Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ALASKA AIR GROUP, INC.ALK · Entity 3976 | PRES & CEO/HORIZON AIR | December 04, 2017 | December 05, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ALASKA AIR GROUP, INC.
Report date December 04, 2017 · Filed December 05, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| COMMON STOCKSEC Table I · non-derivative | Direct | 6,866 |
Last balance in matching sequence
After 2017-12-04 transaction · row 4
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
4 source rowsRow 1 · 2017-12-04 · Exercise / conversion · Acquired 2,782 · Balance 9,648 F1: TOTAL HELD IN COLUMN 5 INCLUDES 1,150 and 1,400 UNVESTED RESTRICTED STOCK UNITS GRANTED ON 2/10/2015 AND 2/9/2016, RESPECTIVELY, UNDER THE ISSUER'S 2008 PERFORMANCE INCENTIVE PLAN; and 180 UNVESTED RESTRICTED STOCK UNITS GRANTED ON 5/12/2016 UNDER THE ISSUER'S 2016 PERFORMANCE INCENTIVE PLAN. Row 2 · 2017-12-04 · Exercise / conversion · Acquired 1,315 · Balance 10,963 F1: TOTAL HELD IN COLUMN 5 INCLUDES 1,150 and 1,400 UNVESTED RESTRICTED STOCK UNITS GRANTED ON 2/10/2015 AND 2/9/2016, RESPECTIVELY, UNDER THE ISSUER'S 2008 PERFORMANCE INCENTIVE PLAN; and 180 UNVESTED RESTRICTED STOCK UNITS GRANTED ON 5/12/2016 UNDER THE ISSUER'S 2016 PERFORMANCE INCENTIVE PLAN. Row 3 · 2017-12-04 · Exercise / conversion · Acquired 837 · Balance 11,800 F1: TOTAL HELD IN COLUMN 5 INCLUDES 1,150 and 1,400 UNVESTED RESTRICTED STOCK UNITS GRANTED ON 2/10/2015 AND 2/9/2016, RESPECTIVELY, UNDER THE ISSUER'S 2008 PERFORMANCE INCENTIVE PLAN; and 180 UNVESTED RESTRICTED STOCK UNITS GRANTED ON 5/12/2016 UNDER THE ISSUER'S 2016 PERFORMANCE INCENTIVE PLAN. Row 4 · 2017-12-04 · Sale · Disposed 4,934 · Balance 6,866 F1: TOTAL HELD IN COLUMN 5 INCLUDES 1,150 and 1,400 UNVESTED RESTRICTED STOCK UNITS GRANTED ON 2/10/2015 AND 2/9/2016, RESPECTIVELY, UNDER THE ISSUER'S 2008 PERFORMANCE INCENTIVE PLAN; and 180 UNVESTED RESTRICTED STOCK UNITS GRANTED ON 5/12/2016 UNDER THE ISSUER'S 2016 PERFORMANCE INCENTIVE PLAN. |
| EMPLOYEE STOCK OPTION (RT TO BUY)SEC Table II · derivative / convertible security · Conversion / exercise price $43.88 · Expires 2024-08-11 | Direct | 928 |
Reported balance
After 2017-12-04 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2017-12-04 · Exercise / conversion · Disposed 2,782 · Balance 928 |
| EMPLOYEE STOCK OPTION (RT TO BUY)SEC Table II · derivative / convertible security · Conversion / exercise price $65.37 · Expires 2025-02-10 | Direct | 1,315 |
Reported balance
After 2017-12-04 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2017-12-04 · Exercise / conversion · Disposed 1,315 · Balance 1,315 |
| EMPLOYEE STOCK OPTION (RT TO BUY)SEC Table II · derivative / convertible security · Conversion / exercise price $65.63 · Expires 2026-02-09 | Direct | 2,513 |
Reported balance
After 2017-12-04 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2017-12-04 · Exercise / conversion · Disposed 837 · Balance 2,513 |
Filing footnotes · ownership attribution and instrument terms
F1: TOTAL HELD IN COLUMN 5 INCLUDES 1,150 and 1,400 UNVESTED RESTRICTED STOCK UNITS GRANTED ON 2/10/2015 AND 2/9/2016, RESPECTIVELY, UNDER THE ISSUER'S 2008 PERFORMANCE INCENTIVE PLAN; and 180 UNVESTED RESTRICTED STOCK UNITS GRANTED ON 5/12/2016 UNDER THE ISSUER'S 2016 PERFORMANCE INCENTIVE PLAN.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 04, 2017 Filed Dec 5, 2017 23:28 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | Exercise / conversionEMPLOYEE STOCK OPTION (RT TO BUY) · Derivative | 837 | $0.00 Strike: $65.63 | $0.00 |
DisclosureSEC source: 0001246360-17-003212 · form.xml · derivative · entry 7 CAMPBELL DAVID L · CIK 0001616196 · PRES & CEO/HORIZON AIR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,513 Underlying: COMMON STOCK · 837 shares Expires 2026-02-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 04, 2017 Filed Dec 5, 2017 23:28 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | Exercise / conversionEMPLOYEE STOCK OPTION (RT TO BUY) · Derivative | 1,315 | $0.00 Strike: $65.37 | $0.00 |
DisclosureSEC source: 0001246360-17-003212 · form.xml · derivative · entry 6 CAMPBELL DAVID L · CIK 0001616196 · PRES & CEO/HORIZON AIR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,315 Underlying: COMMON STOCK · 1,315 shares Expires 2025-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 04, 2017 Filed Dec 5, 2017 23:28 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | Exercise / conversionEMPLOYEE STOCK OPTION (RT TO BUY) · Derivative | 2,782 | $0.00 Strike: $43.88 | $0.00 |
DisclosureSEC source: 0001246360-17-003212 · form.xml · derivative · entry 5 CAMPBELL DAVID L · CIK 0001616196 · PRES & CEO/HORIZON AIR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 928 Underlying: COMMON STOCK · 2,782 shares Expires 2024-08-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 04, 2017 Filed Dec 5, 2017 23:28 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | SaleCOMMON STOCK | 4,934 | $68.00 | $335,512.00 |
DisclosureSEC source: 0001246360-17-003212 · form.xml · nonDerivative · entry 4 CAMPBELL DAVID L · CIK 0001616196 · PRES & CEO/HORIZON AIR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,866 F1 · security: TOTAL HELD IN COLUMN 5 INCLUDES 1,150 and 1,400 UNVESTED RESTRICTED STOCK UNITS GRANTED ON 2/10/2015 AND 2/9/2016, RESPECTIVELY, UNDER THE ISSUER'S 2008 PERFORMANCE INCENTIVE PLAN; and 180 UNVESTED RESTRICTED STOCK UNITS GRANTED ON 5/12/2016 UNDER THE ISSUER'S 2016 PERFORMANCE INCENTIVE PLAN. Read SEC document |
| December 04, 2017 Filed Dec 5, 2017 23:28 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | Exercise / conversionCOMMON STOCK | 837 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-17-003212 · form.xml · nonDerivative · entry 3 CAMPBELL DAVID L · CIK 0001616196 · PRES & CEO/HORIZON AIR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,800 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: TOTAL HELD IN COLUMN 5 INCLUDES 1,150 and 1,400 UNVESTED RESTRICTED STOCK UNITS GRANTED ON 2/10/2015 AND 2/9/2016, RESPECTIVELY, UNDER THE ISSUER'S 2008 PERFORMANCE INCENTIVE PLAN; and 180 UNVESTED RESTRICTED STOCK UNITS GRANTED ON 5/12/2016 UNDER THE ISSUER'S 2016 PERFORMANCE INCENTIVE PLAN. Read SEC document |
| December 04, 2017 Filed Dec 5, 2017 23:28 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | Exercise / conversionCOMMON STOCK | 1,315 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-17-003212 · form.xml · nonDerivative · entry 2 CAMPBELL DAVID L · CIK 0001616196 · PRES & CEO/HORIZON AIR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,963 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: TOTAL HELD IN COLUMN 5 INCLUDES 1,150 and 1,400 UNVESTED RESTRICTED STOCK UNITS GRANTED ON 2/10/2015 AND 2/9/2016, RESPECTIVELY, UNDER THE ISSUER'S 2008 PERFORMANCE INCENTIVE PLAN; and 180 UNVESTED RESTRICTED STOCK UNITS GRANTED ON 5/12/2016 UNDER THE ISSUER'S 2016 PERFORMANCE INCENTIVE PLAN. Read SEC document |
| December 04, 2017 Filed Dec 5, 2017 23:28 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | Exercise / conversionCOMMON STOCK | 2,782 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-17-003212 · form.xml · nonDerivative · entry 1 CAMPBELL DAVID L · CIK 0001616196 · PRES & CEO/HORIZON AIR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,648 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: TOTAL HELD IN COLUMN 5 INCLUDES 1,150 and 1,400 UNVESTED RESTRICTED STOCK UNITS GRANTED ON 2/10/2015 AND 2/9/2016, RESPECTIVELY, UNDER THE ISSUER'S 2008 PERFORMANCE INCENTIVE PLAN; and 180 UNVESTED RESTRICTED STOCK UNITS GRANTED ON 5/12/2016 UNDER THE ISSUER'S 2016 PERFORMANCE INCENTIVE PLAN. Read SEC document |
| August 11, 2017 Filed Aug 15, 2017 22:56 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | Tax withholdingCOMMON STOCK | 804 | $84.47 | $67,913.88 |
DisclosureSEC source: 0001246360-17-002582 · form.xml · nonDerivative · entry 1 CAMPBELL DAVID L · CIK 0001616196 · PRES & CEO/HORIZON AIR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,866 F1 · security: TOTAL HELD IN COLUMN 5 INCLUDES 1,150 and 1,400 UNVESTED RESTRICTED STOCK UNITS GRANTED ON 2/10/2015 AND 2/9/2016, RESPECTIVELY, UNDER THE ISSUER'S 2008 PERFORMANCE INCENTIVE PLAN; and 180 UNVESTED RESTRICTED STOCK UNITS GRANTED ON 5/12/2016 UNDER THE ISSUER'S 2016 PERFORMANCE INCENTIVE PLAN. F2 · kind: COMMON SHARES FORFEITED TO COVER PAYROLL TAXES UPON VESTING OF RESTRICTED STOCK UNITS ON 08/11/2014. AMOUNT PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF THE SHARES ON THE DATE OF FORFEITURE. Read SEC document |
| February 14, 2017 Filed Feb 17, 2017 00:49 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | GrantEMPLOYEE STOCK OPTION (RT TO BUY) · Derivative | 3,540 | $0.00 Strike: $96.30 | $0.00 |
DisclosureSEC source: 0001246360-17-000809 · form.xml · derivative · entry 3 CAMPBELL DAVID L · CIK 0001616196 · PRES & CEO/HORIZON AIR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,540 Underlying: COMMON STOCK · 3,540 shares Expires 2027-02-14 F3 · derivative.exercise_date: OPTIONS VEST IN 25% INCREMENTS OVER FOUR YEARS (02/14/2018, 02/14/2019, 02/14/2020 and 02/14/2021). Read SEC document |
| February 14, 2017 Filed Feb 17, 2017 00:49 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | GrantRESTRICTED STOCK UNITS · Derivative | 1,540 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001246360-17-000809 · form.xml · derivative · entry 2 CAMPBELL DAVID L · CIK 0001616196 · PRES & CEO/HORIZON AIR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,540 Underlying: COMMON STOCK · 1,540 shares Expires 2027-02-14 F2 · derivative.exercise_price: RESTRICTED STOCK UNITS CONVERT INTO COMMON STOCK ON A ONE-FOR-ONE BASIS. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.