Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ALASKA AIR GROUP, INC.ALK · Entity 3976 | Pres & CEO Hawaiian A/L | February 13, 2025 | February 18, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ALASKA AIR GROUP, INC.
Report date February 13, 2025 · Filed February 18, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| COMMON STOCKSEC Table I · non-derivative | Direct | 19,389 |
Ending reported balance
After 2025-02-13 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2025-02-13 · Exercise / conversion · Acquired 4,543 · Balance 21,070 F1: Restricted Stock Units (RSUs) convert to common stock on a one-for-one basis. Row 2 · 2025-02-13 · Tax withholding · Disposed 1,681 · Balance 19,389 F2: The shares withheld were an exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of RSUs and settled with shares by the reporting person. |
| RESTRICTED STOCK UNITSSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 9,087 |
Reported balance
After 2025-02-13 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2025-02-13 · Exercise / conversion · Disposed 4,543 · Balance 9,087 F1: Restricted Stock Units (RSUs) convert to common stock on a one-for-one basis. F4: The restricted stock units vesting were from a grant of 13,630 shares that vested or will vest in three equal installments as follows: 4,543 shares on February 13, 2025; 4,543 shares on February 13, 2026; and 4,544 shares on February 13, 2027. |
| COMMON STOCK 401(K)SEC Table I · non-derivative | IndirectESOP TRUST | 7,049 |
Reported balance
Holding disclosure · report date 2025-02-13 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 7,049 F3: COMMON SHARES HELD IN THE ALASKA AIR GROUP INC. EMPLOYEE STOCK OWNERSHIP 401(K) PLAN TRUST. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted Stock Units (RSUs) convert to common stock on a one-for-one basis.
F2: The shares withheld were an exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of RSUs and settled with shares by the reporting person.
F3: COMMON SHARES HELD IN THE ALASKA AIR GROUP INC. EMPLOYEE STOCK OWNERSHIP 401(K) PLAN TRUST.
F4: The restricted stock units vesting were from a grant of 13,630 shares that vested or will vest in three equal installments as follows: 4,543 shares on February 13, 2025; 4,543 shares on February 13, 2026; and 4,544 shares on February 13, 2027.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 13, 2025 Filed Feb 18, 2025 22:41 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | Exercise / conversionRESTRICTED STOCK UNITS · Derivative | 4,543 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001544031-25-000006 · wk-form4_1739918470.xml · derivative · entry 4 SPRAGUE JOSEPH A · CIK 0001544031 · Pres & CEO Hawaiian A/L 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,087 Underlying: COMMON STOCK · 4,543 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units (RSUs) convert to common stock on a one-for-one basis. F4 · derivative.exercise_date: The restricted stock units vesting were from a grant of 13,630 shares that vested or will vest in three equal installments as follows: 4,543 shares on February 13, 2025; 4,543 shares on February 13, 2026; and 4,544 shares on February 13, 2027. F4 · derivative.expiration_date: The restricted stock units vesting were from a grant of 13,630 shares that vested or will vest in three equal installments as follows: 4,543 shares on February 13, 2025; 4,543 shares on February 13, 2026; and 4,544 shares on February 13, 2027. Read SEC document |
| February 13, 2025 Filed Feb 18, 2025 22:41 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | Tax withholdingCOMMON STOCK | 1,681 | $72.54 | $121,939.74 |
DisclosureSEC source: 0001544031-25-000006 · wk-form4_1739918470.xml · nonDerivative · entry 2 SPRAGUE JOSEPH A · CIK 0001544031 · Pres & CEO Hawaiian A/L 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,389 F2 · shares: The shares withheld were an exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of RSUs and settled with shares by the reporting person. Read SEC document |
| February 13, 2025 Filed Feb 18, 2025 22:41 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | Exercise / conversionCOMMON STOCK | 4,543 | $0.00 | $0.00 |
DisclosureSEC source: 0001544031-25-000006 · wk-form4_1739918470.xml · nonDerivative · entry 1 SPRAGUE JOSEPH A · CIK 0001544031 · Pres & CEO Hawaiian A/L 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,070 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units (RSUs) convert to common stock on a one-for-one basis. Read SEC document |
| February 11, 2025 Filed Feb 12, 2025 01:22 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | GrantRESTRICTED STOCK UNITS · Derivative | 9,290 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001544031-25-000004 · wk-form4_1739323335.xml · derivative · entry 6 SPRAGUE JOSEPH A · CIK 0001544031 · Pres & CEO Hawaiian A/L 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,290 Underlying: COMMON STOCK · 9,290 shares Expires not disclosed F1 · derivative.exercise_price: Restricted Stock Units (RSUs) convert into common stock on a one-for-one basis. F5 · derivative.exercise_date: The RSUs vest in 1/3 increments over three years (2/11/2026, 2/11/2027, and 2/11/2028). F5 · derivative.expiration_date: The RSUs vest in 1/3 increments over three years (2/11/2026, 2/11/2027, and 2/11/2028). Read SEC document |
| February 11, 2025 Filed Feb 12, 2025 01:22 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | Tax withholdingCOMMON STOCK | 2,388 | $72.85 | $173,965.80 |
DisclosureSEC source: 0001544031-25-000004 · wk-form4_1739323335.xml · nonDerivative · entry 4 SPRAGUE JOSEPH A · CIK 0001544031 · Pres & CEO Hawaiian A/L 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,527 F4 · shares: The shares withheld were an exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of PSUs and settled with shares by the reporting person. Read SEC document |
| February 11, 2025 Filed Feb 12, 2025 01:22 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | GrantCOMMON STOCK | 6,765 | $0.00 | $0.00 |
DisclosureSEC source: 0001544031-25-000004 · wk-form4_1739323335.xml · nonDerivative · entry 3 SPRAGUE JOSEPH A · CIK 0001544031 · Pres & CEO Hawaiian A/L 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,915 F3 · shares: The acquisition resulted from the vesting of Performance Stock Units (PSUs) pursuant to the attainment of certain performance goals over a three-year period ending December 31, 2024, in accordance with the terms of a PSU award granted under the Issuer's 2016 Performance Incentive Plan and per approval by the Board's Compensation Committee on February 11, 2025. Read SEC document |
| February 07, 2025 Filed Feb 12, 2025 01:22 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | Exercise / conversionRESTRICTED STOCK UNITS · Derivative | 3,020 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001544031-25-000004 · wk-form4_1739323335.xml · derivative · entry 5 SPRAGUE JOSEPH A · CIK 0001544031 · Pres & CEO Hawaiian A/L 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: COMMON STOCK · 3,020 shares Expires 2032-02-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units (RSUs) convert into common stock on a one-for-one basis. Read SEC document |
| February 07, 2025 Filed Feb 12, 2025 01:22 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | Tax withholdingCOMMON STOCK | 710 | $75.92 | $53,903.20 |
DisclosureSEC source: 0001544031-25-000004 · wk-form4_1739323335.xml · nonDerivative · entry 2 SPRAGUE JOSEPH A · CIK 0001544031 · Pres & CEO Hawaiian A/L 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,150 F2 · shares: The shares withheld were an exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of RSUs and settled with shares by the reporting person. Read SEC document |
| February 07, 2025 Filed Feb 12, 2025 01:22 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | Exercise / conversionCOMMON STOCK | 3,020 | $0.00 | $0.00 |
DisclosureSEC source: 0001544031-25-000004 · wk-form4_1739323335.xml · nonDerivative · entry 1 SPRAGUE JOSEPH A · CIK 0001544031 · Pres & CEO Hawaiian A/L 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,860 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units (RSUs) convert into common stock on a one-for-one basis. Read SEC document |
| January 24, 2025 Filed Jan 28, 2025 01:18 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | SaleCOMMON STOCK | 9,500 | $68.90 | $654,555.70 |
DisclosureSEC source: 0001544031-25-000002 · wk-form4_1738027124.xml · nonDerivative · entry 1 SPRAGUE JOSEPH A · CIK 0001544031 · Pres & CEO Hawaiian A/L 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,840 F1 · price: The price reported in column 4 is a weighted average price. These shares sold in multiple transactions at prices ranging from $68.8800 to $69.9450, inclusive. The reporting person undertakes to provide to Alaska Air Group, Inc., any security holder of Alaska Air Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| December 20, 2024 Filed Dec 26, 2024 21:56 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | GrantRESTRICTED STOCK UNITS · Derivative | 800 | $0.00 | $0.00 |
DisclosureSEC source: 0001544031-24-000010 · wk-form4_1735250210.xml · derivative · entry 3 SPRAGUE JOSEPH A · CIK 0001544031 · Pres & CEO Hawaiian A/L 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 800 Underlying: COMMON STOCK · 800 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit (RSUs) represents a contingent right to receive one share of ALK common stock. F3 · derivative.exercise_date: The RSUs vest in three annual installments as follows: 266 shares on December 20, 2025; 267 shares on December 20, 2026; and 267 shares on December 20, 2027. F3 · derivative.expiration_date: The RSUs vest in three annual installments as follows: 266 shares on December 20, 2025; 267 shares on December 20, 2026; and 267 shares on December 20, 2027. Read SEC document |
| December 18, 2024 Filed Dec 19, 2024 21:31 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | SaleCOMMON STOCK | 2,325 | $64.38 | $149,685.59 |
DisclosureSEC source: 0001544031-24-000008 · wk-form4_1734643909.xml · nonDerivative · entry 1 SPRAGUE JOSEPH A · CIK 0001544031 · CEO Hawaiian A/L 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,340 Read SEC document |
| March 19, 2024 Filed Mar 21, 2024 21:16 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | GrantRESTRICTED STOCK UNITS · Derivative | 13,630 | $0.00 | $0.00 |
DisclosureSEC source: 0001544031-24-000006 · wk-form4_1711055767.xml · derivative · entry 3 SPRAGUE JOSEPH A · CIK 0001544031 · Reg Pres Hawaii - Alaska A/L 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,630 Underlying: COMMON STOCK · 13,630 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit (RSUs) represents a contingent right to receive one share of ALK common stock. F3 · derivative.exercise_date: The RSUs vest in three annual installments as follows: 4,543 shares on February 13, 2025; 4,543 shares on February 13, 2026; and 4,544 shares on February 13, 2027. F3 · derivative.expiration_date: The RSUs vest in three annual installments as follows: 4,543 shares on February 13, 2025; 4,543 shares on February 13, 2026; and 4,544 shares on February 13, 2027. Read SEC document |
| February 13, 2024 Filed Feb 16, 2024 11:12 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | Tax withholdingCOMMON STOCK | 1,016 | $36.57 | $37,155.12 |
DisclosureSEC source: 0001544031-24-000004 · wk-form4_1708081920.xml · nonDerivative · entry 2 SPRAGUE JOSEPH A · CIK 0001544031 · Reg Pres Hawaii - Alaska A/L 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,665 F2 · acquired: The shares withheld were an exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of PSUs and settled with shares by the reporting person. Read SEC document |
| February 13, 2024 Filed Feb 16, 2024 11:12 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | GrantCOMMON STOCK | 4,169 | $0.00 | $0.00 |
DisclosureSEC source: 0001544031-24-000004 · wk-form4_1708081920.xml · nonDerivative · entry 1 SPRAGUE JOSEPH A · CIK 0001544031 · Reg Pres Hawaii - Alaska A/L 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,681 F1 · acquired: The acquisition resulted from the vesting of Performance Stock Units (PSUs) pursuant to the attainment of certain performance goals over a three-year period ending December 31, 2023, in accordance with the terms of a PSU award agreement originally granted on February 9, 2021, under the Issuer's 2016 Performance Incentive Plan and per approval by the Board's Compensation Committee on February 13, 2024. Read SEC document |
| February 09, 2024 Filed Feb 13, 2024 22:16 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | Exercise / conversionRESTRICTED STOCK UNITS · Derivative | 2,900 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001544031-24-000002 · wk-form4_1707862595.xml · derivative · entry 4 SPRAGUE JOSEPH A · CIK 0001544031 · Reg Pres Hawaii - Alaska A/L 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: COMMON STOCK · 2,900 shares Expires 2031-02-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units (RSUs) convert to common stock on a one-for-one basis. Read SEC document |
| February 09, 2024 Filed Feb 13, 2024 22:16 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | Tax withholdingCOMMON STOCK | 638 | $37.19 | $23,727.22 |
DisclosureSEC source: 0001544031-24-000002 · wk-form4_1707862595.xml · nonDerivative · entry 2 SPRAGUE JOSEPH A · CIK 0001544031 · Reg Pres Hawaii - Alaska A/L 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,512 F2 · acquired: The shares withheld were an exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of RSUs and settled with shares by the reporting person. Read SEC document |
| February 09, 2024 Filed Feb 13, 2024 22:16 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | Exercise / conversionCOMMON STOCK | 2,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001544031-24-000002 · wk-form4_1707862595.xml · nonDerivative · entry 1 SPRAGUE JOSEPH A · CIK 0001544031 · Reg Pres Hawaii - Alaska A/L 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,150 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units (RSUs) convert to common stock on a one-for-one basis. Read SEC document |
| November 05, 2023 Filed Nov 7, 2023 22:13 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | Exercise / conversionRESTRICTED STOCK UNITS · Derivative | 987 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001544031-23-000005 · wk-form4_1699395181.xml · derivative · entry 4 SPRAGUE JOSEPH A · CIK 0001544031 · Sr Adv to CEO Alaska Airlines 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: COMMON STOCK · 987 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit (RSUs) represents a contingent right to receive one share of ALK common stock. F4 · derivative.exercise_date: The RSUs disposed were from a grant of 2,960 RSUs awarded on November 5, 2020, that vested in three annual installments as follows: 986 shares on November 5, 2021; 987 shares on November 5, 2022; and 987 shares on November 5, 2023. F4 · derivative.expiration_date: The RSUs disposed were from a grant of 2,960 RSUs awarded on November 5, 2020, that vested in three annual installments as follows: 986 shares on November 5, 2021; 987 shares on November 5, 2022; and 987 shares on November 5, 2023. Read SEC document |
| November 05, 2023 Filed Nov 7, 2023 22:13 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | Tax withholdingCOMMON STOCK | 389 | $33.56 | $13,054.84 |
DisclosureSEC source: 0001544031-23-000005 · wk-form4_1699395181.xml · nonDerivative · entry 2 SPRAGUE JOSEPH A · CIK 0001544031 · Sr Adv to CEO Alaska Airlines 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,250 F2 · acquired: The shares withheld were an exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of RSUs and settled with shares by the reporting person. Read SEC document |
| November 05, 2023 Filed Nov 7, 2023 22:13 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | Exercise / conversionCOMMON STOCK | 987 | $0.00 | $0.00 |
DisclosureSEC source: 0001544031-23-000005 · wk-form4_1699395181.xml · nonDerivative · entry 1 SPRAGUE JOSEPH A · CIK 0001544031 · Sr Adv to CEO Alaska Airlines 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,639 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit (RSUs) represents a contingent right to receive one share of ALK common stock. Read SEC document |
| May 04, 2023 Filed May 4, 2023 20:43 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | GrantRESTRICTED STOCK UNITS · Derivative | 7,480 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001544031-23-000003 · wf-form4_168323297438159.xml · derivative · entry 4 SPRAGUE JOSEPH A · CIK 0001544031 · PRESIDENT, HORIZON AIR 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,480 Underlying: COMMON STOCK · 7,480 shares Expires 2026-05-04 F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALK common stock. Read SEC document |
| May 02, 2023 Filed May 4, 2023 20:43 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | GrantRESTRICTED STOCK UNITS · Derivative | 2,900 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001544031-23-000003 · wf-form4_168323297438159.xml · derivative · entry 3 SPRAGUE JOSEPH A · CIK 0001544031 · PRESIDENT, HORIZON AIR 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,900 Underlying: COMMON STOCK · 2,900 shares Expires 2024-02-09 F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALK common stock. Read SEC document |
| February 13, 2023 Filed Feb 14, 2023 23:57 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | Tax withholdingCOMMON STOCK | 103 | $50.16 | $5,166.48 |
DisclosureSEC source: 0001544031-23-000001 · wf-form4_167641899810648.xml · nonDerivative · entry 4 SPRAGUE JOSEPH A · CIK 0001544031 · PRESIDENT, HORIZON AIR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,652 F4 · acquired: The shares withheld were an exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of PSUs and settled with shares by the reporting person. Read SEC document |
| February 13, 2023 Filed Feb 14, 2023 23:57 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | GrantCOMMON STOCK | 420 | $0.00 | $0.00 |
DisclosureSEC source: 0001544031-23-000001 · wf-form4_167641899810648.xml · nonDerivative · entry 3 SPRAGUE JOSEPH A · CIK 0001544031 · PRESIDENT, HORIZON AIR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,755 F3 · acquired: The acquisition resulted from the vesting of Performance Stock Units (PSUs) pursuant to the attainment of certain performance goals over a three-year period ending December 31, 2022, in accordance with the terms of a PSU award agreement granted on February 11, 2020, under the Issuer's 2016 Performance Incentive Plan and per approval by the Board's Compensation Committee on February 13, 2023. Read SEC document |
| February 11, 2023 Filed Feb 14, 2023 23:57 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | Exercise / conversionRESTRICTED STOCK UNITS · Derivative | 420 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001544031-23-000001 · wf-form4_167641899810648.xml · derivative · entry 6 SPRAGUE JOSEPH A · CIK 0001544031 · PRESIDENT, HORIZON AIR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: COMMON STOCK · 420 shares Expires 2030-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units (RSUs) convert into common stock on a one-for-one basis. Read SEC document |
| February 11, 2023 Filed Feb 14, 2023 23:57 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | Tax withholdingCOMMON STOCK | 103 | $49.58 | $5,106.74 |
DisclosureSEC source: 0001544031-23-000001 · wf-form4_167641899810648.xml · nonDerivative · entry 2 SPRAGUE JOSEPH A · CIK 0001544031 · PRESIDENT, HORIZON AIR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,335 F2 · acquired: The shares withheld were an exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of RSUs and settled with shares by the reporting person. Read SEC document |
| February 11, 2023 Filed Feb 14, 2023 23:57 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | Exercise / conversionCOMMON STOCK | 420 | $0.00 | $0.00 |
DisclosureSEC source: 0001544031-23-000001 · wf-form4_167641899810648.xml · nonDerivative · entry 1 SPRAGUE JOSEPH A · CIK 0001544031 · PRESIDENT, HORIZON AIR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,438 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units (RSUs) convert into common stock on a one-for-one basis. Read SEC document |
| December 09, 2022 Filed Dec 13, 2022 23:03 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | GiftCOMMON STOCK | 2,290 | $0.00 | $0.00 |
DisclosureSEC source: 0001544031-22-000005 · wf-form4_167097261781904.xml · nonDerivative · entry 1 SPRAGUE JOSEPH A · CIK 0001544031 · PRESIDENT, HORIZON AIR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,018 Read SEC document |
| November 07, 2022 Filed Nov 8, 2022 23:09 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | Exercise / conversionRESTRICTED STOCK UNITS · Derivative | 1,131 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001544031-22-000002 · wf-form4_166794896713739.xml · derivative · entry 7 SPRAGUE JOSEPH A · CIK 0001544031 · PRESIDENT, HORIZON AIR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: COMMON STOCK · 1,131 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units (RSUs) convert into common stock on a one-for-one basis. F4 · derivative.exercise_date: On November 7, 2019, the reporting person was granted 3,390 RSUs, vesting in three equal annual installments beginning on the first anniversary of the grant date. F4 · derivative.expiration_date: On November 7, 2019, the reporting person was granted 3,390 RSUs, vesting in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| November 07, 2022 Filed Nov 8, 2022 23:09 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | Tax withholdingCOMMON STOCK | 276 | $45.04 | $12,431.04 |
DisclosureSEC source: 0001544031-22-000002 · wf-form4_166794896713739.xml · nonDerivative · entry 4 SPRAGUE JOSEPH A · CIK 0001544031 · PRESIDENT, HORIZON AIR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,308 Read SEC document |
| November 07, 2022 Filed Nov 8, 2022 23:09 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | Exercise / conversionCOMMON STOCK | 1,131 | $0.00 | $0.00 |
DisclosureSEC source: 0001544031-22-000002 · wf-form4_166794896713739.xml · nonDerivative · entry 3 SPRAGUE JOSEPH A · CIK 0001544031 · PRESIDENT, HORIZON AIR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,584 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units (RSUs) convert into common stock on a one-for-one basis. Read SEC document |
| November 05, 2022 Filed Nov 8, 2022 23:09 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | Exercise / conversionRESTRICTED STOCK UNITS · Derivative | 987 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001544031-22-000002 · wf-form4_166794896713739.xml · derivative · entry 6 SPRAGUE JOSEPH A · CIK 0001544031 · PRESIDENT, HORIZON AIR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 987 Underlying: COMMON STOCK · 987 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units (RSUs) convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On November 5, 2020, the reporting person was granted 2,960 RSUs, vesting in three equal annual installments beginning on the first anniversary of the grant date. F3 · derivative.expiration_date: On November 5, 2020, the reporting person was granted 2,960 RSUs, vesting in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| November 05, 2022 Filed Nov 8, 2022 23:09 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | Tax withholdingCOMMON STOCK | 241 | $44.86 | $10,811.26 |
DisclosureSEC source: 0001544031-22-000002 · wf-form4_166794896713739.xml · nonDerivative · entry 2 SPRAGUE JOSEPH A · CIK 0001544031 · PRESIDENT, HORIZON AIR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,453 Read SEC document |
| November 05, 2022 Filed Nov 8, 2022 23:09 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | Exercise / conversionCOMMON STOCK | 987 | $0.00 | $0.00 |
DisclosureSEC source: 0001544031-22-000002 · wf-form4_166794896713739.xml · nonDerivative · entry 1 SPRAGUE JOSEPH A · CIK 0001544031 · PRESIDENT, HORIZON AIR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,694 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units (RSUs) convert into common stock on a one-for-one basis. Read SEC document |
| February 07, 2022 Filed Feb 9, 2022 22:29 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | GrantEMPLOYEE STOCK OPTION (RT TO BUY) · Derivative | 7,160 | $0.00 Strike: $55.36 | $0.00 |
DisclosureSEC source: 0001544031-22-000001 · primary_doc.xml · derivative · entry 4 SPRAGUE JOSEPH A · CIK 0001544031 · PRESIDENT, HORIZON AIR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,160 Underlying: COMMON STOCK · 7,160 shares Expires 2032-02-07 F3 · derivative.exercise_date: OPTIONS VEST IN 25% INCREMENTS OVER FOUR YEARS (2/7/2023, 2/7/2024, 2/7/2025 AND 2/7/2026). Read SEC document |
| February 07, 2022 Filed Feb 9, 2022 22:29 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | GrantRESTRICTED STOCK UNITS · Derivative | 3,020 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001544031-22-000001 · primary_doc.xml · derivative · entry 3 SPRAGUE JOSEPH A · CIK 0001544031 · PRESIDENT, HORIZON AIR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,020 Underlying: COMMON STOCK · 3,020 shares Expires 2032-02-07 F2 · derivative.exercise_date: RESTRICTED STOCK UNITS CLIFF VEST 3 YEARS FROM GRANT AND CONVERT INTO COMMON STOCK ON A ONE-FOR-ONE-BASIS. Read SEC document |
| November 07, 2021 Filed Nov 8, 2021 22:42 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | Exercise / conversionRESTRICTED STOCK UNITS · Derivative | 1,130 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001246360-21-000994 · form.xml · derivative · entry 7 SPRAGUE JOSEPH A · CIK 0001544031 · PRESIDENT, HORIZON AIR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,131 Underlying: COMMON STOCK · 1,130 shares Expires 2029-11-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: RESTRICTED STOCK UNITS REMAINING FOLLOWING THIS TRANSACTION WILL VEST ON 11/07/2022. Read SEC document |
| November 07, 2021 Filed Nov 8, 2021 22:42 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | Tax withholdingCOMMON STOCK | 276 | $59.35 | $16,380.60 |
DisclosureSEC source: 0001246360-21-000994 · form.xml · nonDerivative · entry 5 SPRAGUE JOSEPH A · CIK 0001544031 · PRESIDENT, HORIZON AIR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,707 F5 · kind: SHARES FORFEITED TO COVER PAYROLL TAXES UPON VESTING OF RESTRICTED STOCK UNITS ON 11/07/2021. F3 · price: PRICE PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF ALK SHARES ON THE DATE SHARES WERE FORFEITED FOR TAXES. Read SEC document |
| November 07, 2021 Filed Nov 8, 2021 22:42 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | Exercise / conversionCOMMON STOCK | 1,130 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-21-000994 · form.xml · nonDerivative · entry 4 SPRAGUE JOSEPH A · CIK 0001544031 · PRESIDENT, HORIZON AIR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,983 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 05, 2021 Filed Nov 8, 2021 22:42 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | Exercise / conversionRESTRICTED STOCK UNITS · Derivative | 986 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001246360-21-000994 · form.xml · derivative · entry 6 SPRAGUE JOSEPH A · CIK 0001544031 · PRESIDENT, HORIZON AIR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,974 Underlying: COMMON STOCK · 986 shares Expires 2030-11-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: RESTRICTED STOCK UNITS VEST ANNUALLY IN EQUAL INSTALLMENTS ON THE FIRST THREE ANNIVERSARIES OF THE GRANT DATE AND CONVERT INTO COMMON STOCK ON A ONE-FOR-ONE-BASIS. Read SEC document |
| November 05, 2021 Filed Nov 8, 2021 22:42 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | Tax withholdingCOMMON STOCK | 241 | $59.35 | $14,303.35 |
DisclosureSEC source: 0001246360-21-000994 · form.xml · nonDerivative · entry 3 SPRAGUE JOSEPH A · CIK 0001544031 · PRESIDENT, HORIZON AIR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,853 F2 · kind: SHARES FORFEITED TO COVER PAYROLL TAXES UPON VESTING OF RESTRICTED STOCK UNITS ON 11/05/2021. F3 · price: PRICE PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF ALK SHARES ON THE DATE SHARES WERE FORFEITED FOR TAXES. Read SEC document |
| November 05, 2021 Filed Nov 8, 2021 22:42 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | Exercise / conversionCOMMON STOCK | 986 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-21-000994 · form.xml · nonDerivative · entry 2 SPRAGUE JOSEPH A · CIK 0001544031 · PRESIDENT, HORIZON AIR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,094 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 09, 2021 Filed Feb 10, 2021 22:21 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | GrantRESTRICTED STOCK UNITS · Derivative | 2,900 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001246360-21-000412 · form.xml · derivative · entry 4 SPRAGUE JOSEPH A · CIK 0001544031 · PRESIDENT, HORIZON AIR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,900 Underlying: COMMON STOCK · 2,900 shares Expires 2031-02-09 F3 · derivative.exercise_date: RESTRICTED STOCK UNITS CLIFF VEST 3 YEARS FROM GRANT AND CONVERT INTO COMMON STOCK ON A ONE-FOR-ONE-BASIS. Read SEC document |
| February 09, 2021 Filed Feb 10, 2021 22:21 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | GrantEMPLOYEE STOCK OPTION (RT TO BUY) · Derivative | 7,260 | $0.00 Strike: $55.74 | $0.00 |
DisclosureSEC source: 0001246360-21-000412 · form.xml · derivative · entry 3 SPRAGUE JOSEPH A · CIK 0001544031 · PRESIDENT, HORIZON AIR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,260 Underlying: COMMON STOCK · 7,260 shares Expires 2031-02-09 F2 · derivative.exercise_date: OPTIONS VEST IN 25% INCREMENTS OVER FOUR YEARS (2/9/2022, 2/9/2023, 2/9/2024 AND 2/9/2025). Read SEC document |
| November 07, 2020 Filed Nov 9, 2020 22:35 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | Exercise / conversionRESTRICTED STOCK UNITS · Derivative | 1,129 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001246360-20-001803 · form.xml · derivative · entry 6 SPRAGUE JOSEPH A · CIK 0001544031 · PRESIDENT, HORIZON AIR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,261 Underlying: COMMON STOCK · 1,129 shares Expires 2029-11-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: REMAINING RESTRICTED STOCK UNITS WILL VEST AS FOLLOWS: 1,130 ON 11/07/2021 AND 1,131 ON 11/07/2022. Read SEC document |
| November 07, 2020 Filed Nov 9, 2020 22:35 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | Tax withholdingCOMMON STOCK | 275 | $38.26 | $10,521.50 |
DisclosureSEC source: 0001246360-20-001803 · form.xml · nonDerivative · entry 3 SPRAGUE JOSEPH A · CIK 0001544031 · PRESIDENT, HORIZON AIR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,108 F5 · kind: SHARES FORFEITED TO COVER PAYROLL TAXES UPON VESTING OF RESTRICTED STOCK UNITS ON 11/07/2020. F6 · price: PRICE PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF ALK SHARES ON THE DATE SHARES WERE FORFEITED FOR TAXES. Read SEC document |
| November 07, 2020 Filed Nov 9, 2020 22:35 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | Exercise / conversionCOMMON STOCK | 1,129 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-20-001803 · form.xml · nonDerivative · entry 2 SPRAGUE JOSEPH A · CIK 0001544031 · PRESIDENT, HORIZON AIR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,383 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 05, 2020 Filed Nov 9, 2020 22:35 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | GrantEMPLOYEE STOCK OPTIONS (RT TO BUY) · Derivative | 2,540 | $0.00 Strike: $39.18 | $0.00 |
DisclosureSEC source: 0001246360-20-001803 · form.xml · derivative · entry 5 SPRAGUE JOSEPH A · CIK 0001544031 · PRESIDENT, HORIZON AIR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,540 Underlying: COMMON STOCK · 2,540 shares Expires 2030-11-05 F3 · derivative.exercise_date: OPTIONS VEST ANNUALLY IN EQUAL INSTALLMENTS ON THE FIRST THREE ANNIVERSARIES OF THE GRANT DATE (11/5/2021, 11/5/2022 AND 11/5/2023). Read SEC document |
| November 05, 2020 Filed Nov 9, 2020 22:35 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | GrantRESTRICTED STOCK UNITS · Derivative | 2,960 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001246360-20-001803 · form.xml · derivative · entry 4 SPRAGUE JOSEPH A · CIK 0001544031 · PRESIDENT, HORIZON AIR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,960 Underlying: COMMON STOCK · 2,960 shares Expires 2030-11-05 F2 · derivative.exercise_date: RESTRICTED STOCK UNITS WILL VEST ANNUALLY IN EQUAL INSTALLMENTS ON THE FIRST THREE ANNIVERSARIES OF THE GRANT DATE AND CONVERT INTO COMMON STOCK ON A ONE-FOR-ONE-BASIS. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.