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THOMPSON J KENNETH

Disclosed activity across 4 companies

Tapewire entity
21420
SEC CIK
0001188787

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ALASKA AIR GROUP, INC.ALK · Entity 3976DirectorDecember 11, 2024December 12, 2024
Coeur Mining, Inc.CDE · Entity 3250DirectorAugust 19, 2026August 20, 2026
TETRA TECH INCTTEK · Entity 3570DirectorFebruary 14, 2024February 16, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ALASKA AIR GROUP, INC.

Report date December 11, 2024 · Filed December 12, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
COMMON STOCKSEC Table I · non-derivativeDirect32,649 Reported balance After 2024-12-11 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2024-12-11 · Gift · Disposed 3,300 · Balance 32,649

F1: Total held in column 5 includes 21,344 Deferred Stock Units (DSUs) previously granted under the Issuer's 2008 Performance Incentive Plan and 2,445 DSUs granted under the Issuer's 2016 Performance Incentive Plan. The DSUs are 100% vested on the date of grant and issuable in common shares upon resignation from the Alaska Air Group, Inc. Board of Directors.

Filing footnotes · ownership attribution and instrument terms

F1: Total held in column 5 includes 21,344 Deferred Stock Units (DSUs) previously granted under the Issuer's 2008 Performance Incentive Plan and 2,445 DSUs granted under the Issuer's 2016 Performance Incentive Plan. The DSUs are 100% vested on the date of grant and issuable in common shares upon resignation from the Alaska Air Group, Inc. Board of Directors.

Coeur Mining, Inc.

Report date August 19, 2026 · Filed August 20, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.01 per shareSEC Table I · non-derivativeDirect257,333 Reported balance After 2026-08-19 transaction · row 1
1 source row

Row 1 · 2026-08-19 · Sale · Disposed 25,000 · Balance 257,333

F1: This transaction was executed in multiple trades at prices ranging from $20.760 to $20.785. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Filing footnotes · ownership attribution and instrument terms

F1: This transaction was executed in multiple trades at prices ranging from $20.760 to $20.785. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

TETRA TECH INC

Report date February 14, 2024 · Filed February 16, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
COMMON STOCKSEC Table I · non-derivativeDirect10,985 Reported balance After 2024-02-14 transaction · row 1
1 source row

Row 1 · 2024-02-14 · Sale · Disposed 3,500 · Balance 10,985

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $177.00 to $177.46 inclusive.

Filing footnotes · ownership attribution and instrument terms

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $177.00 to $177.46 inclusive.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

PIONEER NATURAL RESOURCES CO

Report date May 03, 2024 · Filed May 03, 2024

Section 16 reporting ended · disclosed 2024-05-03. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2024-05-03 transaction · row 1
1 source row

Row 1 · 2024-05-03 · Disposition to issuer · Disposed 16,070 · Balance 0

F1: Pioneer Natural Resources Company, a Delaware corporation ("Pioneer"), ExxonMobil Corporation, a New Jersey Corporation ("ExxonMobil), and SPQR, LLC, a Delaware limited liability company and a wholly-owned subsidiary of ExxonMobil (Merger Sub") are parties to the Agreement and Plan of Merger, dated as of October 10, 2023, pursuant to which, among other things, Merger Sub merged with and into Pioneer (the "Merger"). At the effective time of the Merger, each share and each outstanding restricted stock unit were cancelled and converted into the right to receive 2.3234 shares of ExxonMobil common stock.

Common StockSEC Table I · non-derivativeIndirectIRA0 Reported balance After 2024-05-03 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2024-05-03 · Disposition to issuer · Disposed 2,075 · Balance 0

F1: Pioneer Natural Resources Company, a Delaware corporation ("Pioneer"), ExxonMobil Corporation, a New Jersey Corporation ("ExxonMobil), and SPQR, LLC, a Delaware limited liability company and a wholly-owned subsidiary of ExxonMobil (Merger Sub") are parties to the Agreement and Plan of Merger, dated as of October 10, 2023, pursuant to which, among other things, Merger Sub merged with and into Pioneer (the "Merger"). At the effective time of the Merger, each share and each outstanding restricted stock unit were cancelled and converted into the right to receive 2.3234 shares of ExxonMobil common stock.

Filing footnotes · ownership attribution and instrument terms

F1: Pioneer Natural Resources Company, a Delaware corporation ("Pioneer"), ExxonMobil Corporation, a New Jersey Corporation ("ExxonMobil), and SPQR, LLC, a Delaware limited liability company and a wholly-owned subsidiary of ExxonMobil (Merger Sub") are parties to the Agreement and Plan of Merger, dated as of October 10, 2023, pursuant to which, among other things, Merger Sub merged with and into Pioneer (the "Merger"). At the effective time of the Merger, each share and each outstanding restricted stock unit were cancelled and converted into the right to receive 2.3234 shares of ExxonMobil common stock.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 19, 2026 Filed Aug 20, 2026 22:30 UTC Coeur Mining, Inc. CDE · Entity 3250 SaleCommon Stock, par value $0.01 per share 25,000 $20.77 $519,250.00
Disclosure

SEC source: 0001188787-26-000004 · wk-form4_1787265049.xml · nonDerivative · entry 1

THOMPSON J KENNETH · CIK 0001188787 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 257,333

F1 · shares: This transaction was executed in multiple trades at prices ranging from $20.760 to $20.785. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 20, 2026 Filed Feb 23, 2026 22:27 UTC Coeur Mining, Inc. CDE · Entity 3250 GrantCommon Stock, par value $0.01 per share 5,247 $0.00 $0.00
Disclosure

SEC source: 0001188787-26-000002 · wk-form4_1771885674.xml · nonDerivative · entry 1

THOMPSON J KENNETH · CIK 0001188787 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 282,333

F1 · shares: These shares were issued to the Reporting Person pursuant to the 2018 Long-Term Incentive Plan, as amended, as a portion of the Reporting Person's retainer fee.

Read SEC document
August 12, 2025 Filed Aug 13, 2025 20:10 UTC Coeur Mining, Inc. CDE · Entity 3250 SaleCommon Stock, par value $0.01 per share 8,324 $11.74 $97,723.76
Disclosure

SEC source: 0001188787-25-000005 · wk-form4_1755115813.xml · nonDerivative · entry 1

THOMPSON J KENNETH · CIK 0001188787 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 277,086

F1 · price: This transaction was executed in multiple trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the transactions.

Read SEC document
February 24, 2025 Filed Feb 25, 2025 22:11 UTC Coeur Mining, Inc. CDE · Entity 3250 GrantCommon Stock, par value $0.01 per share 17,160 $0.00 $0.00
Disclosure

SEC source: 0000215466-25-000029 · wk-form4_1740521496.xml · nonDerivative · entry 1

THOMPSON J KENNETH · CIK 0001188787 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 285,410

F1 · shares: These shares were issued to the Reporting Person pursuant to the 2018 Long-Term Incentive Plan, as amended, as a portion of the Reporting Person's retainer fee.

F2 · balance_after: Reduced by 1 share to correct a previous rounding error.

Read SEC document
December 11, 2024 Filed Dec 12, 2024 23:42 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 GiftCOMMON STOCK 3,300 $0.00 $0.00
Disclosure

SEC source: 0001188787-24-000004 · wk-form4_1734046923.xml · nonDerivative · entry 1

THOMPSON J KENNETH · CIK 0001188787 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,649

F1 · balance_after: Total held in column 5 includes 21,344 Deferred Stock Units (DSUs) previously granted under the Issuer's 2008 Performance Incentive Plan and 2,445 DSUs granted under the Issuer's 2016 Performance Incentive Plan. The DSUs are 100% vested on the date of grant and issuable in common shares upon resignation from the Alaska Air Group, Inc. Board of Directors.

Read SEC document
May 09, 2024 Filed May 13, 2024 21:37 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 GrantCOMMON STOCK 3,191 $43.86 $139,957.26
Disclosure

SEC source: 0001188787-24-000002 · wk-form4_1715636221.xml · nonDerivative · entry 1

THOMPSON J KENNETH · CIK 0001188787 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,949

F1 · shares: Shares of Alaska Air Group, Inc. (the "Issuer") common stock granted under the Issuer's 2016 Performance Incentive Plan in connection with the reporting person's re-election to serve on the Issuer's Board of Directors until the 2025 Annual Stockholders Meeting.

F2 · balance_after: Includes 21,344 DSUs previously granted under the Issuer's 2008 Performance Incentive Plan and 2,445 DSUs previously granted under the Issuer's 2016 Performance Incentive Plan.

Read SEC document
May 03, 2024 Filed May 3, 2024 16:05 UTC PIONEER NATURAL RESOURCES CO PXD · Entity 91514 Disposition to issuerCommon Stock 2,075 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-052887 · ownership.xml · nonDerivative · entry 2

THOMPSON J KENNETH · CIK 0001188787 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · IRA

Disclosed balance after: 0

F1 · kind: Pioneer Natural Resources Company, a Delaware corporation ("Pioneer"), ExxonMobil Corporation, a New Jersey Corporation ("ExxonMobil), and SPQR, LLC, a Delaware limited liability company and a wholly-owned subsidiary of ExxonMobil (Merger Sub") are parties to the Agreement and Plan of Merger, dated as of October 10, 2023, pursuant to which, among other things, Merger Sub merged with and into Pioneer (the "Merger"). At the effective time of the Merger, each share and each outstanding restricted stock unit were cancelled and converted into the right to receive 2.3234 shares of ExxonMobil common stock.

F1 · price: Pioneer Natural Resources Company, a Delaware corporation ("Pioneer"), ExxonMobil Corporation, a New Jersey Corporation ("ExxonMobil), and SPQR, LLC, a Delaware limited liability company and a wholly-owned subsidiary of ExxonMobil (Merger Sub") are parties to the Agreement and Plan of Merger, dated as of October 10, 2023, pursuant to which, among other things, Merger Sub merged with and into Pioneer (the "Merger"). At the effective time of the Merger, each share and each outstanding restricted stock unit were cancelled and converted into the right to receive 2.3234 shares of ExxonMobil common stock.

Read SEC document
May 03, 2024 Filed May 3, 2024 16:05 UTC PIONEER NATURAL RESOURCES CO PXD · Entity 91514 Disposition to issuerCommon Stock 16,070 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-052887 · ownership.xml · nonDerivative · entry 1

THOMPSON J KENNETH · CIK 0001188787 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Pioneer Natural Resources Company, a Delaware corporation ("Pioneer"), ExxonMobil Corporation, a New Jersey Corporation ("ExxonMobil), and SPQR, LLC, a Delaware limited liability company and a wholly-owned subsidiary of ExxonMobil (Merger Sub") are parties to the Agreement and Plan of Merger, dated as of October 10, 2023, pursuant to which, among other things, Merger Sub merged with and into Pioneer (the "Merger"). At the effective time of the Merger, each share and each outstanding restricted stock unit were cancelled and converted into the right to receive 2.3234 shares of ExxonMobil common stock.

F1 · price: Pioneer Natural Resources Company, a Delaware corporation ("Pioneer"), ExxonMobil Corporation, a New Jersey Corporation ("ExxonMobil), and SPQR, LLC, a Delaware limited liability company and a wholly-owned subsidiary of ExxonMobil (Merger Sub") are parties to the Agreement and Plan of Merger, dated as of October 10, 2023, pursuant to which, among other things, Merger Sub merged with and into Pioneer (the "Merger"). At the effective time of the Merger, each share and each outstanding restricted stock unit were cancelled and converted into the right to receive 2.3234 shares of ExxonMobil common stock.

Read SEC document
March 15, 2024 Filed Mar 19, 2024 16:07 UTC PIONEER NATURAL RESOURCES CO PXD · Entity 91514 SaleCommon Stock 1,000 $250.00 $250,000.00
Disclosure

SEC source: 0001038357-24-000034 · wk-form4_1710878842.xml · nonDerivative · entry 1

THOMPSON J KENNETH · CIK 0001188787 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,070

Read SEC document
February 26, 2024 Filed Feb 27, 2024 22:20 UTC Coeur Mining, Inc. CDE · Entity 3250 GrantCommon Stock, par value $0.01 per share 34,129 $0.00 $0.00
Disclosure

SEC source: 0000215466-24-000049 · wk-form4_1709072440.xml · nonDerivative · entry 1

THOMPSON J KENNETH · CIK 0001188787 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 268,251

F1 · shares: These shares were issued to the reporting person pursuant to the 2018 Long-Term Incentive Plan, as amended, as a portion of the reporting person's retainer fee.

Read SEC document
February 14, 2024 Filed Feb 16, 2024 23:10 UTC TETRA TECH INC TTEK · Entity 3570 SaleCOMMON STOCK 3,500 $177.24 $620,336.15
Disclosure

SEC source: 0000831641-24-000019 · wk-form4_1708124986.xml · nonDerivative · entry 1

THOMPSON J KENNETH · CIK 0001188787 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,985

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $177.00 to $177.46 inclusive.

Read SEC document
February 05, 2024 Filed Feb 8, 2024 01:00 UTC TETRA TECH INC TTEK · Entity 3570 Exercise / conversionSTOCK OPTION · Derivative 4,200 $0.00 Strike: $40.80 $0.00
Disclosure

SEC source: 0000831641-24-000011 · wk-form4_1707353993.xml · derivative · entry 5

THOMPSON J KENNETH · CIK 0001188787 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 4,200 shares

Expires 2026-11-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option becomes exercisable as to 100% of the shares on the anniversary of the grant date.

Read SEC document
February 05, 2024 Filed Feb 8, 2024 01:00 UTC TETRA TECH INC TTEK · Entity 3570 Exercise / conversionSTOCK OPTION (RIGHT TO BUY) · Derivative 4,200 $0.00 Strike: $47.95 $0.00
Disclosure

SEC source: 0000831641-24-000011 · wk-form4_1707353993.xml · derivative · entry 4

THOMPSON J KENNETH · CIK 0001188787 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 4,200 shares

Expires 2027-11-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option becomes exercisable as to 100% of the shares on the anniversary of the grant date.

Read SEC document
February 05, 2024 Filed Feb 8, 2024 01:00 UTC TETRA TECH INC TTEK · Entity 3570 SaleCOMMON STOCK 8,400 $165.00 $1,386,000.00
Disclosure

SEC source: 0000831641-24-000011 · wk-form4_1707353993.xml · nonDerivative · entry 3

THOMPSON J KENNETH · CIK 0001188787 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,485

F1 · price: All shares sold at an exact price.

Read SEC document
February 05, 2024 Filed Feb 8, 2024 01:00 UTC TETRA TECH INC TTEK · Entity 3570 Exercise / conversionCOMMON STOCK 4,200 $40.80 $171,360.00
Disclosure

SEC source: 0000831641-24-000011 · wk-form4_1707353993.xml · nonDerivative · entry 2

THOMPSON J KENNETH · CIK 0001188787 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,885

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 05, 2024 Filed Feb 8, 2024 01:00 UTC TETRA TECH INC TTEK · Entity 3570 Exercise / conversionCOMMON STOCK 4,200 $47.95 $201,390.00
Disclosure

SEC source: 0000831641-24-000011 · wk-form4_1707353993.xml · nonDerivative · entry 1

THOMPSON J KENNETH · CIK 0001188787 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,685

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 21, 2023 Filed Nov 23, 2023 01:11 UTC TETRA TECH INC TTEK · Entity 3570 GrantRESTRICTED STOCK UNITS (RIGHT TO RECEIVE) · Derivative 425 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000831641-23-000111 · wk-form4_1700701871.xml · derivative · entry 3

THOMPSON J KENNETH · CIK 0001188787 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 425

Underlying: COMMON STOCK · 425 shares

Expires not disclosed

F3 · security: Represents an award of restricted stock units (RSUs), each unit of which represents a contingent right to receive one share of Tetra Tech common stock.

F4 · derivative.exercise_date: The RSUs become 100% vested as to the shares underlying the RSUs on November 30, 2024.

F5 · derivative.expiration_date: The RSUs are exercisable at the time of vesting and do not have a set expiration date.

Read SEC document
November 21, 2023 Filed Nov 23, 2023 01:11 UTC TETRA TECH INC TTEK · Entity 3570 GiftCOMMON STOCK 325 $0.00 $0.00
Disclosure

SEC source: 0000831641-23-000111 · wk-form4_1700701871.xml · nonDerivative · entry 2

THOMPSON J KENNETH · CIK 0001188787 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,485

F2 · price: Bona fide gift. No compensation was given to the donor for the gifting of shares.

Read SEC document
November 21, 2023 Filed Nov 23, 2023 01:11 UTC TETRA TECH INC TTEK · Entity 3570 GrantCOMMON STOCK 1,054 $0.00 $0.00
Disclosure

SEC source: 0000831641-23-000111 · wk-form4_1700701871.xml · nonDerivative · entry 1

THOMPSON J KENNETH · CIK 0001188787 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,810

F1 · shares: Shares acquired pursuant to vesting of performance stock units (PSUs) earned under 2018 Equity Incentive Plan.

Read SEC document
November 20, 2023 Filed Nov 22, 2023 02:53 UTC TETRA TECH INC TTEK · Entity 3570 SaleCOMMON STOCK 3,510 $165.71 $581,642.10
Disclosure

SEC source: 0000831641-23-000077 · wk-form4_1700621581.xml · nonDerivative · entry 2

THOMPSON J KENNETH · CIK 0001188787 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,376

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $165.63 to $165.91, inclusive.

Read SEC document
November 20, 2023 Filed Nov 22, 2023 02:53 UTC TETRA TECH INC TTEK · Entity 3570 SaleCOMMON STOCK 950 $166.03 $157,725.65
Disclosure

SEC source: 0000831641-23-000077 · wk-form4_1700621581.xml · nonDerivative · entry 1

THOMPSON J KENNETH · CIK 0001188787 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,886

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $165.95 to $166.07, inclusive.

Read SEC document
November 18, 2023 Filed Nov 22, 2023 02:53 UTC TETRA TECH INC TTEK · Entity 3570 Exercise / conversionRESTRICTED STOCK UNITS (RIGHT TO RECEIVE) · Derivative 380 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000831641-23-000077 · wk-form4_1700621581.xml · derivative · entry 4

THOMPSON J KENNETH · CIK 0001188787 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 380 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The restricted stock units (RSUs) become vested as to 100% of the shares underlying the RSUs on November 18, 2023.

F4 · derivative.expiration_date: The RSUs are exercisable at the time of vesting and do not have a set expiration date.

Read SEC document
November 18, 2023 Filed Nov 22, 2023 02:53 UTC TETRA TECH INC TTEK · Entity 3570 Exercise / conversionCOMMON STOCK 380 $0.00 $0.00
Disclosure

SEC source: 0000831641-23-000077 · wk-form4_1700621581.xml · nonDerivative · entry 3

THOMPSON J KENNETH · CIK 0001188787 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,756

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 13, 2023 Filed Jun 14, 2023 20:58 UTC TETRA TECH INC TTEK · Entity 3570 SaleCOMMON STOCK 2,500 $156.21 $390,525.00
Disclosure

SEC source: 0000831641-23-000030 · wf-form4_168677628675047.xml · nonDerivative · entry 1

THOMPSON J KENNETH · CIK 0001188787 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,836

F1 · price: All shares sold at an exact price.

Read SEC document
June 02, 2023 Filed Jun 5, 2023 20:22 UTC TETRA TECH INC TTEK · Entity 3570 SaleCOMMON STOCK 5,000 $152.31 $761,564.50
Disclosure

SEC source: 0000831641-23-000026 · wf-form4_168599651639326.xml · nonDerivative · entry 1

THOMPSON J KENNETH · CIK 0001188787 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,336

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $152.2322 to $152.59, inclusive.

Read SEC document
May 25, 2023 Filed May 25, 2023 17:38 UTC PIONEER NATURAL RESOURCES CO PXD · Entity 91514 GrantCommon Stock 1,511 $0.00 $0.00
Disclosure

SEC source: 0001188787-23-000006 · wk-form4_1685050687.xml · nonDerivative · entry 2

THOMPSON J KENNETH · CIK 0001188787 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,070

Read SEC document
May 04, 2023 Filed May 8, 2023 23:08 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 GrantCOMMON STOCK 2,851 $0.00 $0.00
Disclosure

SEC source: 0001188787-23-000005 · wf-form4_168358728851114.xml · nonDerivative · entry 1

THOMPSON J KENNETH · CIK 0001188787 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,758

F1 · shares: Shares of Alaska Air Group, Inc. (the "Issuer") common stock granted under the Issuer's 2016 Performance Incentive Plan in connection with the reporting person's re-election to serve on the Issuer's Board of Directors until the 2024 Annual Stockholders Meeting.

F2 · balance_after: Includes 23,789 deferred stock units ("DSUs") previously granted under the Issuer's 2016 Performance Incentive Plan. The DSUs are 100% vested on the date of grant and issuable in common stock upon resignation from the Issuer's Board of Directors.

Read SEC document
March 09, 2023 Filed Mar 13, 2023 21:32 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 SaleCOMMON STOCK 3,500 $48.58 $170,016.70
Disclosure

SEC source: 0001188787-23-000003 · wf-form4_167874312917059.xml · nonDerivative · entry 2

THOMPSON J KENNETH · CIK 0001188787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,907

F1 · balance_after: Total held in column 5 includes 23,789 Deferred Stock Units (DSUs) of which 21,344 DSUs were granted under the Issuer's 2008 Performance Incentive Plan and 2,445 DSUs were granted under the Issuer's 2016 Performance Incentive Plan. The DSUs were 100% vested on the date of grant and are issuable in common shares upon resignation from the Alaska Air Group, Inc. Board of Directors.

Read SEC document
March 09, 2023 Filed Mar 13, 2023 21:32 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 GiftCOMMON STOCK 2,500 $0.00 $0.00
Disclosure

SEC source: 0001188787-23-000003 · wf-form4_167874312917059.xml · nonDerivative · entry 1

THOMPSON J KENNETH · CIK 0001188787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,407

F1 · balance_after: Total held in column 5 includes 23,789 Deferred Stock Units (DSUs) of which 21,344 DSUs were granted under the Issuer's 2008 Performance Incentive Plan and 2,445 DSUs were granted under the Issuer's 2016 Performance Incentive Plan. The DSUs were 100% vested on the date of grant and are issuable in common shares upon resignation from the Alaska Air Group, Inc. Board of Directors.

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March 07, 2023 Filed Mar 8, 2023 21:55 UTC Coeur Mining, Inc. CDE · Entity 3250 PurchaseCommon Stock, par value $0.01 per share 10,000 $2.93 $29,287.00
Disclosure

SEC source: 0000215466-23-000076 · wf-form4_167831253537903.xml · nonDerivative · entry 1

THOMPSON J KENNETH · CIK 0001188787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,122

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February 27, 2023 Filed Feb 27, 2023 22:33 UTC Coeur Mining, Inc. CDE · Entity 3250 GrantCommon Stock, par value $0.01 per share 28,169 $0.00 $0.00
Disclosure

SEC source: 0000215466-23-000054 · wf-form4_167753719286128.xml · nonDerivative · entry 1

THOMPSON J KENNETH · CIK 0001188787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,122

F1 · shares: These shares were issued to the reporting person pursuant to the 2018 Long-Term Incentive Plan as a portion of the reporting person's retainer fee.

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November 18, 2022 Filed Nov 23, 2022 02:13 UTC TETRA TECH INC TTEK · Entity 3570 Exercise / conversionRESTRICTED STOCK UNITS (RIGHT TO RECEIVE) · Derivative 318 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000831641-22-000118 · wf-form4_166916961819195.xml · derivative · entry 3

THOMPSON J KENNETH · CIK 0001188787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 318 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The restricted stock units (RSUs) become 100% vested as to the shares underlying the RSUs on November 18, 2022.

F3 · derivative.expiration_date: The RSUs are exercisable at the time of vesting and do not have a set expiration date.

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November 18, 2022 Filed Nov 23, 2022 02:13 UTC TETRA TECH INC TTEK · Entity 3570 Exercise / conversionCOMMON STOCK 318 $0.00 $0.00
Disclosure

SEC source: 0000831641-22-000118 · wf-form4_166916961819195.xml · nonDerivative · entry 2

THOMPSON J KENNETH · CIK 0001188787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,336

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 18, 2022 Filed Nov 23, 2022 02:13 UTC TETRA TECH INC TTEK · Entity 3570 GrantCOMMON STOCK 1,710 $0.00 $0.00
Disclosure

SEC source: 0000831641-22-000118 · wf-form4_166916961819195.xml · nonDerivative · entry 1

THOMPSON J KENNETH · CIK 0001188787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,018

F1 · price: Shares acquired pursuant to vesting of performance stock units (PSUs) earned under 2018 Equity Incentive Plan.

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November 16, 2022 Filed Nov 19, 2022 01:38 UTC TETRA TECH INC TTEK · Entity 3570 GrantRESTRICTED STOCK UNITS (RIGHT TO RECEIVE) · Derivative 380 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000831641-22-000090 · wf-form4_166882192008372.xml · derivative · entry 1

THOMPSON J KENNETH · CIK 0001188787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 380

Underlying: COMMON STOCK · 380 shares

Expires not disclosed

F1 · shares: Represents an award of restricted stock units (RSUs), each unit of which represents a contingent right to receive one share of Tetra Tech common stock.

F2 · derivative.exercise_date: The RSUs become vested as to 100% of the shares underlying the RSUs on November 18, 2023.

F3 · derivative.expiration_date: The RSUs are exercisable at the time of vesting and do not have a set expiration date.

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November 14, 2022 Filed Nov 16, 2022 22:58 UTC TETRA TECH INC TTEK · Entity 3570 SaleCOMMON STOCK 3,500 $158.98 $556,444.35
Disclosure

SEC source: 0001188787-22-000008 · wf-form4_166863946911440.xml · nonDerivative · entry 1

THOMPSON J KENNETH · CIK 0001188787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,308

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $158.94 to $159.29, inclusive.

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October 27, 2022 Filed Oct 31, 2022 21:52 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 GiftCOMMON STOCK 2,250 $0.00 $0.00
Disclosure

SEC source: 0001188787-22-000003 · wf-form4_166725314095913.xml · nonDerivative · entry 1

THOMPSON J KENNETH · CIK 0001188787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,907

F1 · security: Total held in column 5 includes 21,344 deferred stock units (DSUs) previously granted under the issuer's 2008 Performance Incentive Plan and 3,459 DSUs granted under the issuer's 2016 Performance Incentive Plan. The DSUs are 100% vested on the date of grant and issuable in common stock upon resignation from the Alaska Air Group Inc. Board of Directors.

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May 25, 2022 Filed May 27, 2022 17:10 UTC PIONEER NATURAL RESOURCES CO PXD · Entity 91514 GrantCommon Stock 1,287 $0.00 $0.00
Disclosure

SEC source: 0001038357-22-000088 · wf-form4_165368580637700.xml · nonDerivative · entry 1

THOMPSON J KENNETH · CIK 0001188787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,559

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May 05, 2022 Filed May 5, 2022 22:50 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 GrantCOMMON STOCK 2,346 $0.00 $0.00
Disclosure

SEC source: 0000766421-22-000047 · primary_doc.xml · nonDerivative · entry 1

THOMPSON J KENNETH · CIK 0001188787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,157

F1 · security: TOTAL HELD IN COLUMN 5 INCLUDES 21,344 DEFERRED STOCK UNITS (DSUs) PREVIOUSLY GRANTED UNDER THE ISSUER'S 2008 PERFORMANCE INCENTIVE PLAN AND 3,459 DSUs GRANTED UNDER THE ISSUER'S 2016 PERFORMANCE INCENTIVE PLAN. THE DSUs ARE 100% VESTED ON THE DATE OF GRANT AND ISSUABLE IN COMMON SHARES UPON RESIGNATION FROM THE ALASKA AIR GROUP, INC. BOARD OF DIRECTORS.

F2 · kind: SHARES OF ALASKA AIR GROUP COMMON STOCK GRANTED UNDER THE ISSUER'S 2016 PERFORMANCE INCENTIVE PLAN IN CONNECTION WITH THE REPORTING PERSON'S RE-ELECTION TO SERVE ON THE COMPANY'S BOARD OF DIRECTORS UNTIL THE 2023 ANNUAL STOCKHOLDERS MEETING.

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March 21, 2022 Filed Mar 23, 2022 16:16 UTC PIONEER NATURAL RESOURCES CO PXD · Entity 91514 SaleCommon Stock 2,000 $248.73 $497,468.00
Disclosure

SEC source: 0001038357-22-000052 · wf-form4_164806658504740.xml · nonDerivative · entry 2

THOMPSON J KENNETH · CIK 0001188787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,272

F1 · price: This transaction was executed in multiple trades at prices ranging from $248.57 to $248.85. The price reported above reflects the weighted average sale price. The reporting person will provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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February 23, 2022 Filed Feb 25, 2022 16:34 UTC PIONEER NATURAL RESOURCES CO PXD · Entity 91514 SaleCommon Stock 1,500 $228.67 $343,005.00
Disclosure

SEC source: 0001038357-22-000041 · wf-form4_164582486070291.xml · nonDerivative · entry 2

THOMPSON J KENNETH · CIK 0001188787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,272

Read SEC document
February 21, 2022 Filed Feb 22, 2022 22:54 UTC Coeur Mining, Inc. CDE · Entity 3250 GrantCommon Stock, par value $0.01 per share 17,786 $0.00 $0.00
Disclosure

SEC source: 0000215466-22-000048 · wf-form4_164557047037238.xml · nonDerivative · entry 1

THOMPSON J KENNETH · CIK 0001188787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,953

F1 · shares: These shares were issued to the reporting person pursuant to the 2018 Long-Term Incentive Plan as a portion of the reporting person's retainer fee.

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December 10, 2021 Filed Dec 17, 2021 00:05 UTC TETRA TECH INC TTEK · Entity 3570 GiftCOMMON STOCK 350 $0.00 $0.00
Disclosure

SEC source: 0000831641-21-000169 · wf-form4_163969947695297.xml · nonDerivative · entry 1

THOMPSON J KENNETH · CIK 0001188787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,808

F1 · price: Bona fide gift. No compensation was given to the donor for the gifting of shares.

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November 23, 2021 Filed Nov 25, 2021 01:25 UTC TETRA TECH INC TTEK · Entity 3570 GrantRESTRICTED STOCK UNITS (RIGHT TO RECEIVE) · Derivative 318 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000831641-21-000147 · wf-form4_163780351107180.xml · derivative · entry 2

THOMPSON J KENNETH · CIK 0001188787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 318

Underlying: COMMON STOCK · 318 shares

Expires 2022-11-19

F2 · derivative.exercise_date: The restricted stock units (RSUs) become 100% vested as to the shares underlying the RSUs on November 18, 2022.

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November 23, 2021 Filed Nov 25, 2021 01:25 UTC TETRA TECH INC TTEK · Entity 3570 GrantCOMMON STOCK 2,310 $0.00 $0.00
Disclosure

SEC source: 0000831641-21-000147 · wf-form4_163780351107180.xml · nonDerivative · entry 1

THOMPSON J KENNETH · CIK 0001188787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,158

F1 · price: Shares acquired pursuant to vesting of performance stock units (PSUs) earned under 2018 Equity Incentive Plan.

Read SEC document
November 18, 2021 Filed Nov 23, 2021 00:44 UTC TETRA TECH INC TTEK · Entity 3570 Exercise / conversionRESTRICTED STOCK UNITS (RIGHT TO RECEIVE) · Derivative 410 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000831641-21-000106 · wf-form4_163762826861982.xml · derivative · entry 2

THOMPSON J KENNETH · CIK 0001188787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 410 shares

Expires 2021-11-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The restricted stock units (RSUs) become 100% vested as to the shares underlying the RSUs on November 18, 2021.

Read SEC document
November 18, 2021 Filed Nov 23, 2021 00:44 UTC TETRA TECH INC TTEK · Entity 3570 Exercise / conversionCOMMON STOCK 410 $0.00 $0.00
Disclosure

SEC source: 0000831641-21-000106 · wf-form4_163762826861982.xml · nonDerivative · entry 1

THOMPSON J KENNETH · CIK 0001188787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,848

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares automatically acquired upon the vesting of restricted stock units (RSUs).

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September 03, 2021 Filed Sep 3, 2021 23:03 UTC TETRA TECH INC TTEK · Entity 3570 Exercise / conversionSTOCK OPTION · Derivative 4,200 $0.00 Strike: $27.16 $0.00
Disclosure

SEC source: 0000831641-21-000066 · wf-form4_163071021907306.xml · derivative · entry 3

THOMPSON J KENNETH · CIK 0001188787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 4,200 shares

Expires 2025-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option becomes exercisable as to 100% of the shares on the anniversary of the grant date.

F3 · derivative.expiration_date: The option granted expires 10 years after the grant date.

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September 03, 2021 Filed Sep 3, 2021 23:03 UTC TETRA TECH INC TTEK · Entity 3570 SaleCOMMON STOCK 4,200 $152.03 $638,511.72
Disclosure

SEC source: 0000831641-21-000066 · wf-form4_163071021907306.xml · nonDerivative · entry 2

THOMPSON J KENNETH · CIK 0001188787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,438

F1 · price: $152.0266 is an average price. Shares were sold at prices ranging from $152.010 to $152.125 per share.

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September 03, 2021 Filed Sep 3, 2021 23:03 UTC TETRA TECH INC TTEK · Entity 3570 Exercise / conversionCOMMON STOCK 4,200 $27.16 $114,072.00
Disclosure

SEC source: 0000831641-21-000066 · wf-form4_163071021907306.xml · nonDerivative · entry 1

THOMPSON J KENNETH · CIK 0001188787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,638

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.