Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Arthur J. Gallagher & Co.AJG · Entity 990 | Vice President | November 30, 2017 | December 04, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Arthur J. Gallagher & Co.
Report date November 30, 2017 · Filed December 04, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 129,637 |
Ending reported balance
After 2017-11-30 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2017-11-30 · Exercise / conversion · Acquired 403 · Balance 130,040 Row 2 · 2017-11-30 · Tax withholding · Disposed 403 · Balance 129,637 |
| Phantom StockSEC Table II · derivative / convertible security | Direct | 54,840 |
Reported balance
After 2017-11-30 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2017-11-30 · Exercise / conversion · Disposed 403 · Balance 54,840 F2: Each share of phantom stock represents a right to receive one share of Gallagher common stock. F3: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61. |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 48,708 |
Reported balance
Holding disclosure · report date 2017-11-30 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 48,708 F1: The reporting person disclaims beneficial ownership of these securities pursuant to Rule 16a-1(a)(4). This report shall not be deemed an admission that the reporting person is, for purposes of Section 16 or otherwise, the beneficial owner of such securities. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person disclaims beneficial ownership of these securities pursuant to Rule 16a-1(a)(4). This report shall not be deemed an admission that the reporting person is, for purposes of Section 16 or otherwise, the beneficial owner of such securities.
F2: Each share of phantom stock represents a right to receive one share of Gallagher common stock.
F3: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 30, 2017 Filed Dec 4, 2017 22:04 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | Exercise / conversionPhantom Stock · Derivative | 403 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-033834 · form4.xml · derivative · entry 4 GAULT JAMES S · CIK 0001186010 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,840 Underlying: Common Stock · 403 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of Gallagher common stock. F3 · derivative.exercise_date: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61. F3 · derivative.expiration_date: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61. Read SEC document |
| November 30, 2017 Filed Dec 4, 2017 22:04 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | Tax withholdingCommon Stock | 403 | $65.63 | $26,448.89 |
DisclosureSEC source: 0001127602-17-033834 · form4.xml · nonDerivative · entry 2 GAULT JAMES S · CIK 0001186010 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,637 Read SEC document |
| November 30, 2017 Filed Dec 4, 2017 22:04 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | Exercise / conversionCommon Stock | 403 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-033834 · form4.xml · nonDerivative · entry 1 GAULT JAMES S · CIK 0001186010 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,040 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 28, 2017 Filed Mar 30, 2017 19:25 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | OtherPhantom Stock · Derivative | 17,705 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-013258 · form4.xml · derivative · entry 1 GAULT JAMES S · CIK 0001186010 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,886 Underlying: Common Stock · 17,705 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of Gallagher common stock. F2 · derivative.exercise_date: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61. F2 · derivative.expiration_date: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61. Read SEC document |
| March 16, 2017 Filed Mar 22, 2017 21:43 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | GrantCommon Stock (restricted) | 7,550 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-012668 · form4.xml · nonDerivative · entry 1 GAULT JAMES S · CIK 0001186010 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,575 F1 · date: Earned performance share units vesting on 3/17/2019. Read SEC document |
| March 13, 2017 Filed Mar 14, 2017 20:36 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | Tax withholdingCommon Stock | 1,258 | $56.99 | $71,693.42 |
DisclosureSEC source: 0001127602-17-011619 · form4.xml · nonDerivative · entry 10 GAULT JAMES S · CIK 0001186010 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,637 Read SEC document |
| March 13, 2017 Filed Mar 14, 2017 20:36 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | Exercise / conversionCommon Stock | 2,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-011619 · form4.xml · nonDerivative · entry 9 GAULT JAMES S · CIK 0001186010 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,895 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 13, 2017 Filed Mar 14, 2017 20:36 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | Exercise / conversionCommon Stock (restricted) | 2,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-011619 · form4.xml · nonDerivative · entry 8 GAULT JAMES S · CIK 0001186010 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,025 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 20:36 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | Exercise / conversionLong Puts (right To Sell) · Derivative | 8,082 | $0.00 Strike: $23.76 | $0.00 |
DisclosureSEC source: 0001127602-17-011619 · form4.xml · derivative · entry 13 GAULT JAMES S · CIK 0001186010 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,082 shares Expires 2018-03-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The stock option becomes exercisable 20% each year on the anniversary of the grant date. Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 20:36 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | Exercise / conversionNon-qualified Stock Option · Derivative | 11,600 | $0.00 Strike: $30.95 | $0.00 |
DisclosureSEC source: 0001127602-17-011619 · form4.xml · derivative · entry 12 GAULT JAMES S · CIK 0001186010 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,600 shares Expires 2018-03-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock option becomes exercisable 20% each year on the anniversary of the grant date. Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 20:36 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | Tax withholdingCommon Stock | 2,601 | $56.66 | $147,372.66 |
DisclosureSEC source: 0001127602-17-011619 · form4.xml · nonDerivative · entry 7 GAULT JAMES S · CIK 0001186010 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,995 Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 20:36 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | Exercise / conversionCommon Stock | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-011619 · form4.xml · nonDerivative · entry 6 GAULT JAMES S · CIK 0001186010 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,596 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 20:36 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | Exercise / conversionCommon Stock (restricted) | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-011619 · form4.xml · nonDerivative · entry 5 GAULT JAMES S · CIK 0001186010 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,925 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 20:36 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | Tax withholdingCommon Stock | 5,536 | $56.61 | $313,392.96 |
DisclosureSEC source: 0001127602-17-011619 · form4.xml · nonDerivative · entry 4 GAULT JAMES S · CIK 0001186010 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,596 Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 20:36 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | Exercise / conversionCommon Stock | 8,082 | $23.76 | $192,028.32 |
DisclosureSEC source: 0001127602-17-011619 · form4.xml · nonDerivative · entry 3 GAULT JAMES S · CIK 0001186010 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,132 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 20:36 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | Tax withholdingCommon Stock | 8,735 | $56.61 | $494,488.35 |
DisclosureSEC source: 0001127602-17-011619 · form4.xml · nonDerivative · entry 2 GAULT JAMES S · CIK 0001186010 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,050 Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 20:36 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | Exercise / conversionCommon Stock | 11,600 | $30.95 | $359,020.00 |
DisclosureSEC source: 0001127602-17-011619 · form4.xml · nonDerivative · entry 1 GAULT JAMES S · CIK 0001186010 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,785 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 06, 2016 Filed Dec 8, 2016 21:21 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | Exercise / conversionNon-qualified Stock Option · Derivative | 7,583 | $0.00 Strike: $28.65 | $0.00 |
DisclosureSEC source: 0001127602-16-069504 · form4.xml · derivative · entry 6 GAULT JAMES S · CIK 0001186010 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,583 shares Expires 2017-05-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock option becomes exercisable 20% each year on the anniversary of the grant date. Read SEC document |
| December 06, 2016 Filed Dec 8, 2016 21:21 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | Exercise / conversionNon-qualified Stock Option · Derivative | 12,750 | $0.00 Strike: $24.13 | $0.00 |
DisclosureSEC source: 0001127602-16-069504 · form4.xml · derivative · entry 5 GAULT JAMES S · CIK 0001186010 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,750 shares Expires 2017-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock option becomes exercisable 20% each year on the anniversary of the grant date. Read SEC document |
| December 06, 2016 Filed Dec 8, 2016 21:21 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | Tax withholdingCommon Stock | 15,035 | $49.64 | $746,337.40 |
DisclosureSEC source: 0001127602-16-069504 · form4.xml · nonDerivative · entry 3 GAULT JAMES S · CIK 0001186010 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,185 Read SEC document |
| December 06, 2016 Filed Dec 8, 2016 21:21 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | Exercise / conversionCommon Stock | 7,583 | $28.65 | $217,252.95 |
DisclosureSEC source: 0001127602-16-069504 · form4.xml · nonDerivative · entry 2 GAULT JAMES S · CIK 0001186010 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,220 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 06, 2016 Filed Dec 8, 2016 21:21 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | Exercise / conversionCommon Stock | 12,750 | $24.13 | $307,657.50 |
DisclosureSEC source: 0001127602-16-069504 · form4.xml · nonDerivative · entry 1 GAULT JAMES S · CIK 0001186010 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,637 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 18:50 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | Exercise / conversionPhantom Stock · Derivative | 380 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-068029 · form4.xml · derivative · entry 4 GAULT JAMES S · CIK 0001186010 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,075 Underlying: Common Stock · 380 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of Gallagher common stock. F3 · derivative.exercise_date: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61. F3 · derivative.expiration_date: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61. Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 18:50 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | Tax withholdingCommon Stock | 380 | $51.48 | $19,562.40 |
DisclosureSEC source: 0001127602-16-068029 · form4.xml · nonDerivative · entry 2 GAULT JAMES S · CIK 0001186010 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,887 Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 18:50 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | Exercise / conversionCommon Stock | 380 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-068029 · form4.xml · nonDerivative · entry 1 GAULT JAMES S · CIK 0001186010 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,267 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.