Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 31, 2017 Filed Aug 1, 2017 14:34 UTC |
PIZZUTI EVERETT VDirector
|
SaleCommon Stock | 5,000 | $13.79 | $68,970.00 |
DisclosureSEC source: 0001209191-17-046853 · doc4.xml · nonDerivative · entry 1 PIZZUTI EVERETT V · CIK 0001055747 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,955 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 11, 2017. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.75 to $13.90. The reporting person undertakes to provide to AstroNova, Inc., any security holder of AsroNova, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. Read SEC document |
| July 31, 2017 Filed Aug 1, 2017 15:24 UTC |
QUAIN MITCHELL IDirector
|
GrantCommon Stock | 1,249 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-046857 · doc4.xml · nonDerivative · entry 1 QUAIN MITCHELL I · CIK 0001213693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,818 F1 · shares: Restricted stock award made to the reporting person pursuant to the Amended and Restated Non-Employee Director Annual Compensation Program, which vests on the date that is three months following the date of grant. Read SEC document |
| July 25, 2017 Filed Jul 26, 2017 20:44 UTC |
PIZZUTI EVERETT VDirector
|
SaleCommon Stock | 5,000 | $13.73 | $68,669.50 |
DisclosureSEC source: 0001209191-17-046313 · doc4.xml · nonDerivative · entry 1 PIZZUTI EVERETT V · CIK 0001055747 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,955 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 11, 2017. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.6750 to $13.8750. The reporting person undertakes to provide to AstroNova, Inc., any security holder of AsroNova, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. Read SEC document |
| June 28, 2017 Filed Apr 6, 2021 15:51 UTC |
Schofield HaroldDirector
|
OtherCommon Stock | 37.9967 | $13.24 | $502.92 |
DisclosureSEC source: 0001209191-21-025573 · doc4.xml · nonDerivative · entry 21 Schofield Harold · CIK 0001550090 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,541.5109 F1 · shares: Shares acquired pursuant to a dividend reinvestment transaction. Read SEC document |
| June 09, 2017 Filed Jun 13, 2017 21:21 UTC |
Pizzuti Eric EVice President
|
Exercise / conversionStock Option (Right to Purchase) · Derivative | 3,475 | $0.00 Strike: $8.35 | $0.00 |
DisclosureSEC source: 0001209191-17-039566 · doc4.xml · derivative · entry 10 Pizzuti Eric E · CIK 0001544953 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,475 shares Expires 2022-03-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 09, 2017 Filed Jun 13, 2017 21:21 UTC |
Pizzuti Eric EVice President
|
Exercise / conversionStock Option (Right to Purchase) · Derivative | 1,200 | $0.00 Strike: $7.36 | $0.00 |
DisclosureSEC source: 0001209191-17-039566 · doc4.xml · derivative · entry 9 Pizzuti Eric E · CIK 0001544953 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,200 shares Expires 2020-03-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 09, 2017 Filed Jun 13, 2017 21:21 UTC |
Pizzuti Eric EVice President
|
Exercise / conversionStock Option (Right to Purchase) · Derivative | 1,200 | $0.00 Strike: $6.22 | $0.00 |
DisclosureSEC source: 0001209191-17-039566 · doc4.xml · derivative · entry 8 Pizzuti Eric E · CIK 0001544953 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,200 shares Expires 2019-03-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 09, 2017 Filed Jun 13, 2017 21:21 UTC |
Pizzuti Eric EVice President
|
Exercise / conversionStock Option (Right to Purchase) · Derivative | 1,200 | $0.00 Strike: $8.95 | $0.00 |
DisclosureSEC source: 0001209191-17-039566 · doc4.xml · derivative · entry 7 Pizzuti Eric E · CIK 0001544953 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,200 shares Expires 2018-04-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 09, 2017 Filed Jun 13, 2017 21:21 UTC |
Pizzuti Eric EVice President
|
Exercise / conversionCommon Stock | 3,475 | $8.35 | $29,016.25 |
DisclosureSEC source: 0001209191-17-039566 · doc4.xml · nonDerivative · entry 5 Pizzuti Eric E · CIK 0001544953 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,858 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 09, 2017 Filed Jun 13, 2017 21:21 UTC |
Pizzuti Eric EVice President
|
Exercise / conversionCommon Stock | 1,200 | $7.36 | $8,832.00 |
DisclosureSEC source: 0001209191-17-039566 · doc4.xml · nonDerivative · entry 4 Pizzuti Eric E · CIK 0001544953 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,383 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 09, 2017 Filed Jun 13, 2017 21:21 UTC |
Pizzuti Eric EVice President
|
Exercise / conversionCommon Stock | 1,200 | $6.22 | $7,464.00 |
DisclosureSEC source: 0001209191-17-039566 · doc4.xml · nonDerivative · entry 3 Pizzuti Eric E · CIK 0001544953 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,183 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 09, 2017 Filed Jun 13, 2017 21:21 UTC |
Pizzuti Eric EVice President
|
Exercise / conversionCommon Stock | 1,200 | $8.95 | $10,740.00 |
DisclosureSEC source: 0001209191-17-039566 · doc4.xml · nonDerivative · entry 2 Pizzuti Eric E · CIK 0001544953 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,983 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 09, 2017 Filed Jun 13, 2017 21:21 UTC |
Pizzuti Eric EVice President
|
Tax withholdingCommon Stock | 4,049 | $13.85 | $56,078.65 |
DisclosureSEC source: 0001209191-17-039566 · doc4.xml · nonDerivative · entry 1 Pizzuti Eric E · CIK 0001544953 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,783 Read SEC document |
| May 20, 2017 Filed May 23, 2017 21:28 UTC |
Woods Gregory ADirector · CHIEF EXECUTIVE OFFICER
|
Exercise / conversionRestricted Stock Unit · Derivative | 7,603 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-034700 · doc4.xml · derivative · entry 4 Woods Gregory A · CIK 0001557350 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,207 Underlying: Common Stock · 7,603 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock. F2 · derivative.exercise_date: The remaining restricted stock units vest in two equal annual installments beginning on May 20, 2018. F2 · derivative.expiration_date: The remaining restricted stock units vest in two equal annual installments beginning on May 20, 2018. Read SEC document |
| May 20, 2017 Filed May 23, 2017 21:28 UTC |
Woods Gregory ADirector · CHIEF EXECUTIVE OFFICER
|
Exercise / conversionCommon Stock | 7,603 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-034700 · doc4.xml · nonDerivative · entry 2 Woods Gregory A · CIK 0001557350 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,103 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 20, 2017 Filed May 23, 2017 21:28 UTC |
Woods Gregory ADirector · CHIEF EXECUTIVE OFFICER
|
Tax withholdingCommon Stock | 2,535 | $14.10 | $35,743.50 |
DisclosureSEC source: 0001209191-17-034700 · doc4.xml · nonDerivative · entry 1 Woods Gregory A · CIK 0001557350 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,500 Read SEC document |
| May 20, 2017 Filed May 23, 2017 21:26 UTC |
Morawetz MichaelVP - International Branches
|
Exercise / conversionRestricted Stock Unit · Derivative | 1,293 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-034699 · doc4.xml · derivative · entry 2 Morawetz Michael · CIK 0001374884 · VP - International Branches 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,586 Underlying: Common Stock · 1,293 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock. F2 · derivative.exercise_date: The remaining restricted stock units vest in two equal annual installments beginning on May 20, 2018. F2 · derivative.expiration_date: The remaining restricted stock units vest in two equal annual installments beginning on May 20, 2018. Read SEC document |
| May 20, 2017 Filed May 23, 2017 21:26 UTC |
Morawetz MichaelVP - International Branches
|
Exercise / conversionCommon Stock | 1,293 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-034699 · doc4.xml · nonDerivative · entry 1 Morawetz Michael · CIK 0001374884 · VP - International Branches 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,311 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 20, 2017 Filed May 23, 2017 21:25 UTC |
Natalizia Michael JVice President and CTO
|
Exercise / conversionRestricted Stock Unit · Derivative | 1,079 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-034698 · doc4.xml · derivative · entry 4 Natalizia Michael J · CIK 0001544951 · Vice President and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,158 Underlying: Common Stock · 1,079 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock. F2 · derivative.exercise_date: The remaining restricted stock units vest in two equal annual installments beginning on May 20, 2018. F2 · derivative.expiration_date: The remaining restricted stock units vest in two equal annual installments beginning on May 20, 2018. Read SEC document |
| May 20, 2017 Filed May 23, 2017 21:25 UTC |
Natalizia Michael JVice President and CTO
|
Exercise / conversionCommon Stock | 1,079 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-034698 · doc4.xml · nonDerivative · entry 2 Natalizia Michael J · CIK 0001544951 · Vice President and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,536 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 20, 2017 Filed May 23, 2017 21:25 UTC |
Natalizia Michael JVice President and CTO
|
Tax withholdingCommon Stock | 421 | $14.10 | $5,936.10 |
DisclosureSEC source: 0001209191-17-034698 · doc4.xml · nonDerivative · entry 1 Natalizia Michael J · CIK 0001544951 · Vice President and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,457 Read SEC document |
| May 20, 2017 Filed May 23, 2017 21:23 UTC |
PETRARCA STEPHEN MVice President
|
Exercise / conversionRestricted Stock Unit · Derivative | 1,152 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-034697 · doc4.xml · derivative · entry 4 PETRARCA STEPHEN M · CIK 0001258010 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,305 Underlying: Common Stock · 1,152 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock. F2 · derivative.exercise_date: The remaining restricted stock units vest in two equal annual installments beginning on May 20, 2018. F2 · derivative.expiration_date: The remaining restricted stock units vest in two equal annual installments beginning on May 20, 2018. Read SEC document |
| May 20, 2017 Filed May 23, 2017 21:23 UTC |
PETRARCA STEPHEN MVice President
|
Exercise / conversionCommon Stock | 1,152 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-034697 · doc4.xml · nonDerivative · entry 2 PETRARCA STEPHEN M · CIK 0001258010 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,630 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 20, 2017 Filed May 23, 2017 21:23 UTC |
PETRARCA STEPHEN MVice President
|
Tax withholdingCommon Stock | 446 | $14.10 | $6,288.60 |
DisclosureSEC source: 0001209191-17-034697 · doc4.xml · nonDerivative · entry 1 PETRARCA STEPHEN M · CIK 0001258010 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,478 Read SEC document |
| May 20, 2017 Filed May 23, 2017 21:22 UTC |
Pizzuti Eric EVice President
|
Exercise / conversionRestricted Stock Unit · Derivative | 1,197 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-034696 · doc4.xml · derivative · entry 4 Pizzuti Eric E · CIK 0001544953 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,394 Underlying: Common Stock · 1,197 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock. F2 · derivative.exercise_date: The remaining restricted stock units vest in two equal annual installments beginning on May 20, 2018. F2 · derivative.expiration_date: The remaining restricted stock units vest in two equal annual installments beginning on May 20, 2018. Read SEC document |
| May 20, 2017 Filed May 23, 2017 21:22 UTC |
Pizzuti Eric EVice President
|
Exercise / conversionCommon Stock | 1,197 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-034696 · doc4.xml · nonDerivative · entry 2 Pizzuti Eric E · CIK 0001544953 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,832 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 20, 2017 Filed May 23, 2017 21:22 UTC |
Pizzuti Eric EVice President
|
Tax withholdingCommon Stock | 468 | $14.10 | $6,598.80 |
DisclosureSEC source: 0001209191-17-034696 · doc4.xml · nonDerivative · entry 1 Pizzuti Eric E · CIK 0001544953 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,635 Read SEC document |
| May 17, 2017 Filed May 24, 2017 15:30 UTC |
Ondis AprilDirector
|
GrantStock Option (Right to Purchase) · Derivative | 5,000 | $0.00 Strike: $13.90 | $0.00 |
DisclosureSEC source: 0001209191-17-034807 · doc4.xml · derivative · entry 1 Ondis April · CIK 0001527094 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2027-05-17 F1 · derivative.exercise_date: Date indicated is date of grant. Option vests in its entirety immediately prior to the occurrence of the 2018 annual meeting of the shareholders or special meeting in lieu thereof. Read SEC document |
| May 17, 2017 Filed May 24, 2017 15:31 UTC |
MACLETCHIE GRAEMEDirector
|
GrantStock Option (Right to Purchase) · Derivative | 5,000 | $0.00 Strike: $13.90 | $0.00 |
DisclosureSEC source: 0001209191-17-034808 · doc4.xml · derivative · entry 1 MACLETCHIE GRAEME · CIK 0000932264 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2027-05-17 F1 · derivative.exercise_date: Date indicated is date of grant. Option vests in its entirety immediately prior to the occurrence of the 2018 annual meeting of the shareholders or special meeting in lieu thereof. Read SEC document |
| May 17, 2017 Filed May 24, 2017 15:29 UTC |
PIZZUTI EVERETT VDirector
|
GrantStock Option (Right to Purchase) · Derivative | 5,000 | $0.00 Strike: $13.90 | $0.00 |
DisclosureSEC source: 0001209191-17-034805 · doc4.xml · derivative · entry 1 PIZZUTI EVERETT V · CIK 0001055747 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2027-05-17 F1 · derivative.exercise_date: Date indicated is date of grant. Option vests in its entirety immediately prior to the occurrence of the 2018 annual meeting of the shareholders or special meeting in lieu thereof. Read SEC document |
| May 17, 2017 Filed May 24, 2017 15:28 UTC |
QUAIN MITCHELL IDirector
|
GrantStock Option (Right to Purchase) · Derivative | 5,000 | $0.00 Strike: $13.90 | $0.00 |
DisclosureSEC source: 0001209191-17-034804 · doc4.xml · derivative · entry 1 QUAIN MITCHELL I · CIK 0001213693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2027-05-17 F1 · derivative.exercise_date: Date indicated is date of grant. Option vests in its entirety immediately prior to the occurrence of the 2018 annual meeting of the shareholders or special meeting in lieu thereof. Read SEC document |
| May 17, 2017 Filed May 24, 2017 15:27 UTC |
Schofield HaroldDirector
|
GrantStock Option (Right to Purchase) · Derivative | 5,000 | $0.00 Strike: $13.90 | $0.00 |
DisclosureSEC source: 0001209191-17-034801 · doc4.xml · derivative · entry 1 Schofield Harold · CIK 0001550090 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2027-05-17 F1 · derivative.exercise_date: Date indicated is date of grant. Option vests in its entirety immediately prior to the occurrence of the 2018 annual meeting of the shareholders or special meeting in lieu thereof. Read SEC document |
| May 17, 2017 Filed May 24, 2017 15:26 UTC |
VIETS HERMANNDirector
|
GrantStock Option (Right to Purchase) · Derivative | 5,000 | $0.00 Strike: $13.90 | $0.00 |
DisclosureSEC source: 0001209191-17-034800 · doc4.xml · derivative · entry 1 VIETS HERMANN · CIK 0001084295 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2027-05-17 F1 · derivative.exercise_date: Date indicated is date of grant. Option vests in its entirety immediately prior to the occurrence of the 2018 annual meeting of the shareholders or special meeting in lieu thereof. Read SEC document |
| May 02, 2017 Filed May 4, 2017 20:30 UTC |
Albert W. Ondis Declaration of Trust10% owner
Ondis Albert W. III10% owner
|
SaleCommon Stock | 826,305 | $13.60 | $11,237,748.00 |
DisclosureSEC source: 0001140361-17-018458 · doc1.xml · nonDerivative · entry 1 Albert W. Ondis Declaration of Trust · CIK 0001672244 · 10% owner Ondis Albert W. III · CIK 0001527099 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Trustee Disclosed balance after: 204,530 F1 · shares: These securities were owned by the Albert W. Ondis Declaration of Trust (the "Trust"), of which Albert W. Ondis III is the sole trustee. Each of the Trust and Albert W. Ondis III has a beneficial interest in such shares and for purposes of Schedule 13(d) of the Exchange Act, the Trust is a member of a "group" with Albert W. Ondis III. F2 · balance_after: Following this transaction, the Trust is the beneficial owner of 36,000 shares of common stock the Issuer and Albert W. Ondis III is the beneficial owner of 168,530 shares of common stock of the Issuer (includes the 36,000 of the shares of common stock of the Issuer held by the Trust, of which Albert W. Ondis III is the sole trustee; 1,658 shares of common stock of the Issuer held in trust for a child of Albert W. Ondis III; and 130,872 shares of common stock of the Issuer owned personally by Albert W. Ondis III). F3 · ownership.direct: The Trust is the Direct owner of 36,000 shares of common stock the Issuer. F4 · ownership.direct: Albert W. Ondis III is the Indirect owner of 37,658 shares of common stock of the Issuer (includes the 36,000 of the shares of common stock of the Issuer held by the Trust, of which Albert W. Ondis III is the sole trustee, and 1,658 shares of common stock of the Issuer held in trust for a child of Albert W. Ondis III). Albert W. Ondis III is the Direct owner of 130,872 shares of common stock of the Issuer. F5 · ownership.nature: By Albert W. Ondis III as trustee for Albert W. Ondis Declaration of Trust. Read SEC document |
| May 01, 2017 Filed May 3, 2017 15:31 UTC |
VIETS HERMANNDirector
|
GrantCommon Stock | 1,186 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-029523 · doc4.xml · nonDerivative · entry 1 VIETS HERMANN · CIK 0001084295 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 202,777 F1 · shares: Restricted stock award made to the reporting person pursuant to the Amended and Restated Non-Employee Director Annual Compensation Program, which vests on the date that is three months following the date of grant. Read SEC document |
| May 01, 2017 Filed May 3, 2017 15:30 UTC |
Schofield HaroldDirector
|
GrantCommon Stock | 1,086 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-029522 · doc4.xml · nonDerivative · entry 1 Schofield Harold · CIK 0001550090 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,164 F1 · shares: Restricted stock award made to the reporting person pursuant to the Amended and Restated Non-Employee Director Annual Compensation Program, which vests on the first anniversary of the date of grant. Read SEC document |
| May 01, 2017 Filed May 3, 2017 15:28 UTC |
QUAIN MITCHELL IDirector
|
GrantCommon Stock | 1,152 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-029521 · doc4.xml · nonDerivative · entry 1 QUAIN MITCHELL I · CIK 0001213693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,569 F1 · shares: Restricted stock award made to the reporting person pursuant to the Amended and Restated Non-Employee Director Annual Compensation Program, which vests on the date that is three months following the date of grant. Read SEC document |
| May 01, 2017 Filed May 3, 2017 15:27 UTC |
PIZZUTI EVERETT VDirector
|
GrantCommon Stock | 1,086 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-029520 · doc4.xml · nonDerivative · entry 1 PIZZUTI EVERETT V · CIK 0001055747 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,955 F1 · shares: Restricted stock award made to the reporting person pursuant to the Amended and Restated Non-Employee Director Annual Compensation Program, which vests on the date that is three months following the date of grant. Read SEC document |
| May 01, 2017 Filed May 3, 2017 15:26 UTC |
Ondis AprilDirector
|
GrantCommon Stock | 1,086 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-029518 · doc4.xml · nonDerivative · entry 1 Ondis April · CIK 0001527094 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,453 F1 · shares: Restricted stock award made to the reporting person pursuant to the Amended and Restated Non-Employee Director Annual Compensation Program, which vests on the date that is three months following the date of grant. Read SEC document |
| May 01, 2017 Filed May 3, 2017 15:24 UTC |
MACLETCHIE GRAEMEDirector
|
Exercise / conversionStock Option (Right to Purchase) · Derivative | 5,000 | $0.00 Strike: $11.84 | $0.00 |
DisclosureSEC source: 0001209191-17-029515 · doc4.xml · derivative · entry 3 MACLETCHIE GRAEME · CIK 0000932264 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2017-05-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 01, 2017 Filed May 3, 2017 15:24 UTC |
MACLETCHIE GRAEMEDirector
|
Exercise / conversionCommon Stock | 5,000 | $11.84 | $59,200.00 |
DisclosureSEC source: 0001209191-17-029515 · doc4.xml · nonDerivative · entry 2 MACLETCHIE GRAEME · CIK 0000932264 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,002 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 01, 2017 Filed May 3, 2017 15:24 UTC |
MACLETCHIE GRAEMEDirector
|
GrantCommon Stock | 1,152 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-029515 · doc4.xml · nonDerivative · entry 1 MACLETCHIE GRAEME · CIK 0000932264 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,002 F1 · shares: Restricted stock award made to the reporting person pursuant to the Amended and Restated Non-Employee Director Annual Compensation Program, which vests on the date that is three months following the date of grant. Read SEC document |
| April 10, 2017 Filed Apr 11, 2017 21:32 UTC |
Morawetz MichaelVP - International Branches
|
Exercise / conversionStock Option (Right to Purchase) · Derivative | 3,500 | $0.00 Strike: $11.45 | $0.00 |
DisclosureSEC source: 0001209191-17-026590 · doc4.xml · derivative · entry 2 Morawetz Michael · CIK 0001374884 · VP - International Branches 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,500 shares Expires 2017-04-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 10, 2017 Filed Apr 11, 2017 21:32 UTC |
Morawetz MichaelVP - International Branches
|
Exercise / conversionCommon Stock | 3,500 | $11.45 | $40,057.50 |
DisclosureSEC source: 0001209191-17-026590 · doc4.xml · nonDerivative · entry 1 Morawetz Michael · CIK 0001374884 · VP - International Branches 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,018 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 31, 2017 Filed Apr 6, 2021 15:51 UTC |
Schofield HaroldDirector
|
OtherCommon Stock | 33.4389 | $14.97 | $500.58 |
DisclosureSEC source: 0001209191-21-025573 · doc4.xml · nonDerivative · entry 20 Schofield Harold · CIK 0001550090 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,417.5142 F1 · shares: Shares acquired pursuant to a dividend reinvestment transaction. Read SEC document |
| March 22, 2017 Filed Mar 23, 2017 21:37 UTC |
Pizzuti Eric EVice President
|
Exercise / conversionStock Option (Right to PUrchase) · Derivative | 1,600 | $0.00 Strike: $11.90 | $0.00 |
DisclosureSEC source: 0001209191-17-022611 · doc4.xml · derivative · entry 4 Pizzuti Eric E · CIK 0001544953 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,600 shares Expires 2017-03-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 22, 2017 Filed Mar 23, 2017 21:37 UTC |
Pizzuti Eric EVice President
|
Exercise / conversionCommon Stock | 1,600 | $11.90 | $19,032.00 |
DisclosureSEC source: 0001209191-17-022611 · doc4.xml · nonDerivative · entry 2 Pizzuti Eric E · CIK 0001544953 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,103 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 22, 2017 Filed Mar 23, 2017 21:37 UTC |
Pizzuti Eric EVice President
|
SaleCommon Stock | 1,600 | $14.74 | $23,577.12 |
DisclosureSEC source: 0001209191-17-022611 · doc4.xml · nonDerivative · entry 1 Pizzuti Eric E · CIK 0001544953 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,503 Read SEC document |
| March 21, 2017 Filed Mar 23, 2017 21:36 UTC |
PETRARCA STEPHEN MVice President
|
Exercise / conversionStock Option (Right to PUrchase) · Derivative | 6,500 | $0.00 Strike: $11.45 | $0.00 |
DisclosureSEC source: 0001209191-17-022609 · doc4.xml · derivative · entry 4 PETRARCA STEPHEN M · CIK 0001258010 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,500 shares Expires 2017-04-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 21, 2017 Filed Mar 23, 2017 21:36 UTC |
PETRARCA STEPHEN MVice President
|
Exercise / conversionCommon Stock | 6,500 | $11.45 | $74,392.50 |
DisclosureSEC source: 0001209191-17-022609 · doc4.xml · nonDerivative · entry 2 PETRARCA STEPHEN M · CIK 0001258010 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,924 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.