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AJG

Arthur J. Gallagher & Co.

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Tapewire entity
990
SEC CIK
0000354190
Parsed reports
762

Last 12 months

Inside the activity.

4 purchase rows · 13 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202542
Dec 202503
Jan 202600
Feb 202600
Mar 202603
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202602
Sep 202602
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 04, 2019 Filed Dec 5, 2019 22:25 UTC
Cavaness Joel DVice President
Exercise / conversionCommon Stock 14,500 $46.87 $679,615.00
Disclosure

SEC source: 0001127602-19-034384 · form4.xml · nonDerivative · entry 2

Cavaness Joel D · CIK 0001665268 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,360

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 04, 2019 Filed Dec 5, 2019 22:25 UTC
Cavaness Joel DVice President
Exercise / conversionCommon Stock 15,000 $39.17 $587,550.00
Disclosure

SEC source: 0001127602-19-034384 · form4.xml · nonDerivative · entry 1

Cavaness Joel D · CIK 0001665268 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,860

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 26, 2019 Filed Nov 27, 2019 21:04 UTC
Pietrucha Susan EChief Human Resources Officer
Exercise / conversionNon-qualified Stock Option · Derivative 3,599 $0.00 Strike: $46.87 $0.00
Disclosure

SEC source: 0001127602-19-033814 · form4.xml · derivative · entry 3

Pietrucha Susan E · CIK 0001386997 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,599 shares

Expires 2021-03-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: One-third of this stock option becomes exerciseable on each of the 3rd, 4th, and 5th anniversaries of the grant date.

Read SEC document
November 26, 2019 Filed Nov 27, 2019 21:04 UTC
Pietrucha Susan EChief Human Resources Officer
SaleCommon Stock 3,599 $92.00 $331,108.00
Disclosure

SEC source: 0001127602-19-033814 · form4.xml · nonDerivative · entry 2

Pietrucha Susan E · CIK 0001386997 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
November 26, 2019 Filed Nov 27, 2019 21:04 UTC
Pietrucha Susan EChief Human Resources Officer
Exercise / conversionCommon Stock 3,599 $46.87 $168,685.13
Disclosure

SEC source: 0001127602-19-033814 · form4.xml · nonDerivative · entry 1

Pietrucha Susan E · CIK 0001386997 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,599

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 22, 2019 Filed Nov 22, 2019 21:20 UTC SaleCommon Stock 1,450 $91.46 $132,617.00
Disclosure

SEC source: 0001127602-19-033580 · form4.xml · nonDerivative · entry 1

English Frank E. Jr. · CIK 0001463048 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,150

F1 · price: The price reported is an average weighted price. The shares were sold in multiple transactions at prices ranging from $91.44 to $91.48. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 15, 2019 Filed Nov 15, 2019 21:44 UTC
GALLAGHER J PATRICK JRDirector · President & CEO
Exercise / conversionPhantom Stock · Derivative 599 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-032861 · form4.xml · derivative · entry 7

GALLAGHER J PATRICK JR · CIK 0001186006 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,513

Underlying: Common Stock · 599 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of Gallagher common stock.

F4 · derivative.exercise_date: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61.

F4 · derivative.expiration_date: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61.

Read SEC document
November 15, 2019 Filed Nov 15, 2019 21:44 UTC
GALLAGHER J PATRICK JRDirector · President & CEO
Exercise / conversionCommon Stock 599 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-032861 · form4.xml · nonDerivative · entry 2

GALLAGHER J PATRICK JR · CIK 0001186006 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,358.2368

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2019 Filed Nov 15, 2019 21:44 UTC
GALLAGHER J PATRICK JRDirector · President & CEO
Tax withholdingCommon Stock 599 $91.95 $55,078.05
Disclosure

SEC source: 0001127602-19-032861 · form4.xml · nonDerivative · entry 1

GALLAGHER J PATRICK JR · CIK 0001186006 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,759.2368

Read SEC document
September 19, 2019 Filed Sep 20, 2019 21:00 UTC
Pietrucha Susan EChief Human Resources Officer
Exercise / conversionNon-qualified Stock Option · Derivative 13,033 $0.00 Strike: $46.17 $0.00
Disclosure

SEC source: 0001127602-19-028892 · form4.xml · derivative · entry 6

Pietrucha Susan E · CIK 0001386997 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,967

Underlying: Common Stock · 13,033 shares

Expires 2022-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One-third of this stock option becomes exerciseable on each of the 3rd, 4th, and 5th anniversaries of the grant date.

Read SEC document
September 19, 2019 Filed Sep 20, 2019 21:00 UTC
Pietrucha Susan EChief Human Resources Officer
Exercise / conversionNon-qualified Stock Option · Derivative 4,967 $0.00 Strike: $43.71 $0.00
Disclosure

SEC source: 0001127602-19-028892 · form4.xml · derivative · entry 5

Pietrucha Susan E · CIK 0001386997 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,933

Underlying: Common Stock · 4,967 shares

Expires 2023-03-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One-third of this stock option becomes exerciseable on each of the 3rd, 4th, and 5th anniversaries of the grant date.

Read SEC document
September 19, 2019 Filed Sep 20, 2019 21:00 UTC
Pietrucha Susan EChief Human Resources Officer
SaleCommon Stock 18,000 $90.33 $1,625,940.00
Disclosure

SEC source: 0001127602-19-028892 · form4.xml · nonDerivative · entry 3

Pietrucha Susan E · CIK 0001386997 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price reported is an average weighted price. The shares were sold in multiple transactions at prices ranging from $90.26 to $90.45. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information

Read SEC document
September 19, 2019 Filed Sep 20, 2019 21:00 UTC
Pietrucha Susan EChief Human Resources Officer
Exercise / conversionCommon Stock 13,033 $46.17 $601,733.61
Disclosure

SEC source: 0001127602-19-028892 · form4.xml · nonDerivative · entry 2

Pietrucha Susan E · CIK 0001386997 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 19, 2019 Filed Sep 20, 2019 21:00 UTC
Pietrucha Susan EChief Human Resources Officer
Exercise / conversionCommon Stock 4,967 $43.71 $217,107.57
Disclosure

SEC source: 0001127602-19-028892 · form4.xml · nonDerivative · entry 1

Pietrucha Susan E · CIK 0001386997 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,967

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 19, 2019 Filed Aug 21, 2019 21:31 UTC SaleCommon Stock 2,250 $90.84 $204,390.00
Disclosure

SEC source: 0001127602-19-027192 · form4.xml · nonDerivative · entry 1

McCurdy Kay W · CIK 0001342075 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,232

F1 · price: The price reported is an average weighted price. The shares were sold in multiple transactions at prices ranging from $90.83 to $90.89. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
July 29, 2019 Filed Jul 31, 2019 20:55 UTC SaleCommon Stock 2,250 $92.00 $207,000.00
Disclosure

SEC source: 0001127602-19-025542 · form4.xml · nonDerivative · entry 1

McCurdy Kay W · CIK 0001342075 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,482

Read SEC document
June 17, 2019 Filed Jun 18, 2019 20:53 UTC
HOWELL DOUGLAS KVP & Chief Financial Officer
OtherNotional Stock Units · Derivative 4,362 $86.29 Strike: $0.00 $376,396.98
Disclosure

SEC source: 0001127602-19-022035 · form4.xml · derivative · entry 1

HOWELL DOUGLAS K · CIK 0001222374 · VP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,131

Underlying: Common Stock · 4,362 shares

Expires not disclosed

F1 · derivative.exercise_price: Each notional stock unit represents a right to receive one share of Gallagher common stock.

F2 · derivative.exercise_date: Portions of these notional stock units are payable to the reporting person in shares of common stock in July of 2019, 2020, 2021, 2022, 2023, and following the reporting person's separation from service.

F2 · derivative.expiration_date: Portions of these notional stock units are payable to the reporting person in shares of common stock in July of 2019, 2020, 2021, 2022, 2023, and following the reporting person's separation from service.

Read SEC document
June 04, 2019 Filed Jun 5, 2019 21:34 UTC SaleCommon Stock 1,200 $85.11 $102,132.00
Disclosure

SEC source: 0001127602-19-020916 · form4.xml · nonDerivative · entry 1

BAX WILLIAM L · CIK 0001247335 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,570.4

Read SEC document
May 24, 2019 Filed Jun 3, 2019 22:14 UTC
Pietrucha Susan EChief Human Resources Officer
SaleCommon Stock 1,990 $84.29 $167,737.10
Disclosure

SEC source: 0001127602-19-020565 · form4.xml · nonDerivative · entry 1

Pietrucha Susan E · CIK 0001386997 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price reported is an average weighted price. The shares were sold in multiple transactions at prices ranging from $84.28 to $84.30. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 20, 2019 Filed May 22, 2019 20:49 UTC
HOWELL DOUGLAS KVP & Chief Financial Officer
OtherNotional Stock Units · Derivative 1,647 $83.29 Strike: $0.00 $137,178.63
Disclosure

SEC source: 0001127602-19-019473 · form4.xml · derivative · entry 1

HOWELL DOUGLAS K · CIK 0001222374 · VP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,493

Underlying: Common Stock · 1,647 shares

Expires not disclosed

F1 · derivative.exercise_price: Each notional stock unit represents a right to receive one share of Gallagher common stock.

F2 · derivative.exercise_date: Portions of these notional stock units are payable to the reporting person in shares of common stock in July of 2019, 2020, 2021, 2022, 2023, and following the reporting person's separation from service.

F2 · derivative.expiration_date: Portions of these notional stock units are payable to the reporting person in shares of common stock in July of 2019, 2020, 2021, 2022, 2023, and following the reporting person's separation from service.

Read SEC document
May 15, 2019 Filed May 15, 2019 17:33 UTC Exercise / conversionCommon Stock 2,100 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-018590 · form4.xml · nonDerivative · entry 3

BARRAT SHERRY S · CIK 0001182700 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,106.257

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2019 Filed May 15, 2019 17:33 UTC Exercise / conversionCommon Stock (restricted) 2,100 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-018590 · form4.xml · nonDerivative · entry 2

BARRAT SHERRY S · CIK 0001182700 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,850

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Restricted stock unit award vesting one year after the date of grant.

Read SEC document
May 15, 2019 Filed May 15, 2019 21:39 UTC Exercise / conversionCommon Stock 2,100 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-018594 · form4.xml · nonDerivative · entry 3

BAX WILLIAM L · CIK 0001247335 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,770.4

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2019 Filed May 15, 2019 21:39 UTC Exercise / conversionCommon Stock (restricted) 2,100 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-018594 · form4.xml · nonDerivative · entry 2

BAX WILLIAM L · CIK 0001247335 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,850

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Restricted stock unit award vesting one year after the date of grant.

Read SEC document
May 15, 2019 Filed May 15, 2019 22:03 UTC Exercise / conversionCommon Stock 2,100 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-018604 · form4.xml · nonDerivative · entry 3

English Frank E. Jr. · CIK 0001463048 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,600

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2019 Filed May 15, 2019 22:03 UTC Exercise / conversionCommon Stock (restricted) 2,100 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-018604 · form4.xml · nonDerivative · entry 2

English Frank E. Jr. · CIK 0001463048 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,850

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Restricted stock unit award vesting one year after the date of grant.

Read SEC document
May 15, 2019 Filed May 15, 2019 22:11 UTC Exercise / conversionCommon Stock 2,100 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-018610 · form4.xml · nonDerivative · entry 3

McCurdy Kay W · CIK 0001342075 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,732

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2019 Filed May 15, 2019 22:11 UTC Exercise / conversionCommon Stock (restricted) 2,100 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-018610 · form4.xml · nonDerivative · entry 2

McCurdy Kay W · CIK 0001342075 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,850

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Restricted stock unit award vesting one year after the date of grant.

Read SEC document
May 15, 2019 Filed May 15, 2019 22:07 UTC Exercise / conversionCommon Stock 2,100 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-018606 · form4.xml · nonDerivative · entry 3

NICOLETTI RALPH J · CIK 0001192519 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,317

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2019 Filed May 15, 2019 22:07 UTC Exercise / conversionCommon Stock (restricted) 2,100 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-018606 · form4.xml · nonDerivative · entry 2

NICOLETTI RALPH J · CIK 0001192519 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,850

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Restricted stock unit award vesting one year after the date of grant.

Read SEC document
May 15, 2019 Filed May 15, 2019 21:57 UTC Exercise / conversionCommon Stock 2,100 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-018602 · form4.xml · nonDerivative · entry 3

ROSENTHAL NORMAN L · CIK 0001137113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,125

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2019 Filed May 15, 2019 21:57 UTC Exercise / conversionCommon Stock (restricted) 2,100 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-018602 · form4.xml · nonDerivative · entry 2

ROSENTHAL NORMAN L · CIK 0001137113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,850

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Restricted stock unit award vesting one year after the date of grant.

Read SEC document
May 15, 2019 Filed May 15, 2019 21:50 UTC Exercise / conversionCommon Stock 2,100 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-018599 · form4.xml · nonDerivative · entry 3

Coldman David John · CIK 0001626207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,627

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2019 Filed May 15, 2019 21:50 UTC Exercise / conversionCommon Stock (restricted) 2,100 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-018599 · form4.xml · nonDerivative · entry 2

Coldman David John · CIK 0001626207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,850

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Restricted stock unit award vesting one year after the date of grant.

Read SEC document
May 15, 2019 Filed May 15, 2019 21:46 UTC Exercise / conversionCommon Stock 2,100 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-018596 · form4.xml · nonDerivative · entry 3

JOHNSON DAVID S · CIK 0001192476 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,328

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2019 Filed May 15, 2019 21:46 UTC Exercise / conversionCommon Stock (restricted) 2,100 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-018596 · form4.xml · nonDerivative · entry 2

JOHNSON DAVID S · CIK 0001192476 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,850

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Restricted stock unit award vesting one year after the date of grant.

Read SEC document
May 15, 2019 Filed May 16, 2019 23:29 UTC Tax withholdingCommon Stock 630 $82.71 $52,107.30
Disclosure

SEC source: 0001127602-19-018856 · form4.xml · nonDerivative · entry 1

Coldman David John · CIK 0001626207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,997

Read SEC document
May 14, 2019 Filed May 15, 2019 17:33 UTC GrantCommon Stock (restricted) 1,850 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-018590 · form4.xml · nonDerivative · entry 1

BARRAT SHERRY S · CIK 0001182700 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,950

F1 · security: Restricted stock unit award vesting one year after the date of grant.

Read SEC document
May 14, 2019 Filed May 15, 2019 21:39 UTC GrantCommon Stock (restricted) 1,850 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-018594 · form4.xml · nonDerivative · entry 1

BAX WILLIAM L · CIK 0001247335 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,950

F1 · security: Restricted stock unit award vesting one year after the date of grant.

Read SEC document
May 14, 2019 Filed May 15, 2019 22:03 UTC GrantCommon Stock (restricted) 1,850 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-018604 · form4.xml · nonDerivative · entry 1

English Frank E. Jr. · CIK 0001463048 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,950

F1 · security: Restricted stock unit award vesting one year after the date of grant.

Read SEC document
May 14, 2019 Filed May 15, 2019 22:11 UTC GrantCommon Stock (restricted) 1,850 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-018610 · form4.xml · nonDerivative · entry 1

McCurdy Kay W · CIK 0001342075 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,950

F1 · security: Restricted stock unit award vesting one year after the date of grant.

Read SEC document
May 14, 2019 Filed May 15, 2019 22:07 UTC GrantCommon Stock (restricted) 1,850 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-018606 · form4.xml · nonDerivative · entry 1

NICOLETTI RALPH J · CIK 0001192519 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,950

F1 · security: Restricted stock unit award vesting one year after the date of grant.

Read SEC document
May 14, 2019 Filed May 15, 2019 21:57 UTC GrantCommon Stock (restricted) 1,850 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-018602 · form4.xml · nonDerivative · entry 1

ROSENTHAL NORMAN L · CIK 0001137113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,950

F1 · security: Restricted stock unit award vesting one year after the date of grant.

Read SEC document
May 14, 2019 Filed May 15, 2019 21:50 UTC GrantCommon Stock (restricted) 1,850 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-018599 · form4.xml · nonDerivative · entry 1

Coldman David John · CIK 0001626207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,950

F1 · security: Restricted stock unit award vesting one year after the date of grant.

Read SEC document
May 14, 2019 Filed May 15, 2019 21:46 UTC GrantCommon Stock (restricted) 1,850 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-018596 · form4.xml · nonDerivative · entry 1

JOHNSON DAVID S · CIK 0001192476 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,950

F1 · security: Restricted stock unit award vesting one year after the date of grant.

Read SEC document
May 14, 2019 Filed Feb 13, 2020 22:22 UTC
GALLAGHER J PATRICK JRDirector · President & CEO
GiftCommon Stock 1,950 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-005336 · form5.xml · nonDerivative · entry 2

GALLAGHER J PATRICK JR · CIK 0001186006 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 246,538

F1 · ownership.nature: Shares held in revocable trust of which my spouse is sole Trustee and as to which I disclaim beneficial ownership.

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May 14, 2019 Filed Feb 13, 2020 22:22 UTC
GALLAGHER J PATRICK JRDirector · President & CEO
GiftCommon Stock 1,950 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-005336 · form5.xml · nonDerivative · entry 1

GALLAGHER J PATRICK JR · CIK 0001186006 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,258.2368

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May 03, 2019 Filed May 7, 2019 20:44 UTC SaleCommon Stock 800 $83.08 $66,464.00
Disclosure

SEC source: 0001127602-19-017612 · form4.xml · nonDerivative · entry 1

English Frank E. Jr. · CIK 0001463048 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,500

F1 · price: The price reported is an average weighted price. The shares were sold in multiple transactions at prices ranging from $83.06 to $83.10. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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April 30, 2019 Filed May 2, 2019 21:16 UTC
CARY RICHARD CController, CAO
Exercise / conversionNon-qualified Stock Option · Derivative 2,201 $0.00 Strike: $43.71 $0.00
Disclosure

SEC source: 0001127602-19-017031 · form4.xml · derivative · entry 9

CARY RICHARD C · CIK 0001185998 · Controller, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,399

Underlying: Common Stock · 2,201 shares

Expires 2023-03-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: One-third of this stock option becomes exerciseable on each of the 3rd, 4th, and 5th anniversaries of the grant date.

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April 30, 2019 Filed May 2, 2019 21:16 UTC
CARY RICHARD CController, CAO
Exercise / conversionNon-qualified Stock Option · Derivative 1,800 $0.00 Strike: $46.17 $0.00
Disclosure

SEC source: 0001127602-19-017031 · form4.xml · derivative · entry 8

CARY RICHARD C · CIK 0001185998 · Controller, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,799

Underlying: Common Stock · 1,800 shares

Expires 2022-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: One-third of this stock option becomes exerciseable on each of the 3rd, 4th, and 5th anniversaries of the grant date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.