Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ALERUS FINANCIAL CORPALRS · Entity 40 | Director · Chief Executive Officer | February 26, 2026 | March 02, 2026 |
| MidWestOne Financial Group, Inc.MOFG · Entity 66177 | SVP & CFO | February 15, 2017 | February 17, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ALERUS FINANCIAL CORP
Report date February 26, 2026 · Filed March 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 58,531 |
Last balance in matching sequence
After 2026-02-26 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2026-02-26 · Exercise / conversion · Acquired 9,363 · Balance 61,397 F1: On February 21, 2023, the reporting person was granted 8,359 performance-based restricted stock units, vesting upon Alerus Financial Corporation Compensation Committee certification of established total net income goals. The payout could be increased to 150% of target or reduced to 0% based on achievement of the applicable metric. The Alerus Financial Corporation Compensation Committee certified the payout at 112% and the performance-based restricted stock units vested on February 26, 2026. F2: Restricted stock units convert into common stock on a one-for-one basis. F3: Includes 3,263 shares of restricted stock and 11,626 shares held jointly with Ms. Lorenson's spouse. Row 2 · 2026-02-26 · Tax withholding · Disposed 2,866 · Balance 58,531 F4: Shares withheld upon vesting of restricted stock units for payment of tax liability. F3: Includes 3,263 shares of restricted stock and 11,626 shares held jointly with Ms. Lorenson's spouse. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-02-26 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-02-26 · Exercise / conversion · Disposed 9,363 · Balance 0 F2: Restricted stock units convert into common stock on a one-for-one basis. F1: On February 21, 2023, the reporting person was granted 8,359 performance-based restricted stock units, vesting upon Alerus Financial Corporation Compensation Committee certification of established total net income goals. The payout could be increased to 150% of target or reduced to 0% based on achievement of the applicable metric. The Alerus Financial Corporation Compensation Committee certified the payout at 112% and the performance-based restricted stock units vested on February 26, 2026. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 19,022 |
Reported balance
After 2026-02-26 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2026-02-26 · Grant · Acquired 19,022 · Balance 19,022 F2: Restricted stock units convert into common stock on a one-for-one basis. F6: Includes 7,609 restricted stock units that have time-based vesting components. Includes 11,413 restricted stock units that have performance-based vesting components. F7: The time-based restricted stock units vest on February 26, 2029. The performance-based restricted stock units vest upon Alerus Financial Corporation Compensation Committee certification of certain relative cumulative EPS and ROE performance period goals, provided that such certification date occurs no later than March 15, 2029. The payout for performance-based restricted stock units could be increased to 150% of target or reduced to 0% based on achievement of the applicable metrics. |
| Common StockSEC Table I · non-derivative | IndirectBy the Alerus Financial Corporation Employee Stock Ownership Program | 6,640.4572 |
Reported balance
Holding disclosure · report date 2026-02-26 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 6,640.4572 F5: Reflects ESOP allocations that have occurred since the date of the reporting person's last ownership report. |
Filing footnotes · ownership attribution and instrument terms
F1: On February 21, 2023, the reporting person was granted 8,359 performance-based restricted stock units, vesting upon Alerus Financial Corporation Compensation Committee certification of established total net income goals. The payout could be increased to 150% of target or reduced to 0% based on achievement of the applicable metric. The Alerus Financial Corporation Compensation Committee certified the payout at 112% and the performance-based restricted stock units vested on February 26, 2026.
F2: Restricted stock units convert into common stock on a one-for-one basis.
F3: Includes 3,263 shares of restricted stock and 11,626 shares held jointly with Ms. Lorenson's spouse.
F4: Shares withheld upon vesting of restricted stock units for payment of tax liability.
F5: Reflects ESOP allocations that have occurred since the date of the reporting person's last ownership report.
F6: Includes 7,609 restricted stock units that have time-based vesting components. Includes 11,413 restricted stock units that have performance-based vesting components.
F7: The time-based restricted stock units vest on February 26, 2029. The performance-based restricted stock units vest upon Alerus Financial Corporation Compensation Committee certification of certain relative cumulative EPS and ROE performance period goals, provided that such certification date occurs no later than March 15, 2029. The payout for performance-based restricted stock units could be increased to 150% of target or reduced to 0% based on achievement of the applicable metrics.
MidWestOne Financial Group, Inc.
Report date February 15, 2017 · Filed February 17, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 3,900 |
Reported balance
After 2017-02-15 transaction · row 1
1 source rowRow 1 · 2017-02-15 · Grant · Acquired 1,800 · Balance 3,900 F1: Shares were acquired pursuant to a grant of restricted stock units which vest in four equal annual installments beginning February 15, 2018. |
| Common StockSEC Table I · non-derivative | IndirectBy ESOP | 177 |
Reported balance
Holding disclosure · report date 2017-02-15 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 177 F2: Shares held in the MidWestOne Financial Group, Inc. Employee Stock Ownership Plan as of February 15, 2017. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares were acquired pursuant to a grant of restricted stock units which vest in four equal annual installments beginning February 15, 2018.
F2: Shares held in the MidWestOne Financial Group, Inc. Employee Stock Ownership Plan as of February 15, 2017.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 26, 2026 Filed Mar 2, 2026 21:09 UTC | ALERUS FINANCIAL CORP ALRS · Entity 40 | GrantRestricted Stock Units · Derivative | 19,022 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-26-006380 · rdgdoc.xml · derivative · entry 5 Lorenson Katie A · CIK 0001681474 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,022 Underlying: Common Stock · 19,022 shares Expires not disclosed F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F6 · shares: Includes 7,609 restricted stock units that have time-based vesting components. Includes 11,413 restricted stock units that have performance-based vesting components. F7 · derivative.exercise_date: The time-based restricted stock units vest on February 26, 2029. The performance-based restricted stock units vest upon Alerus Financial Corporation Compensation Committee certification of certain relative cumulative EPS and ROE performance period goals, provided that such certification date occurs no later than March 15, 2029. The payout for performance-based restricted stock units could be increased to 150% of target or reduced to 0% based on achievement of the applicable metrics. F7 · derivative.expiration_date: The time-based restricted stock units vest on February 26, 2029. The performance-based restricted stock units vest upon Alerus Financial Corporation Compensation Committee certification of certain relative cumulative EPS and ROE performance period goals, provided that such certification date occurs no later than March 15, 2029. The payout for performance-based restricted stock units could be increased to 150% of target or reduced to 0% based on achievement of the applicable metrics. Read SEC document |
| February 26, 2026 Filed Mar 2, 2026 21:09 UTC | ALERUS FINANCIAL CORP ALRS · Entity 40 | Exercise / conversionRestricted Stock Units · Derivative | 9,363 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-26-006380 · rdgdoc.xml · derivative · entry 4 Lorenson Katie A · CIK 0001681474 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,363 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F1 · derivative.exercise_date: On February 21, 2023, the reporting person was granted 8,359 performance-based restricted stock units, vesting upon Alerus Financial Corporation Compensation Committee certification of established total net income goals. The payout could be increased to 150% of target or reduced to 0% based on achievement of the applicable metric. The Alerus Financial Corporation Compensation Committee certified the payout at 112% and the performance-based restricted stock units vested on February 26, 2026. F1 · derivative.expiration_date: On February 21, 2023, the reporting person was granted 8,359 performance-based restricted stock units, vesting upon Alerus Financial Corporation Compensation Committee certification of established total net income goals. The payout could be increased to 150% of target or reduced to 0% based on achievement of the applicable metric. The Alerus Financial Corporation Compensation Committee certified the payout at 112% and the performance-based restricted stock units vested on February 26, 2026. F1 · derivative.underlying_shares: On February 21, 2023, the reporting person was granted 8,359 performance-based restricted stock units, vesting upon Alerus Financial Corporation Compensation Committee certification of established total net income goals. The payout could be increased to 150% of target or reduced to 0% based on achievement of the applicable metric. The Alerus Financial Corporation Compensation Committee certified the payout at 112% and the performance-based restricted stock units vested on February 26, 2026. Read SEC document |
| February 26, 2026 Filed Mar 2, 2026 21:09 UTC | ALERUS FINANCIAL CORP ALRS · Entity 40 | Tax withholdingCommon Stock | 2,866 | $25.45 | $72,939.70 |
DisclosureSEC source: 0001437749-26-006380 · rdgdoc.xml · nonDerivative · entry 2 Lorenson Katie A · CIK 0001681474 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 58,531 F4 · shares: Shares withheld upon vesting of restricted stock units for payment of tax liability. F3 · balance_after: Includes 3,263 shares of restricted stock and 11,626 shares held jointly with Ms. Lorenson's spouse. Read SEC document |
| February 26, 2026 Filed Mar 2, 2026 21:09 UTC | ALERUS FINANCIAL CORP ALRS · Entity 40 | Exercise / conversionCommon Stock | 9,363 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-26-006380 · rdgdoc.xml · nonDerivative · entry 1 Lorenson Katie A · CIK 0001681474 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 61,397 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On February 21, 2023, the reporting person was granted 8,359 performance-based restricted stock units, vesting upon Alerus Financial Corporation Compensation Committee certification of established total net income goals. The payout could be increased to 150% of target or reduced to 0% based on achievement of the applicable metric. The Alerus Financial Corporation Compensation Committee certified the payout at 112% and the performance-based restricted stock units vested on February 26, 2026. F2 · price: Restricted stock units convert into common stock on a one-for-one basis. F3 · balance_after: Includes 3,263 shares of restricted stock and 11,626 shares held jointly with Ms. Lorenson's spouse. Read SEC document |
| February 23, 2026 Filed Feb 24, 2026 21:04 UTC | ALERUS FINANCIAL CORP ALRS · Entity 40 | Tax withholdingCommon Stock | 2,025 | $25.45 | $51,536.25 |
DisclosureSEC source: 0001437749-26-005333 · rdgdoc.xml · nonDerivative · entry 2 Lorenson Katie A · CIK 0001681474 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 51,912 F4 · shares: Shares withheld upon vesting of restricted stock units for payment of tax liability. F3 · balance_after: Includes 3,263 shares of restricted stock and 11,626 shares held jointly with Ms. Lorenson's spouse. Read SEC document |
| February 23, 2026 Filed Mar 2, 2026 20:35 UTC Amendment | ALERUS FINANCIAL CORP ALRS · Entity 40 | Tax withholdingCommon Stock | 1,903 | $25.45 | $48,431.35 |
DisclosureSEC source: 0001437749-26-006359 · rdgdoc.xml · nonDerivative · entry 1 Lorenson Katie A · CIK 0001681474 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,034 F1 · shares: Shares withheld upon vesting of restricted stock units for payment of tax liability. F2 · shares: The Form 4, as originally filed, incorrectly reported 2,025 shares withheld upon the vesting of restricted stock for the payment of tax liabilities. The total number of shares actually withheld was 1,903. F2 · balance_after: The Form 4, as originally filed, incorrectly reported 2,025 shares withheld upon the vesting of restricted stock for the payment of tax liabilities. The total number of shares actually withheld was 1,903. F3 · balance_after: Includes 3,263 shares of restricted stock and 11,626 shares held jointly with Ms. Lorenson's spouse. Read SEC document |
| February 21, 2026 Filed Feb 24, 2026 21:04 UTC | ALERUS FINANCIAL CORP ALRS · Entity 40 | Exercise / conversionRestricted Stock Units · Derivative | 5,572 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-26-005333 · rdgdoc.xml · derivative · entry 4 Lorenson Katie A · CIK 0001681474 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,572 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F1 · derivative.exercise_date: On February 21, 2023, the reporting person was granted 5,572 restricted stock units vesting on February 21, 2026. F1 · derivative.expiration_date: On February 21, 2023, the reporting person was granted 5,572 restricted stock units vesting on February 21, 2026. Read SEC document |
| February 21, 2026 Filed Feb 24, 2026 21:04 UTC | ALERUS FINANCIAL CORP ALRS · Entity 40 | Exercise / conversionCommon Stock | 5,572 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-26-005333 · rdgdoc.xml · nonDerivative · entry 1 Lorenson Katie A · CIK 0001681474 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,937 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On February 21, 2023, the reporting person was granted 5,572 restricted stock units vesting on February 21, 2026. F2 · price: Restricted stock units convert into common stock on a one-for-one basis. F3 · balance_after: Includes 3,263 shares of restricted stock and 11,626 shares held jointly with Ms. Lorenson's spouse. Read SEC document |
| February 26, 2025 Filed Feb 28, 2025 21:14 UTC | ALERUS FINANCIAL CORP ALRS · Entity 40 | GrantRestricted Stock Units · Derivative | 21,197 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-005726 · rdgdoc.xml · derivative · entry 1 Lorenson Katie A · CIK 0001681474 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,197 Underlying: Common Stock · 21,197 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Alerus Financial Corporation common stock. F2 · shares: Includes 8,479 restricted stock units that have time-based vesting components. Includes 12,718 restricted stock units that have performance-based vesting components. F3 · derivative.exercise_date: The time-based restricted stock units vest on February 26, 2028. The performance-based restricted stock units vest no later than March 15, 2028, so long as Alerus Financial Corporation meets certain cumulative EPS and ROE goals. The payout for performance-based restricted stock units could be increased to 150% of target or reduced to 0% based on achievement of the applicable metrics. F3 · derivative.expiration_date: The time-based restricted stock units vest on February 26, 2028. The performance-based restricted stock units vest no later than March 15, 2028, so long as Alerus Financial Corporation meets certain cumulative EPS and ROE goals. The payout for performance-based restricted stock units could be increased to 150% of target or reduced to 0% based on achievement of the applicable metrics. Read SEC document |
| February 03, 2025 Filed Feb 5, 2025 11:02 UTC | ALERUS FINANCIAL CORP ALRS · Entity 40 | Exercise / conversionRestricted Stock Units · Derivative | 3,858 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-002813 · rdgdoc.xml · derivative · entry 3 Lorenson Katie A · CIK 0001681474 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,788 Underlying: Common Stock · 3,858 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Alerus Financial Corporation common stock. F1 · derivative.exercise_date: On February 2, 2022, the reporting person was granted 9,646 restricted stock units, including 3,858 restricted stock units vesting on February 3, 2025, and 5,788 restricted stock units with performance-based vesting components. F1 · derivative.expiration_date: On February 2, 2022, the reporting person was granted 9,646 restricted stock units, including 3,858 restricted stock units vesting on February 3, 2025, and 5,788 restricted stock units with performance-based vesting components. Read SEC document |
| February 03, 2025 Filed Feb 5, 2025 11:02 UTC | ALERUS FINANCIAL CORP ALRS · Entity 40 | Exercise / conversionCommon Stock | 3,858 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-25-002813 · rdgdoc.xml · nonDerivative · entry 1 Lorenson Katie A · CIK 0001681474 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 48,365 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On February 2, 2022, the reporting person was granted 9,646 restricted stock units, including 3,858 restricted stock units vesting on February 3, 2025, and 5,788 restricted stock units with performance-based vesting components. F2 · price: Each restricted stock unit represents a contingent right to receive one share of Alerus Financial Corporation common stock. F3 · balance_after: Includes 3,263 shares of restricted stock and 11,626 shares held jointly with Ms. Lorenson's spouse. Read SEC document |
| November 01, 2024 Filed Nov 4, 2024 21:06 UTC | ALERUS FINANCIAL CORP ALRS · Entity 40 | PurchaseCommon Stock | 1,000 | $20.30 | $20,300.00 |
DisclosureSEC source: 0001437749-24-033134 · rdgdoc.xml · nonDerivative · entry 1 Lorenson Katie A · CIK 0001681474 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,507 F1 · balance_after: Includes 3,263 shares of restricted stock. Includes 11,626 shares held jointly with Ms. Lorenson's spouse. Read SEC document |
| February 27, 2024 Filed Feb 29, 2024 21:10 UTC | ALERUS FINANCIAL CORP ALRS · Entity 40 | GrantRestricted Stock Units · Derivative | 16,484 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-029367 · tm245214-21_4seq1.xml · derivative · entry 4 Lorenson Katie A · CIK 0001681474 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,484 Underlying: Common Stock · 16,484 shares Expires not disclosed F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F4 · shares: Includes 6,594 restricted stock units that have time-based vesting components. Includes 9,890 restricted stock units that have performance-based vesting components. F5 · derivative.exercise_date: The time-based restricted stock units vest on February 27, 2027. The performance-based restricted stock units vest no later than March 15, 2027, so long as Alerus Financial Corporation meets certain cumulative EPS and ROE goals. The payout for performance-based restricted stock units could be increased to 150% of target or reduced to 0% based on achievement of the applicable metrics. F5 · derivative.expiration_date: The time-based restricted stock units vest on February 27, 2027. The performance-based restricted stock units vest no later than March 15, 2027, so long as Alerus Financial Corporation meets certain cumulative EPS and ROE goals. The payout for performance-based restricted stock units could be increased to 150% of target or reduced to 0% based on achievement of the applicable metrics. Read SEC document |
| February 27, 2024 Filed Feb 29, 2024 21:10 UTC | ALERUS FINANCIAL CORP ALRS · Entity 40 | Exercise / conversionRestricted Stock Units · Derivative | 3,234 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-029367 · tm245214-21_4seq1.xml · derivative · entry 3 Lorenson Katie A · CIK 0001681474 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,234 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F1 · derivative.exercise_date: On February 17, 2021, Ms. Lorenson was granted 2,156 performance-based restricted stock units, vesting no later than March 15, 2024, so long as Alerus Financial Corporation meets certain cumulative net income goals.The payout could be increased to 150% and the performance-based restricted stock units vested of target or reduced to 0% based on achievement of the applicable metrics. The Alerus Financial Corporation Compensation Committee certified the payout at 150% on February 27, 2024. F1 · derivative.expiration_date: On February 17, 2021, Ms. Lorenson was granted 2,156 performance-based restricted stock units, vesting no later than March 15, 2024, so long as Alerus Financial Corporation meets certain cumulative net income goals.The payout could be increased to 150% and the performance-based restricted stock units vested of target or reduced to 0% based on achievement of the applicable metrics. The Alerus Financial Corporation Compensation Committee certified the payout at 150% on February 27, 2024. F1 · derivative.underlying_shares: On February 17, 2021, Ms. Lorenson was granted 2,156 performance-based restricted stock units, vesting no later than March 15, 2024, so long as Alerus Financial Corporation meets certain cumulative net income goals.The payout could be increased to 150% and the performance-based restricted stock units vested of target or reduced to 0% based on achievement of the applicable metrics. The Alerus Financial Corporation Compensation Committee certified the payout at 150% on February 27, 2024. Read SEC document |
| February 27, 2024 Filed Feb 29, 2024 21:10 UTC | ALERUS FINANCIAL CORP ALRS · Entity 40 | Exercise / conversionCommon stock | 3,234 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-029367 · tm245214-21_4seq1.xml · nonDerivative · entry 1 Lorenson Katie A · CIK 0001681474 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,507 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On February 17, 2021, Ms. Lorenson was granted 2,156 performance-based restricted stock units, vesting no later than March 15, 2024, so long as Alerus Financial Corporation meets certain cumulative net income goals.The payout could be increased to 150% and the performance-based restricted stock units vested of target or reduced to 0% based on achievement of the applicable metrics. The Alerus Financial Corporation Compensation Committee certified the payout at 150% on February 27, 2024. F2 · price: Restricted stock units convert into common stock on a one-for-one basis. F3 · balance_after: Includes 3,263 shares of restricted stock. Includes 10,626 shares held jointly with Ms. Lorenson's spouse. Read SEC document |
| February 17, 2024 Filed Feb 20, 2024 21:02 UTC | ALERUS FINANCIAL CORP ALRS · Entity 40 | Exercise / conversionRestricted Stock Units · Derivative | 1,437 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-025499 · tm245214-15_4seq1.xml · derivative · entry 3 Lorenson Katie A · CIK 0001681474 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,437 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F4 · derivative.exercise_date: On February 17, 2021, Ms. Loreson was granted 1,437 time-based restricted stock units, vesting on February 17, 2024. F4 · derivative.expiration_date: On February 17, 2021, Ms. Loreson was granted 1,437 time-based restricted stock units, vesting on February 17, 2024. Read SEC document |
| February 17, 2024 Filed Feb 20, 2024 21:02 UTC | ALERUS FINANCIAL CORP ALRS · Entity 40 | Exercise / conversionCommon stock | 1,437 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-24-025499 · tm245214-15_4seq1.xml · nonDerivative · entry 1 Lorenson Katie A · CIK 0001681474 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,273 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. F2 · balance_after: Includes 3,263 shares of restricted stock. Includes 10,626 shares held jointly with Ms. Lorenson's spouse. Read SEC document |
| May 12, 2023 Filed May 15, 2023 18:23 UTC | ALERUS FINANCIAL CORP ALRS · Entity 40 | PurchaseCommon Stock | 1,438 | $13.90 | $19,988.20 |
DisclosureSEC source: 0001104659-23-060609 · tm2315664-10_4seq1.xml · nonDerivative · entry 1 Lorenson Katie A · CIK 0001681474 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,836 F1 · balance_after: Includes 6,526 shares of restricted stock. Includes 10,626 shares held jointly with Ms. Lorenson's spouse. Read SEC document |
| March 17, 2023 Filed Mar 20, 2023 18:30 UTC | ALERUS FINANCIAL CORP ALRS · Entity 40 | PurchaseCommon Stock | 905 | $16.56 | $14,986.80 |
DisclosureSEC source: 0001104659-23-034403 · tm239726-3_4seq1.xml · nonDerivative · entry 1 Lorenson Katie A · CIK 0001681474 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,398 F1 · balance_after: Includes 6,526 shares of restricted stock. Includes 9,188 shares held jointly with Ms. Lorenson's spouse. Read SEC document |
| March 08, 2023 Filed Mar 9, 2023 15:53 UTC | ALERUS FINANCIAL CORP ALRS · Entity 40 | PurchaseCommon Stock | 789 | $18.94 | $14,940.50 |
DisclosureSEC source: 0001104659-23-030393 · tm238962-1_4seq1.xml · nonDerivative · entry 1 Lorenson Katie A · CIK 0001681474 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,493 F1 · balance_after: Includes 6,526 shares of restricted stock. Includes 8,283 shares held jointly with Ms. Lorenson's spouse. Read SEC document |
| February 21, 2023 Filed Feb 8, 2024 21:05 UTC | ALERUS FINANCIAL CORP ALRS · Entity 40 | GrantRestricted Stock Units · Derivative | 13,931 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-012285 · tm245214-5_5seq1.xml · derivative · entry 1 Lorenson Katie A · CIK 0001681474 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,931 Underlying: Common Stock · 13,931 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Alerus Financial Corporation common stock. F2 · shares: Includes 5,572 restricted stock units that have time-based vesting components. Includes 8,359 restricted stock units that have performance-based vesting components. F3 · derivative.exercise_date: The time-based restricted stock units vest on February 21, 2026. The performance-based restricted stock units vest on February 21, 2026, so long as Alerus Financial Corporation meets certain total stockholder return goals. F3 · derivative.expiration_date: The time-based restricted stock units vest on February 21, 2026. The performance-based restricted stock units vest on February 21, 2026, so long as Alerus Financial Corporation meets certain total stockholder return goals. Read SEC document |
| February 19, 2023 Filed Feb 22, 2023 23:08 UTC | ALERUS FINANCIAL CORP ALRS · Entity 40 | GrantCommon Stock | 6,695 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-024388 · tm237386-3_4seq1.xml · nonDerivative · entry 1 Lorenson Katie A · CIK 0001681474 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,704 F1 · balance_after: Includes 6,526 shares of restricted stock. Includes 7,494 shares held jointly with Ms. Lorenson's spouse. Read SEC document |
| June 16, 2022 Filed Jun 23, 2022 13:18 UTC | ALERUS FINANCIAL CORP ALRS · Entity 40 | PurchaseCommon Stock | 1,000 | $22.98 | $22,980.00 |
DisclosureSEC source: 0001104659-22-073753 · tm2219170-1_4seq1.xml · nonDerivative · entry 1 Lorenson Katie A · CIK 0001681474 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,009 F1 · balance_after: Includes 6,526 shares of restricted stock. Includes 7,494 shares held jointly with Ms. Lorenson's spouse. Read SEC document |
| May 02, 2022 Filed May 3, 2022 15:49 UTC | ALERUS FINANCIAL CORP ALRS · Entity 40 | PurchaseCommon Stock | 994 | $25.10 | $24,949.40 |
DisclosureSEC source: 0001104659-22-055113 · tm2214267-1_4seq1.xml · nonDerivative · entry 1 Lorenson Katie A · CIK 0001681474 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,009 F1 · balance_after: Includes 6,526 shares of restricted stock. Includes 6,494 shares held jointly with Ms. Lorenson's spouse. Read SEC document |
| February 21, 2022 Filed Feb 23, 2022 21:08 UTC | ALERUS FINANCIAL CORP ALRS · Entity 40 | GrantCommon Stock | 6,791 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-026085 · tm227489-1_4seq1.xml · nonDerivative · entry 1 Lorenson Katie A · CIK 0001681474 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,015 F1 · balance_after: Includes 6,526 shares of restricted stock. Includes 5,500 shares held jointly with Ms. Lorenson's spouse. Read SEC document |
| February 03, 2022 Filed Feb 7, 2022 17:24 UTC | ALERUS FINANCIAL CORP ALRS · Entity 40 | GrantRestricted Stock Units · Derivative | 9,646 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-012532 · tm225670-3_4seq1.xml · derivative · entry 1 Lorenson Katie A · CIK 0001681474 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,646 Underlying: Common Stock · 9,646 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Alerus Financial Corporation common stock. F2 · shares: Includes 3,858 restricted stock units that have time-based vesting components. Includes 5,788 restricted stock units that have performance-based vesting components. F3 · derivative.exercise_date: The time-based restricted stock units vest on February 3, 2025. The performance-based restricted stock units vest on February 3, 2025, so long as Alerus Financial Corporation meets certain total stockholder return goals. F3 · derivative.expiration_date: The time-based restricted stock units vest on February 3, 2025. The performance-based restricted stock units vest on February 3, 2025, so long as Alerus Financial Corporation meets certain total stockholder return goals. Read SEC document |
| February 22, 2021 Filed Feb 23, 2021 20:46 UTC | ALERUS FINANCIAL CORP ALRS · Entity 40 | GrantCommon Stock | 4,934 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-026693 · tm217698-2_4seq1.xml · nonDerivative · entry 1 Lorenson Katie A · CIK 0001681474 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,224 F1 · balance_after: Includes 6,526 shares of restricted stock. Includes 5,500 shares held jointly with Ms. Lorenson's spouse. Read SEC document |
| February 17, 2021 Filed Mar 19, 2021 19:16 UTC | ALERUS FINANCIAL CORP ALRS · Entity 40 | GrantRestricted Stock Units · Derivative | 3,593 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-038986 · tm219827-5_4seq1.xml · derivative · entry 1 Lorenson Katie A · CIK 0001681474 · Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,593 Underlying: Common Stock · 3,593 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Alerus Financial Corporation common stock. F2 · shares: Includes 1,437 restricted stock units that have time-based vesting components. Includes 2,156 restricted stock units that have performance-based vesting components. F3 · derivative.exercise_date: The time-based restricted stock units vest on February 17, 2024. The performance-based restricted stock units vest on February 17, 2024, so long as Alerus Financial Corporation meets certain total stockholder return goals. F3 · derivative.expiration_date: The time-based restricted stock units vest on February 17, 2024. The performance-based restricted stock units vest on February 17, 2024, so long as Alerus Financial Corporation meets certain total stockholder return goals. Read SEC document |
| September 17, 2019 Filed Sep 18, 2019 20:06 UTC | ALERUS FINANCIAL CORP ALRS · Entity 40 | PurchaseCommon Stock | 5,500 | $21.00 | $115,500.00 |
DisclosureSEC source: 0001104659-19-050564 · a4.xml · nonDerivative · entry 1 Lorenson Katie A · CIK 0001681474 · Executive Vice President/ CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,290 F1 · balance_after: Includes 9,790 shares of restricted stock. Includes 5,500 shares held jointly with Ms. Lorenson's spouse. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 17:43 UTC | MidWestOne Financial Group, Inc. MOFG · Entity 66177 | GrantCommon Stock | 1,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001412665-17-000028 · wf-form4_148737138075351.xml · nonDerivative · entry 1 Lorenson Katie A · CIK 0001681474 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,900 F1 · shares: Shares were acquired pursuant to a grant of restricted stock units which vest in four equal annual installments beginning February 15, 2018. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.