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NYSE · USD

AJG

Arthur J. Gallagher & Co.

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Tapewire entity
990
SEC CIK
0000354190
Parsed reports
762

Last 12 months

Inside the activity.

4 purchase rows · 13 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202542
Dec 202503
Jan 202600
Feb 202600
Mar 202603
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202602
Sep 202602
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 10, 2017 Filed Mar 14, 2017 20:36 UTC
GAULT JAMES SVice President
Exercise / conversionCommon Stock (restricted) 6,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-011619 · form4.xml · nonDerivative · entry 5

GAULT JAMES S · CIK 0001186010 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,925

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 10, 2017 Filed Mar 14, 2017 20:36 UTC
GAULT JAMES SVice President
Tax withholdingCommon Stock 5,536 $56.61 $313,392.96
Disclosure

SEC source: 0001127602-17-011619 · form4.xml · nonDerivative · entry 4

GAULT JAMES S · CIK 0001186010 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,596

Read SEC document
March 10, 2017 Filed Mar 14, 2017 20:36 UTC
GAULT JAMES SVice President
Exercise / conversionCommon Stock 8,082 $23.76 $192,028.32
Disclosure

SEC source: 0001127602-17-011619 · form4.xml · nonDerivative · entry 3

GAULT JAMES S · CIK 0001186010 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,132

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 10, 2017 Filed Mar 14, 2017 20:36 UTC
GAULT JAMES SVice President
Tax withholdingCommon Stock 8,735 $56.61 $494,488.35
Disclosure

SEC source: 0001127602-17-011619 · form4.xml · nonDerivative · entry 2

GAULT JAMES S · CIK 0001186010 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,050

Read SEC document
March 10, 2017 Filed Mar 14, 2017 20:36 UTC
GAULT JAMES SVice President
Exercise / conversionCommon Stock 11,600 $30.95 $359,020.00
Disclosure

SEC source: 0001127602-17-011619 · form4.xml · nonDerivative · entry 1

GAULT JAMES S · CIK 0001186010 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,785

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 10, 2017 Filed Mar 14, 2017 20:26 UTC
HOWELL DOUGLAS KVP & Chief Financial Officer
Tax withholdingCommon Stock 2,315 $56.66 $131,167.90
Disclosure

SEC source: 0001127602-17-011604 · form4.xml · nonDerivative · entry 3

HOWELL DOUGLAS K · CIK 0001222374 · VP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,321

Read SEC document
March 10, 2017 Filed Mar 14, 2017 20:26 UTC
HOWELL DOUGLAS KVP & Chief Financial Officer
Exercise / conversionCommon Stock 8,050 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-011604 · form4.xml · nonDerivative · entry 2

HOWELL DOUGLAS K · CIK 0001222374 · VP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,636

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 10, 2017 Filed Mar 14, 2017 20:26 UTC
HOWELL DOUGLAS KVP & Chief Financial Officer
Exercise / conversionCommon Stock (restricted) 8,050 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-011604 · form4.xml · nonDerivative · entry 1

HOWELL DOUGLAS K · CIK 0001222374 · VP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,406

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 20:36 UTC
Hudson Scott RVice President
Exercise / conversionNon-qualified Stock Option · Derivative 8,500 $0.00 Strike: $24.13 $0.00
Disclosure

SEC source: 0001127602-17-009613 · form4.xml · derivative · entry 3

Hudson Scott R · CIK 0001482241 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,500 shares

Expires 2017-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The stock option becomes exercisable 20% each year on the anniversary of the grant date.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 20:36 UTC
Hudson Scott RVice President
Tax withholdingCommon Stock 5,154 $56.97 $293,623.38
Disclosure

SEC source: 0001127602-17-009613 · form4.xml · nonDerivative · entry 2

Hudson Scott R · CIK 0001482241 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,345

Read SEC document
February 28, 2017 Filed Mar 2, 2017 20:36 UTC
Hudson Scott RVice President
Exercise / conversionCommon Stock 8,500 $24.13 $205,105.00
Disclosure

SEC source: 0001127602-17-009613 · form4.xml · nonDerivative · entry 1

Hudson Scott R · CIK 0001482241 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,499

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2017 Filed Feb 16, 2017 20:15 UTC
GALLAGHER J PATRICK JRDirector · President & CEO
Exercise / conversionNon-qualified Stock Option · Derivative 16,667 $0.00 Strike: $28.65 $0.00
Disclosure

SEC source: 0001127602-17-006554 · form4.xml · derivative · entry 10

GALLAGHER J PATRICK JR · CIK 0001186006 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,667 shares

Expires 2017-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock option becomes exercisable 20% each year on the anniversary of the grant date.

Read SEC document
February 15, 2017 Filed Feb 16, 2017 20:15 UTC
GALLAGHER J PATRICK JRDirector · President & CEO
Exercise / conversionNon-qualified Stock Option · Derivative 50,750 $0.00 Strike: $24.13 $0.00
Disclosure

SEC source: 0001127602-17-006554 · form4.xml · derivative · entry 9

GALLAGHER J PATRICK JR · CIK 0001186006 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,750 shares

Expires 2017-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock option becomes exercisable 20% each year on the anniversary of the grant date.

Read SEC document
February 15, 2017 Filed Feb 16, 2017 20:15 UTC
GALLAGHER J PATRICK JRDirector · President & CEO
Tax withholdingCommon Stock 12,863 $55.82 $718,012.66
Disclosure

SEC source: 0001127602-17-006554 · form4.xml · nonDerivative · entry 4

GALLAGHER J PATRICK JR · CIK 0001186006 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,820.6055

Read SEC document
February 15, 2017 Filed Feb 16, 2017 20:15 UTC
GALLAGHER J PATRICK JRDirector · President & CEO
Exercise / conversionCommon Stock 16,667 $28.65 $477,509.55
Disclosure

SEC source: 0001127602-17-006554 · form4.xml · nonDerivative · entry 3

GALLAGHER J PATRICK JR · CIK 0001186006 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,683.6055

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2017 Filed Feb 16, 2017 20:15 UTC
GALLAGHER J PATRICK JRDirector · President & CEO
Tax withholdingCommon Stock 37,259 $55.84 $2,080,542.56
Disclosure

SEC source: 0001127602-17-006554 · form4.xml · nonDerivative · entry 2

GALLAGHER J PATRICK JR · CIK 0001186006 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,016.6055

Read SEC document
February 15, 2017 Filed Feb 16, 2017 20:15 UTC
GALLAGHER J PATRICK JRDirector · President & CEO
Exercise / conversionCommon Stock 50,750 $24.13 $1,224,597.50
Disclosure

SEC source: 0001127602-17-006554 · form4.xml · nonDerivative · entry 1

GALLAGHER J PATRICK JR · CIK 0001186006 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,275.6055

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2017 Filed Feb 16, 2017 20:27 UTC
Bay Walter D.General Counsel
Exercise / conversionNon-qualified Stock Option · Derivative 3,000 $0.00 Strike: $26.09 $0.00
Disclosure

SEC source: 0001127602-17-006562 · form4.xml · derivative · entry 3

Bay Walter D. · CIK 0001410235 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

Underlying: Common Stock · 3,000 shares

Expires 2018-05-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The stock option becomes exercisable 10% each year, commencing January 1 after the date of grant.

Read SEC document
February 14, 2017 Filed Feb 16, 2017 20:27 UTC
Bay Walter D.General Counsel
SaleCommon Stock 3,000 $55.54 $166,633.50
Disclosure

SEC source: 0001127602-17-006562 · form4.xml · nonDerivative · entry 2

Bay Walter D. · CIK 0001410235 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,253

Read SEC document
February 14, 2017 Filed Feb 16, 2017 20:27 UTC
Bay Walter D.General Counsel
Exercise / conversionCommon Stock 3,000 $26.09 $78,270.00
Disclosure

SEC source: 0001127602-17-006562 · form4.xml · nonDerivative · entry 1

Bay Walter D. · CIK 0001410235 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,253

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2017 Filed Feb 16, 2017 20:20 UTC
DURKIN JAMES W JRVice President
Exercise / conversionNon-qualified Stock Option · Derivative 6,900 $0.00 Strike: $24.13 $0.00
Disclosure

SEC source: 0001127602-17-006558 · form4.xml · derivative · entry 3

DURKIN JAMES W JR · CIK 0001186002 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,900 shares

Expires 2017-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock option becomes exercisable 20% each year on the anniversary of the grant date.

Read SEC document
February 14, 2017 Filed Feb 16, 2017 20:20 UTC
DURKIN JAMES W JRVice President
SaleCommon Stock 6,900 $55.67 $384,123.00
Disclosure

SEC source: 0001127602-17-006558 · form4.xml · nonDerivative · entry 2

DURKIN JAMES W JR · CIK 0001186002 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297,055.9968

F1 · price: The price reported is an average weighted price. The shares were sold in multiple transactions at prices ranging from $55.65 to $55.67. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 14, 2017 Filed Feb 16, 2017 20:20 UTC
DURKIN JAMES W JRVice President
Exercise / conversionCommon Stock 6,900 $24.13 $166,497.00
Disclosure

SEC source: 0001127602-17-006558 · form4.xml · nonDerivative · entry 1

DURKIN JAMES W JR · CIK 0001186002 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 303,955.9968

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 13, 2017 Filed Feb 14, 2017 17:32 UTC
Cavaness Joel DVice President
Exercise / conversionNon-qualified Stock Option · Derivative 2,833 $0.00 Strike: $28.65 $0.00
Disclosure

SEC source: 0001127602-17-005835 · form4.xml · derivative · entry 5

Cavaness Joel D · CIK 0001665268 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,833 shares

Expires 2017-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock option becomes exercisable 20% each year on the anniversary of the grant date.

Read SEC document
February 13, 2017 Filed Feb 14, 2017 17:32 UTC
Cavaness Joel DVice President
Exercise / conversionNon-qualified Stock Option · Derivative 6,897 $0.00 Strike: $24.13 $0.00
Disclosure

SEC source: 0001127602-17-005835 · form4.xml · derivative · entry 4

Cavaness Joel D · CIK 0001665268 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,897 shares

Expires 2017-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock option becomes exercisable 20% each year on the anniversary of the grant date.

Read SEC document
February 13, 2017 Filed Feb 14, 2017 17:32 UTC
Cavaness Joel DVice President
SaleCommon Stock 9,730 $55.59 $540,890.70
Disclosure

SEC source: 0001127602-17-005835 · form4.xml · nonDerivative · entry 3

Cavaness Joel D · CIK 0001665268 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,377

F1 · price: The price reported is an average weighted price. The shares were sold in multiple transactions at prices ranging from $55.57 to $55.61. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 13, 2017 Filed Feb 14, 2017 17:32 UTC
Cavaness Joel DVice President
Exercise / conversionCommon Stock 2,833 $28.65 $81,165.45
Disclosure

SEC source: 0001127602-17-005835 · form4.xml · nonDerivative · entry 2

Cavaness Joel D · CIK 0001665268 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,107

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 13, 2017 Filed Feb 14, 2017 17:32 UTC
Cavaness Joel DVice President
Exercise / conversionCommon Stock 6,897 $24.13 $166,424.61
Disclosure

SEC source: 0001127602-17-005835 · form4.xml · nonDerivative · entry 1

Cavaness Joel D · CIK 0001665268 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,274

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 10, 2017 Filed Feb 14, 2017 17:22 UTC Exercise / conversionNon-qualified Stock Option · Derivative 8,276 $0.00 Strike: $24.13 $0.00
Disclosure

SEC source: 0001127602-17-005828 · form4.xml · derivative · entry 8

GALLAGHER THOMAS JOSEPH · CIK 0001589933 · VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,276 shares

Expires 2017-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock option becomes exercisable 20% each year on the anniversary of the grant date.

Read SEC document
February 10, 2017 Filed Feb 14, 2017 17:22 UTC Tax withholdingCommon Stock 5,131 $54.90 $281,691.90
Disclosure

SEC source: 0001127602-17-005828 · form4.xml · nonDerivative · entry 3

GALLAGHER THOMAS JOSEPH · CIK 0001589933 · VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,792

Read SEC document
February 10, 2017 Filed Feb 14, 2017 17:22 UTC Exercise / conversionCommon Stock 8,276 $24.13 $199,699.88
Disclosure

SEC source: 0001127602-17-005828 · form4.xml · nonDerivative · entry 2

GALLAGHER THOMAS JOSEPH · CIK 0001589933 · VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,923

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 02, 2017 Filed Feb 3, 2017 21:53 UTC
Pietrucha Susan EChief Human Resources Officer
Exercise / conversionNon-qualified Stock Option · Derivative 1,500 $0.00 Strike: $26.09 $0.00
Disclosure

SEC source: 0001127602-17-003916 · form4.xml · derivative · entry 10

Pietrucha Susan E · CIK 0001386997 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

Underlying: Common Stock · 1,500 shares

Expires 2018-05-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock option becomes exercisable 10% each year, commencing January 1 after the date of grant.

Read SEC document
February 02, 2017 Filed Feb 3, 2017 21:53 UTC
Pietrucha Susan EChief Human Resources Officer
Exercise / conversionNon-qualified Stock Option · Derivative 4,134 $0.00 Strike: $39.17 $0.00
Disclosure

SEC source: 0001127602-17-003916 · form4.xml · derivative · entry 9

Pietrucha Susan E · CIK 0001386997 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,266

Underlying: Common Stock · 4,134 shares

Expires 2020-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One-third of this stock option becomes exerciseable on each of the 3rd, 4th, and 5th anniversaries of the grant date.

Read SEC document
February 02, 2017 Filed Feb 3, 2017 21:53 UTC
Pietrucha Susan EChief Human Resources Officer
Exercise / conversionNon-qualified Stock Option · Derivative 2,800 $0.00 Strike: $35.71 $0.00
Disclosure

SEC source: 0001127602-17-003916 · form4.xml · derivative · entry 8

Pietrucha Susan E · CIK 0001386997 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,799

Underlying: Common Stock · 2,800 shares

Expires 2019-03-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One-third of this stock option becomes exerciseable on each of the 3rd, 4th, and 5th anniversaries of the grant date.

Read SEC document
February 02, 2017 Filed Feb 3, 2017 21:53 UTC
Pietrucha Susan EChief Human Resources Officer
SaleCommon Stock 1,500 $53.93 $80,895.00
Disclosure

SEC source: 0001127602-17-003916 · form4.xml · nonDerivative · entry 6

Pietrucha Susan E · CIK 0001386997 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
February 02, 2017 Filed Feb 3, 2017 21:53 UTC
Pietrucha Susan EChief Human Resources Officer
Exercise / conversionCommon Stock 1,500 $26.09 $39,135.00
Disclosure

SEC source: 0001127602-17-003916 · form4.xml · nonDerivative · entry 5

Pietrucha Susan E · CIK 0001386997 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 02, 2017 Filed Feb 3, 2017 21:53 UTC
Pietrucha Susan EChief Human Resources Officer
SaleCommon Stock 4,134 $53.91 $222,863.94
Disclosure

SEC source: 0001127602-17-003916 · form4.xml · nonDerivative · entry 4

Pietrucha Susan E · CIK 0001386997 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price reported is an average weighted price. The shares were sold in multiple transactions at prices ranging from $53.90 to $53.94. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 02, 2017 Filed Feb 3, 2017 21:53 UTC
Pietrucha Susan EChief Human Resources Officer
Exercise / conversionCommon Stock 4,134 $39.17 $161,928.78
Disclosure

SEC source: 0001127602-17-003916 · form4.xml · nonDerivative · entry 3

Pietrucha Susan E · CIK 0001386997 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,134

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 02, 2017 Filed Feb 3, 2017 21:53 UTC
Pietrucha Susan EChief Human Resources Officer
SaleCommon Stock 2,800 $53.91 $150,948.00
Disclosure

SEC source: 0001127602-17-003916 · form4.xml · nonDerivative · entry 2

Pietrucha Susan E · CIK 0001386997 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
February 02, 2017 Filed Feb 3, 2017 21:53 UTC
Pietrucha Susan EChief Human Resources Officer
Exercise / conversionCommon Stock 2,800 $35.71 $99,988.00
Disclosure

SEC source: 0001127602-17-003916 · form4.xml · nonDerivative · entry 1

Pietrucha Susan E · CIK 0001386997 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,800

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 02, 2017 Filed Feb 3, 2017 21:42 UTC
Bay Walter D.General Counsel
Exercise / conversionNon-qualified Stock Option · Derivative 6,600 $0.00 Strike: $30.95 $0.00
Disclosure

SEC source: 0001127602-17-003904 · form4.xml · derivative · entry 3

Bay Walter D. · CIK 0001410235 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,600 shares

Expires 2018-03-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The stock option becomes exercisable 20% each year on the anniversary of the grant date.

Read SEC document
February 02, 2017 Filed Feb 3, 2017 21:42 UTC
Bay Walter D.General Counsel
SaleCommon Stock 6,600 $54.04 $356,664.00
Disclosure

SEC source: 0001127602-17-003904 · form4.xml · nonDerivative · entry 2

Bay Walter D. · CIK 0001410235 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,253

Read SEC document
February 02, 2017 Filed Feb 3, 2017 21:42 UTC
Bay Walter D.General Counsel
Exercise / conversionCommon Stock 6,600 $30.95 $204,270.00
Disclosure

SEC source: 0001127602-17-003904 · form4.xml · nonDerivative · entry 1

Bay Walter D. · CIK 0001410235 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,853

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 02, 2017 Filed Feb 3, 2017 21:37 UTC Exercise / conversionNon-qualified Stock Option · Derivative 3,125 $0.00 Strike: $25.29 $0.00
Disclosure

SEC source: 0001127602-17-003902 · form4.xml · derivative · entry 3

JOHNSON DAVID S · CIK 0001192476 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,125 shares

Expires 2017-05-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The stock option becomes exerciseable one year after the grant date.

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February 02, 2017 Filed Feb 3, 2017 21:37 UTC SaleCommon Stock 3,125 $53.94 $168,562.50
Disclosure

SEC source: 0001127602-17-003902 · form4.xml · nonDerivative · entry 2

JOHNSON DAVID S · CIK 0001192476 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,878

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February 02, 2017 Filed Feb 3, 2017 21:37 UTC Exercise / conversionCommon Stock 3,125 $25.29 $79,031.25
Disclosure

SEC source: 0001127602-17-003902 · form4.xml · nonDerivative · entry 1

JOHNSON DAVID S · CIK 0001192476 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,003

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 31, 2017 Filed Feb 1, 2017 22:59 UTC
HOWELL DOUGLAS KVP & Chief Financial Officer
Exercise / conversionNon-qualified Stock Option · Derivative 5,011 $0.00 Strike: $28.65 $0.00
Disclosure

SEC source: 0001127602-17-003393 · form4.xml · derivative · entry 9

HOWELL DOUGLAS K · CIK 0001222374 · VP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,011 shares

Expires 2017-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock option becomes exercisable 20% each year on the anniversary of the grant date.

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January 31, 2017 Filed Feb 1, 2017 22:59 UTC
HOWELL DOUGLAS KVP & Chief Financial Officer
SaleCommon Stock 5,011 $53.95 $270,343.45
Disclosure

SEC source: 0001127602-17-003393 · form4.xml · nonDerivative · entry 7

HOWELL DOUGLAS K · CIK 0001222374 · VP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,586

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January 31, 2017 Filed Feb 1, 2017 22:59 UTC
HOWELL DOUGLAS KVP & Chief Financial Officer
Exercise / conversionCommon Stock 5,011 $28.65 $143,565.15
Disclosure

SEC source: 0001127602-17-003393 · form4.xml · nonDerivative · entry 6

HOWELL DOUGLAS K · CIK 0001222374 · VP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,597

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 30, 2017 Filed Feb 1, 2017 22:59 UTC
HOWELL DOUGLAS KVP & Chief Financial Officer
Exercise / conversionNon-qualified Stock Option · Derivative 6,364 $0.00 Strike: $28.65 $0.00
Disclosure

SEC source: 0001127602-17-003393 · form4.xml · derivative · entry 8

HOWELL DOUGLAS K · CIK 0001222374 · VP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,011

Underlying: Common Stock · 6,364 shares

Expires 2017-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock option becomes exercisable 20% each year on the anniversary of the grant date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.