · Disposed 1,891 · Balance 0 F2: Restricted stock units convert into common stock on a one-for-one basis. F6: On February 27, 2024, Mr. Hendry was granted 1,891time-based restricted stock units, the vesting of which was accelerated on January 2, 2024 by Mr. Hendry's retirement. |
| Common StockSEC Table I · non-derivative | IndirectBy spouse | 3,000 |
Reported balance
Holding disclosure · report date 2025-01-02 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 3,000 |
| Common StockSEC Table I · non-derivative | IndirectBy the Alerus Financial Corporation Employee Stock Ownership Plan | 21,951.9535 |
Reported balance
Holding disclosure · report date 2025-01-02 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 21,951.9535 F8: Reflects ESOP allocations that have occurred since the date of the reporting person's last ownership report. |
Filing footnotes · ownership attribution and instrument terms
F1: On February 3, 2022, Mr. Hendry was granted 1,035 time-based restricted stock units, the vesting of which was accelerated on January 2, 2024 by Mr. Hendry's retirement.
F2: Restricted stock units convert into common stock on a one-for-one basis.
F3: Includes 46,398 shares held jointly with Mr. Hendry's spouse.
F4: On July 1, 2022, Mr. Hendry was granted 63 time-based restricted stock units, the vesting of which was accelerated on January 2, 2024 by Mr. Hendry's retirement.
F5: On February 21, 2023, Mr. Hendry was granted 1,672 time-based restricted stock units, the vesting of which was accelerated on January 2, 2024 by Mr. Hendry's retirement
F6: On February 27, 2024, Mr. Hendry was granted 1,891time-based restricted stock units, the vesting of which was accelerated on January 2, 2024 by Mr. Hendry's retirement.
F7: Shares withheld upon vesting of restricted stock units for payment of tax liability.
F8: Reflects ESOP allocations that have occurred since the date of the reporting person's last ownership report.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 02, 2025 Filed Jan 6, 2025 21:01 UTC | ALERUS FINANCIAL CORP ALRS · Entity 40 | Exercise / conversionRestricted Stock Units · Derivative | 1,891 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-000448 · rdgdoc.xml · derivative · entry 11 Hendry Jon · CIK 0001942217 · Chief Technology Officer & EVP 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,891 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F6 · shares: On February 27, 2024, Mr. Hendry was granted 1,891time-based restricted stock units, the vesting of which was accelerated on January 2, 2024 by Mr. Hendry's retirement. F6 · derivative.exercise_date: On February 27, 2024, Mr. Hendry was granted 1,891time-based restricted stock units, the vesting of which was accelerated on January 2, 2024 by Mr. Hendry's retirement. F6 · derivative.expiration_date: On February 27, 2024, Mr. Hendry was granted 1,891time-based restricted stock units, the vesting of which was accelerated on January 2, 2024 by Mr. Hendry's retirement. F6 · derivative.underlying_shares: On February 27, 2024, Mr. Hendry was granted 1,891time-based restricted stock units, the vesting of which was accelerated on January 2, 2024 by Mr. Hendry's retirement. Read SEC document |
| January 02, 2025 Filed Jan 6, 2025 21:01 UTC | ALERUS FINANCIAL CORP ALRS · Entity 40 | Exercise / conversionRestricted Stock Units · Derivative | 1,672 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-000448 · rdgdoc.xml · derivative · entry 10 Hendry Jon · CIK 0001942217 · Chief Technology Officer & EVP 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,672 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F5 · shares: On February 21, 2023, Mr. Hendry was granted 1,672 time-based restricted stock units, the vesting of which was accelerated on January 2, 2024 by Mr. Hendry's retirement F5 · derivative.exercise_date: On February 21, 2023, Mr. Hendry was granted 1,672 time-based restricted stock units, the vesting of which was accelerated on January 2, 2024 by Mr. Hendry's retirement F5 · derivative.expiration_date: On February 21, 2023, Mr. Hendry was granted 1,672 time-based restricted stock units, the vesting of which was accelerated on January 2, 2024 by Mr. Hendry's retirement F5 · derivative.underlying_shares: On February 21, 2023, Mr. Hendry was granted 1,672 time-based restricted stock units, the vesting of which was accelerated on January 2, 2024 by Mr. Hendry's retirement Read SEC document |
| January 02, 2025 Filed Jan 6, 2025 21:01 UTC | ALERUS FINANCIAL CORP ALRS · Entity 40 | Exercise / conversionRestricted Stock Units · Derivative | 63 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-000448 · rdgdoc.xml · derivative · entry 9 Hendry Jon · CIK 0001942217 · Chief Technology Officer & EVP 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 63 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F4 · shares: On July 1, 2022, Mr. Hendry was granted 63 time-based restricted stock units, the vesting of which was accelerated on January 2, 2024 by Mr. Hendry's retirement. F4 · derivative.exercise_date: On July 1, 2022, Mr. Hendry was granted 63 time-based restricted stock units, the vesting of which was accelerated on January 2, 2024 by Mr. Hendry's retirement. F4 · derivative.expiration_date: On July 1, 2022, Mr. Hendry was granted 63 time-based restricted stock units, the vesting of which was accelerated on January 2, 2024 by Mr. Hendry's retirement. F4 · derivative.underlying_shares: On July 1, 2022, Mr. Hendry was granted 63 time-based restricted stock units, the vesting of which was accelerated on January 2, 2024 by Mr. Hendry's retirement. Read SEC document |
| January 02, 2025 Filed Jan 6, 2025 21:01 UTC | ALERUS FINANCIAL CORP ALRS · Entity 40 | Exercise / conversionRestricted Stock Units · Derivative | 1,035 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-000448 · rdgdoc.xml · derivative · entry 8 Hendry Jon · CIK 0001942217 · Chief Technology Officer & EVP 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,035 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F1 · shares: On February 3, 2022, Mr. Hendry was granted 1,035 time-based restricted stock units, the vesting of which was accelerated on January 2, 2024 by Mr. Hendry's retirement. F1 · derivative.exercise_date: On February 3, 2022, Mr. Hendry was granted 1,035 time-based restricted stock units, the vesting of which was accelerated on January 2, 2024 by Mr. Hendry's retirement. F1 · derivative.expiration_date: On February 3, 2022, Mr. Hendry was granted 1,035 time-based restricted stock units, the vesting of which was accelerated on January 2, 2024 by Mr. Hendry's retirement. F1 · derivative.underlying_shares: On February 3, 2022, Mr. Hendry was granted 1,035 time-based restricted stock units, the vesting of which was accelerated on January 2, 2024 by Mr. Hendry's retirement. Read SEC document |
| January 02, 2025 Filed Jan 6, 2025 21:01 UTC | ALERUS FINANCIAL CORP ALRS · Entity 40 | Tax withholdingCommon Stock | 1,454 | $19.14 | $27,829.56 |
DisclosureSEC source: 0001437749-25-000448 · rdgdoc.xml · nonDerivative · entry 5 Hendry Jon · CIK 0001942217 · Chief Technology Officer & EVP 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,867 F7 · shares: Shares withheld upon vesting of restricted stock units for payment of tax liability. F3 · balance_after: Includes 46,398 shares held jointly with Mr. Hendry's spouse. Read SEC document |
| January 02, 2025 Filed Jan 6, 2025 21:01 UTC | ALERUS FINANCIAL CORP ALRS · Entity 40 | Exercise / conversionCommon Stock | 1,891 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-25-000448 · rdgdoc.xml · nonDerivative · entry 4 Hendry Jon · CIK 0001942217 · Chief Technology Officer & EVP 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 57,321 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · shares: On February 27, 2024, Mr. Hendry was granted 1,891time-based restricted stock units, the vesting of which was accelerated on January 2, 2024 by Mr. Hendry's retirement. F2 · price: Restricted stock units convert into common stock on a one-for-one basis. F3 · balance_after: Includes 46,398 shares held jointly with Mr. Hendry's spouse. Read SEC document |
| January 02, 2025 Filed Jan 6, 2025 21:01 UTC | ALERUS FINANCIAL CORP ALRS · Entity 40 | Exercise / conversionCommon Stock | 1,672 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-25-000448 · rdgdoc.xml · nonDerivative · entry 3 Hendry Jon · CIK 0001942217 · Chief Technology Officer & EVP 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,430 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: On February 21, 2023, Mr. Hendry was granted 1,672 time-based restricted stock units, the vesting of which was accelerated on January 2, 2024 by Mr. Hendry's retirement F2 · price: Restricted stock units convert into common stock on a one-for-one basis. F3 · balance_after: Includes 46,398 shares held jointly with Mr. Hendry's spouse. Read SEC document |
| January 02, 2025 Filed Jan 6, 2025 21:01 UTC | ALERUS FINANCIAL CORP ALRS · Entity 40 | Exercise / conversionCommon Stock | 63 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-25-000448 · rdgdoc.xml · nonDerivative · entry 2 Hendry Jon · CIK 0001942217 · Chief Technology Officer & EVP 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,758 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: On July 1, 2022, Mr. Hendry was granted 63 time-based restricted stock units, the vesting of which was accelerated on January 2, 2024 by Mr. Hendry's retirement. F2 · price: Restricted stock units convert into common stock on a one-for-one basis. F3 · balance_after: Includes 46,398 shares held jointly with Mr. Hendry's spouse. Read SEC document |
| January 02, 2025 Filed Jan 6, 2025 21:01 UTC | ALERUS FINANCIAL CORP ALRS · Entity 40 | Exercise / conversionCommon Stock | 1,035 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-25-000448 · rdgdoc.xml · nonDerivative · entry 1 Hendry Jon · CIK 0001942217 · Chief Technology Officer & EVP 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,695 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On February 3, 2022, Mr. Hendry was granted 1,035 time-based restricted stock units, the vesting of which was accelerated on January 2, 2024 by Mr. Hendry's retirement. F2 · price: Restricted stock units convert into common stock on a one-for-one basis. F3 · balance_after: Includes 46,398 shares held jointly with Mr. Hendry's spouse. Read SEC document |
| February 27, 2024 Filed Feb 29, 2024 21:06 UTC | ALERUS FINANCIAL CORP ALRS · Entity 40 | GrantRestricted Stock Units · Derivative | 4,728 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-029362 · tm245214-27_4seq1.xml · derivative · entry 6 Hendry Jon · CIK 0001942217 · Chief Technology Officer & EVP 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,728 Underlying: Common Stock · 4,728 shares Expires not disclosed F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F5 · shares: Includes 1,891 restricted stock units that have time-based vesting components. Includes 2,837 restricted stock units that have performance-based vesting components. F6 · derivative.exercise_date: The time-based restricted stock units vest on February 27, 2027. The performance-based restricted stock units vest no later than March 15, 2027, so long as Alerus Financial Corporation meets certain cumulative EPS and ROE goals. The payout for performance-based restricted stock units could be increased to 150% of target or reduced to 0% based on achievement of the applicable metrics. F6 · derivative.expiration_date: The time-based restricted stock units vest on February 27, 2027. The performance-based restricted stock units vest no later than March 15, 2027, so long as Alerus Financial Corporation meets certain cumulative EPS and ROE goals. The payout for performance-based restricted stock units could be increased to 150% of target or reduced to 0% based on achievement of the applicable metrics. Read SEC document |
| February 27, 2024 Filed Feb 29, 2024 21:06 UTC | ALERUS FINANCIAL CORP ALRS · Entity 40 | Exercise / conversionRestricted Stock Units · Derivative | 2,298 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-029362 · tm245214-27_4seq1.xml · derivative · entry 5 Hendry Jon · CIK 0001942217 · Chief Technology Officer & EVP 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,298 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F1 · shares: On February 17, 2021, Mr. Hendry was granted 1,532 performance-based restricted stock units, vesting no later than March 15, 2024, so long as Alerus Financial Corporation meets certain cumulative net income goals.The payout could be increased to 150% of target or reduced to 0% based on achievement of the applicable metrics. The Alerus Financial Corporation Compensation Committee certified the payout at 150% and the performance-based restricted stock units vested on February 27, 2024. F1 · derivative.exercise_date: On February 17, 2021, Mr. Hendry was granted 1,532 performance-based restricted stock units, vesting no later than March 15, 2024, so long as Alerus Financial Corporation meets certain cumulative net income goals.The payout could be increased to 150% of target or reduced to 0% based on achievement of the applicable metrics. The Alerus Financial Corporation Compensation Committee certified the payout at 150% and the performance-based restricted stock units vested on February 27, 2024. F1 · derivative.expiration_date: On February 17, 2021, Mr. Hendry was granted 1,532 performance-based restricted stock units, vesting no later than March 15, 2024, so long as Alerus Financial Corporation meets certain cumulative net income goals.The payout could be increased to 150% of target or reduced to 0% based on achievement of the applicable metrics. The Alerus Financial Corporation Compensation Committee certified the payout at 150% and the performance-based restricted stock units vested on February 27, 2024. F1 · derivative.underlying_shares: On February 17, 2021, Mr. Hendry was granted 1,532 performance-based restricted stock units, vesting no later than March 15, 2024, so long as Alerus Financial Corporation meets certain cumulative net income goals.The payout could be increased to 150% of target or reduced to 0% based on achievement of the applicable metrics. The Alerus Financial Corporation Compensation Committee certified the payout at 150% and the performance-based restricted stock units vested on February 27, 2024. Read SEC document |
| February 27, 2024 Filed Feb 29, 2024 21:06 UTC | ALERUS FINANCIAL CORP ALRS · Entity 40 | Tax withholdingCommon Stock | 724 | $21.84 | $15,812.16 |
DisclosureSEC source: 0001104659-24-029362 · tm245214-27_4seq1.xml · nonDerivative · entry 2 Hendry Jon · CIK 0001942217 · Chief Technology Officer & EVP 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,468 F4 · shares: Shares withheld upon vesting of restricted stock units for payment of tax liability. F3 · balance_after: Includes 46,398 shares held jointly with Mr. Hendry's spouse. Read SEC document |
| February 27, 2024 Filed Feb 29, 2024 21:06 UTC | ALERUS FINANCIAL CORP ALRS · Entity 40 | Exercise / conversionCommon stock | 2,298 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-029362 · tm245214-27_4seq1.xml · nonDerivative · entry 1 Hendry Jon · CIK 0001942217 · Chief Technology Officer & EVP 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,192 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On February 17, 2021, Mr. Hendry was granted 1,532 performance-based restricted stock units, vesting no later than March 15, 2024, so long as Alerus Financial Corporation meets certain cumulative net income goals.The payout could be increased to 150% of target or reduced to 0% based on achievement of the applicable metrics. The Alerus Financial Corporation Compensation Committee certified the payout at 150% and the performance-based restricted stock units vested on February 27, 2024. F2 · price: Restricted stock units convert into common stock on a one-for-one basis. F3 · balance_after: Includes 46,398 shares held jointly with Mr. Hendry's spouse. Read SEC document |
| February 17, 2024 Filed Feb 20, 2024 21:02 UTC | ALERUS FINANCIAL CORP ALRS · Entity 40 | Exercise / conversionRestricted Stock Units · Derivative | 1,021 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-025503 · tm245214-16_4seq1.xml · derivative · entry 5 Hendry Jon · CIK 0001942217 · Chief Technology Officer & EVP 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,021 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F4 · derivative.exercise_date: On February 17, 2021, Mr. Hendry was granted 1,021 time-based restricted stock units, vesting on February 17, 2024. F4 · derivative.expiration_date: On February 17, 2021, Mr. Hendry was granted 1,021 time-based restricted stock units, vesting on February 17, 2024. Read SEC document |
| February 17, 2024 Filed Feb 20, 2024 21:02 UTC | ALERUS FINANCIAL CORP ALRS · Entity 40 | Tax withholdingCommon Stock | 322 | $22.86 | $7,360.92 |
DisclosureSEC source: 0001104659-24-025503 · tm245214-16_4seq1.xml · nonDerivative · entry 2 Hendry Jon · CIK 0001942217 · Chief Technology Officer & EVP 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,894 F3 · shares: Shares withheld upon vesting of restricted stock units for payment of tax liability. Read SEC document |
| February 17, 2024 Filed Feb 20, 2024 21:02 UTC | ALERUS FINANCIAL CORP ALRS · Entity 40 | Exercise / conversionCommon stock | 1,021 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-24-025503 · tm245214-16_4seq1.xml · nonDerivative · entry 1 Hendry Jon · CIK 0001942217 · Chief Technology Officer & EVP 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 51,216 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. F2 · balance_after: Includes 46,398 shares held jointly with Mr. Hendry's spouse. Read SEC document |
| February 21, 2023 Filed Feb 8, 2024 21:04 UTC | ALERUS FINANCIAL CORP ALRS · Entity 40 | GrantRestricted Stock Units · Derivative | 4,180 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-012279 · tm245214-3_5seq1.xml · derivative · entry 1 Hendry Jon · CIK 0001942217 · Chief Technology Officer & EVP 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,180 Underlying: Common Stock · 4,180 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Alerus Financial Corporation common stock. F2 · shares: Includes 1,672 restricted stock units that have time-based vesting components. Includes 2,508 restricted stock units that have performance-based vesting components. F3 · derivative.exercise_date: The time-based restricted stock units vest on February 21, 2026. The performance-based restricted stock units vest on February 21, 2026, so long as Alerus Financial Corporation meets certain total stockholder return goals. F3 · derivative.expiration_date: The time-based restricted stock units vest on February 21, 2026. The performance-based restricted stock units vest on February 21, 2026, so long as Alerus Financial Corporation meets certain total stockholder return goals. Read SEC document |
| February 19, 2023 Filed Feb 22, 2023 23:10 UTC | ALERUS FINANCIAL CORP ALRS · Entity 40 | Exercise / conversionPeformance-Based Restricted Stock Units · Derivative | 3,232 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-024390 · tm237386-4_4seq1.xml · derivative · entry 6 Hendry Jon · CIK 0001942217 · Chief Technology Officer & EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,232 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Performance-based restricted stock units convert into common stock on a one-for-one basis. F4 · derivative.exercise_date: On February 19, 2020 the reporting person was granted 3,232 performance-based restricted stock units, vesting on February 19, 2023, so long as Alerus Financial Corporation meets certain total stockholder return goals. F4 · derivative.expiration_date: On February 19, 2020 the reporting person was granted 3,232 performance-based restricted stock units, vesting on February 19, 2023, so long as Alerus Financial Corporation meets certain total stockholder return goals. Read SEC document |
| February 19, 2023 Filed Feb 22, 2023 23:10 UTC | ALERUS FINANCIAL CORP ALRS · Entity 40 | Tax withholdingCommon Stock | 1,527 | $20.25 | $30,921.75 |
DisclosureSEC source: 0001104659-23-024390 · tm237386-4_4seq1.xml · nonDerivative · entry 3 Hendry Jon · CIK 0001942217 · Chief Technology Officer & EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,195 F2 · balance_after: Includes 46,398 shares held jointly with Mr. Hendry's spouse. Read SEC document |
| February 19, 2023 Filed Feb 22, 2023 23:10 UTC | ALERUS FINANCIAL CORP ALRS · Entity 40 | GrantCommon Stock | 1,616 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-024390 · tm237386-4_4seq1.xml · nonDerivative · entry 2 Hendry Jon · CIK 0001942217 · Chief Technology Officer & EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,722 F2 · balance_after: Includes 46,398 shares held jointly with Mr. Hendry's spouse. Read SEC document |
| February 19, 2023 Filed Feb 22, 2023 23:10 UTC | ALERUS FINANCIAL CORP ALRS · Entity 40 | Exercise / conversionCommon Stock | 3,232 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-23-024390 · tm237386-4_4seq1.xml · nonDerivative · entry 1 Hendry Jon · CIK 0001942217 · Chief Technology Officer & EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,106 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Performance-based restricted stock units convert into common stock on a one-for-one basis. F2 · balance_after: Includes 46,398 shares held jointly with Mr. Hendry's spouse. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.