Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Arthur J. Gallagher & Co.AJG · Entity 990 | Vice President | April 29, 2024 | May 01, 2024 |
| James River Group Holdings, Inc.JRVR · Entity 6368 | Director | March 04, 2026 | March 06, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Arthur J. Gallagher & Co.
Report date April 29, 2024 · Filed May 01, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 159,581.154 |
Ending reported balance
After 2024-04-29 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2024-04-29 · Exercise / conversion · Acquired 132.845 · Balance 159,713.999 Row 2 · 2024-04-29 · Tax withholding · Disposed 132.845 · Balance 159,581.154 |
| Phantom StockSEC Table II · derivative / convertible security | Direct | 95,616.591 |
Reported balance
After 2024-04-29 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2024-04-29 · Exercise / conversion · Disposed 132.845 · Balance 95,616.591 F1: Each share of phantom stock represents a right to receive one share of Gallagher common stock. F2: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61. |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 2,022.63 |
Reported balance
Holding disclosure · report date 2024-04-29 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 2,022.63 |
| Common StockSEC Table I · non-derivative | IndirectGallagher 401(k) plan account | 367.575 |
Reported balance
Holding disclosure · report date 2024-04-29 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 367.575 |
Filing footnotes · ownership attribution and instrument terms
F1: Each share of phantom stock represents a right to receive one share of Gallagher common stock.
F2: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61.
James River Group Holdings, Inc.
Report date March 04, 2026 · Filed March 06, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 19,888 |
Reported balance
After 2026-03-04 transaction · row 1
1 source rowRow 1 · 2026-03-04 · Grant · Acquired 14,409 · Balance 19,888 F1: Represents the annual grant of restricted share units (payable solely in shares of common stock of the Issuer on the vesting date) under the James River Group Holdings, Inc. 2014 Non-Employee Director Incentive Plan, as amended, which vest on March 4, 2027. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the annual grant of restricted share units (payable solely in shares of common stock of the Issuer on the vesting date) under the James River Group Holdings, Inc. 2014 Non-Employee Director Incentive Plan, as amended, which vest on March 4, 2027.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 04, 2026 Filed Mar 6, 2026 21:14 UTC | James River Group Holdings, Inc. JRVR · Entity 6368 | GrantCommon Stock | 14,409 | $0.00 | $0.00 |
DisclosureSEC source: 0001665268-26-000002 · wk-form4_1772831646.xml · nonDerivative · entry 1 Cavaness Joel D · CIK 0001665268 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,888 F1 · shares: Represents the annual grant of restricted share units (payable solely in shares of common stock of the Issuer on the vesting date) under the James River Group Holdings, Inc. 2014 Non-Employee Director Incentive Plan, as amended, which vest on March 4, 2027. Read SEC document |
| July 24, 2025 Filed Jul 24, 2025 20:41 UTC | James River Group Holdings, Inc. JRVR · Entity 6368 | GrantCommon Shares | 5,479 | $0.00 | $0.00 |
DisclosureSEC source: 0001620459-25-000102 · wk-form4_1753389678.xml · nonDerivative · entry 1 Cavaness Joel D · CIK 0001665268 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,479 F1 · shares: Represents the annual grant of restricted share units (payable solely in common shares of the Issuer on the vesting date) under the James River Group Holdings, Ltd. 2014 Non-Employee Director Incentive Plan, as amended, which vest on March 5, 2026. Read SEC document |
| April 29, 2024 Filed May 1, 2024 23:32 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | Exercise / conversionPhantom Stock · Derivative | 132.845 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-013803 · form4.xml · derivative · entry 5 Cavaness Joel D · CIK 0001665268 · Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 95,616.591 Underlying: Common Stock · 132.845 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of Gallagher common stock. F2 · derivative.exercise_date: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61. F2 · derivative.expiration_date: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61. Read SEC document |
| April 29, 2024 Filed May 1, 2024 23:32 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | Tax withholdingCommon Stock | 132.845 | $232.91 | $30,940.93 |
DisclosureSEC source: 0001127602-24-013803 · form4.xml · nonDerivative · entry 2 Cavaness Joel D · CIK 0001665268 · Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 159,581.154 Read SEC document |
| April 29, 2024 Filed May 1, 2024 23:32 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | Exercise / conversionCommon Stock | 132.845 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-013803 · form4.xml · nonDerivative · entry 1 Cavaness Joel D · CIK 0001665268 · Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 159,713.999 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 18, 2024 Filed Mar 20, 2024 00:54 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | Exercise / conversionNon-qualified Stock Option · Derivative | 404 | $0.00 Strike: $127.90 | $0.00 |
DisclosureSEC source: 0001127602-24-010719 · form4.xml · derivative · entry 13 Cavaness Joel D · CIK 0001665268 · Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,541 Underlying: Common Stock · 404 shares Expires 2028-03-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: One-third of this stock option becomes exerciseable on each of the 3rd, 4th, and 5th anniversaries of the grant date. Read SEC document |
| March 18, 2024 Filed Mar 20, 2024 00:54 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | Exercise / conversionNon-qualified Stock Option · Derivative | 437 | $0.00 Strike: $86.17 | $0.00 |
DisclosureSEC source: 0001127602-24-010719 · form4.xml · derivative · entry 12 Cavaness Joel D · CIK 0001665268 · Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,596 Underlying: Common Stock · 437 shares Expires 2027-03-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: One-third of this stock option becomes exerciseable on each of the 3rd, 4th, and 5th anniversaries of the grant date. Read SEC document |
| March 18, 2024 Filed Mar 20, 2024 00:54 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | Exercise / conversionNon-qualified Stock Option · Derivative | 366 | $0.00 Strike: $79.59 | $0.00 |
DisclosureSEC source: 0001127602-24-010719 · form4.xml · derivative · entry 11 Cavaness Joel D · CIK 0001665268 · Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,250 Underlying: Common Stock · 366 shares Expires 2026-03-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: One-third of this stock option becomes exerciseable on each of the 3rd, 4th, and 5th anniversaries of the grant date. Read SEC document |
| March 18, 2024 Filed Mar 20, 2024 00:54 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | SaleCommon Stock | 1,207 | $255.20 | $308,026.40 |
DisclosureSEC source: 0001127602-24-010719 · form4.xml · nonDerivative · entry 8 Cavaness Joel D · CIK 0001665268 · Vice President 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 2,022.63 F2 · price: The price reported is an average weighted price. The shares were sold in multiple transactions at prices ranging from $255.14 to $255.24. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 18, 2024 Filed Mar 20, 2024 00:54 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | Exercise / conversionCommon Stock | 404 | $127.90 | $51,671.60 |
DisclosureSEC source: 0001127602-24-010719 · form4.xml · nonDerivative · entry 7 Cavaness Joel D · CIK 0001665268 · Vice President 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 3,229.63 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 18, 2024 Filed Mar 20, 2024 00:54 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | Exercise / conversionCommon Stock | 437 | $86.17 | $37,656.29 |
DisclosureSEC source: 0001127602-24-010719 · form4.xml · nonDerivative · entry 6 Cavaness Joel D · CIK 0001665268 · Vice President 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 2,825.63 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 18, 2024 Filed Mar 20, 2024 00:54 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | Exercise / conversionCommon Stock | 366 | $79.59 | $29,129.94 |
DisclosureSEC source: 0001127602-24-010719 · form4.xml · nonDerivative · entry 5 Cavaness Joel D · CIK 0001665268 · Vice President 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 2,388.63 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 16, 2024 Filed Mar 20, 2024 00:54 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | Tax withholdingCommon Stock | 2,572 | $253.17 | $651,153.24 |
DisclosureSEC source: 0001127602-24-010719 · form4.xml · nonDerivative · entry 4 Cavaness Joel D · CIK 0001665268 · Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 159,713.999 Read SEC document |
| March 16, 2024 Filed Mar 20, 2024 00:54 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | Exercise / conversionCommon Stock | 7,178 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-010719 · form4.xml · nonDerivative · entry 3 Cavaness Joel D · CIK 0001665268 · Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 162,285.999 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 16, 2024 Filed Mar 20, 2024 00:54 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | Exercise / conversionCommon Stock (restricted) | 7,178 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-010719 · form4.xml · nonDerivative · entry 2 Cavaness Joel D · CIK 0001665268 · Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 16, 2024 Filed Mar 20, 2024 00:54 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | GrantCommon Stock (restricted) | 7,178 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-010719 · form4.xml · nonDerivative · entry 1 Cavaness Joel D · CIK 0001665268 · Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,178 F1 · shares: Performance share units (awarded on March 16, 2021) earned and vested as of March 16, 2024. Read SEC document |
| March 14, 2024 Filed Mar 19, 2024 01:50 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | Tax withholdingCommon Stock | 150 | $254.91 | $38,236.50 |
DisclosureSEC source: 0001127602-24-010532 · form4.xml · nonDerivative · entry 3 Cavaness Joel D · CIK 0001665268 · Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 155,107.999 Read SEC document |
| March 14, 2024 Filed Mar 19, 2024 01:50 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | Exercise / conversionCommon Stock | 450 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-010532 · form4.xml · nonDerivative · entry 2 Cavaness Joel D · CIK 0001665268 · Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 155,257.999 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 14, 2024 Filed Mar 19, 2024 01:50 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | Exercise / conversionCommon Stock (restricted) | 450 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-010532 · form4.xml · nonDerivative · entry 1 Cavaness Joel D · CIK 0001665268 · Vice President 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 700 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 26, 2024 Filed Feb 28, 2024 21:12 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | Exercise / conversionPhantom Stock · Derivative | 30,067.337 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-007395 · form4.xml · derivative · entry 5 Cavaness Joel D · CIK 0001665268 · Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 95,524.019 Underlying: Common Stock · 30,067.337 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of Gallagher common stock. F2 · derivative.exercise_date: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61. F2 · derivative.expiration_date: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61. Read SEC document |
| February 26, 2024 Filed Feb 28, 2024 21:12 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | Tax withholdingCommon Stock | 12,012.337 | $244.04 | $2,931,490.72 |
DisclosureSEC source: 0001127602-24-007395 · form4.xml · nonDerivative · entry 4 Cavaness Joel D · CIK 0001665268 · Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 154,807.999 Read SEC document |
| February 26, 2024 Filed Feb 28, 2024 21:12 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | Exercise / conversionCommon Stock | 30,067.337 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-007395 · form4.xml · nonDerivative · entry 3 Cavaness Joel D · CIK 0001665268 · Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 166,820.336 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 31, 2023 Filed Nov 2, 2023 20:37 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | Exercise / conversionNon-qualified Stock Option · Derivative | 734 | $0.00 Strike: $79.59 | $0.00 |
DisclosureSEC source: 0001127602-23-026634 · form4.xml · derivative · entry 7 Cavaness Joel D · CIK 0001665268 · Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,616 Underlying: Common Stock · 734 shares Expires 2026-03-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: One-third of this stock option becomes exerciseable on each of the 3rd, 4th, and 5th anniversaries of the grant date. Read SEC document |
| October 31, 2023 Filed Nov 2, 2023 20:37 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | Exercise / conversionNon-qualified Stock Option · Derivative | 437 | $0.00 Strike: $86.17 | $0.00 |
DisclosureSEC source: 0001127602-23-026634 · form4.xml · derivative · entry 6 Cavaness Joel D · CIK 0001665268 · Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,033 Underlying: Common Stock · 437 shares Expires 2027-03-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: One-third of this stock option becomes exerciseable on each of the 3rd, 4th, and 5th anniversaries of the grant date. Read SEC document |
| October 31, 2023 Filed Nov 2, 2023 20:37 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | SaleCommon Stock | 1,171 | $236.05 | $276,412.21 |
DisclosureSEC source: 0001127602-23-026634 · form4.xml · nonDerivative · entry 5 Cavaness Joel D · CIK 0001665268 · Vice President 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 2,022.63 F1 · price: The price reported is an average weighted price. The shares were sold in multiple transactions at prices ranging from $236.026 to $236.085. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| October 31, 2023 Filed Nov 2, 2023 20:37 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | Exercise / conversionCommon Stock | 734 | $79.59 | $58,419.06 |
DisclosureSEC source: 0001127602-23-026634 · form4.xml · nonDerivative · entry 4 Cavaness Joel D · CIK 0001665268 · Vice President 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 3,193.63 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 31, 2023 Filed Nov 2, 2023 20:37 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | Exercise / conversionCommon Stock | 437 | $86.17 | $37,656.29 |
DisclosureSEC source: 0001127602-23-026634 · form4.xml · nonDerivative · entry 3 Cavaness Joel D · CIK 0001665268 · Vice President 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 2,459.63 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 14, 2023 Filed Jul 18, 2023 21:44 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | Exercise / conversionNotional Stock Units · Derivative | 1,574.999 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-020957 · form4.xml · derivative · entry 4 Cavaness Joel D · CIK 0001665268 · Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,352.461 Underlying: Common Stock · 1,574.999 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each notional stock unit represents a right to receive one share of Gallagher common stock. F2 · derivative.exercise_date: Portions of these notional stock units are payable to the reporting person at the following times: over a two year period beginning July 2023; over a five year period beginning July 2027; in a lump sum on July 2028; over a five year period beginning July 2028; and in a lump sum following the reporting person's separation from service. F2 · derivative.expiration_date: Portions of these notional stock units are payable to the reporting person at the following times: over a two year period beginning July 2023; over a five year period beginning July 2027; in a lump sum on July 2028; over a five year period beginning July 2028; and in a lump sum following the reporting person's separation from service. Read SEC document |
| July 14, 2023 Filed Jul 18, 2023 21:44 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | Exercise / conversionCommon Stock | 1,574.999 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-020957 · form4.xml · nonDerivative · entry 1 Cavaness Joel D · CIK 0001665268 · Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 136,752.999 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 08, 2023 Filed Jun 12, 2023 22:17 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | Exercise / conversionNon-qualified Stock Option · Derivative | 1,150 | $0.00 Strike: $70.74 | $0.00 |
DisclosureSEC source: 0001127602-23-018601 · form4.xml · derivative · entry 7 Cavaness Joel D · CIK 0001665268 · Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,300 Underlying: Common Stock · 1,150 shares Expires 2025-03-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: One-third of this stock option becomes exerciseable on each of the 3rd, 4th, and 5th anniversaries of the grant date. Read SEC document |
| June 08, 2023 Filed Jun 12, 2023 22:17 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | Exercise / conversionNon-qualified Stock Option · Derivative | 1,600 | $0.00 Strike: $56.86 | $0.00 |
DisclosureSEC source: 0001127602-23-018601 · form4.xml · derivative · entry 6 Cavaness Joel D · CIK 0001665268 · Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,600 shares Expires 2024-03-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: One-third of this stock option becomes exerciseable on each of the 3rd, 4th, and 5th anniversaries of the grant date. Read SEC document |
| June 08, 2023 Filed Jun 12, 2023 22:17 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | SaleCommon Stock | 2,750 | $204.23 | $561,632.50 |
DisclosureSEC source: 0001127602-23-018601 · form4.xml · nonDerivative · entry 5 Cavaness Joel D · CIK 0001665268 · Vice President 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 2,022.63 Read SEC document |
| June 08, 2023 Filed Jun 12, 2023 22:17 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | Exercise / conversionCommon Stock | 1,150 | $70.74 | $81,351.00 |
DisclosureSEC source: 0001127602-23-018601 · form4.xml · nonDerivative · entry 4 Cavaness Joel D · CIK 0001665268 · Vice President 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 4,772.63 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 08, 2023 Filed Jun 12, 2023 22:17 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | Exercise / conversionCommon Stock | 1,600 | $56.86 | $90,976.00 |
DisclosureSEC source: 0001127602-23-018601 · form4.xml · nonDerivative · entry 3 Cavaness Joel D · CIK 0001665268 · Vice President 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 3,622.63 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 04, 2023 Filed May 8, 2023 22:27 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | Exercise / conversionNon-qualified Stock Option · Derivative | 23,300 | $0.00 Strike: $56.86 | $0.00 |
DisclosureSEC source: 0001127602-23-014940 · form4.xml · derivative · entry 8 Cavaness Joel D · CIK 0001665268 · Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,600 Underlying: Common Stock · 23,300 shares Expires 2024-03-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: One-third of this stock option becomes exerciseable on each of the 3rd, 4th, and 5th anniversaries of the grant date. Read SEC document |
| May 04, 2023 Filed May 8, 2023 22:27 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | Exercise / conversionPhantom Stock · Derivative | 98.039 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-014940 · form4.xml · derivative · entry 7 Cavaness Joel D · CIK 0001665268 · Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 124,670.832 Underlying: Common Stock · 98.039 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of Gallagher common stock. F4 · derivative.exercise_date: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61. F4 · derivative.expiration_date: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61. Read SEC document |
| May 04, 2023 Filed May 8, 2023 22:27 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | SaleCommon Stock | 33,300 | $210.57 | $7,011,981.00 |
DisclosureSEC source: 0001127602-23-014940 · form4.xml · nonDerivative · entry 6 Cavaness Joel D · CIK 0001665268 · Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 135,178 F2 · price: The price reported is an average weighted price. The shares were sold in multiple transactions at prices ranging from $210.40 to $210.94. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 04, 2023 Filed May 8, 2023 22:27 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | Exercise / conversionCommon Stock | 23,300 | $56.86 | $1,324,838.00 |
DisclosureSEC source: 0001127602-23-014940 · form4.xml · nonDerivative · entry 5 Cavaness Joel D · CIK 0001665268 · Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 168,478 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 04, 2023 Filed May 8, 2023 22:27 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | Tax withholdingCommon Stock | 98.039 | $211.72 | $20,756.82 |
DisclosureSEC source: 0001127602-23-014940 · form4.xml · nonDerivative · entry 4 Cavaness Joel D · CIK 0001665268 · Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 145,178 F1 · shares: Shares sold to cover payment of applicable taxes, in accordance with a schedule determined earlier in the year, with respect to a vested award under the Age 62 Plan. Read SEC document |
| May 04, 2023 Filed May 8, 2023 22:27 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | Exercise / conversionCommon Stock | 98.039 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-014940 · form4.xml · nonDerivative · entry 3 Cavaness Joel D · CIK 0001665268 · Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 145,276.039 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 23:57 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | GrantNon-qualified Stock Option · Derivative | 7,647 | $0.00 Strike: $177.09 | $0.00 |
DisclosureSEC source: 0001127602-23-010776 · form4.xml · derivative · entry 7 Cavaness Joel D · CIK 0001665268 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,647 Underlying: Common Stock · 7,647 shares Expires 2030-03-15 F1 · derivative.exercise_date: One-third of this stock option becomes exerciseable on each of the 3rd, 4th, and 5th anniversaries of the grant date. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 23:57 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | Tax withholdingCommon Stock | 170 | $177.09 | $30,105.30 |
DisclosureSEC source: 0001127602-23-010776 · form4.xml · nonDerivative · entry 6 Cavaness Joel D · CIK 0001665268 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,178 Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 23:57 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | Exercise / conversionCommon Stock | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-010776 · form4.xml · nonDerivative · entry 5 Cavaness Joel D · CIK 0001665268 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,348 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 23:57 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | Exercise / conversionCommon Stock (restricted) | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-010776 · form4.xml · nonDerivative · entry 2 Cavaness Joel D · CIK 0001665268 · Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 1,150 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 12, 2023 Filed Mar 15, 2023 01:30 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | Tax withholdingCommon Stock | 4,142 | $182.76 | $756,991.92 |
DisclosureSEC source: 0001127602-23-010200 · form4.xml · nonDerivative · entry 4 Cavaness Joel D · CIK 0001665268 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,848 Read SEC document |
| March 12, 2023 Filed Mar 15, 2023 01:30 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | Exercise / conversionCommon Stock | 9,580 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-010200 · form4.xml · nonDerivative · entry 3 Cavaness Joel D · CIK 0001665268 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,990 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 12, 2023 Filed Mar 15, 2023 01:30 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | Exercise / conversionCommon Stock (restricted) | 9,580 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-010200 · form4.xml · nonDerivative · entry 2 Cavaness Joel D · CIK 0001665268 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 12, 2023 Filed Mar 15, 2023 01:30 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | GrantCommon Stock (restricted) | 9,580 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-010200 · form4.xml · nonDerivative · entry 1 Cavaness Joel D · CIK 0001665268 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,580 F1 · shares: Performance share units (awarded on March 12, 2020) earned and vested as of March 12, 2023. Read SEC document |
| March 10, 2023 Filed Mar 15, 2023 01:30 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | OtherPhantom Stock · Derivative | 3,226.7 | $185.95 | $600,004.87 |
DisclosureSEC source: 0001127602-23-010200 · form4.xml · derivative · entry 8 Cavaness Joel D · CIK 0001665268 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,294.951 Underlying: Common Stock · 3,226.7 shares Expires not disclosed F2 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of Gallagher common stock. F3 · shares: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61. F3 · derivative.exercise_date: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61. F3 · derivative.expiration_date: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61. Read SEC document |
| March 08, 2023 Filed Mar 10, 2023 22:16 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | Exercise / conversionPhantom Stock · Derivative | 30,211.171 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-009779 · form4.xml · derivative · entry 5 Cavaness Joel D · CIK 0001665268 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,068.251 Underlying: Common Stock · 30,211.171 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of Gallagher common stock. F2 · derivative.exercise_date: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61. F2 · derivative.expiration_date: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.