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NYSE · USD

AJG

Arthur J. Gallagher & Co.

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Tapewire entity
990
SEC CIK
0000354190
Parsed reports
762

Last 12 months

Inside the activity.

4 purchase rows · 13 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202542
Dec 202503
Jan 202600
Feb 202600
Mar 202603
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202602
Sep 202602
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 30, 2017 Filed Feb 1, 2017 22:59 UTC
HOWELL DOUGLAS KVP & Chief Financial Officer
SaleCommon Stock 6,364 $53.95 $343,337.80
Disclosure

SEC source: 0001127602-17-003393 · form4.xml · nonDerivative · entry 5

HOWELL DOUGLAS K · CIK 0001222374 · VP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,586

Read SEC document
January 30, 2017 Filed Feb 1, 2017 22:59 UTC
HOWELL DOUGLAS KVP & Chief Financial Officer
Exercise / conversionCommon Stock 6,364 $28.65 $182,328.60
Disclosure

SEC source: 0001127602-17-003393 · form4.xml · nonDerivative · entry 4

HOWELL DOUGLAS K · CIK 0001222374 · VP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,950

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 30, 2017 Filed Feb 1, 2017 21:15 UTC Exercise / conversionNon-qualified Stock Option · Derivative 2,330 $0.00 Strike: $28.65 $0.00
Disclosure

SEC source: 0001127602-17-003331 · form4.xml · derivative · entry 3

McCurdy Kay W · CIK 0001342075 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,330 shares

Expires 2017-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The stock option becomes exercisable in four equal quarterly installments, commencing three months after the date of grant.

Read SEC document
January 30, 2017 Filed Feb 1, 2017 21:15 UTC SaleCommon Stock 2,330 $54.15 $126,174.63
Disclosure

SEC source: 0001127602-17-003331 · form4.xml · nonDerivative · entry 2

McCurdy Kay W · CIK 0001342075 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,095

Read SEC document
January 30, 2017 Filed Feb 1, 2017 21:15 UTC Exercise / conversionCommon Stock 2,330 $28.65 $66,754.50
Disclosure

SEC source: 0001127602-17-003331 · form4.xml · nonDerivative · entry 1

McCurdy Kay W · CIK 0001342075 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,425

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 03, 2017 Filed Jan 4, 2017 21:31 UTC
Pietrucha Susan EChief Human Resources Officer
Exercise / conversionIncentive Stock Option (Right to Buy) · Derivative 3,000 $0.00 Strike: $28.59 $0.00
Disclosure

SEC source: 0001127602-17-000660 · form4.xml · derivative · entry 3

Pietrucha Susan E · CIK 0001386997 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,000 shares

Expires 2017-01-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction occurred pursuant to a Rule 10b5-1 trading plan.

F2 · derivative.exercise_date: The stock option becomes exercisable 10% each year, commencing January 1 after the date of grant.

Read SEC document
January 03, 2017 Filed Jan 4, 2017 21:31 UTC
Pietrucha Susan EChief Human Resources Officer
SaleCommon Stock 3,000 $52.00 $156,000.00
Disclosure

SEC source: 0001127602-17-000660 · form4.xml · nonDerivative · entry 2

Pietrucha Susan E · CIK 0001386997 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: This transaction occurred pursuant to a Rule 10b5-1 trading plan.

Read SEC document
January 03, 2017 Filed Jan 4, 2017 21:31 UTC
Pietrucha Susan EChief Human Resources Officer
Exercise / conversionCommon Stock 3,000 $28.59 $85,770.00
Disclosure

SEC source: 0001127602-17-000660 · form4.xml · nonDerivative · entry 1

Pietrucha Susan E · CIK 0001386997 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction occurred pursuant to a Rule 10b5-1 trading plan.

Read SEC document
December 28, 2016 Filed Feb 14, 2017 17:22 UTC GiftCommon Stock 1,600 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-005828 · form4.xml · nonDerivative · entry 1

GALLAGHER THOMAS JOSEPH · CIK 0001589933 · VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,647

Read SEC document
December 15, 2016 Filed Feb 14, 2017 17:26 UTC
GALLAGHER J PATRICK JRDirector · President & CEO
GiftCommon Stock 500 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-005832 · form5.xml · nonDerivative · entry 1

GALLAGHER J PATRICK JR · CIK 0001186006 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 271,052

F1 · ownership.nature: Shares held in revocable trust of which my spouse is sole Trustee and as to which I disclaim beneficial ownership.

Read SEC document
December 07, 2016 Filed Dec 8, 2016 21:27 UTC
Pietrucha Susan EChief Human Resources Officer
Exercise / conversionNon-qualified Stock Option · Derivative 1,500 $0.00 Strike: $26.09 $0.00
Disclosure

SEC source: 0001127602-16-069508 · form4.xml · derivative · entry 5

Pietrucha Susan E · CIK 0001386997 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 1,500 shares

Expires 2018-05-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock option becomes exercisable 10% each year, commencing January 1 after the date of grant.

Read SEC document
December 07, 2016 Filed Dec 8, 2016 21:27 UTC
Pietrucha Susan EChief Human Resources Officer
Exercise / conversionNon-qualified Stock Option · Derivative 1,280 $0.00 Strike: $30.95 $0.00
Disclosure

SEC source: 0001127602-16-069508 · form4.xml · derivative · entry 4

Pietrucha Susan E · CIK 0001386997 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,280 shares

Expires 2018-03-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock option becomes exercisable 20% each year on the anniversary of the grant date.

Read SEC document
December 07, 2016 Filed Dec 8, 2016 21:27 UTC
Pietrucha Susan EChief Human Resources Officer
SaleCommon Stock 2,780 $50.11 $139,305.80
Disclosure

SEC source: 0001127602-16-069508 · form4.xml · nonDerivative · entry 3

Pietrucha Susan E · CIK 0001386997 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price reported is an average weighted price. The shares were sold in multiple transactions at prices ranging from $50.09 to $50.12. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 07, 2016 Filed Dec 8, 2016 21:27 UTC
Pietrucha Susan EChief Human Resources Officer
Exercise / conversionCommon Stock 1,500 $26.09 $39,135.00
Disclosure

SEC source: 0001127602-16-069508 · form4.xml · nonDerivative · entry 2

Pietrucha Susan E · CIK 0001386997 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,780

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 07, 2016 Filed Dec 8, 2016 21:27 UTC
Pietrucha Susan EChief Human Resources Officer
Exercise / conversionCommon Stock 1,280 $30.95 $39,616.00
Disclosure

SEC source: 0001127602-16-069508 · form4.xml · nonDerivative · entry 1

Pietrucha Susan E · CIK 0001386997 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,280

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 06, 2016 Filed Dec 8, 2016 21:21 UTC
GAULT JAMES SVice President
Exercise / conversionNon-qualified Stock Option · Derivative 7,583 $0.00 Strike: $28.65 $0.00
Disclosure

SEC source: 0001127602-16-069504 · form4.xml · derivative · entry 6

GAULT JAMES S · CIK 0001186010 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,583 shares

Expires 2017-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock option becomes exercisable 20% each year on the anniversary of the grant date.

Read SEC document
December 06, 2016 Filed Dec 8, 2016 21:21 UTC
GAULT JAMES SVice President
Exercise / conversionNon-qualified Stock Option · Derivative 12,750 $0.00 Strike: $24.13 $0.00
Disclosure

SEC source: 0001127602-16-069504 · form4.xml · derivative · entry 5

GAULT JAMES S · CIK 0001186010 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,750 shares

Expires 2017-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock option becomes exercisable 20% each year on the anniversary of the grant date.

Read SEC document
December 06, 2016 Filed Dec 8, 2016 21:21 UTC
GAULT JAMES SVice President
Tax withholdingCommon Stock 15,035 $49.64 $746,337.40
Disclosure

SEC source: 0001127602-16-069504 · form4.xml · nonDerivative · entry 3

GAULT JAMES S · CIK 0001186010 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,185

Read SEC document
December 06, 2016 Filed Dec 8, 2016 21:21 UTC
GAULT JAMES SVice President
Exercise / conversionCommon Stock 7,583 $28.65 $217,252.95
Disclosure

SEC source: 0001127602-16-069504 · form4.xml · nonDerivative · entry 2

GAULT JAMES S · CIK 0001186010 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,220

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 06, 2016 Filed Dec 8, 2016 21:21 UTC
GAULT JAMES SVice President
Exercise / conversionCommon Stock 12,750 $24.13 $307,657.50
Disclosure

SEC source: 0001127602-16-069504 · form4.xml · nonDerivative · entry 1

GAULT JAMES S · CIK 0001186010 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,637

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 23, 2016 Filed Nov 28, 2016 20:40 UTC Exercise / conversionNon-qualified Stock Option · Derivative 3,552 $0.00 Strike: $23.76 $0.00
Disclosure

SEC source: 0001127602-16-068477 · form4.xml · derivative · entry 9

GALLAGHER THOMAS JOSEPH · CIK 0001589933 · VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,552 shares

Expires 2018-03-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock option becomes exercisable 20% each year on the anniversary of the grant date.

Read SEC document
November 23, 2016 Filed Nov 28, 2016 20:40 UTC Exercise / conversionNon-qualified Stock Option · Derivative 2,917 $0.00 Strike: $28.65 $0.00
Disclosure

SEC source: 0001127602-16-068477 · form4.xml · derivative · entry 8

GALLAGHER THOMAS JOSEPH · CIK 0001589933 · VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,917 shares

Expires 2017-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock option becomes exercisable 20% each year on the anniversary of the grant date.

Read SEC document
November 23, 2016 Filed Nov 28, 2016 20:40 UTC Tax withholdingCommon Stock 4,729 $51.49 $243,496.21
Disclosure

SEC source: 0001127602-16-068477 · form4.xml · nonDerivative · entry 3

GALLAGHER THOMAS JOSEPH · CIK 0001589933 · VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,247

Read SEC document
November 23, 2016 Filed Nov 28, 2016 20:40 UTC Exercise / conversionCommon Stock 3,552 $23.76 $84,395.52
Disclosure

SEC source: 0001127602-16-068477 · form4.xml · nonDerivative · entry 2

GALLAGHER THOMAS JOSEPH · CIK 0001589933 · VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,976

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 23, 2016 Filed Nov 28, 2016 20:40 UTC Exercise / conversionCommon Stock 2,917 $28.65 $83,572.05
Disclosure

SEC source: 0001127602-16-068477 · form4.xml · nonDerivative · entry 1

GALLAGHER THOMAS JOSEPH · CIK 0001589933 · VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,424

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 21, 2016 Filed Nov 22, 2016 18:59 UTC
DURKIN JAMES W JRVice President
Exercise / conversionPhantom Stock · Derivative 332 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-068032 · form4.xml · derivative · entry 3

DURKIN JAMES W JR · CIK 0001186002 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,858

Underlying: Common Stock · 332 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of Gallagher common stock.

F2 · derivative.exercise_date: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61.

F2 · derivative.expiration_date: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61.

Read SEC document
November 21, 2016 Filed Nov 22, 2016 18:59 UTC
DURKIN JAMES W JRVice President
Tax withholdingCommon Stock 332 $51.48 $17,091.36
Disclosure

SEC source: 0001127602-16-068032 · form4.xml · nonDerivative · entry 2

DURKIN JAMES W JR · CIK 0001186002 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297,055.9968

Read SEC document
November 21, 2016 Filed Nov 22, 2016 18:59 UTC
DURKIN JAMES W JRVice President
Exercise / conversionCommon Stock 332 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-068032 · form4.xml · nonDerivative · entry 1

DURKIN JAMES W JR · CIK 0001186002 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297,387.9968

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 21, 2016 Filed Nov 22, 2016 18:50 UTC
GAULT JAMES SVice President
Exercise / conversionPhantom Stock · Derivative 380 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-068029 · form4.xml · derivative · entry 4

GAULT JAMES S · CIK 0001186010 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,075

Underlying: Common Stock · 380 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of Gallagher common stock.

F3 · derivative.exercise_date: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61.

F3 · derivative.expiration_date: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61.

Read SEC document
November 21, 2016 Filed Nov 22, 2016 18:50 UTC
GAULT JAMES SVice President
Tax withholdingCommon Stock 380 $51.48 $19,562.40
Disclosure

SEC source: 0001127602-16-068029 · form4.xml · nonDerivative · entry 2

GAULT JAMES S · CIK 0001186010 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,887

Read SEC document
November 21, 2016 Filed Nov 22, 2016 18:50 UTC
GAULT JAMES SVice President
Exercise / conversionCommon Stock 380 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-068029 · form4.xml · nonDerivative · entry 1

GAULT JAMES S · CIK 0001186010 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,267

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 21, 2016 Filed Nov 22, 2016 18:45 UTC
GALLAGHER J PATRICK JRDirector · President & CEO
Exercise / conversionPhantom Stock · Derivative 712 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-068026 · form4.xml · derivative · entry 7

GALLAGHER J PATRICK JR · CIK 0001186006 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,127

Underlying: Common Stock · 712 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of Gallagher common stock.

F4 · derivative.exercise_date: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61.

F4 · derivative.expiration_date: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61.

Read SEC document
November 21, 2016 Filed Nov 22, 2016 18:45 UTC
GALLAGHER J PATRICK JRDirector · President & CEO
Tax withholdingCommon Stock 712 $51.48 $36,653.76
Disclosure

SEC source: 0001127602-16-068026 · form4.xml · nonDerivative · entry 2

GALLAGHER J PATRICK JR · CIK 0001186006 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,525.6055

Read SEC document
November 21, 2016 Filed Nov 22, 2016 18:45 UTC
GALLAGHER J PATRICK JRDirector · President & CEO
Exercise / conversionCommon Stock 712 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-068026 · form4.xml · nonDerivative · entry 1

GALLAGHER J PATRICK JR · CIK 0001186006 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,237.6055

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2016 Filed Feb 1, 2017 22:59 UTC
HOWELL DOUGLAS KVP & Chief Financial Officer
GiftCommon Stock 480 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-003393 · form4.xml · nonDerivative · entry 3

HOWELL DOUGLAS K · CIK 0001222374 · VP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,586

Read SEC document
November 11, 2016 Filed Nov 14, 2016 16:51 UTC Exercise / conversionNon-qualified Stock Option · Derivative 3,375 $0.00 Strike: $25.29 $0.00
Disclosure

SEC source: 0001127602-16-066862 · form4.xml · derivative · entry 3

McCurdy Kay W · CIK 0001342075 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,375 shares

Expires 2017-05-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The stock option becomes exerciseable one year after the grant date.

Read SEC document
November 11, 2016 Filed Nov 14, 2016 16:51 UTC SaleCommon Stock 3,375 $51.20 $172,783.46
Disclosure

SEC source: 0001127602-16-066862 · form4.xml · nonDerivative · entry 2

McCurdy Kay W · CIK 0001342075 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,095

Read SEC document
November 11, 2016 Filed Nov 14, 2016 16:51 UTC Exercise / conversionCommon Stock 3,375 $25.29 $85,353.75
Disclosure

SEC source: 0001127602-16-066862 · form4.xml · nonDerivative · entry 1

McCurdy Kay W · CIK 0001342075 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,470

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 10, 2016 Filed Nov 14, 2016 16:45 UTC Exercise / conversionNon-qualified Stock Option · Derivative 3,125 $0.00 Strike: $25.29 $0.00
Disclosure

SEC source: 0001127602-16-066860 · form4.xml · derivative · entry 3

JOHNSON DAVID S · CIK 0001192476 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,125

Underlying: Common Stock · 3,125 shares

Expires 2017-05-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The stock option becomes exerciseable one year after the grant date.

Read SEC document
November 10, 2016 Filed Nov 14, 2016 16:45 UTC SaleCommon Stock 3,125 $50.34 $157,323.75
Disclosure

SEC source: 0001127602-16-066860 · form4.xml · nonDerivative · entry 2

JOHNSON DAVID S · CIK 0001192476 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,878

Read SEC document
November 10, 2016 Filed Nov 14, 2016 16:45 UTC Exercise / conversionCommon Stock 3,125 $25.29 $79,031.25
Disclosure

SEC source: 0001127602-16-066860 · form4.xml · nonDerivative · entry 1

JOHNSON DAVID S · CIK 0001192476 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,003

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 10, 2016 Filed Nov 14, 2016 16:40 UTC SaleCommon Stock 4,000 $49.80 $199,200.00
Disclosure

SEC source: 0001127602-16-066858 · form4.xml · nonDerivative · entry 1

BAX WILLIAM L · CIK 0001247335 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,320.4

Read SEC document
November 07, 2016 Filed Nov 8, 2016 22:42 UTC
CARY RICHARD CController, CAO
Exercise / conversionNon-qualified Stock Option · Derivative 2,434 $0.00 Strike: $39.17 $0.00
Disclosure

SEC source: 0001127602-16-066425 · form4.xml · derivative · entry 9

CARY RICHARD C · CIK 0001185998 · Controller, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,866

Underlying: Common Stock · 2,434 shares

Expires 2020-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: One-third of this stock option becomes exerciseable on each of the 3rd, 4th, and 5th anniversaries of the grant date.

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November 07, 2016 Filed Nov 8, 2016 22:42 UTC
CARY RICHARD CController, CAO
Exercise / conversionNon-qualified Stock Option · Derivative 3,467 $0.00 Strike: $35.71 $0.00
Disclosure

SEC source: 0001127602-16-066425 · form4.xml · derivative · entry 8

CARY RICHARD C · CIK 0001185998 · Controller, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,733

Underlying: Common Stock · 3,467 shares

Expires 2019-03-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: One-third of this stock option becomes exerciseable on each of the 3rd, 4th, and 5th anniversaries of the grant date.

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November 07, 2016 Filed Nov 8, 2016 22:42 UTC
CARY RICHARD CController, CAO
Exercise / conversionNon-qualified Stock Option · Derivative 809 $0.00 Strike: $24.13 $0.00
Disclosure

SEC source: 0001127602-16-066425 · form4.xml · derivative · entry 7

CARY RICHARD C · CIK 0001185998 · Controller, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 809 shares

Expires 2017-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock option becomes exercisable 20% each year on the anniversary of the grant date.

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November 07, 2016 Filed Nov 8, 2016 22:42 UTC
CARY RICHARD CController, CAO
Exercise / conversionNon-qualified Stock Option · Derivative 1,520 $0.00 Strike: $30.95 $0.00
Disclosure

SEC source: 0001127602-16-066425 · form4.xml · derivative · entry 6

CARY RICHARD C · CIK 0001185998 · Controller, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,520 shares

Expires 2018-03-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock option becomes exercisable 20% each year on the anniversary of the grant date.

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November 07, 2016 Filed Nov 8, 2016 22:42 UTC
CARY RICHARD CController, CAO
SaleCommon Stock 8,230 $48.29 $397,426.70
Disclosure

SEC source: 0001127602-16-066425 · form4.xml · nonDerivative · entry 5

CARY RICHARD C · CIK 0001185998 · Controller, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,810

F1 · price: The price reported is an average weighted price. The shares were sold in multiple transactions at prices ranging from $48.26 to $48.32. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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November 07, 2016 Filed Nov 8, 2016 22:42 UTC
CARY RICHARD CController, CAO
Exercise / conversionCommon Stock 2,434 $39.17 $95,339.78
Disclosure

SEC source: 0001127602-16-066425 · form4.xml · nonDerivative · entry 4

CARY RICHARD C · CIK 0001185998 · Controller, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,040

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 07, 2016 Filed Nov 8, 2016 22:42 UTC
CARY RICHARD CController, CAO
Exercise / conversionCommon Stock 3,467 $35.71 $123,806.57
Disclosure

SEC source: 0001127602-16-066425 · form4.xml · nonDerivative · entry 3

CARY RICHARD C · CIK 0001185998 · Controller, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,606

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 07, 2016 Filed Nov 8, 2016 22:42 UTC
CARY RICHARD CController, CAO
Exercise / conversionCommon Stock 809 $24.13 $19,521.17
Disclosure

SEC source: 0001127602-16-066425 · form4.xml · nonDerivative · entry 2

CARY RICHARD C · CIK 0001185998 · Controller, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,139

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.