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Nasdaq · USD

ALGN

ALIGN TECHNOLOGY INC

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3488
SEC CIK
0001097149
Parsed reports
458

Last 12 months

Inside the activity.

0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202601
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 18, 2020 Filed May 19, 2020 23:11 UTC
Pudipeddi Vamsi Mohan RajSVP, Chief Marketing Officer
SaleCommon Stock 1,044 $229.72 $239,829.66
Disclosure

SEC source: 0001209191-20-030705 · doc4.xml · nonDerivative · entry 2

Pudipeddi Vamsi Mohan Raj · CIK 0001768087 · SVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202

Read SEC document
May 18, 2020 Filed May 19, 2020 23:11 UTC
Pudipeddi Vamsi Mohan RajSVP, Chief Marketing Officer
SaleCommon Stock 1,100 $230.50 $253,550.00
Disclosure

SEC source: 0001209191-20-030705 · doc4.xml · nonDerivative · entry 1

Pudipeddi Vamsi Mohan Raj · CIK 0001768087 · SVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,246

Read SEC document
May 15, 2020 Filed May 19, 2020 22:18 UTC Exercise / conversionRestricted Stock Unit · Derivative 921 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-030671 · doc4.xml · derivative · entry 3

Thaler Warren S · CIK 0001293595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 921 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F3 · derivative.exercise_date: 100% of the restricted stock unit granted on May 15, 2019 became vested on May 15, 2020 and shares were delivered to reporting person on such vest date.

F3 · derivative.expiration_date: 100% of the restricted stock unit granted on May 15, 2019 became vested on May 15, 2020 and shares were delivered to reporting person on such vest date.

Read SEC document
May 15, 2020 Filed May 19, 2020 22:18 UTC GrantCommon Stock 921 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-030671 · doc4.xml · nonDerivative · entry 1

Thaler Warren S · CIK 0001293595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,821

Read SEC document
May 15, 2020 Filed May 19, 2020 22:17 UTC Exercise / conversionRestricted Stock Unit · Derivative 921 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-030670 · doc4.xml · derivative · entry 2

SIEGEL SUSAN E · CIK 0001240363 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 921 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F2 · derivative.exercise_date: 100% of the restricted stock unit granted on May 15, 2019 became vested on May 15, 2020 and shares were delivered to reporting person on such vest date.

F2 · derivative.expiration_date: 100% of the restricted stock unit granted on May 15, 2019 became vested on May 15, 2020 and shares were delivered to reporting person on such vest date.

Read SEC document
May 15, 2020 Filed May 19, 2020 22:17 UTC GrantCommon Stock 921 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-030670 · doc4.xml · nonDerivative · entry 1

SIEGEL SUSAN E · CIK 0001240363 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,892

Read SEC document
May 15, 2020 Filed May 19, 2020 22:16 UTC Exercise / conversionRestricted Stock Uni · Derivative 921 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-030669 · doc4.xml · derivative · entry 2

SANTORA GREG J · CIK 0001188901 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 921 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F3 · derivative.exercise_date: 100% of the restricted stock unit granted on May 15, 2019 became vested on May 15, 2020 and shares were delivered to reporting person on such vest date.

F3 · derivative.expiration_date: 100% of the restricted stock unit granted on May 15, 2019 became vested on May 15, 2020 and shares were delivered to reporting person on such vest date.

Read SEC document
May 15, 2020 Filed May 19, 2020 22:16 UTC GrantCommon Stock 921 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-030669 · doc4.xml · nonDerivative · entry 1

SANTORA GREG J · CIK 0001188901 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 15,578

F1 · ownership.nature: The shares are held directly by a family trust for which the reporting person is a co-trustee.

Read SEC document
May 15, 2020 Filed May 19, 2020 22:15 UTC Exercise / conversionRestricted Stock Unit · Derivative 921 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-030668 · doc4.xml · derivative · entry 2

Saia Andrea Lynn · CIK 0001552993 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 921 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F2 · derivative.exercise_date: 100% of the restricted stock unit granted on May 15, 2019 became vested on May 15, 2020 and shares were delivered to reporting person on such vest date.

F2 · derivative.expiration_date: 100% of the restricted stock unit granted on May 15, 2019 became vested on May 15, 2020 and shares were delivered to reporting person on such vest date.

Read SEC document
May 15, 2020 Filed May 19, 2020 22:15 UTC GrantCommon Stock 921 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-030668 · doc4.xml · nonDerivative · entry 1

Saia Andrea Lynn · CIK 0001552993 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 14,987

Read SEC document
May 15, 2020 Filed May 19, 2020 22:14 UTC Exercise / conversionRestricted Stock Unit · Derivative 921 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-030661 · doc4.xml · derivative · entry 2

MORROW GEORGE J · CIK 0001068754 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 921 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F2 · derivative.exercise_date: 100% of the restricted stock unit granted on May 15, 2019 became vested on May 15, 2020 and shares were delivered to reporting person on such vest date.

F2 · derivative.expiration_date: 100% of the restricted stock unit granted on May 15, 2019 became vested on May 15, 2020 and shares were delivered to reporting person on such vest date.

Read SEC document
May 15, 2020 Filed May 19, 2020 22:14 UTC GrantCommon Stock 921 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-030661 · doc4.xml · nonDerivative · entry 1

MORROW GEORGE J · CIK 0001068754 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,478

Read SEC document
May 15, 2020 Filed May 19, 2020 22:14 UTC Exercise / conversionRestricted Stock Unit · Derivative 921 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-030664 · doc4.xml · derivative · entry 2

PRESCOTT THOMAS M · CIK 0001234773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 921 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F2 · derivative.exercise_date: 100% of the restricted stock unit granted on May 15, 2019 became vested on May 15, 2020 and shares were delivered to reporting person on such vest date.

F2 · derivative.expiration_date: 100% of the restricted stock unit granted on May 15, 2019 became vested on May 15, 2020 and shares were delivered to reporting person on such vest date.

Read SEC document
May 15, 2020 Filed May 19, 2020 22:14 UTC GrantCommon Stock 921 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-030664 · doc4.xml · nonDerivative · entry 1

PRESCOTT THOMAS M · CIK 0001234773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,398

Read SEC document
May 15, 2020 Filed May 19, 2020 22:13 UTC Exercise / conversionRestricted Stock Unit · Derivative 1,228 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-030658 · doc4.xml · derivative · entry 3

LARKIN C RAYMOND JR · CIK 0001034464 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,228 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F2 · derivative.exercise_date: 100% of the restricted stock unit granted on May 15, 2019 became vested on May 15, 2020 and shares were delivered to reporting person on such vest date.

F2 · derivative.expiration_date: 100% of the restricted stock unit granted on May 15, 2019 became vested on May 15, 2020 and shares were delivered to reporting person on such vest date.

Read SEC document
May 15, 2020 Filed May 19, 2020 22:13 UTC GrantCommon Stock 1,228 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-030658 · doc4.xml · nonDerivative · entry 2

LARKIN C RAYMOND JR · CIK 0001034464 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,293

Read SEC document
May 15, 2020 Filed May 19, 2020 22:11 UTC Exercise / conversionRestricted Stock Unit · Derivative 921 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-030654 · doc4.xml · derivative · entry 2

Dallas Kevin J · CIK 0001730784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 921 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F2 · derivative.exercise_date: 100% of the restricted stock unit granted on May 15, 2019 became vested on May 15, 2020 and shares were delivered to reporting person on such vest date.

F2 · derivative.expiration_date: 100% of the restricted stock unit granted on May 15, 2019 became vested on May 15, 2020 and shares were delivered to reporting person on such vest date.

Read SEC document
May 15, 2020 Filed May 19, 2020 22:11 UTC GrantCommon Stock 921 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-030654 · doc4.xml · nonDerivative · entry 1

Dallas Kevin J · CIK 0001730784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,337

Read SEC document
May 15, 2020 Filed May 19, 2020 22:12 UTC
LACOB JOSEPHDirector
Exercise / conversionRestricted Stock Unit · Derivative 921 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-030656 · doc4.xml · derivative · entry 2

LACOB JOSEPH · CIK 0001215490 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 921 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F2 · derivative.exercise_date: 100% of the restricted stock unit granted on May 15, 2019 became vested on May 15, 2020 and shares were delivered to reporting person on such vest date.

F2 · derivative.expiration_date: 100% of the restricted stock unit granted on May 15, 2019 became vested on May 15, 2020 and shares were delivered to reporting person on such vest date.

Read SEC document
May 15, 2020 Filed May 19, 2020 22:12 UTC
LACOB JOSEPHDirector
GrantCommon Stock 921 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-030656 · doc4.xml · nonDerivative · entry 1

LACOB JOSEPH · CIK 0001215490 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust for Reporting Person

Disclosed balance after: 184,360

Read SEC document
March 20, 2020 Filed Mar 24, 2020 00:06 UTC
Pudipeddi Vamsi Mohan RajSVP, Chief Marketing Officer
Exercise / conversionRestricted Stock Unit · Derivative 2,133 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-020775 · doc4.xml · derivative · entry 3

Pudipeddi Vamsi Mohan Raj · CIK 0001768087 · SVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,797

Underlying: Common Stock · 2,133 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F3 · derivative.exercise_date: 1/4th of the restricted stock unit granted on March 1, 2019 became vested on March 20, 2020 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F3 · derivative.expiration_date: 1/4th of the restricted stock unit granted on March 1, 2019 became vested on March 20, 2020 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

Read SEC document
March 20, 2020 Filed Mar 24, 2020 00:06 UTC
Pudipeddi Vamsi Mohan RajSVP, Chief Marketing Officer
Exercise / conversionCommon Stock 2,233 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-020775 · doc4.xml · nonDerivative · entry 1

Pudipeddi Vamsi Mohan Raj · CIK 0001768087 · SVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,535

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 202 shares acquired under the ALGN ESPP on January 31, 2020.

Read SEC document
March 06, 2020 Filed May 19, 2020 22:13 UTC GiftCommon Stock 135 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-030658 · doc4.xml · nonDerivative · entry 1

LARKIN C RAYMOND JR · CIK 0001034464 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,065

Read SEC document
March 02, 2020 Filed Mar 24, 2020 00:06 UTC
Pudipeddi Vamsi Mohan RajSVP, Chief Marketing Officer
Tax withholdingCommon Stock 1,189 $144.82 $172,190.98
Disclosure

SEC source: 0001209191-20-020775 · doc4.xml · nonDerivative · entry 2

Pudipeddi Vamsi Mohan Raj · CIK 0001768087 · SVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,346

Read SEC document
February 20, 2020 Filed Feb 25, 2020 00:48 UTC
Wright EmorySVP, Global Operations
Exercise / conversionMarket Stock Unit · Derivative 11,030 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-012280 · doc4.xml · derivative · entry 9

Wright Emory · CIK 0001419490 · SVP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,030

Underlying: Common Stock · 11,030 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F8 · derivative.exercise_date: Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement).

F8 · derivative.expiration_date: Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement).

Read SEC document
February 20, 2020 Filed Feb 25, 2020 00:48 UTC
Wright EmorySVP, Global Operations
Exercise / conversionRestricted Stock Unit · Derivative 2,173 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-012280 · doc4.xml · derivative · entry 8

Wright Emory · CIK 0001419490 · SVP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,173

Underlying: Common Stock · 2,173 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F7 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2020 will become vested on February 20, 2021 and shares will be delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F7 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2020 will become vested on February 20, 2021 and shares will be delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

Read SEC document
February 20, 2020 Filed Feb 25, 2020 00:48 UTC
Wright EmorySVP, Global Operations
Exercise / conversionMarket Stock Unit · Derivative 14,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-012280 · doc4.xml · derivative · entry 7

Wright Emory · CIK 0001419490 · SVP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F6 · derivative.exercise_date: The market stock unit granted on February 20, 2017 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date.

F6 · derivative.expiration_date: The market stock unit granted on February 20, 2017 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date.

Read SEC document
February 20, 2020 Filed Feb 25, 2020 00:48 UTC
Wright EmorySVP, Global Operations
Exercise / conversionRestricted Stock Unit · Derivative 596 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-012280 · doc4.xml · derivative · entry 6

Wright Emory · CIK 0001419490 · SVP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,785

Underlying: Common Stock · 596 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F5 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2019 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F5 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2019 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

Read SEC document
February 20, 2020 Filed Feb 25, 2020 00:48 UTC
Wright EmorySVP, Global Operations
Exercise / conversionRestricted Stock Unit · Derivative 525 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-012280 · doc4.xml · derivative · entry 5

Wright Emory · CIK 0001419490 · SVP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,050

Underlying: Common Stock · 525 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F4 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2018 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will annually and shares will be delivered to reporting person on each vest date.

F4 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2018 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will annually and shares will be delivered to reporting person on each vest date.

Read SEC document
February 20, 2020 Filed Feb 25, 2020 00:48 UTC
Wright EmorySVP, Global Operations
Exercise / conversionRestricted Stock Unit · Derivative 1,750 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-012280 · doc4.xml · derivative · entry 4

Wright Emory · CIK 0001419490 · SVP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,750

Underlying: Common Stock · 1,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F3 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2017 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will annually and shares will be delivered to reporting person on each vest date.

F3 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2017 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will annually and shares will be delivered to reporting person on each vest date.

Read SEC document
February 20, 2020 Filed Feb 25, 2020 00:48 UTC
Wright EmorySVP, Global Operations
Exercise / conversionRestricted Stock Unit · Derivative 2,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-012280 · doc4.xml · derivative · entry 3

Wright Emory · CIK 0001419490 · SVP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F2 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2016 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date.

F2 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2016 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date.

Read SEC document
February 20, 2020 Filed Feb 25, 2020 00:48 UTC
Wright EmorySVP, Global Operations
Tax withholdingCommon Stock 10,443 $272.49 $2,845,613.07
Disclosure

SEC source: 0001209191-20-012280 · doc4.xml · nonDerivative · entry 2

Wright Emory · CIK 0001419490 · SVP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,087

Read SEC document
February 20, 2020 Filed Feb 25, 2020 00:48 UTC
Wright EmorySVP, Global Operations
Exercise / conversionCommon Stock 19,371 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-012280 · doc4.xml · nonDerivative · entry 1

Wright Emory · CIK 0001419490 · SVP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,530

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 20, 2020 Filed Feb 25, 2020 00:46 UTC
Shaked YuvalSVP & Mng Dir. Itero
GrantMarket Stock Unit · Derivative 9,805 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-012276 · doc4.xml · derivative · entry 5

Shaked Yuval · CIK 0001749094 · SVP & Mng Dir. Itero

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,805

Underlying: Common Stock · 9,805 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F6 · derivative.exercise_date: Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement).

F6 · derivative.expiration_date: Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement).

Read SEC document
February 20, 2020 Filed Feb 25, 2020 00:46 UTC
Shaked YuvalSVP & Mng Dir. Itero
GrantRestricted Stock Unit · Derivative 1,932 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-012276 · doc4.xml · derivative · entry 4

Shaked Yuval · CIK 0001749094 · SVP & Mng Dir. Itero

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,932

Underlying: Common Stock · 1,932 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F5 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2020 will become vested on February 20, 2021 and shares will be delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F5 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2020 will become vested on February 20, 2021 and shares will be delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

Read SEC document
February 20, 2020 Filed Feb 25, 2020 00:46 UTC
Shaked YuvalSVP & Mng Dir. Itero
Exercise / conversionRestricted Stock Unit · Derivative 410 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-012276 · doc4.xml · derivative · entry 3

Shaked Yuval · CIK 0001749094 · SVP & Mng Dir. Itero

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,227

Underlying: Common Stock · 410 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F4 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2019 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F4 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2019 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

Read SEC document
February 20, 2020 Filed Feb 25, 2020 00:46 UTC
Shaked YuvalSVP & Mng Dir. Itero
Exercise / conversionRestricted Stock Unit · Derivative 424 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-012276 · doc4.xml · derivative · entry 2

Shaked Yuval · CIK 0001749094 · SVP & Mng Dir. Itero

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 848

Underlying: Common Stock · 424 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F3 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2018 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will annually and shares will be delivered to reporting person on each vest date.

F3 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2018 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will annually and shares will be delivered to reporting person on each vest date.

Read SEC document
February 20, 2020 Filed Feb 25, 2020 00:46 UTC
Shaked YuvalSVP & Mng Dir. Itero
Exercise / conversionCommon Stock 834 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-012276 · doc4.xml · nonDerivative · entry 1

Shaked Yuval · CIK 0001749094 · SVP & Mng Dir. Itero

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,020

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 145 shares acquired under the ALGN ESPP on January 31, 2020.

Read SEC document
February 20, 2020 Filed Feb 25, 2020 00:47 UTC
Tay JulieSVP & Mng Dir. Asia Pacific
GrantMarket Stock Unit · Derivative 11,030 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-012278 · doc4.xml · derivative · entry 8

Tay Julie · CIK 0001649020 · SVP & Mng Dir. Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,030

Underlying: Common Stock · 11,030 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F8 · derivative.exercise_date: Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement).

F8 · derivative.expiration_date: Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement).

Read SEC document
February 20, 2020 Filed Feb 25, 2020 00:47 UTC
Tay JulieSVP & Mng Dir. Asia Pacific
GrantRestricted Stock Unit · Derivative 2,173 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-012278 · doc4.xml · derivative · entry 7

Tay Julie · CIK 0001649020 · SVP & Mng Dir. Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,173

Underlying: Common Stock · 2,173 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F7 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2020 will become vested on February 20, 2021 and shares will be delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F7 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2020 will become vested on February 20, 2021 and shares will be delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

Read SEC document
February 20, 2020 Filed Feb 25, 2020 00:47 UTC
Tay JulieSVP & Mng Dir. Asia Pacific
Exercise / conversionMarket Stock Unit · Derivative 12,400 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-012278 · doc4.xml · derivative · entry 6

Tay Julie · CIK 0001649020 · SVP & Mng Dir. Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,400 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F6 · derivative.exercise_date: The market stock unit granted on February 20, 2017 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date.

F6 · derivative.expiration_date: The market stock unit granted on February 20, 2017 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date.

Read SEC document
February 20, 2020 Filed Feb 25, 2020 00:47 UTC
Tay JulieSVP & Mng Dir. Asia Pacific
Exercise / conversionRestricted Stock Unit · Derivative 596 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-012278 · doc4.xml · derivative · entry 5

Tay Julie · CIK 0001649020 · SVP & Mng Dir. Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,785

Underlying: Common Stock · 596 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F5 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2019 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F5 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2019 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

Read SEC document
February 20, 2020 Filed Feb 25, 2020 00:47 UTC
Tay JulieSVP & Mng Dir. Asia Pacific
Exercise / conversionRestricted Stock Unit · Derivative 450 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-012278 · doc4.xml · derivative · entry 4

Tay Julie · CIK 0001649020 · SVP & Mng Dir. Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 900

Underlying: Common Stock · 450 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F4 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2018 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will annually and shares will be delivered to reporting person on each vest date.

F4 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2018 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will annually and shares will be delivered to reporting person on each vest date.

Read SEC document
February 20, 2020 Filed Feb 25, 2020 00:47 UTC
Tay JulieSVP & Mng Dir. Asia Pacific
Exercise / conversionRestricted Stock Unit · Derivative 1,550 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-012278 · doc4.xml · derivative · entry 3

Tay Julie · CIK 0001649020 · SVP & Mng Dir. Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,550

Underlying: Common Stock · 1,550 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F3 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2017 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will annually and shares will be delivered to reporting person on each vest date.

F3 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2017 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will annually and shares will be delivered to reporting person on each vest date.

Read SEC document
February 20, 2020 Filed Feb 25, 2020 00:47 UTC
Tay JulieSVP & Mng Dir. Asia Pacific
Exercise / conversionRestricted Stock Unit · Derivative 2,250 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-012278 · doc4.xml · derivative · entry 2

Tay Julie · CIK 0001649020 · SVP & Mng Dir. Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F2 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2016 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date.

F2 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2016 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date.

Read SEC document
February 20, 2020 Filed Feb 25, 2020 00:47 UTC
Tay JulieSVP & Mng Dir. Asia Pacific
Exercise / conversionCommon Stock 17,246 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-012278 · doc4.xml · nonDerivative · entry 1

Tay Julie · CIK 0001649020 · SVP & Mng Dir. Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,612

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 20, 2020 Filed Feb 25, 2020 00:45 UTC
Sebastian Markus ChristofSVP & Mng Dir EMEA
GrantMarket Stock Unit · Derivative 9,193 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-012274 · doc4.xml · derivative · entry 5

Sebastian Markus Christof · CIK 0001780441 · SVP & Mng Dir EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,193

Underlying: Common Stock · 9,193 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F4 · derivative.exercise_date: Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement).

F4 · derivative.expiration_date: Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement).

Read SEC document
February 20, 2020 Filed Feb 25, 2020 00:45 UTC
Sebastian Markus ChristofSVP & Mng Dir EMEA
GrantRestricted Stock Unit · Derivative 1,811 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-012274 · doc4.xml · derivative · entry 4

Sebastian Markus Christof · CIK 0001780441 · SVP & Mng Dir EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,811

Underlying: Common Stock · 1,811 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F3 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2020 will become vested on February 20, 2021 and shares will be delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F3 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2020 will become vested on February 20, 2021 and shares will be delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

Read SEC document
February 20, 2020 Filed Feb 25, 2020 00:45 UTC
Sebastian Markus ChristofSVP & Mng Dir EMEA
Exercise / conversionRestricted Stock Unit · Derivative 67 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-012274 · doc4.xml · derivative · entry 3

Sebastian Markus Christof · CIK 0001780441 · SVP & Mng Dir EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201

Underlying: Common Stock · 67 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F2 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2019 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F2 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2019 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

Read SEC document
February 20, 2020 Filed Feb 25, 2020 00:45 UTC
Sebastian Markus ChristofSVP & Mng Dir EMEA
Tax withholdingCommon Stock 32 $272.49 $8,719.68
Disclosure

SEC source: 0001209191-20-012274 · doc4.xml · nonDerivative · entry 2

Sebastian Markus Christof · CIK 0001780441 · SVP & Mng Dir EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.