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Nasdaq · USD

ALGN

ALIGN TECHNOLOGY INC

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3488
SEC CIK
0001097149
Parsed reports
458

Last 12 months

Inside the activity.

0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202601
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 20, 2020 Filed Nov 24, 2020 22:58 UTC
Morici JohnChief Financial Officer
Exercise / conversionCommon Stock 4,708 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-060300 · doc4.xml · nonDerivative · entry 1

Morici John · CIK 0001689552 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,447

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: 1/4th of the restricted stock unit granted on November 20, 2016 became vested on November 20, 2020 and shares were delivered to reporting person on such vest date.

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November 09, 2020 Filed Nov 11, 2020 00:36 UTC
Coletti Julie AnnSVP, Chief Legal & Regulatory
SaleCommon Stock 978 $501.00 $489,978.00
Disclosure

SEC source: 0001209191-20-057788 · doc4.xml · nonDerivative · entry 1

Coletti Julie Ann · CIK 0001777603 · SVP, Chief Legal & Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · balance_after: Includes 91 shares acquired under the ALGN ESPP on July 31, 2020.

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November 06, 2020 Filed Nov 10, 2020 00:03 UTC SaleCommon Stock 600 $491.50 $294,900.00
Disclosure

SEC source: 0001209191-20-057503 · doc4.xml · nonDerivative · entry 3

PRESCOTT THOMAS M · CIK 0001234773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,398

Read SEC document
November 06, 2020 Filed Nov 10, 2020 00:03 UTC SaleCommon Stock 3,150 $488.38 $1,538,397.00
Disclosure

SEC source: 0001209191-20-057503 · doc4.xml · nonDerivative · entry 2

PRESCOTT THOMAS M · CIK 0001234773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,998

F2 · price: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $487.08 to $490.175, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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November 06, 2020 Filed Nov 10, 2020 00:03 UTC SaleCommon Stock 6,250 $485.48 $3,034,250.00
Disclosure

SEC source: 0001209191-20-057503 · doc4.xml · nonDerivative · entry 1

PRESCOTT THOMAS M · CIK 0001234773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,148

F1 · price: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $484.41 to $486.885, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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November 06, 2020 Filed Nov 10, 2020 00:02 UTC
Olson JenniferSVP & Mng Dir Cust Service
GiftCommon Stock 100 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-057502 · doc4.xml · nonDerivative · entry 1

Olson Jennifer · CIK 0001682549 · SVP & Mng Dir Cust Service

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,277

Read SEC document
November 04, 2020 Filed Nov 5, 2020 00:00 UTC SaleCommon Stock 255 $483.24 $123,226.20
Disclosure

SEC source: 0001209191-20-057006 · doc4.xml · nonDerivative · entry 3

Thaler Warren S · CIK 0001293595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,821

Read SEC document
November 04, 2020 Filed Nov 5, 2020 00:00 UTC SaleCommon Stock 3,307 $482.24 $1,594,767.68
Disclosure

SEC source: 0001209191-20-057006 · doc4.xml · nonDerivative · entry 2

Thaler Warren S · CIK 0001293595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,076

F2 · price: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $480.07 to $482.86, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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November 04, 2020 Filed Nov 5, 2020 00:00 UTC SaleCommon Stock 1,438 $479.26 $689,175.88
Disclosure

SEC source: 0001209191-20-057006 · doc4.xml · nonDerivative · entry 1

Thaler Warren S · CIK 0001293595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,383

F1 · price: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $478.49 to $479.94, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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November 04, 2020 Filed Nov 4, 2020 23:58 UTC
Relic ZelkoSVp, R&D and CTO
SaleCommon Stock 22,786 $481.00 $10,960,066.00
Disclosure

SEC source: 0001209191-20-057003 · doc4.xml · nonDerivative · entry 2

Relic Zelko · CIK 0001593575 · SVp, R&D and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,716

Read SEC document
November 04, 2020 Filed Nov 4, 2020 23:58 UTC
Relic ZelkoSVp, R&D and CTO
SaleCommon Stock 100 $481.02 $48,102.00
Disclosure

SEC source: 0001209191-20-057003 · doc4.xml · nonDerivative · entry 1

Relic Zelko · CIK 0001593575 · SVp, R&D and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,502

Read SEC document
November 04, 2020 Filed Nov 4, 2020 23:57 UTC SaleCommon Stock 5,000 $480.03 $2,400,161.50
Disclosure

SEC source: 0001209191-20-057000 · doc4.xml · nonDerivative · entry 1

MORROW GEORGE J · CIK 0001068754 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,478

F1 · price: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $479.00 to $481.57, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 04, 2020 Filed Nov 5, 2020 23:57 UTC
Shaked YuvalSVP & Mng Dir. Itero
SaleCommon Stock 881 $483.00 $425,523.00
Disclosure

SEC source: 0001209191-20-057204 · doc4.xml · nonDerivative · entry 1

Shaked Yuval · CIK 0001749094 · SVP & Mng Dir. Itero

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 636

Read SEC document
November 04, 2020 Filed Nov 5, 2020 23:56 UTC
Olson JenniferSVP & Mng Dir Cust Service
SaleCommon Stock 2,100 $479.76 $1,007,485.50
Disclosure

SEC source: 0001209191-20-057203 · doc4.xml · nonDerivative · entry 1

Olson Jennifer · CIK 0001682549 · SVP & Mng Dir Cust Service

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,377

Read SEC document
November 04, 2020 Filed Nov 6, 2020 23:35 UTC
Tay JulieSVP & Mng Dir. Asia Pacific
SaleCommon Stock 2,000 $472.23 $944,460.00
Disclosure

SEC source: 0001209191-20-057360 · doc4.xml · nonDerivative · entry 2

Tay Julie · CIK 0001649020 · SVP & Mng Dir. Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,692

Read SEC document
November 04, 2020 Filed Nov 6, 2020 23:35 UTC
Tay JulieSVP & Mng Dir. Asia Pacific
SaleCommon Stock 4,000 $480.00 $1,920,000.00
Disclosure

SEC source: 0001209191-20-057360 · doc4.xml · nonDerivative · entry 1

Tay Julie · CIK 0001649020 · SVP & Mng Dir. Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,692

Read SEC document
November 03, 2020 Filed Nov 4, 2020 23:59 UTC
Shaked YuvalSVP & Mng Dir. Itero
SaleCommon Stock 800 $461.68 $369,344.00
Disclosure

SEC source: 0001209191-20-057004 · doc4.xml · nonDerivative · entry 2

Shaked Yuval · CIK 0001749094 · SVP & Mng Dir. Itero

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,517

Read SEC document
November 02, 2020 Filed Nov 4, 2020 23:59 UTC
Shaked YuvalSVP & Mng Dir. Itero
SaleCommon Stock 1,000 $432.10 $432,100.00
Disclosure

SEC source: 0001209191-20-057004 · doc4.xml · nonDerivative · entry 1

Shaked Yuval · CIK 0001749094 · SVP & Mng Dir. Itero

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,317

F1 · balance_after: Includes 81 shares acquired under the ALGN ESPP on July 31, 2020.

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October 30, 2020 Filed Nov 4, 2020 23:56 UTC GiftCommon Stock 162 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-056999 · doc4.xml · nonDerivative · entry 1

LARKIN C RAYMOND JR · CIK 0001034464 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,131

Read SEC document
October 27, 2020 Filed Oct 29, 2020 00:18 UTC SaleCommon Stock 5,000 $464.04 $2,320,185.50
Disclosure

SEC source: 0001209191-20-056153 · doc4.xml · nonDerivative · entry 1

Thaler Warren S · CIK 0001293595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,821

F1 · price: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $463.0041 to $465.276, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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October 26, 2020 Filed Oct 29, 2020 01:01 UTC
Morici JohnChief Financial Officer
SaleCommon Stock 300 $466.30 $139,889.01
Disclosure

SEC source: 0001209191-20-056161 · doc4.xml · nonDerivative · entry 1

Morici John · CIK 0001689552 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 739

F1 · price: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $466.00 to $466.78, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 26, 2020 Filed Oct 29, 2020 00:22 UTC
Wright EmorySVP, Global Operations
SaleCommon Stock 961 $452.83 $435,173.95
Disclosure

SEC source: 0001209191-20-056156 · doc4.xml · nonDerivative · entry 4

Wright Emory · CIK 0001419490 · SVP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust for Child 3

Disclosed balance after: 8,648

F1 · kind: A Form 4 was filed on May 29, 2020 reporting gifts of an aggregate of 32,031 shares by the reporting person to a single GRAT for the benefit of the reporting person and his children. Although the aggregate number of shares gifted has not changed, the shares are instead held in four separate trusts for the benefit of three of the reporting person's children and a nephew rather than the GRAT previously reported.

F2 · price: The price reported in column 4 is an average price for all of the shares sold by the trusts. Of these shares, 1,700 were sold in multiple transactions at prices ranging from $448.16 to $449.75, inclusive; 2,900 were sold in multiple transactions at prices ranging from $450.00 to $451.94, inclusive; 9,162 were sold in multiple transactions at prices ranging from $452.00 to $455.90, inclusive; 4 were sold in multiple transactions at prices ranging from $456.11 to $456.98, inclusive; and 2,250 were sold in multiple transactions at prices ranging from $465.41 to $467.76, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4 · ownership.nature: These shares are held in irrevocable trusts for the benefit of each of the children of the reporting person. The reporting person is a co-trustee of each trust.

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October 26, 2020 Filed Oct 29, 2020 00:22 UTC
Wright EmorySVP, Global Operations
SaleCommon Stock 5,111 $452.83 $2,314,437.13
Disclosure

SEC source: 0001209191-20-056156 · doc4.xml · nonDerivative · entry 3

Wright Emory · CIK 0001419490 · SVP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust for Child 2

Disclosed balance after: 4,498

F1 · kind: A Form 4 was filed on May 29, 2020 reporting gifts of an aggregate of 32,031 shares by the reporting person to a single GRAT for the benefit of the reporting person and his children. Although the aggregate number of shares gifted has not changed, the shares are instead held in four separate trusts for the benefit of three of the reporting person's children and a nephew rather than the GRAT previously reported.

F2 · price: The price reported in column 4 is an average price for all of the shares sold by the trusts. Of these shares, 1,700 were sold in multiple transactions at prices ranging from $448.16 to $449.75, inclusive; 2,900 were sold in multiple transactions at prices ranging from $450.00 to $451.94, inclusive; 9,162 were sold in multiple transactions at prices ranging from $452.00 to $455.90, inclusive; 4 were sold in multiple transactions at prices ranging from $456.11 to $456.98, inclusive; and 2,250 were sold in multiple transactions at prices ranging from $465.41 to $467.76, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4 · ownership.nature: These shares are held in irrevocable trusts for the benefit of each of the children of the reporting person. The reporting person is a co-trustee of each trust.

Read SEC document
October 26, 2020 Filed Oct 29, 2020 00:22 UTC
Wright EmorySVP, Global Operations
SaleCommon Stock 6,740 $452.83 $3,052,104.53
Disclosure

SEC source: 0001209191-20-056156 · doc4.xml · nonDerivative · entry 2

Wright Emory · CIK 0001419490 · SVP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust for Child 1

Disclosed balance after: 2,869

F1 · kind: A Form 4 was filed on May 29, 2020 reporting gifts of an aggregate of 32,031 shares by the reporting person to a single GRAT for the benefit of the reporting person and his children. Although the aggregate number of shares gifted has not changed, the shares are instead held in four separate trusts for the benefit of three of the reporting person's children and a nephew rather than the GRAT previously reported.

F2 · price: The price reported in column 4 is an average price for all of the shares sold by the trusts. Of these shares, 1,700 were sold in multiple transactions at prices ranging from $448.16 to $449.75, inclusive; 2,900 were sold in multiple transactions at prices ranging from $450.00 to $451.94, inclusive; 9,162 were sold in multiple transactions at prices ranging from $452.00 to $455.90, inclusive; 4 were sold in multiple transactions at prices ranging from $456.11 to $456.98, inclusive; and 2,250 were sold in multiple transactions at prices ranging from $465.41 to $467.76, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4 · ownership.nature: These shares are held in irrevocable trusts for the benefit of each of the children of the reporting person. The reporting person is a co-trustee of each trust.

Read SEC document
October 26, 2020 Filed Oct 29, 2020 00:22 UTC
Wright EmorySVP, Global Operations
SaleCommon Stock 3,204 $452.83 $1,450,881.74
Disclosure

SEC source: 0001209191-20-056156 · doc4.xml · nonDerivative · entry 1

Wright Emory · CIK 0001419490 · SVP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust for Nephew

Disclosed balance after: 0

F1 · kind: A Form 4 was filed on May 29, 2020 reporting gifts of an aggregate of 32,031 shares by the reporting person to a single GRAT for the benefit of the reporting person and his children. Although the aggregate number of shares gifted has not changed, the shares are instead held in four separate trusts for the benefit of three of the reporting person's children and a nephew rather than the GRAT previously reported.

F2 · price: The price reported in column 4 is an average price for all of the shares sold by the trusts. Of these shares, 1,700 were sold in multiple transactions at prices ranging from $448.16 to $449.75, inclusive; 2,900 were sold in multiple transactions at prices ranging from $450.00 to $451.94, inclusive; 9,162 were sold in multiple transactions at prices ranging from $452.00 to $455.90, inclusive; 4 were sold in multiple transactions at prices ranging from $456.11 to $456.98, inclusive; and 2,250 were sold in multiple transactions at prices ranging from $465.41 to $467.76, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: These shares were held in an irrevocable trust for the benefit of a nephew of the reporting person. The reporting person was a co-trustee of the trust.

Read SEC document
October 26, 2020 Filed Oct 29, 2020 00:21 UTC
Olson JenniferSVP & Mng Dir Cust Service
SaleCommon Stock 2,100 $465.00 $976,500.00
Disclosure

SEC source: 0001209191-20-056155 · doc4.xml · nonDerivative · entry 1

Olson Jennifer · CIK 0001682549 · SVP & Mng Dir Cust Service

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,477

Read SEC document
October 26, 2020 Filed Oct 29, 2020 00:20 UTC
Morici JohnChief Financial Officer
SaleCommon Stock 123 $467.61 $57,516.30
Disclosure

SEC source: 0001209191-20-056154 · doc4.xml · nonDerivative · entry 2

Morici John · CIK 0001689552 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,039

F2 · price: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $467.50 to $468.10, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 26, 2020 Filed Oct 29, 2020 00:20 UTC
Morici JohnChief Financial Officer
SaleCommon Stock 3,384 $466.30 $1,577,948.03
Disclosure

SEC source: 0001209191-20-056154 · doc4.xml · nonDerivative · entry 1

Morici John · CIK 0001689552 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,162

F1 · price: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $466.00 to $466.78, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 26, 2020 Filed Oct 29, 2020 00:17 UTC SaleCommon Stock 10,983 $466.85 $5,127,434.42
Disclosure

SEC source: 0001209191-20-056152 · doc4.xml · nonDerivative · entry 3

MORROW GEORGE J · CIK 0001068754 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,205

F3 · price: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $465.05 to $467.95, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 26, 2020 Filed Oct 29, 2020 00:17 UTC SaleCommon Stock 4,805 $464.43 $2,231,562.61
Disclosure

SEC source: 0001209191-20-056152 · doc4.xml · nonDerivative · entry 2

MORROW GEORGE J · CIK 0001068754 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,188

F2 · price: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $462.70 to $464.99, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 26, 2020 Filed Oct 29, 2020 00:17 UTC SaleCommon Stock 1,485 $460.39 $683,673.80
Disclosure

SEC source: 0001209191-20-056152 · doc4.xml · nonDerivative · entry 1

MORROW GEORGE J · CIK 0001068754 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,993

F1 · price: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $459.725 to $461.31, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 26, 2020 Filed Oct 29, 2020 00:16 UTC SaleCommon Stock 4,000 $457.75 $1,830,984.80
Disclosure

SEC source: 0001209191-20-056151 · doc4.xml · nonDerivative · entry 1

SANTORA GREG J · CIK 0001188901 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 11,578

F1 · ownership.nature: The shares are held directly by a family trust for which the reporting person is a co-trustee.

Read SEC document
October 26, 2020 Filed Oct 29, 2020 00:14 UTC SaleCommon Stock 8,150 $465.96 $3,797,560.15
Disclosure

SEC source: 0001209191-20-056150 · doc4.xml · nonDerivative · entry 2

PRESCOTT THOMAS M · CIK 0001234773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,398

F2 · price: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $465.00 to $467.03, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 26, 2020 Filed Oct 29, 2020 00:14 UTC SaleCommon Stock 6,850 $462.46 $3,167,878.40
Disclosure

SEC source: 0001209191-20-056150 · doc4.xml · nonDerivative · entry 1

PRESCOTT THOMAS M · CIK 0001234773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,548

F1 · price: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $461.00 to $463.565, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 26, 2020 Filed Oct 29, 2020 00:12 UTC
HOGAN JOSEPH MDirector · President and CEO
SaleCommon Stock 965 $474.06 $457,469.73
Disclosure

SEC source: 0001209191-20-056149 · doc4.xml · nonDerivative · entry 9

HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,036

F9 · price: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $473.35 to $475.38, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 26, 2020 Filed Oct 29, 2020 00:12 UTC
HOGAN JOSEPH MDirector · President and CEO
SaleCommon Stock 839 $469.89 $394,241.49
Disclosure

SEC source: 0001209191-20-056149 · doc4.xml · nonDerivative · entry 8

HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,001

F8 · price: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $469.52 to $470.36, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 26, 2020 Filed Oct 29, 2020 00:12 UTC
HOGAN JOSEPH MDirector · President and CEO
SaleCommon Stock 11,110 $467.38 $5,192,540.69
Disclosure

SEC source: 0001209191-20-056149 · doc4.xml · nonDerivative · entry 7

HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,840

F7 · price: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $466.10 to $468.98, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 26, 2020 Filed Oct 29, 2020 00:12 UTC
HOGAN JOSEPH MDirector · President and CEO
SaleCommon Stock 2,543 $464.96 $1,182,388.96
Disclosure

SEC source: 0001209191-20-056149 · doc4.xml · nonDerivative · entry 6

HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,950

F6 · price: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $464.21 to $465.70, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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October 26, 2020 Filed Oct 29, 2020 00:12 UTC
HOGAN JOSEPH MDirector · President and CEO
SaleCommon Stock 5,664 $462.09 $2,617,257.37
Disclosure

SEC source: 0001209191-20-056149 · doc4.xml · nonDerivative · entry 5

HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,493

F5 · price: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $460.00 to $463.99, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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October 26, 2020 Filed Oct 29, 2020 00:12 UTC
HOGAN JOSEPH MDirector · President and CEO
SaleCommon Stock 11,260 $458.16 $5,158,925.51
Disclosure

SEC source: 0001209191-20-056149 · doc4.xml · nonDerivative · entry 4

HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,157

F4 · price: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $457.01 to $459.92, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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October 26, 2020 Filed Oct 29, 2020 00:12 UTC
HOGAN JOSEPH MDirector · President and CEO
SaleCommon Stock 22,752 $455.29 $10,358,799.03
Disclosure

SEC source: 0001209191-20-056149 · doc4.xml · nonDerivative · entry 3

HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,617

F3 · price: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $454.02 to $465.995, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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October 26, 2020 Filed Oct 29, 2020 00:12 UTC
HOGAN JOSEPH MDirector · President and CEO
SaleCommon Stock 16,227 $452.70 $7,345,914.22
Disclosure

SEC source: 0001209191-20-056149 · doc4.xml · nonDerivative · entry 2

HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,169

F2 · price: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $451.015 to $453.99, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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October 26, 2020 Filed Oct 29, 2020 00:12 UTC
HOGAN JOSEPH MDirector · President and CEO
SaleCommon Stock 8,640 $449.73 $3,885,657.70
Disclosure

SEC source: 0001209191-20-056149 · doc4.xml · nonDerivative · entry 1

HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,396

F1 · price: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $448.15 to $450.985, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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October 20, 2020 Filed Oct 21, 2020 23:22 UTC
Sebastian Markus ChristofSVP & Mng Dir EMEA
Exercise / conversionRestricted Stock Unit · Derivative 300 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-055521 · doc4.xml · derivative · entry 4

Sebastian Markus Christof · CIK 0001780441 · SVP & Mng Dir EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 600

Underlying: Common Stock · 300 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F3 · derivative.exercise_date: 1/4th of the restricted stock unit granted on October 1, 2018 became vested on October 20, 2020 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will annually and shares will be delivered to reporting person on each vest date.

F3 · derivative.expiration_date: 1/4th of the restricted stock unit granted on October 1, 2018 became vested on October 20, 2020 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will annually and shares will be delivered to reporting person on each vest date.

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October 20, 2020 Filed Oct 21, 2020 23:22 UTC
Sebastian Markus ChristofSVP & Mng Dir EMEA
Exercise / conversionRestricted Stock Unit · Derivative 419 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-055521 · doc4.xml · derivative · entry 3

Sebastian Markus Christof · CIK 0001780441 · SVP & Mng Dir EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,254

Underlying: Common Stock · 419 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F2 · derivative.exercise_date: 1/4th of the restricted stock unit granted on October 1, 2019 became vested on October 20, 2020 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F2 · derivative.expiration_date: 1/4th of the restricted stock unit granted on October 1, 2019 became vested on October 20, 2020 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

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October 20, 2020 Filed Oct 21, 2020 23:22 UTC
Sebastian Markus ChristofSVP & Mng Dir EMEA
Tax withholdingCommon Stock 315 $334.60 $105,399.00
Disclosure

SEC source: 0001209191-20-055521 · doc4.xml · nonDerivative · entry 2

Sebastian Markus Christof · CIK 0001780441 · SVP & Mng Dir EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 613

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October 20, 2020 Filed Oct 21, 2020 23:22 UTC
Sebastian Markus ChristofSVP & Mng Dir EMEA
Exercise / conversionCommon Stock 719 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-055521 · doc4.xml · nonDerivative · entry 1

Sebastian Markus Christof · CIK 0001780441 · SVP & Mng Dir EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 928

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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September 21, 2020 Filed Sep 22, 2020 21:28 UTC
Morici JohnChief Financial Officer
Exercise / conversionRestricted Stock Unit · Derivative 1,573 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-051522 · doc4.xml · derivative · entry 3

Morici John · CIK 0001689552 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,573

Underlying: Common Stock · 1,573 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F2 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2017 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will annually and shares will be delivered to reporting person on each vest date.

F2 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2017 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will annually and shares will be delivered to reporting person on each vest date.

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September 21, 2020 Filed Sep 22, 2020 21:28 UTC
Morici JohnChief Financial Officer
Tax withholdingCommon Stock 834 $279.83 $233,378.22
Disclosure

SEC source: 0001209191-20-051522 · doc4.xml · nonDerivative · entry 2

Morici John · CIK 0001689552 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,546

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September 21, 2020 Filed Sep 22, 2020 21:28 UTC
Morici JohnChief Financial Officer
Exercise / conversionCommon Stock 1,573 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-051522 · doc4.xml · nonDerivative · entry 1

Morici John · CIK 0001689552 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,380

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.