Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Arthur J. Gallagher & Co.AJG · Entity 990 | Vice President | January 29, 2018 | January 30, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Arthur J. Gallagher & Co.
Report date January 29, 2018 · Filed January 30, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 303,317.1376 |
Ending reported balance
After 2018-01-29 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2018-01-29 · Exercise / conversion · Acquired 1,270 · Balance 304,587.1376 Row 2 · 2018-01-29 · Exercise / conversion · Acquired 10,400 · Balance 314,987.1376 Row 3 · 2018-01-29 · Sale · Disposed 11,670 · Balance 303,317.1376 F1: The price reported is an average weighted price. The shares were sold in multiple transactions at prices ranging from $69.90 to $69.96. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| Non-qualified Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $23.76 · Expires 2018-03-05 | Direct | 0 |
Reported balance
After 2018-01-29 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2018-01-29 · Exercise / conversion · Disposed 1,270 · Balance 0 F2: The stock option becomes exercisable 20% each year on the anniversary of the grant date. |
| Non-qualified Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $30.95 · Expires 2018-03-07 | Direct | 0 |
Reported balance
After 2018-01-29 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2018-01-29 · Exercise / conversion · Disposed 10,400 · Balance 0 F3: The stock option becomes exercisable 20% each year on the anniversary of the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported is an average weighted price. The shares were sold in multiple transactions at prices ranging from $69.90 to $69.96. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2: The stock option becomes exercisable 20% each year on the anniversary of the grant date.
F3: The stock option becomes exercisable 20% each year on the anniversary of the grant date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 29, 2018 Filed Jan 30, 2018 22:22 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | Exercise / conversionNon-qualified Stock Option · Derivative | 10,400 | $0.00 Strike: $30.95 | $0.00 |
DisclosureSEC source: 0001127602-18-003008 · form4.xml · derivative · entry 5 DURKIN JAMES W JR · CIK 0001186002 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,400 shares Expires 2018-03-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The stock option becomes exercisable 20% each year on the anniversary of the grant date. Read SEC document |
| January 29, 2018 Filed Jan 30, 2018 22:22 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | Exercise / conversionNon-qualified Stock Option · Derivative | 1,270 | $0.00 Strike: $23.76 | $0.00 |
DisclosureSEC source: 0001127602-18-003008 · form4.xml · derivative · entry 4 DURKIN JAMES W JR · CIK 0001186002 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,270 shares Expires 2018-03-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock option becomes exercisable 20% each year on the anniversary of the grant date. Read SEC document |
| January 29, 2018 Filed Jan 30, 2018 22:22 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | SaleCommon Stock | 11,670 | $69.90 | $815,733.00 |
DisclosureSEC source: 0001127602-18-003008 · form4.xml · nonDerivative · entry 3 DURKIN JAMES W JR · CIK 0001186002 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 303,317.1376 F1 · price: The price reported is an average weighted price. The shares were sold in multiple transactions at prices ranging from $69.90 to $69.96. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 29, 2018 Filed Jan 30, 2018 22:22 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | Exercise / conversionCommon Stock | 10,400 | $30.95 | $321,880.00 |
DisclosureSEC source: 0001127602-18-003008 · form4.xml · nonDerivative · entry 2 DURKIN JAMES W JR · CIK 0001186002 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 314,987.1376 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 29, 2018 Filed Jan 30, 2018 22:22 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | Exercise / conversionCommon Stock | 1,270 | $23.76 | $30,175.20 |
DisclosureSEC source: 0001127602-18-003008 · form4.xml · nonDerivative · entry 1 DURKIN JAMES W JR · CIK 0001186002 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 304,587.1376 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 30, 2017 Filed Dec 4, 2017 21:46 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | Exercise / conversionPhantom Stock · Derivative | 403 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-033821 · form4.xml · derivative · entry 3 DURKIN JAMES W JR · CIK 0001186002 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,515 Underlying: Common Stock · 403 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of Gallagher common stock. F2 · derivative.exercise_date: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61. F2 · derivative.expiration_date: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61. Read SEC document |
| November 30, 2017 Filed Dec 4, 2017 21:46 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | Tax withholdingCommon Stock | 403 | $65.63 | $26,448.89 |
DisclosureSEC source: 0001127602-17-033821 · form4.xml · nonDerivative · entry 2 DURKIN JAMES W JR · CIK 0001186002 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 303,317.1376 Read SEC document |
| November 30, 2017 Filed Dec 4, 2017 21:46 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | Exercise / conversionCommon Stock | 403 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-033821 · form4.xml · nonDerivative · entry 1 DURKIN JAMES W JR · CIK 0001186002 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 303,720.1376 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 28, 2017 Filed Mar 30, 2017 19:11 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | OtherPhantom Stock · Derivative | 16,820 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-013245 · form4.xml · derivative · entry 1 DURKIN JAMES W JR · CIK 0001186002 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,702 Underlying: Common Stock · 16,820 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of Gallagher common stock. F2 · derivative.exercise_date: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61. F2 · derivative.expiration_date: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61. Read SEC document |
| March 16, 2017 Filed Mar 22, 2017 21:50 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | GrantCommon Stock (restricted) | 6,850 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-012676 · form4.xml · nonDerivative · entry 1 DURKIN JAMES W JR · CIK 0001186002 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,302 F1 · date: Earned performance share units vesting on 3/17/2019. Read SEC document |
| March 13, 2017 Filed Mar 14, 2017 20:49 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | Tax withholdingCommon Stock | 762 | $56.99 | $43,426.38 |
DisclosureSEC source: 0001127602-17-011634 · form4.xml · nonDerivative · entry 6 DURKIN JAMES W JR · CIK 0001186002 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 302,861.9968 Read SEC document |
| March 13, 2017 Filed Mar 14, 2017 20:49 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | Exercise / conversionCommon Stock | 2,650 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-011634 · form4.xml · nonDerivative · entry 5 DURKIN JAMES W JR · CIK 0001186002 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 303,623.9968 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 13, 2017 Filed Mar 14, 2017 20:49 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | Exercise / conversionCommon Stock (restricted) | 2,650 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-011634 · form4.xml · nonDerivative · entry 4 DURKIN JAMES W JR · CIK 0001186002 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,452 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 20:49 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | Tax withholdingCommon Stock | 1,582 | $56.66 | $89,636.12 |
DisclosureSEC source: 0001127602-17-011634 · form4.xml · nonDerivative · entry 3 DURKIN JAMES W JR · CIK 0001186002 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,973.9968 Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 20:49 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | Exercise / conversionCommon Stock | 5,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-011634 · form4.xml · nonDerivative · entry 2 DURKIN JAMES W JR · CIK 0001186002 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 302,555.9968 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 20:49 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | Exercise / conversionCommon Stock (restricted) | 5,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-011634 · form4.xml · nonDerivative · entry 1 DURKIN JAMES W JR · CIK 0001186002 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,102 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 14, 2017 Filed Feb 16, 2017 20:20 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | Exercise / conversionNon-qualified Stock Option · Derivative | 6,900 | $0.00 Strike: $24.13 | $0.00 |
DisclosureSEC source: 0001127602-17-006558 · form4.xml · derivative · entry 3 DURKIN JAMES W JR · CIK 0001186002 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,900 shares Expires 2017-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock option becomes exercisable 20% each year on the anniversary of the grant date. Read SEC document |
| February 14, 2017 Filed Feb 16, 2017 20:20 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | SaleCommon Stock | 6,900 | $55.67 | $384,123.00 |
DisclosureSEC source: 0001127602-17-006558 · form4.xml · nonDerivative · entry 2 DURKIN JAMES W JR · CIK 0001186002 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 297,055.9968 F1 · price: The price reported is an average weighted price. The shares were sold in multiple transactions at prices ranging from $55.65 to $55.67. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 14, 2017 Filed Feb 16, 2017 20:20 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | Exercise / conversionCommon Stock | 6,900 | $24.13 | $166,497.00 |
DisclosureSEC source: 0001127602-17-006558 · form4.xml · nonDerivative · entry 1 DURKIN JAMES W JR · CIK 0001186002 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 303,955.9968 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 18:59 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | Exercise / conversionPhantom Stock · Derivative | 332 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-068032 · form4.xml · derivative · entry 3 DURKIN JAMES W JR · CIK 0001186002 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,858 Underlying: Common Stock · 332 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of Gallagher common stock. F2 · derivative.exercise_date: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61. F2 · derivative.expiration_date: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61. Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 18:59 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | Tax withholdingCommon Stock | 332 | $51.48 | $17,091.36 |
DisclosureSEC source: 0001127602-16-068032 · form4.xml · nonDerivative · entry 2 DURKIN JAMES W JR · CIK 0001186002 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 297,055.9968 Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 18:59 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | Exercise / conversionCommon Stock | 332 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-068032 · form4.xml · nonDerivative · entry 1 DURKIN JAMES W JR · CIK 0001186002 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 297,387.9968 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.