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ALASKA AIR GROUP, INC.

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3976
SEC CIK
0000766421
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581

Last 12 months

Inside the activity.

1 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202605
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202611
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 01, 2017 Filed Mar 3, 2017 23:07 UTC
PEDERSEN BRANDONEXEC VP/FINANCE & CFO
Exercise / conversionCOMMON STOCK 4,215 $65.37 $275,534.55
Disclosure

SEC source: 0001246360-17-001192 · form.xml · nonDerivative · entry 1

PEDERSEN BRANDON · CIK 0001274498 · EXEC VP/FINANCE & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,734

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: INCLUDES 1,440, 3,690 and 3,050 UNVESTED RESTRICTED STOCK UNITS GRANTED ON 5/12/2014, 2/10/2015 and 2/9/2016, RESPECTIVELY, UNDER THE ISSUER'S 2008 PERFORMANCE INCENTIVE PLAN.

Read SEC document
February 28, 2017 Filed Feb 12, 2018 23:14 UTC GrantCOMMON STOCK 24 $57.17 $1,372.10
Disclosure

SEC source: 0001246360-18-000591 · form.xml · nonDerivative · entry 1

LEVINE KYLE B · CIK 0001663200 · VP LEGAL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,450

F1 · security: TOTAL HELD IN COLUMN 5 INCLUDES SHARES ACQUIRED UNDER THE ISSUER'S EMPLOYEE STOCK PURCHASE PLAN, AS WELL AS 690 UNVESTED RESTRICTED STOCK UNITS GRANTED ON 2/9/2016 UNDER THE ISSUER'S 2008 PERFORMANCE INCENTIVE PLAN.

F2 · kind: THESE SHARES WERE ACQUIRED UNDER THE ALASKA AIR GROUP, INC. EMPLOYEE STOCK PURCHASE PLAN IN TRANSACTIONS THAT WERE EXEMPT UNDER BOTH RULE 16b-3(d) and RUle 16b-3(c).

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February 21, 2017 Filed Feb 22, 2017 01:49 UTC SaleCOMMON STOCK 1,831 $96.11 $175,977.41
Disclosure

SEC source: 0001246360-17-000894 · form.xml · nonDerivative · entry 1

Savitt Katherine J · CIK 0001356217 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,372

F1 · security: INCLUDES 1,372 DEFERRED STOCK UNITS GRANTED ON 5/12/2016 UNDER THE ISSUER'S 2008 PERFORMANCE INCENTIVE PLAN. THE DEFERRED STOCK UNITS ARE 100% ON THE DATE OF GRANT AND ISSUABLE IN COMMON SHARES UPON RESIGNATION FROM THE ALASKA AIR GROUP, INC. BOARD OF DIRECTORS.

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February 21, 2017 Filed Feb 22, 2017 01:49 UTC
SPRAGUE JOSEPH ASR VP/COMM & EXT RELATIONS
SaleCOMMON STOCK 2,101 $96.11 $201,927.11
Disclosure

SEC source: 0001246360-17-000893 · form.xml · nonDerivative · entry 3

SPRAGUE JOSEPH A · CIK 0001544031 · SR VP/COMM & EXT RELATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,338

F2 · security: INCLUDES 1,540, 1,550 and 1,750 UNVESTED RESTRICTED STOCK UNITS GRANTED ON 5/12/2014, 2/10/2015 and 2/9/2016, RESPECTIVELY, UNDER THE ISSUER'S 2008 PERFORMANCE INCENTIVE PLAN.

F3 · kind: SALE OF ALK COMMON SHARES EFFECTED PURSUANT TO A RULE 10b5-1 TRADING PLAN ADOPTED BY MR. SPRAGUE ON 4/27/2016.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 01:21 UTC
TILDEN BRADLEY DCHAIRMAN, PRESIDENT AND CEO
Exercise / conversionEMPLOYEE STOCK OPTION (RT TO BUY) · Derivative 3,600 $0.00 Strike: $8.32 $0.00
Disclosure

SEC source: 0001246360-17-000924 · form.xml · derivative · entry 6

TILDEN BRADLEY D · CIK 0001188835 · CHAIRMAN, PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,400

Underlying: COMMON STOCK · 3,600 shares

Expires 2020-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: SAME-DAY EXERCISE OF OPTIONS AND SALE EFFECTED PURSUANT TO A RULE 10b5-1 TRADING PLAN ADOPTED BY MR. TILDEN ON 9/6/2016.

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February 21, 2017 Filed Feb 23, 2017 01:21 UTC
TILDEN BRADLEY DCHAIRMAN, PRESIDENT AND CEO
SaleCOMMON STOCK 3,600 $96.46 $347,271.12
Disclosure

SEC source: 0001246360-17-000924 · form.xml · nonDerivative · entry 5

TILDEN BRADLEY D · CIK 0001188835 · CHAIRMAN, PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,946

F2 · security: INCLUDES 6,000 AND 6,300 UNVESTED RESTRICTED STOCK UNITS GRANTED ON 2/10/2015 and 2/9/2016, RESPECTIVELY, UNDER THE ISSUER'S 2008 PERFORMANCE INCENTIVE PLAN.

F3 · kind: SAME-DAY EXERCISE OF OPTIONS AND SALE EFFECTED PURSUANT TO A RULE 10b5-1 TRADING PLAN ADOPTED BY MR. TILDEN ON 9/6/2016.

F6 · shares: THE PRICE REPORTED IN COLUMN 4 IS A WEIGHTED AVERAGE PRICE. THESE SHARES SOLD IN MULTIPLE TRANSACTIONS AT PRICES RANGING FROM $96.13 TO $96.74, INCLUSIVE. THE REPORTING PERSON UNDERTAKES TO PROVIDE TO ALASKA AIR GROUP, ANY SECURITY HOLDER OF ALASKA AIR GROUP, OR THE STAFF OF THE SECURITIES AND EXCHANGE COMMISSION, UPON REQUEST, FULL INFORMATION REGARDING THE NUMBER OF SHARES SOLD AT EACH SEPARATE PRICE WITHIN THE RANGES SET FORTH IN THIS FOOTNOTE.

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February 21, 2017 Filed Feb 23, 2017 01:21 UTC
TILDEN BRADLEY DCHAIRMAN, PRESIDENT AND CEO
SaleCOMMON STOCK 2,000 $96.52 $193,031.00
Disclosure

SEC source: 0001246360-17-000924 · form.xml · nonDerivative · entry 4

TILDEN BRADLEY D · CIK 0001188835 · CHAIRMAN, PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,546

F2 · security: INCLUDES 6,000 AND 6,300 UNVESTED RESTRICTED STOCK UNITS GRANTED ON 2/10/2015 and 2/9/2016, RESPECTIVELY, UNDER THE ISSUER'S 2008 PERFORMANCE INCENTIVE PLAN.

F4 · kind: SALE OF ALK COMMON SHARES EFFECTED PURSUANT TO A RULE 10b5-1 TRADING PLAN ADOPTED BY MR. TILDEN ON 9/6/2016.

F5 · shares: THE PRICE REPORTED IN COLUMN 4 IS A WEIGHTED AVERAGE PRICE. THESE SHARES SOLD IN MULTIPLE TRANSACTIONS AT PRICES RANGING FROM $96.02 TO $96.89, INCLUSIVE. THE REPORTING PERSON UNDERTAKES TO PROVIDE TO ALASKA AIR GROUP, ANY SECURITY HOLDER OF ALASKA AIR GROUP, OR THE STAFF OF THE SECURITIES AND EXCHANGE COMMISSION, UPON REQUEST, FULL INFORMATION REGARDING THE NUMBER OF SHARES SOLD AT EACH SEPARATE PRICE WITHIN THE RANGES SET FORTH IN THIS FOOTNOTE.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 01:21 UTC
TILDEN BRADLEY DCHAIRMAN, PRESIDENT AND CEO
Exercise / conversionCOMMON STOCK 3,600 $8.32 $29,934.00
Disclosure

SEC source: 0001246360-17-000924 · form.xml · nonDerivative · entry 3

TILDEN BRADLEY D · CIK 0001188835 · CHAIRMAN, PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,546

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: INCLUDES 6,000 AND 6,300 UNVESTED RESTRICTED STOCK UNITS GRANTED ON 2/10/2015 and 2/9/2016, RESPECTIVELY, UNDER THE ISSUER'S 2008 PERFORMANCE INCENTIVE PLAN.

F3 · kind: SAME-DAY EXERCISE OF OPTIONS AND SALE EFFECTED PURSUANT TO A RULE 10b5-1 TRADING PLAN ADOPTED BY MR. TILDEN ON 9/6/2016.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 01:21 UTC
ELIASEN MARK GVP/FINANCE & TREASURER
SaleCOMMON STOCK 1,723 $96.28 $165,892.16
Disclosure

SEC source: 0001246360-17-000923 · form.xml · nonDerivative · entry 2

ELIASEN MARK G · CIK 0001544109 · VP/FINANCE & TREASURER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,794

F2 · security: INCLUDES 3,214 SHARES ACQUIRED UNDER THE ISSUER'S EMPLOYEE STOCK PURCHASE PLAN, AS WELL AS 910 AND 670 UNVESTED RESTRICTED STOCK UNITS GRANTED ON 2/10/2015 AND 2/9/2016, RESPECTIVELY, UNDER THE ISSUER'S 2008 PERFORMANCE INCENTIVE PLAN.

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February 21, 2017 Filed Feb 12, 2018 23:07 UTC SaleCOMMON STOCK 460 $97.00 $44,620.00
Disclosure

SEC source: 0001246360-18-000586 · form.xml · nonDerivative · entry 1

BERRY CHRISTOPHER MICHAEL · CIK 0001636483 · VP & CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,997

F1 · security: TOTAL HELD IN COLUMN 5 INCLUDES SHARES ACQUIRED UNDER THE ISSUER'S EMPLOYEE STOCK PURCHASE PLAN; ALSO INCLUDED ARE 740 UNVESTED RESTRICTED STOCK UNITS GRANTED ON 2/9/2016 UNDER THE ISSUER'S 2008 PERFORMANCE INCENTIVE PLAN.

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February 17, 2017 Filed Feb 22, 2017 01:49 UTC
SPRAGUE JOSEPH ASR VP/COMM & EXT RELATIONS
SaleCOMMON STOCK 3,000 $96.12 $288,360.00
Disclosure

SEC source: 0001246360-17-000893 · form.xml · nonDerivative · entry 2

SPRAGUE JOSEPH A · CIK 0001544031 · SR VP/COMM & EXT RELATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,439

F2 · security: INCLUDES 1,540, 1,550 and 1,750 UNVESTED RESTRICTED STOCK UNITS GRANTED ON 5/12/2014, 2/10/2015 and 2/9/2016, RESPECTIVELY, UNDER THE ISSUER'S 2008 PERFORMANCE INCENTIVE PLAN.

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February 17, 2017 Filed Jun 20, 2017 21:35 UTC GiftCOMMON STOCK 1,000 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-002230 · form.xml · nonDerivative · entry 1

THOMPSON J KENNETH · CIK 0001188787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,450

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February 16, 2017 Filed Feb 17, 2017 01:56 UTC
SPRAGUE JOSEPH ASR VP/COMM & EXT RELATIONS
SaleCOMMON STOCK 1,293 $96.99 $125,408.07
Disclosure

SEC source: 0001246360-17-000816 · form.xml · nonDerivative · entry 4

SPRAGUE JOSEPH A · CIK 0001544031 · SR VP/COMM & EXT RELATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,439

F3 · security: INCLUDES 1,540, 1,550 and 1,750 UNVESTED RESTRICTED STOCK UNITS GRANTED ON 5/12/2014, 2/10/2015 and 2/9/2016, RESPECTIVELY, UNDER THE ISSUER'S 2008 PERFORMANCE INCENTIVE PLAN.

F7 · kind: SALE OF SHARES EFFECTED PURSUANT TO A RULE 10b5-1 TRADING PLAN ADOPTED BY MR. SPRAGUE ON 4/27/2016.

Read SEC document
February 16, 2017 Filed Feb 17, 2017 00:49 UTC
ELIASEN MARK GVP/FINANCE & TREASURER
SaleCOMMON STOCK 1,095 $96.72 $105,908.40
Disclosure

SEC source: 0001246360-17-000808 · form.xml · nonDerivative · entry 5

ELIASEN MARK G · CIK 0001544109 · VP/FINANCE & TREASURER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,517

F2 · security: INCLUDES 4,937 SHARES ACQUIRED UNDER THE ISSUER'S EMPLOYEE STOCK PURCHASE PLAN, AS WELL AS 910 AND 670 UNVESTED RESTRICTED STOCK UNITS GRANTED ON 2/10/2015 AND 2/9/2016, RESPECTIVELY, UNDER THE ISSUER'S 2008 PERFORMANCE INCENTIVE PLAN.

Read SEC document
February 16, 2017 Filed Feb 17, 2017 00:28 UTC SaleCOMMON STOCK 500 $96.62 $48,309.50
Disclosure

SEC source: 0001246360-17-000807 · form.xml · nonDerivative · entry 1

BERRY CHRISTOPHER MICHAEL · CIK 0001636483 · VP & CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,425

F3 · security: INCLUDES 133 SHARES ACQUIRED UNDER THE ISSUER'S EMPLOYEE STOCK PURCHASE PLAN, AS WELL AS 740 AND 133 UNVESTED RESTRICTED STOCK UNITS GRANTED ON 2/10/2015 AND 2/9/2016, RESPECTIVELY, UNDER THE ISSUER'S 2008 PERFORMANCE INCENTIVE PLAN.

Read SEC document
February 14, 2017 Filed Feb 17, 2017 01:56 UTC
SPRAGUE JOSEPH ASR VP/COMM & EXT RELATIONS
GrantRESTRICTED STOCK UNITS · Derivative 1,480 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001246360-17-000816 · form.xml · derivative · entry 6

SPRAGUE JOSEPH A · CIK 0001544031 · SR VP/COMM & EXT RELATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,480

Underlying: COMMON STOCK · 1,480 shares

Expires 2027-02-14

F5 · derivative.exercise_price: RESTRICTED STOCK UNITS CONVERT INTO COMMON STOCK ON A ONE-FOR-ONE BASIS.

Read SEC document
February 14, 2017 Filed Feb 17, 2017 01:56 UTC
SPRAGUE JOSEPH ASR VP/COMM & EXT RELATIONS
Tax withholdingCOMMON STOCK 791 $96.30 $76,173.30
Disclosure

SEC source: 0001246360-17-000816 · form.xml · nonDerivative · entry 3

SPRAGUE JOSEPH A · CIK 0001544031 · SR VP/COMM & EXT RELATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,732

F3 · security: INCLUDES 1,540, 1,550 and 1,750 UNVESTED RESTRICTED STOCK UNITS GRANTED ON 5/12/2014, 2/10/2015 and 2/9/2016, RESPECTIVELY, UNDER THE ISSUER'S 2008 PERFORMANCE INCENTIVE PLAN.

F6 · kind: COMMON SHARES FORFEITED TO COVER PAYROLL TAXES UPON VESTING OF PERFORMANCE STOCK UNITS ON 2/14/2017. AMOUNT PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF THE SHARES ON THE DATE OF FORFEITURE.

Read SEC document
February 14, 2017 Filed Feb 17, 2017 01:56 UTC
SPRAGUE JOSEPH ASR VP/COMM & EXT RELATIONS
GrantCOMMON STOCK 2,892 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-000816 · form.xml · nonDerivative · entry 2

SPRAGUE JOSEPH A · CIK 0001544031 · SR VP/COMM & EXT RELATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,523

F3 · security: INCLUDES 1,540, 1,550 and 1,750 UNVESTED RESTRICTED STOCK UNITS GRANTED ON 5/12/2014, 2/10/2015 and 2/9/2016, RESPECTIVELY, UNDER THE ISSUER'S 2008 PERFORMANCE INCENTIVE PLAN.

F4 · kind: COMMON SHARES ISSUED UPON ATTAINING PERFORMANCE GOALS SET FOR A THREE-YEAR PERIOD ENDING 12/31/2016 IN ACCORDANCE WITH THE TERMS OF A PERFORMANCE STOCK UNIT AWARD GRANTED ON 2/11/2014 UNDER THE ISSUER'S 2008 PERFORMANCE INCENTIVE PLAN; PER APPROVAL BY THE BOARD'S COMPENSATION COMMITTEE ON 2/14/2017.

Read SEC document
February 14, 2017 Filed Feb 17, 2017 01:42 UTC GrantEMPLOYEE STOCK OPTION (RT TO BUY) · Derivative 1,750 $0.00 Strike: $96.30 $0.00
Disclosure

SEC source: 0001246360-17-000813 · form.xml · derivative · entry 3

LEVINE KYLE B · CIK 0001663200 · VP LEGAL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,750

Underlying: COMMON STOCK · 1,750 shares

Expires 2027-02-14

F3 · derivative.exercise_date: OPTIONS VEST IN 25% INCREMENTS OVER FOUR YEARS (02/14/2018, 02/14/2019, 02/14/2020 and 02/14/2021).

Read SEC document
February 14, 2017 Filed Feb 17, 2017 01:42 UTC GrantRESTRICTED STOCK UNITS · Derivative 760 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001246360-17-000813 · form.xml · derivative · entry 2

LEVINE KYLE B · CIK 0001663200 · VP LEGAL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 760

Underlying: COMMON STOCK · 760 shares

Expires 2027-02-14

F2 · derivative.exercise_price: RESTRICTED STOCK UNITS CONVERT INTO COMMON STOCK ON A ONE-FOR-ONE BASIS.

Read SEC document
February 14, 2017 Filed Feb 17, 2017 01:49 UTC GrantEMPLOYEE STOCK OPTION (RT TO BUY) · Derivative 7,410 $0.00 Strike: $96.30 $0.00
Disclosure

SEC source: 0001246360-17-000815 · form.xml · derivative · entry 4

HARRISON ANDREW R · CIK 0001544030 · EVP & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,410

Underlying: COMMON STOCK · 7,410 shares

Expires 2027-02-14

F4 · derivative.exercise_date: OPTIONS VEST IN 25% INCREMENTS OVER FOUR YEARS (02/14/2018, 02/14/2019, 02/14/2020 and 02/14/2021).

Read SEC document
February 14, 2017 Filed Feb 17, 2017 01:49 UTC GrantRESTRICTED STOCK UNITS · Derivative 3,230 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001246360-17-000815 · form.xml · derivative · entry 3

HARRISON ANDREW R · CIK 0001544030 · EVP & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,230

Underlying: COMMON STOCK · 3,230 shares

Expires 2027-02-14

F3 · derivative.exercise_price: RESTRICTED STOCK UNITS CONVERT INTO COMMON STOCK ON A ONE-FOR-ONE BASIS.

Read SEC document
February 14, 2017 Filed Feb 17, 2017 01:49 UTC Tax withholdingCOMMON STOCK 1,203 $96.30 $115,848.90
Disclosure

SEC source: 0001246360-17-000815 · form.xml · nonDerivative · entry 2

HARRISON ANDREW R · CIK 0001544030 · EVP & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,366

F1 · security: INCLUDES 1,640, 2,750 and 3,050 UNVESTED RESTRICTED STOCK UNITS GRANTED ON 5/12/2014, 2/10/2015 and 2/9/2016, RESPECTIVELY, UNDER THE ISSUER'S 2008 PERFORMANCE INCENTIVE PLAN.

F5 · kind: COMMON SHARES FORFEITED TO COVER PAYROLL TAXES UPON VESTING OF PERFORMANCE STOCK UNITS ON 2/14/2017. AMOUNT PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF THE SHARES ON THE DATE OF FORFEITURE.

Read SEC document
February 14, 2017 Filed Feb 17, 2017 01:49 UTC GrantCOMMON STOCK 2,892 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-000815 · form.xml · nonDerivative · entry 1

HARRISON ANDREW R · CIK 0001544030 · EVP & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,569

F1 · security: INCLUDES 1,640, 2,750 and 3,050 UNVESTED RESTRICTED STOCK UNITS GRANTED ON 5/12/2014, 2/10/2015 and 2/9/2016, RESPECTIVELY, UNDER THE ISSUER'S 2008 PERFORMANCE INCENTIVE PLAN.

F2 · kind: COMMON SHARES ISSUED UPON ATTAINING PERFORMANCE GOALS SET FOR A THREE-YEAR PERIOD ENDING 12/31/2016 IN ACCORDANCE WITH THE TERMS OF A PERFORMANCE STOCK UNIT AWARD GRANTED ON 2/11/2014 UNDER THE ISSUER'S 2008 PERFORMANCE INCENTIVE PLAN; PER APPROVAL BY THE BOARD'S COMPENSATION COMMITTEE ON 2/14/2017.

Read SEC document
February 14, 2017 Filed Feb 17, 2017 01:42 UTC GrantEMPLOYEE STOCK OPTION (RT TO BUY) · Derivative 10,130 $0.00 Strike: $96.30 $0.00
Disclosure

SEC source: 0001246360-17-000812 · form.xml · derivative · entry 4

MINICUCCI BENITO · CIK 0001451455 · PRES & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,130

Underlying: COMMON STOCK · 10,130 shares

Expires 2027-02-14

F4 · derivative.exercise_date: OPTIONS VEST IN 25% INCREMENTS OVER FOUR YEARS (02/14/2018, 02/14/2019, 02/14/2020 and 02/14/2021).

Read SEC document
February 14, 2017 Filed Feb 17, 2017 01:42 UTC GrantRESTRICTED STOCK UNITS · Derivative 4,400 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001246360-17-000812 · form.xml · derivative · entry 3

MINICUCCI BENITO · CIK 0001451455 · PRES & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,400

Underlying: COMMON STOCK · 4,400 shares

Expires 2027-02-14

F3 · derivative.exercise_price: RESTRICTED STOCK UNITS CONVERT INTO COMMON STOCK ON A ONE-FOR-ONE BASIS.

Read SEC document
February 14, 2017 Filed Feb 17, 2017 01:42 UTC Tax withholdingCOMMON STOCK 4,391 $96.30 $422,853.30
Disclosure

SEC source: 0001246360-17-000812 · form.xml · nonDerivative · entry 2

MINICUCCI BENITO · CIK 0001451455 · PRES & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,772

F1 · security: INCLUDES 2,440, 4,990 and 5,000 UNVESTED RESTRICTED STOCK UNITS GRANTED ON 5/12/2014, 2/10/2015, AND 2/9/2016, RESPECTIVELY, UNDER THE ISSUER'S 2008 PERFORMANCE INCENTIVE PLAN; and 260 UNVESTED RESTRICTED STOCK UNITS GRANTED ON 5/12/2016 UNDER THE ISSUER'S 2016 PERFORMANCE INCENTIVE PLAN.

F5 · kind: COMMON SHARES FORFEITED TO COVER PAYROLL TAXES UPON VESTING OF PERFORMANCE STOCK UNITS ON 2/14/2017. AMOUNT PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF THE SHARES ON THE DATE OF FORFEITURE.

Read SEC document
February 14, 2017 Filed Feb 17, 2017 01:42 UTC GrantCOMMON STOCK 10,465 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-000812 · form.xml · nonDerivative · entry 1

MINICUCCI BENITO · CIK 0001451455 · PRES & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,163

F1 · security: INCLUDES 2,440, 4,990 and 5,000 UNVESTED RESTRICTED STOCK UNITS GRANTED ON 5/12/2014, 2/10/2015, AND 2/9/2016, RESPECTIVELY, UNDER THE ISSUER'S 2008 PERFORMANCE INCENTIVE PLAN; and 260 UNVESTED RESTRICTED STOCK UNITS GRANTED ON 5/12/2016 UNDER THE ISSUER'S 2016 PERFORMANCE INCENTIVE PLAN.

F2 · kind: COMMON SHARES ISSUED UPON ATTAINING PERFORMANCE GOALS SET FOR A THREE-YEAR PERIOD ENDING 12/31/2016 IN ACCORDANCE WITH THE TERMS OF A PERFORMANCE STOCK UNIT AWARD GRANTED ON 2/11/2014 UNDER THE ISSUER'S 2008 PERFORMANCE INCENTIVE PLAN; PER APPROVAL BY THE BOARD'S COMPENSATION COMMITTEE ON 2/14/2017.

F1 · shares: INCLUDES 2,440, 4,990 and 5,000 UNVESTED RESTRICTED STOCK UNITS GRANTED ON 5/12/2014, 2/10/2015, AND 2/9/2016, RESPECTIVELY, UNDER THE ISSUER'S 2008 PERFORMANCE INCENTIVE PLAN; and 260 UNVESTED RESTRICTED STOCK UNITS GRANTED ON 5/12/2016 UNDER THE ISSUER'S 2016 PERFORMANCE INCENTIVE PLAN.

Read SEC document
February 14, 2017 Filed Feb 17, 2017 01:42 UTC
PEDERSEN BRANDONEXEC VP/FINANCE & CFO
GrantEMPLOYEE STOCK OPTION (RT TO BUY) · Derivative 7,410 $0.00 Strike: $96.30 $0.00
Disclosure

SEC source: 0001246360-17-000811 · form.xml · derivative · entry 4

PEDERSEN BRANDON · CIK 0001274498 · EXEC VP/FINANCE & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,410

Underlying: COMMON STOCK · 7,410 shares

Expires 2027-02-14

F4 · derivative.exercise_date: OPTIONS VEST IN 25% INCREMENTS OVER FOUR YEARS (02/14/2018, 02/14/2019, 02/14/2020 and 02/14/2021).

Read SEC document
February 14, 2017 Filed Feb 17, 2017 01:42 UTC
PEDERSEN BRANDONEXEC VP/FINANCE & CFO
GrantRESTRICTED STOCK UNITS · Derivative 3,230 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001246360-17-000811 · form.xml · derivative · entry 3

PEDERSEN BRANDON · CIK 0001274498 · EXEC VP/FINANCE & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,230

Underlying: COMMON STOCK · 3,230 shares

Expires 2027-02-14

F3 · derivative.exercise_price: RESTRICTED STOCK UNITS CONVERT INTO COMMON STOCK ON A ONE-FOR-ONE BASIS.

Read SEC document
February 14, 2017 Filed Feb 17, 2017 01:42 UTC
PEDERSEN BRANDONEXEC VP/FINANCE & CFO
Tax withholdingCOMMON STOCK 3,531 $96.30 $340,035.30
Disclosure

SEC source: 0001246360-17-000811 · form.xml · nonDerivative · entry 2

PEDERSEN BRANDON · CIK 0001274498 · EXEC VP/FINANCE & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,519

F1 · security: INCLUDES 1,440, 3,690 and 3,050 UNVESTED RESTRICTED STOCK UNITS GRANTED ON 5/12/2014, 2/10/2015 and 2/9/2016, RESPECTIVELY, UNDER THE ISSUER'S 2008 PERFORMANCE INCENTIVE PLAN.

F5 · kind: COMMON SHARES FORFEITED TO COVER PAYROLL TAXES UPON VESTING OF PERFORMANCE STOCK UNITS ON 2/14/2017. AMOUNT PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF THE SHARES ON THE DATE OF FORFEITURE.

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February 14, 2017 Filed Feb 17, 2017 01:42 UTC
PEDERSEN BRANDONEXEC VP/FINANCE & CFO
GrantCOMMON STOCK 8,417 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-000811 · form.xml · nonDerivative · entry 1

PEDERSEN BRANDON · CIK 0001274498 · EXEC VP/FINANCE & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,050

F1 · security: INCLUDES 1,440, 3,690 and 3,050 UNVESTED RESTRICTED STOCK UNITS GRANTED ON 5/12/2014, 2/10/2015 and 2/9/2016, RESPECTIVELY, UNDER THE ISSUER'S 2008 PERFORMANCE INCENTIVE PLAN.

F2 · kind: COMMON SHARES ISSUED UPON ATTAINING PERFORMANCE GOALS SET FOR A THREE-YEAR PERIOD ENDING 12/31/2016 IN ACCORDANCE WITH THE TERMS OF A PERFORMANCE STOCK UNIT AWARD GRANTED ON 2/11/2014 UNDER THE ISSUER'S 2008 PERFORMANCE INCENTIVE PLAN; PER APPROVAL BY THE BOARD'S COMPENSATION COMMITTEE ON 2/14/2017.

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February 14, 2017 Filed Feb 17, 2017 00:56 UTC
TILDEN BRADLEY DCHAIRMAN, PRESIDENT AND CEO
GrantEMPLOYEE STOCK OPTION (RT TO BUY) · Derivative 16,000 $0.00 Strike: $96.30 $0.00
Disclosure

SEC source: 0001246360-17-000810 · form.xml · derivative · entry 6

TILDEN BRADLEY D · CIK 0001188835 · CHAIRMAN, PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,000

Underlying: COMMON STOCK · 16,000 shares

Expires 2027-02-14

F5 · derivative.exercise_date: OPTIONS VEST IN 25% INCREMENTS OVER FOUR YEARS (02/14/2018, 02/14/2019, 02/14/2020 and 02/14/2021).

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February 14, 2017 Filed Feb 17, 2017 00:56 UTC
TILDEN BRADLEY DCHAIRMAN, PRESIDENT AND CEO
GrantRESTRICTED STOCK UNITS · Derivative 7,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001246360-17-000810 · form.xml · derivative · entry 5

TILDEN BRADLEY D · CIK 0001188835 · CHAIRMAN, PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,000

Underlying: COMMON STOCK · 7,000 shares

Expires 2027-02-14

F4 · derivative.exercise_price: RESTRICTED STOCK UNITS CONVERT INTO COMMON STOCK ON A ONE-FOR-ONE BASIS.

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February 14, 2017 Filed Feb 17, 2017 00:56 UTC
TILDEN BRADLEY DCHAIRMAN, PRESIDENT AND CEO
Tax withholdingCOMMON STOCK 7,908 $96.30 $761,540.40
Disclosure

SEC source: 0001246360-17-000810 · form.xml · nonDerivative · entry 4

TILDEN BRADLEY D · CIK 0001188835 · CHAIRMAN, PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,946

F2 · security: INCLUDES 6,000 AND 6,300 UNVESTED RESTRICTED STOCK UNITS GRANTED ON 2/10/2015 and 2/9/2016, RESPECTIVELY, UNDER THE ISSUER'S 2008 PERFORMANCE INCENTIVE PLAN.

F6 · kind: COMMON SHARES FORFEITED TO COVER PAYROLL TAXES UPON VESTING OF PERFORMANCE STOCK UNITS ON 2/14/2017. AMOUNT PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF THE SHARES ON THE DATE OF FORFEITURE.

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February 14, 2017 Filed Feb 17, 2017 00:56 UTC
TILDEN BRADLEY DCHAIRMAN, PRESIDENT AND CEO
GrantCOMMON STOCK 18,850 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-000810 · form.xml · nonDerivative · entry 3

TILDEN BRADLEY D · CIK 0001188835 · CHAIRMAN, PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,854

F2 · security: INCLUDES 6,000 AND 6,300 UNVESTED RESTRICTED STOCK UNITS GRANTED ON 2/10/2015 and 2/9/2016, RESPECTIVELY, UNDER THE ISSUER'S 2008 PERFORMANCE INCENTIVE PLAN.

F3 · kind: COMMON SHARES ISSUED UPON ATTAINING PERFORMANCE GOALS SET FOR A THREE-YEAR PERIOD ENDING 12/31/2016 IN ACCORDANCE WITH THE TERMS OF A PERFORMANCE STOCK UNIT AWARD GRANTED ON 2/11/2014 UNDER THE ISSUER'S 2008 PERFORMANCE INCENTIVE PLAN; PER APPROVAL BY THE BOARD'S COMPENSATION COMMITTEE ON 2/14/2017.

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February 14, 2017 Filed Feb 17, 2017 00:49 UTC
ELIASEN MARK GVP/FINANCE & TREASURER
GrantEMPLOYEE STOCK OPTION (RT TO BUY) · Derivative 1,630 $0.00 Strike: $96.30 $0.00
Disclosure

SEC source: 0001246360-17-000808 · form.xml · derivative · entry 7

ELIASEN MARK G · CIK 0001544109 · VP/FINANCE & TREASURER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,630

Underlying: COMMON STOCK · 1,630 shares

Expires 2027-02-14

F5 · derivative.exercise_date: OPTIONS VEST IN 25% INCREMENTS OVER FOUR YEARS (02/14/2018, 02/14/2019, 02/14/2020 and 02/14/2021).

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February 14, 2017 Filed Feb 17, 2017 00:49 UTC
ELIASEN MARK GVP/FINANCE & TREASURER
GrantRESTRICTED STOCK UNITS · Derivative 710 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001246360-17-000808 · form.xml · derivative · entry 6

ELIASEN MARK G · CIK 0001544109 · VP/FINANCE & TREASURER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 710

Underlying: COMMON STOCK · 710 shares

Expires 2027-02-14

F4 · derivative.exercise_price: RESTRICTED STOCK UNITS CONVERT INTO COMMON STOCK ON A ONE-FOR-ONE BASIS.

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February 14, 2017 Filed Feb 17, 2017 00:49 UTC
ELIASEN MARK GVP/FINANCE & TREASURER
Tax withholdingCOMMON STOCK 649 $96.30 $62,498.70
Disclosure

SEC source: 0001246360-17-000808 · form.xml · nonDerivative · entry 4

ELIASEN MARK G · CIK 0001544109 · VP/FINANCE & TREASURER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,612

F2 · security: INCLUDES 4,937 SHARES ACQUIRED UNDER THE ISSUER'S EMPLOYEE STOCK PURCHASE PLAN, AS WELL AS 910 AND 670 UNVESTED RESTRICTED STOCK UNITS GRANTED ON 2/10/2015 AND 2/9/2016, RESPECTIVELY, UNDER THE ISSUER'S 2008 PERFORMANCE INCENTIVE PLAN.

F6 · kind: COMMON SHARES FORFEITED TO COVER PAYROLL TAXES UPON VESTING OF PERFORMANCE STOCK UNITS ON 2/14/2017. AMOUNT PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF THE SHARES ON THE DATE OF FORFEITURE.

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February 14, 2017 Filed Feb 17, 2017 00:49 UTC
ELIASEN MARK GVP/FINANCE & TREASURER
GrantCOMMON STOCK 2,372 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-000808 · form.xml · nonDerivative · entry 3

ELIASEN MARK G · CIK 0001544109 · VP/FINANCE & TREASURER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,261

F2 · security: INCLUDES 4,937 SHARES ACQUIRED UNDER THE ISSUER'S EMPLOYEE STOCK PURCHASE PLAN, AS WELL AS 910 AND 670 UNVESTED RESTRICTED STOCK UNITS GRANTED ON 2/10/2015 AND 2/9/2016, RESPECTIVELY, UNDER THE ISSUER'S 2008 PERFORMANCE INCENTIVE PLAN.

F3 · kind: COMMON SHARES ISSUED UPON ATTAINING PERFORMANCE GOALS SET FOR A THREE-YEAR PERIOD ENDING 12/31/2016 IN ACCORDANCE WITH THE TERMS OF A PERFORMANCE STOCK UNIT AWARD GRANTED ON 2/11/2014 UNDER THE ISSUER'S 2008 PERFORMANCE INCENTIVE PLAN; PER APPROVAL BY THE BOARD'S COMPENSATION COMMITTEE ON 2/14/2017.

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February 14, 2017 Filed Feb 17, 2017 00:49 UTC
CAMPBELL DAVID LPRES & CEO/HORIZON AIR
GrantEMPLOYEE STOCK OPTION (RT TO BUY) · Derivative 3,540 $0.00 Strike: $96.30 $0.00
Disclosure

SEC source: 0001246360-17-000809 · form.xml · derivative · entry 3

CAMPBELL DAVID L · CIK 0001616196 · PRES & CEO/HORIZON AIR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,540

Underlying: COMMON STOCK · 3,540 shares

Expires 2027-02-14

F3 · derivative.exercise_date: OPTIONS VEST IN 25% INCREMENTS OVER FOUR YEARS (02/14/2018, 02/14/2019, 02/14/2020 and 02/14/2021).

Read SEC document
February 14, 2017 Filed Feb 17, 2017 00:49 UTC
CAMPBELL DAVID LPRES & CEO/HORIZON AIR
GrantRESTRICTED STOCK UNITS · Derivative 1,540 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001246360-17-000809 · form.xml · derivative · entry 2

CAMPBELL DAVID L · CIK 0001616196 · PRES & CEO/HORIZON AIR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,540

Underlying: COMMON STOCK · 1,540 shares

Expires 2027-02-14

F2 · derivative.exercise_price: RESTRICTED STOCK UNITS CONVERT INTO COMMON STOCK ON A ONE-FOR-ONE BASIS.

Read SEC document
February 14, 2017 Filed Feb 17, 2017 00:28 UTC GrantRESTRICTED STOCK UNITS · Derivative 490 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001246360-17-000807 · form.xml · derivative · entry 3

BERRY CHRISTOPHER MICHAEL · CIK 0001636483 · VP & CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 490

Underlying: COMMON STOCK · 490 shares

Expires 2027-02-14

F2 · derivative.exercise_price: RESTRICTED STOCK UNITS CONVERT INTO COMMON STOCK ON A ONE-FOR-ONE BASIS.

Read SEC document
February 14, 2017 Filed Feb 17, 2017 00:28 UTC GrantEMPLOYEE STOCK OPTION (RT TO BUY) · Derivative 1,120 $0.00 Strike: $96.30 $0.00
Disclosure

SEC source: 0001246360-17-000807 · form.xml · derivative · entry 2

BERRY CHRISTOPHER MICHAEL · CIK 0001636483 · VP & CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,120

Underlying: COMMON STOCK · 1,120 shares

Expires 2027-02-14

F1 · derivative.exercise_date: OPTIONS VEST IN 25% INCREMENTS OVER FOUR YEARS (02/14/2018, 02/14/2019, 02/14/2020 and 02/14/2021).

Read SEC document
February 13, 2017 Filed Feb 13, 2017 21:56 UTC GiftCOMMON STOCK 1,065 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-000579 · form.xml · nonDerivative · entry 4

KNIGHT JESSIE J JR · CIK 0001174961 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,459

Read SEC document
February 13, 2017 Filed Feb 15, 2017 02:35 UTC
PEDERSEN BRANDONEXEC VP/FINANCE & CFO
Exercise / conversionEMPLOYEE STOCK OPTION (RT TO BUY) · Derivative 1,972 $0.00 Strike: $38.76 $0.00
Disclosure

SEC source: 0001246360-17-000658 · form.xml · derivative · entry 6

PEDERSEN BRANDON · CIK 0001274498 · EXEC VP/FINANCE & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,918

Underlying: COMMON STOCK · 1,972 shares

Expires 2024-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: SAME-DAY EXERCISE OF OPTIONS AND SALE EFFECTED PURSUANT TO A RULE 10b5-1 TRADING PLAN ADOPTED BY MR. PEDERSEN ON 4/26/2016.

F6 · derivative.exercise_date: REMAINING OPTIONS INCLUDE 472 VESTED AND 2,446 VESTING ON 02/11/2018.

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February 13, 2017 Filed Feb 15, 2017 02:35 UTC
PEDERSEN BRANDONEXEC VP/FINANCE & CFO
SaleCOMMON STOCK 1,972 $97.46 $192,191.12
Disclosure

SEC source: 0001246360-17-000658 · form.xml · nonDerivative · entry 5

PEDERSEN BRANDON · CIK 0001274498 · EXEC VP/FINANCE & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,453

F5 · kind: SAME-DAY EXERCISE OF OPTIONS AND SALE EFFECTED PURSUANT TO A RULE 10b5-1 TRADING PLAN ADOPTED BY MR. PEDERSEN ON 4/26/2016.

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February 13, 2017 Filed Feb 15, 2017 02:35 UTC
PEDERSEN BRANDONEXEC VP/FINANCE & CFO
Exercise / conversionCOMMON STOCK 1,972 $38.76 $76,424.86
Disclosure

SEC source: 0001246360-17-000658 · form.xml · nonDerivative · entry 4

PEDERSEN BRANDON · CIK 0001274498 · EXEC VP/FINANCE & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,425

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: SAME-DAY EXERCISE OF OPTIONS AND SALE EFFECTED PURSUANT TO A RULE 10b5-1 TRADING PLAN ADOPTED BY MR. PEDERSEN ON 4/26/2016.

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February 13, 2017 Filed Feb 15, 2017 02:21 UTC SaleCOMMON STOCK 1,703 $97.65 $166,305.10
Disclosure

SEC source: 0001246360-17-000657 · form.xml · nonDerivative · entry 5

LEVINE KYLE B · CIK 0001663200 · VP LEGAL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,007

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February 13, 2017 Filed Feb 15, 2017 02:07 UTC Exercise / conversionEMPLOYEE STOCK OPTION (RT TO BUY) · Derivative 1,573 $0.00 Strike: $65.37 $0.00
Disclosure

SEC source: 0001246360-17-000650 · form.xml · derivative · entry 15

HARRISON ANDREW R · CIK 0001544030 · EVP & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,145

Underlying: COMMON STOCK · 1,573 shares

Expires 2025-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: OPTIONS REMAINING WILL VEST AS FOLLOWS: 1,572 ON 2/10/2018 AND 1,573 ON 2/10/2019.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.