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Nasdaq · USD

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AstroNova, Inc.

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9547
SEC CIK
0000008146
Parsed reports
435

Last 12 months

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0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 07, 2023 Filed Apr 11, 2023 20:37 UTC
PETRARCA STEPHEN MVice President
Exercise / conversionCommon Stock 521 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-009027 · form4.xml · nonDerivative · entry 1

PETRARCA STEPHEN M · CIK 0001258010 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,638

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 07, 2023 Filed Apr 11, 2023 20:37 UTC
Carll Thomas WayneVice President
Exercise / conversionRestricted Stock Units · Derivative 852 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-009026 · form4.xml · derivative · entry 5

Carll Thomas Wayne · CIK 0001778728 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,701

Underlying: Common Stock · 852 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.

F3 · derivative.exercise_date: The remaining restricted stock units vest in two equal annual installments beginning on April 7, 2024.

F3 · derivative.expiration_date: The remaining restricted stock units vest in two equal annual installments beginning on April 7, 2024.

Read SEC document
April 07, 2023 Filed Apr 11, 2023 20:37 UTC
Carll Thomas WayneVice President
Exercise / conversionRestricted Stock Units · Derivative 615 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-009026 · form4.xml · derivative · entry 4

Carll Thomas Wayne · CIK 0001778728 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 615

Underlying: Common Stock · 615 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.

F2 · derivative.exercise_date: The remainder of the restricted stock units will fully vest and settle on April 7, 2024.

F2 · derivative.expiration_date: The remainder of the restricted stock units will fully vest and settle on April 7, 2024.

Read SEC document
April 07, 2023 Filed Apr 11, 2023 20:37 UTC
Carll Thomas WayneVice President
Tax withholdingCommon Stock 658 $14.57 $9,587.06
Disclosure

SEC source: 0001062993-23-009026 · form4.xml · nonDerivative · entry 3

Carll Thomas Wayne · CIK 0001778728 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,424

Read SEC document
April 07, 2023 Filed Apr 11, 2023 20:37 UTC
Carll Thomas WayneVice President
Exercise / conversionCommon Stock 852 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-009026 · form4.xml · nonDerivative · entry 2

Carll Thomas Wayne · CIK 0001778728 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,082

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 07, 2023 Filed Apr 11, 2023 20:37 UTC
Carll Thomas WayneVice President
Exercise / conversionCommon Stock 615 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-009026 · form4.xml · nonDerivative · entry 1

Carll Thomas Wayne · CIK 0001778728 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,230

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 07, 2023 Filed Apr 11, 2023 20:36 UTC
Natalizia Michael JChief Technology Officer
Exercise / conversionRestricted Stock Units · Derivative 1,000 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-009025 · form4.xml · derivative · entry 5

Natalizia Michael J · CIK 0001544951 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock · 1,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.

F3 · derivative.exercise_date: The remaining restricted stock units vest in two equal annual installments beginning on April 7, 2024.

F3 · derivative.expiration_date: The remaining restricted stock units vest in two equal annual installments beginning on April 7, 2024.

Read SEC document
April 07, 2023 Filed Apr 11, 2023 20:36 UTC
Natalizia Michael JChief Technology Officer
Exercise / conversionRestricted Stock Units · Derivative 723 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-009025 · form4.xml · derivative · entry 4

Natalizia Michael J · CIK 0001544951 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 723

Underlying: Common Stock · 723 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.

F2 · derivative.exercise_date: The remainder of the restricted stock units will fully vest and settle on April 7, 2024.

F2 · derivative.expiration_date: The remainder of the restricted stock units will fully vest and settle on April 7, 2024.

Read SEC document
April 07, 2023 Filed Apr 11, 2023 20:36 UTC
Natalizia Michael JChief Technology Officer
Tax withholdingCommon Stock 772 $14.57 $11,248.04
Disclosure

SEC source: 0001062993-23-009025 · form4.xml · nonDerivative · entry 3

Natalizia Michael J · CIK 0001544951 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,963

Read SEC document
April 07, 2023 Filed Apr 11, 2023 20:36 UTC
Natalizia Michael JChief Technology Officer
Exercise / conversionCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-009025 · form4.xml · nonDerivative · entry 2

Natalizia Michael J · CIK 0001544951 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,735

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 07, 2023 Filed Apr 11, 2023 20:36 UTC
Natalizia Michael JChief Technology Officer
Exercise / conversionCommon Stock 723 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-009025 · form4.xml · nonDerivative · entry 1

Natalizia Michael J · CIK 0001544951 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,735

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 07, 2023 Filed Apr 11, 2023 20:36 UTC
Smith David SChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 2,704 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-009024 · form4.xml · derivative · entry 5

Smith David S · CIK 0001339257 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,407

Underlying: Common Stock · 2,704 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.

F3 · derivative.exercise_date: The remaining restricted stock units vest in two equal annual installments beginning on April 7, 2024.

F3 · derivative.expiration_date: The remaining restricted stock units vest in two equal annual installments beginning on April 7, 2024.

Read SEC document
April 07, 2023 Filed Apr 11, 2023 20:36 UTC
Smith David SChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 1,954 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-009024 · form4.xml · derivative · entry 4

Smith David S · CIK 0001339257 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,954

Underlying: Common Stock · 1,954 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.

F2 · derivative.exercise_date: The remainder of the restricted stock units will fully vest and settle on April 7, 2024.

F2 · derivative.expiration_date: The remainder of the restricted stock units will fully vest and settle on April 7, 2024.

Read SEC document
April 07, 2023 Filed Apr 11, 2023 20:36 UTC
Smith David SChief Financial Officer
Tax withholdingCommon Stock 2,034 $14.57 $29,635.38
Disclosure

SEC source: 0001062993-23-009024 · form4.xml · nonDerivative · entry 3

Smith David S · CIK 0001339257 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,113

Read SEC document
April 07, 2023 Filed Apr 11, 2023 20:36 UTC
Smith David SChief Financial Officer
Exercise / conversionCommon Stock 2,704 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-009024 · form4.xml · nonDerivative · entry 2

Smith David S · CIK 0001339257 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,147

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 07, 2023 Filed Apr 11, 2023 20:36 UTC
Smith David SChief Financial Officer
Exercise / conversionCommon Stock 1,954 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-009024 · form4.xml · nonDerivative · entry 1

Smith David S · CIK 0001339257 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,443

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 07, 2023 Filed Apr 11, 2023 20:35 UTC
Woods Gregory ADirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 7,934 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-009023 · form4.xml · derivative · entry 5

Woods Gregory A · CIK 0001557350 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,867

Underlying: Common Stock · 7,934 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.

F3 · derivative.exercise_date: The remaining restricted stock units vest in two equal annual installments beginning on April 7, 2024.

F3 · derivative.expiration_date: The remaining restricted stock units vest in two equal annual installments beginning on April 7, 2024.

Read SEC document
April 07, 2023 Filed Apr 11, 2023 20:35 UTC
Woods Gregory ADirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 5,734 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-009023 · form4.xml · derivative · entry 4

Woods Gregory A · CIK 0001557350 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,734

Underlying: Common Stock · 5,734 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.

F2 · derivative.exercise_date: The remainder of the restricted stock units will fully vest and settle on April 7, 2024.

F2 · derivative.expiration_date: The remainder of the restricted stock units will fully vest and settle on April 7, 2024.

Read SEC document
April 07, 2023 Filed Apr 11, 2023 20:35 UTC
Woods Gregory ADirector · Chief Executive Officer
Tax withholdingCommon Stock 5,129 $14.57 $74,729.53
Disclosure

SEC source: 0001062993-23-009023 · form4.xml · nonDerivative · entry 3

Woods Gregory A · CIK 0001557350 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 162,452

Read SEC document
April 07, 2023 Filed Apr 11, 2023 20:35 UTC
Woods Gregory ADirector · Chief Executive Officer
Exercise / conversionCommon Stock 7,934 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-009023 · form4.xml · nonDerivative · entry 2

Woods Gregory A · CIK 0001557350 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 167,581

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 07, 2023 Filed Apr 11, 2023 20:35 UTC
Woods Gregory ADirector · Chief Executive Officer
Exercise / conversionCommon Stock 5,734 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-009023 · form4.xml · nonDerivative · entry 1

Woods Gregory A · CIK 0001557350 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 159,647

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 30, 2023 Filed Mar 30, 2023 22:02 UTC PurchaseCommon Stock 123 $13.45 $1,654.35
Disclosure

SEC source: 0001062993-23-008104 · form4.xml · nonDerivative · entry 3

MICHAS ALEXIS P · CIK 0001044005 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Juniper Targeted Opportunity Fund, L.P.

Disclosed balance after: 468,251

F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $13.44 to $13.50, inclusive. The reporting person undertakes to provide to AstroNova, Inc., any security holder of AstroNova, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · ownership.nature: These shares are held by Juniper Targeted Opportunity Fund, L.P. ("Juniper Fund"). Juniper Investment Company, LLC ("Juniper Investment") serves as investment manager for Juniper Fund. Mr. Michas is a managing member of Juniper Investment and of the general partner of Juniper Fund and, therefore, may be deemed to beneficially own the shares held by Juniper Fund. Mr. Michas disclaims beneficial ownership of holdings of Juniper Fund reflected herein except to the extent of his pecuniary interest therein.

Read SEC document
March 29, 2023 Filed Mar 30, 2023 22:02 UTC PurchaseCommon Stock 3,797 $13.35 $50,689.95
Disclosure

SEC source: 0001062993-23-008104 · form4.xml · nonDerivative · entry 2

MICHAS ALEXIS P · CIK 0001044005 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Juniper Targeted Opportunity Fund, L.P.

Disclosed balance after: 468,128

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $13.18 to $13.50, inclusive. The reporting person undertakes to provide to AstroNova, Inc., any security holder of AstroNova, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · ownership.nature: These shares are held by Juniper Targeted Opportunity Fund, L.P. ("Juniper Fund"). Juniper Investment Company, LLC ("Juniper Investment") serves as investment manager for Juniper Fund. Mr. Michas is a managing member of Juniper Investment and of the general partner of Juniper Fund and, therefore, may be deemed to beneficially own the shares held by Juniper Fund. Mr. Michas disclaims beneficial ownership of holdings of Juniper Fund reflected herein except to the extent of his pecuniary interest therein.

Read SEC document
March 28, 2023 Filed Mar 30, 2023 22:02 UTC PurchaseCommon Stock 32,956 $12.90 $425,132.40
Disclosure

SEC source: 0001062993-23-008104 · form4.xml · nonDerivative · entry 1

MICHAS ALEXIS P · CIK 0001044005 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Juniper Targeted Opportunity Fund, L.P.

Disclosed balance after: 464,331

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.19 to $13.00, inclusive. The reporting person undertakes to provide to AstroNova, Inc., any security holder of AstroNova, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · ownership.nature: These shares are held by Juniper Targeted Opportunity Fund, L.P. ("Juniper Fund"). Juniper Investment Company, LLC ("Juniper Investment") serves as investment manager for Juniper Fund. Mr. Michas is a managing member of Juniper Investment and of the general partner of Juniper Fund and, therefore, may be deemed to beneficially own the shares held by Juniper Fund. Mr. Michas disclaims beneficial ownership of holdings of Juniper Fund reflected herein except to the extent of his pecuniary interest therein.

Read SEC document
March 27, 2023 Filed Mar 29, 2023 20:36 UTC
PETRARCA STEPHEN MVice President
Exercise / conversionRestricted Stock Units · Derivative 1,050 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-008031 · form4.xml · derivative · entry 3

PETRARCA STEPHEN M · CIK 0001258010 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,050 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.

F2 · derivative.exercise_date: 100% of the restricted stock units are fully vested and settled.

F2 · derivative.expiration_date: 100% of the restricted stock units are fully vested and settled.

Read SEC document
March 27, 2023 Filed Mar 29, 2023 20:36 UTC
PETRARCA STEPHEN MVice President
Tax withholdingCommon Stock 470 $11.94 $5,611.80
Disclosure

SEC source: 0001062993-23-008031 · form4.xml · nonDerivative · entry 2

PETRARCA STEPHEN M · CIK 0001258010 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,117

Read SEC document
March 27, 2023 Filed Mar 29, 2023 20:36 UTC
PETRARCA STEPHEN MVice President
Exercise / conversionCommon Stock 1,050 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-008031 · form4.xml · nonDerivative · entry 1

PETRARCA STEPHEN M · CIK 0001258010 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,587

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 27, 2023 Filed Mar 29, 2023 20:36 UTC
Carll Thomas WayneVice President
Exercise / conversionRestricted Stock Units · Derivative 1,330 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-008030 · form4.xml · derivative · entry 3

Carll Thomas Wayne · CIK 0001778728 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,330 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.

F2 · derivative.exercise_date: 100% of the restricted stock units have fully vested and settled.

F2 · derivative.expiration_date: 100% of the restricted stock units have fully vested and settled.

Read SEC document
March 27, 2023 Filed Mar 29, 2023 20:36 UTC
Carll Thomas WayneVice President
Tax withholdingCommon Stock 596 $11.94 $7,116.24
Disclosure

SEC source: 0001062993-23-008030 · form4.xml · nonDerivative · entry 2

Carll Thomas Wayne · CIK 0001778728 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,615

Read SEC document
March 27, 2023 Filed Mar 29, 2023 20:36 UTC
Carll Thomas WayneVice President
Exercise / conversionCommon Stock 1,330 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-008030 · form4.xml · nonDerivative · entry 1

Carll Thomas Wayne · CIK 0001778728 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,211

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 27, 2023 Filed Mar 29, 2023 20:36 UTC
Natalizia Michael JChief Technology Officer
Exercise / conversionRestricted Stock Units · Derivative 1,562 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-008029 · form4.xml · derivative · entry 3

Natalizia Michael J · CIK 0001544951 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,562 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.

F2 · derivative.exercise_date: 100% of the restricted stock units have fully vested and settled.

F2 · derivative.expiration_date: 100% of the restricted stock units have fully vested and settled.

Read SEC document
March 27, 2023 Filed Mar 29, 2023 20:36 UTC
Natalizia Michael JChief Technology Officer
Tax withholdingCommon Stock 699 $11.94 $8,346.06
Disclosure

SEC source: 0001062993-23-008029 · form4.xml · nonDerivative · entry 2

Natalizia Michael J · CIK 0001544951 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,012

Read SEC document
March 27, 2023 Filed Mar 29, 2023 20:36 UTC
Natalizia Michael JChief Technology Officer
Exercise / conversionCommon Stock 1,562 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-008029 · form4.xml · nonDerivative · entry 1

Natalizia Michael J · CIK 0001544951 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,711

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 27, 2023 Filed Mar 29, 2023 20:35 UTC
Smith David SChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 2,956 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-008028 · form4.xml · derivative · entry 3

Smith David S · CIK 0001339257 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,956 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.

F2 · derivative.exercise_date: 100% of the restricted stock units have fully vested and settled.

F2 · derivative.expiration_date: 100% of the restricted stock units have fully vested and settled.

Read SEC document
March 27, 2023 Filed Mar 29, 2023 20:35 UTC
Smith David SChief Financial Officer
Tax withholdingCommon Stock 1,323 $11.94 $15,796.62
Disclosure

SEC source: 0001062993-23-008028 · form4.xml · nonDerivative · entry 2

Smith David S · CIK 0001339257 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,489

Read SEC document
March 27, 2023 Filed Mar 29, 2023 20:35 UTC
Smith David SChief Financial Officer
Exercise / conversionCommon Stock 2,956 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-008028 · form4.xml · nonDerivative · entry 1

Smith David S · CIK 0001339257 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,812

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 27, 2023 Filed Mar 29, 2023 20:35 UTC
Woods Gregory ADirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 8,673 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-008027 · form4.xml · derivative · entry 3

Woods Gregory A · CIK 0001557350 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,673 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.

F2 · derivative.exercise_date: 100% of the restricted stock units have fully vested and settled.

F2 · derivative.expiration_date: 100% of the restricted stock units have fully vested and settled.

Read SEC document
March 27, 2023 Filed Mar 29, 2023 20:35 UTC
Woods Gregory ADirector · Chief Executive Officer
Tax withholdingCommon Stock 3,785 $11.94 $45,192.90
Disclosure

SEC source: 0001062993-23-008027 · form4.xml · nonDerivative · entry 2

Woods Gregory A · CIK 0001557350 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 153,913

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March 27, 2023 Filed Mar 29, 2023 20:35 UTC
Woods Gregory ADirector · Chief Executive Officer
Exercise / conversionCommon Stock 8,673 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-008027 · form4.xml · nonDerivative · entry 1

Woods Gregory A · CIK 0001557350 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 157,698

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 21, 2023 Filed Mar 23, 2023 21:27 UTC
Smith David SChief Financial Officer
GrantRestricted Stock Units · Derivative 6,332 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-007560 · form4.xml · derivative · entry 1

Smith David S · CIK 0001339257 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,332

Underlying: Common Stock · 6,332 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.

F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning March 21, 2024.

F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning March 21, 2024.

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March 21, 2023 Filed Mar 23, 2023 21:27 UTC
Woods Gregory ADirector · Chief Executive Officer
GrantRestricted Stock Units · Derivative 18,399 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-007559 · form4.xml · derivative · entry 1

Woods Gregory A · CIK 0001557350 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,399

Underlying: Common Stock · 18,399 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.

F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning March 21, 2024.

F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning March 21, 2024.

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March 21, 2023 Filed Mar 23, 2023 21:26 UTC
Natalizia Michael JChief Technology Officer
GrantRestricted Stock Units · Derivative 2,342 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-007557 · form4.xml · derivative · entry 1

Natalizia Michael J · CIK 0001544951 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,342

Underlying: Common Stock · 2,342 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.

F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning March 21, 2024.

F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning March 21, 2024.

Read SEC document
March 21, 2023 Filed Mar 23, 2023 21:26 UTC
PETRARCA STEPHEN MVice President
GrantRestricted Stock Units · Derivative 1,687 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-007556 · form4.xml · derivative · entry 1

PETRARCA STEPHEN M · CIK 0001258010 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,687

Underlying: Common Stock · 1,687 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.

F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning March 21, 2024.

F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning March 21, 2024.

Read SEC document
March 21, 2023 Filed Mar 23, 2023 21:25 UTC
Carll Thomas WayneVice President
GrantRestricted Stock Units · Derivative 1,993 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-007555 · form4.xml · derivative · entry 1

Carll Thomas Wayne · CIK 0001778728 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,993

Underlying: Common Stock · 1,993 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.

F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning March 21, 2024.

F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning March 21, 2024.

Read SEC document
August 29, 2022 Filed Aug 30, 2022 21:23 UTC
Woods Gregory ADirector · Chief Executive Officer
Exercise / conversionStock Option (Right to Purchase) · Derivative 25,000 $0.00 Strike: $7.91 $0.00
Disclosure

SEC source: 0001062993-22-018885 · form4.xml · derivative · entry 3

Woods Gregory A · CIK 0001557350 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2022-09-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 100% of the shares subject to this option are fully vested and exercisable.

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August 29, 2022 Filed Aug 30, 2022 21:23 UTC
Woods Gregory ADirector · Chief Executive Officer
Tax withholdingCommon Stock 18,191 $12.99 $236,301.09
Disclosure

SEC source: 0001062993-22-018885 · form4.xml · nonDerivative · entry 2

Woods Gregory A · CIK 0001557350 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,025

Read SEC document
August 29, 2022 Filed Aug 30, 2022 21:23 UTC
Woods Gregory ADirector · Chief Executive Officer
Exercise / conversionCommon Stock 25,000 $7.91 $197,750.00
Disclosure

SEC source: 0001062993-22-018885 · form4.xml · nonDerivative · entry 1

Woods Gregory A · CIK 0001557350 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,216

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 14, 2022 Filed Jun 16, 2022 21:38 UTC GrantCommon Stock 5,293 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-015025 · form4.xml · nonDerivative · entry 2

MICHAS ALEXIS P · CIK 0001044005 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,293

F2 · shares: Restricted stock award made to the reporting person pursuant to the Amended and Restated Non-Employee Director Annual Compensation Program, which vests on the first anniversary of the date of grant.

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June 14, 2022 Filed Jun 16, 2022 20:23 UTC GrantCommon Stock 5,293 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-015003 · form4.xml · nonDerivative · entry 1

QUAIN MITCHELL I · CIK 0001213693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,940

F1 · shares: Restricted stock award made to the reporting person pursuant to the Amended and Restated Non-Employee Director Annual Compensation Program, which vests on the first anniversary of the date of grant.

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June 14, 2022 Filed Jun 16, 2022 20:23 UTC GrantCommon Stock 5,293 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-015002 · form4.xml · nonDerivative · entry 1

Schlaeppi Yvonne · CIK 0001736515 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,624.954

F1 · shares: Restricted stock award made to the reporting person pursuant to the Amended and Restated Non-Employee Director Annual Compensation Program, which vests on the first anniversary of the date of grant.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.