Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AZEK Co Inc.AZEK · Entity 77750 | CFO | April 23, 2021 | April 27, 2021 |
| Arthur J. Gallagher & Co.AJG · Entity 990 | Director | May 12, 2026 | May 14, 2026 |
| NEWELL BRANDS INC.NWL · Entity 4339 | EVP, Chief Financial Officer | June 08, 2018 | June 11, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AZEK Co Inc.
Report date April 23, 2021 · Filed April 27, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 361,976 |
Last balance in matching sequence
After 2021-04-26 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2021-04-23 · Sale · Disposed 4,622 · Balance 377,039 F1: The sale of shares reported on this Form 4 was effected pursuant to a Rule 10-b(5)-1 trading plan adopted by the Reporting Person on January 22, 2021. F2: Includes 139,304 restricted shares of the Issuer's Class A common stock that will vest in equal installments on January 9, 2022, 2023 and 2024 and 3,101 restricted stock units that will vest in equal installments on December 4, 2021, 2022 and 2023. Row 2 · 2021-04-26 · Sale · Disposed 15,063 · Balance 361,976 F1: The sale of shares reported on this Form 4 was effected pursuant to a Rule 10-b(5)-1 trading plan adopted by the Reporting Person on January 22, 2021. F2: Includes 139,304 restricted shares of the Issuer's Class A common stock that will vest in equal installments on January 9, 2022, 2023 and 2024 and 3,101 restricted stock units that will vest in equal installments on December 4, 2021, 2022 and 2023. |
Filing footnotes · ownership attribution and instrument terms
F1: The sale of shares reported on this Form 4 was effected pursuant to a Rule 10-b(5)-1 trading plan adopted by the Reporting Person on January 22, 2021.
F2: Includes 139,304 restricted shares of the Issuer's Class A common stock that will vest in equal installments on January 9, 2022, 2023 and 2024 and 3,101 restricted stock units that will vest in equal installments on December 4, 2021, 2022 and 2023.
Arthur J. Gallagher & Co.
Report date May 12, 2026 · Filed May 14, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 18,414.305 |
Reported balance
After 2026-05-12 transaction · row 1
1 source rowRow 1 · 2026-05-12 · Grant · Acquired 1,110 · Balance 18,414.305 F1: Restricted stock unit award vesting on the earlier of one year after the date of grant or the reporting person's departure from the Board. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock unit award vesting on the earlier of one year after the date of grant or the reporting person's departure from the Board.
NEWELL BRANDS INC.
Report date June 08, 2018 · Filed June 11, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 19,291 |
Ending reported balance
After 2018-06-08 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2018-06-08 · Exercise / conversion · Acquired 31,368 · Balance 31,368 F1: Restricted stock units convert into Newell Brands Inc. Common Stock on a one-for-one basis. Row 2 · 2018-06-08 · Tax withholding · Disposed 12,077 · Balance 19,291 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2018-06-08 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2018-06-08 · Exercise / conversion · Disposed 31,368 · Balance 0 F1: Restricted stock units convert into Newell Brands Inc. Common Stock on a one-for-one basis. F2: The reporting person vested in the remaining one-half of the total RSUs that were granted on June 8, 2016. |
| Common StockSEC Table I · non-derivative | IndirectRalph Nicoletti Revocable Trust | 14,570 |
Reported balance
Holding disclosure · report date 2018-06-08 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 14,570 |
| Common StockSEC Table I · non-derivative | IndirectBy IRA | 193 |
Reported balance
Holding disclosure · report date 2018-06-08 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 193 |
| Common StockSEC Table I · non-derivative | IndirectRevocable Trust | 25 |
Reported balance
Holding disclosure · report date 2018-06-08 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 25 |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units convert into Newell Brands Inc. Common Stock on a one-for-one basis.
F2: The reporting person vested in the remaining one-half of the total RSUs that were granted on June 8, 2016.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 12, 2026 Filed May 14, 2026 01:39 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | GrantCommon Stock | 1,110 | $0.00 | $0.00 |
DisclosureSEC source: 0000354190-26-000146 · form4.xml · nonDerivative · entry 1 NICOLETTI RALPH J · CIK 0001192519 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,414.305 F1 · shares: Restricted stock unit award vesting on the earlier of one year after the date of grant or the reporting person's departure from the Board. Read SEC document |
| May 13, 2025 Filed May 15, 2025 22:46 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | GrantCommon Stock | 690 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-014553 · form4.xml · nonDerivative · entry 1 NICOLETTI RALPH J · CIK 0001192519 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,164.245 F1 · shares: Restricted stock unit award vesting on the earlier of one year after the date of grant or the reporting person's departure from the Board. F2 · balance_after: In the past, Common Stock and Common Stock (Restricted) were reported as two separate line items. In the future, they will be reported as a combined total as is stated on this Form. Read SEC document |
| May 09, 2024 Filed May 13, 2024 23:19 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | Exercise / conversionCommon Stock | 920 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-015149 · form4.xml · nonDerivative · entry 2 NICOLETTI RALPH J · CIK 0001192519 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,469.088 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 09, 2024 Filed May 13, 2024 23:19 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | Exercise / conversionCommon Stock (restricted) | 920 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-015149 · form4.xml · nonDerivative · entry 1 NICOLETTI RALPH J · CIK 0001192519 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 850 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Restricted stock unit award vesting on the earlier of one year after the date of grant or the reporting person's departure from the Board. Read SEC document |
| May 07, 2024 Filed May 10, 2024 00:08 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | GrantCommon Stock (restricted) | 850 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-014878 · form4.xml · nonDerivative · entry 1 NICOLETTI RALPH J · CIK 0001192519 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,770 F1 · security: Restricted stock unit award vesting on the earlier of one year after the date of grant or the reporting person's departure from the Board. F1 · shares: Restricted stock unit award vesting on the earlier of one year after the date of grant or the reporting person's departure from the Board. Read SEC document |
| May 10, 2023 Filed May 11, 2023 23:09 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | Exercise / conversionCommon Stock | 1,030 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-015310 · form4.xml · nonDerivative · entry 3 NICOLETTI RALPH J · CIK 0001192519 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,388.458 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 10, 2023 Filed May 11, 2023 23:09 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | Exercise / conversionCommon Stock (restricted) | 1,030 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-015310 · form4.xml · nonDerivative · entry 2 NICOLETTI RALPH J · CIK 0001192519 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 920 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Restricted stock unit award vesting on the earlier of one year after the date of grant or the reporting person's departure from the Board. Read SEC document |
| May 09, 2023 Filed May 11, 2023 23:09 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | GrantCommon Stock (restricted) | 920 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-015310 · form4.xml · nonDerivative · entry 1 NICOLETTI RALPH J · CIK 0001192519 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,950 F1 · security: Restricted stock unit award vesting on the earlier of one year after the date of grant or the reporting person's departure from the Board. F1 · shares: Restricted stock unit award vesting on the earlier of one year after the date of grant or the reporting person's departure from the Board. Read SEC document |
| May 11, 2022 Filed May 13, 2022 22:52 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | Exercise / conversionCommon Stock | 1,150 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-014512 · form4.xml · nonDerivative · entry 3 NICOLETTI RALPH J · CIK 0001192519 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,217.237 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 11, 2022 Filed May 13, 2022 22:52 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | Exercise / conversionCommon Stock (restricted) | 1,150 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-014512 · form4.xml · nonDerivative · entry 2 NICOLETTI RALPH J · CIK 0001192519 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,030 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Restricted stock unit award vesting one year after the date of grant. Read SEC document |
| May 11, 2022 Filed May 13, 2022 22:52 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | GrantCommon Stock (restricted) | 1,030 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-014512 · form4.xml · nonDerivative · entry 1 NICOLETTI RALPH J · CIK 0001192519 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,180 F1 · security: Restricted stock unit award vesting one year after the date of grant. F1 · shares: Restricted stock unit award vesting one year after the date of grant. Read SEC document |
| May 12, 2021 Filed May 13, 2021 21:15 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | Exercise / conversionCommon Stock | 1,860 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-016630 · form4.xml · nonDerivative · entry 3 NICOLETTI RALPH J · CIK 0001192519 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,027 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 12, 2021 Filed May 13, 2021 21:15 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | Exercise / conversionCommon Stock (restricted) | 1,860 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-016630 · form4.xml · nonDerivative · entry 2 NICOLETTI RALPH J · CIK 0001192519 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,150 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Restricted stock unit award vesting one year after the date of grant. Read SEC document |
| May 11, 2021 Filed May 13, 2021 21:15 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | GrantCommon Stock (restricted) | 1,150 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-016630 · form4.xml · nonDerivative · entry 1 NICOLETTI RALPH J · CIK 0001192519 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,010 F1 · security: Restricted stock unit award vesting one year after the date of grant. Read SEC document |
| April 26, 2021 Filed Apr 27, 2021 21:18 UTC | AZEK Co Inc. AZEK · Entity 77750 | SaleClass A Common Stock | 15,063 | $50.00 | $753,150.00 |
DisclosureSEC source: 0001209191-21-028611 · doc4.xml · nonDerivative · entry 2 NICOLETTI RALPH J · CIK 0001192519 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 361,976 F1 · shares: The sale of shares reported on this Form 4 was effected pursuant to a Rule 10-b(5)-1 trading plan adopted by the Reporting Person on January 22, 2021. F2 · balance_after: Includes 139,304 restricted shares of the Issuer's Class A common stock that will vest in equal installments on January 9, 2022, 2023 and 2024 and 3,101 restricted stock units that will vest in equal installments on December 4, 2021, 2022 and 2023. Read SEC document |
| April 23, 2021 Filed Apr 27, 2021 21:18 UTC | AZEK Co Inc. AZEK · Entity 77750 | SaleClass A Common Stock | 4,622 | $49.50 | $228,789.00 |
DisclosureSEC source: 0001209191-21-028611 · doc4.xml · nonDerivative · entry 1 NICOLETTI RALPH J · CIK 0001192519 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 377,039 F1 · shares: The sale of shares reported on this Form 4 was effected pursuant to a Rule 10-b(5)-1 trading plan adopted by the Reporting Person on January 22, 2021. F2 · balance_after: Includes 139,304 restricted shares of the Issuer's Class A common stock that will vest in equal installments on January 9, 2022, 2023 and 2024 and 3,101 restricted stock units that will vest in equal installments on December 4, 2021, 2022 and 2023. Read SEC document |
| April 19, 2021 Filed Apr 20, 2021 21:01 UTC | AZEK Co Inc. AZEK · Entity 77750 | SaleClass A Common Stock | 5,315 | $49.54 | $263,305.10 |
DisclosureSEC source: 0001209191-21-027577 · doc4.xml · nonDerivative · entry 1 NICOLETTI RALPH J · CIK 0001192519 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 381,661 F1 · shares: The sale of shares reported on this Form 4 was effected pursuant to a Rule 10-b(5)-1 trading plan adopted by the Reporting Person on January 22, 2021. F2 · balance_after: Includes 139,304 restricted shares of the Issuer's Class A common stock that will vest in equal installments on January 9, 2022, 2023 and 2024 and 3,101 restricted stock units that will vest in equal installments on December 4, 2021, 2022 and 2023. Read SEC document |
| April 12, 2021 Filed Apr 13, 2021 21:32 UTC | AZEK Co Inc. AZEK · Entity 77750 | SaleClass A Common Stock | 8,175 | $46.76 | $382,263.00 |
DisclosureSEC source: 0001209191-21-026460 · doc4.xml · nonDerivative · entry 2 NICOLETTI RALPH J · CIK 0001192519 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 386,976 F1 · shares: The sale of shares reported in this column was effected pursuant to a Rule 10-b(5)-1 trading plan adopted by the Reporting Person on January 22, 2021. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.750 to $46.755, inclusive. The reporting person undertakes to provide to AZEK, any security holder of AZEK, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: Includes 139,304 restricted shares of the Issuer's Class A common stock that will vest in equal installments on January 9, 2022, 2023 and 2024 and 3,101 restricted stock units that will vest in equal installments on December 4, 2021, 2022 and 2023. Read SEC document |
| April 09, 2021 Filed Apr 13, 2021 21:32 UTC | AZEK Co Inc. AZEK · Entity 77750 | SaleClass A Common Stock | 11,825 | $46.75 | $552,818.75 |
DisclosureSEC source: 0001209191-21-026460 · doc4.xml · nonDerivative · entry 1 NICOLETTI RALPH J · CIK 0001192519 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 395,151 F1 · shares: The sale of shares reported in this column was effected pursuant to a Rule 10-b(5)-1 trading plan adopted by the Reporting Person on January 22, 2021. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.75 to $46.76, inclusive. The reporting person undertakes to provide to AZEK, any security holder of AZEK, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: Includes 139,304 restricted shares of the Issuer's Class A common stock that will vest in equal installments on January 9, 2022, 2023 and 2024 and 3,101 restricted stock units that will vest in equal installments on December 4, 2021, 2022 and 2023. Read SEC document |
| April 06, 2021 Filed Apr 7, 2021 20:17 UTC | AZEK Co Inc. AZEK · Entity 77750 | SaleClass A Common Stock | 15,000 | $44.39 | $665,850.00 |
DisclosureSEC source: 0001209191-21-025864 · doc4.xml · nonDerivative · entry 1 NICOLETTI RALPH J · CIK 0001192519 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 406,976 F1 · shares: The sale of shares reported on this Form 4 was effected pursuant to a Rule 10-b(5)-1 trading plan adopted by the Reporting Person on January 22, 2021. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.01 to $44.75, inclusive. The reporting person undertakes to provide to AZEK, any security holder of AZEK, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: Includes 139,304 restricted shares of the Issuer's Class A common stock that vest in equal installments on January 9, 2022, 2023 and 2024 and 3,101 restricted stock units that vest in equal installments on December 4, 2021, 2022 and 2023. Read SEC document |
| December 04, 2020 Filed Dec 8, 2020 16:46 UTC | AZEK Co Inc. AZEK · Entity 77750 | GrantNon-qualified stock options (right-to-buy) · Derivative | 9,035 | $0.00 Strike: $34.27 | $0.00 |
DisclosureSEC source: 0001209191-20-062147 · doc4.xml · derivative · entry 2 NICOLETTI RALPH J · CIK 0001192519 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,035 Underlying: Class A Common Stock · 9,035 shares Expires 2030-12-04 F2 · shares: Non-qualified stock options vest in three equal annual installments beginning on the first anniversary of the grant date subject to continued service through the applicable vesting date. F2 · derivative.exercise_date: Non-qualified stock options vest in three equal annual installments beginning on the first anniversary of the grant date subject to continued service through the applicable vesting date. Read SEC document |
| December 04, 2020 Filed Dec 8, 2020 16:46 UTC | AZEK Co Inc. AZEK · Entity 77750 | GrantClass A Common Stock | 3,101 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-062147 · doc4.xml · nonDerivative · entry 1 NICOLETTI RALPH J · CIK 0001192519 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 421,976 F1 · date: Consists of restricted stock units (RSU). RSUs will vest in three equal annual installments beginning on the first anniversary of the grant date subject to continued service through the applicable vesting date. F1 · shares: Consists of restricted stock units (RSU). RSUs will vest in three equal annual installments beginning on the first anniversary of the grant date subject to continued service through the applicable vesting date. F1 · balance_after: Consists of restricted stock units (RSU). RSUs will vest in three equal annual installments beginning on the first anniversary of the grant date subject to continued service through the applicable vesting date. Read SEC document |
| September 15, 2020 Filed Sep 15, 2020 17:37 UTC | AZEK Co Inc. AZEK · Entity 77750 | SaleClass A Common Stock | 45,469 | $33.25 | $1,511,844.25 |
DisclosureSEC source: 0001209191-20-050427 · doc4.xml · nonDerivative · entry 1 NICOLETTI RALPH J · CIK 0001192519 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 418,875 Read SEC document |
| June 16, 2020 Filed Jun 18, 2020 15:54 UTC | AZEK Co Inc. AZEK · Entity 77750 | GrantNonqualified stock option (right to buy) · Derivative | 359,348 | $0.00 Strike: $23.00 | $0.00 |
DisclosureSEC source: 0000899243-20-017027 · doc4.xml · derivative · entry 1 NICOLETTI RALPH J · CIK 0001192519 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 359,348 Underlying: Class A common stock · 359,348 shares Expires 2030-06-16 F1 · shares: Includes 179,674 options that will vest if the applicable performance metrics are satisfied for the relevant measurement period and 143,739 options that will vest in equal installments on January 9, 2021, 2022, 2023 and 2024, subject to continued service through the applicable vesting date. F1 · derivative.exercise_date: Includes 179,674 options that will vest if the applicable performance metrics are satisfied for the relevant measurement period and 143,739 options that will vest in equal installments on January 9, 2021, 2022, 2023 and 2024, subject to continued service through the applicable vesting date. F1 · derivative.underlying_shares: Includes 179,674 options that will vest if the applicable performance metrics are satisfied for the relevant measurement period and 143,739 options that will vest in equal installments on January 9, 2021, 2022, 2023 and 2024, subject to continued service through the applicable vesting date. F1 · balance_after: Includes 179,674 options that will vest if the applicable performance metrics are satisfied for the relevant measurement period and 143,739 options that will vest in equal installments on January 9, 2021, 2022, 2023 and 2024, subject to continued service through the applicable vesting date. Read SEC document |
| May 14, 2020 Filed May 14, 2020 21:11 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | Exercise / conversionCommon Stock | 1,850 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-016643 · form4.xml · nonDerivative · entry 3 NICOLETTI RALPH J · CIK 0001192519 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,167 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 14, 2020 Filed May 14, 2020 21:11 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | Exercise / conversionCommon Stock (restricted) | 1,850 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-016643 · form4.xml · nonDerivative · entry 2 NICOLETTI RALPH J · CIK 0001192519 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,860 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Restricted stock unit award vesting one year after the date of grant. Read SEC document |
| May 12, 2020 Filed May 14, 2020 21:11 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | GrantCommon Stock (restricted) | 1,860 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-016643 · form4.xml · nonDerivative · entry 1 NICOLETTI RALPH J · CIK 0001192519 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,710 F1 · security: Restricted stock unit award vesting one year after the date of grant. F1 · shares: Restricted stock unit award vesting one year after the date of grant. Read SEC document |
| May 15, 2019 Filed May 15, 2019 22:07 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | Exercise / conversionCommon Stock | 2,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-018606 · form4.xml · nonDerivative · entry 3 NICOLETTI RALPH J · CIK 0001192519 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,317 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2019 Filed May 15, 2019 22:07 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | Exercise / conversionCommon Stock (restricted) | 2,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-018606 · form4.xml · nonDerivative · entry 2 NICOLETTI RALPH J · CIK 0001192519 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,850 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Restricted stock unit award vesting one year after the date of grant. Read SEC document |
| May 14, 2019 Filed May 15, 2019 22:07 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | GrantCommon Stock (restricted) | 1,850 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-018606 · form4.xml · nonDerivative · entry 1 NICOLETTI RALPH J · CIK 0001192519 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,950 F1 · security: Restricted stock unit award vesting one year after the date of grant. Read SEC document |
| June 08, 2018 Filed Jun 11, 2018 20:03 UTC | NEWELL BRANDS INC. NWL · Entity 4339 | Exercise / conversionRestricted Stock Units · Derivative | 31,368 | $0.00 | $0.00 |
DisclosureSEC source: 0000814453-18-000051 · wf-form4_152874737877444.xml · derivative · entry 6 NICOLETTI RALPH J · CIK 0001192519 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 31,368 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into Newell Brands Inc. Common Stock on a one-for-one basis. F2 · derivative.exercise_date: The reporting person vested in the remaining one-half of the total RSUs that were granted on June 8, 2016. F2 · derivative.expiration_date: The reporting person vested in the remaining one-half of the total RSUs that were granted on June 8, 2016. Read SEC document |
| June 08, 2018 Filed Jun 11, 2018 20:03 UTC | NEWELL BRANDS INC. NWL · Entity 4339 | Tax withholdingCommon Stock | 12,077 | $24.68 | $298,060.36 |
DisclosureSEC source: 0000814453-18-000051 · wf-form4_152874737877444.xml · nonDerivative · entry 2 NICOLETTI RALPH J · CIK 0001192519 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,291 Read SEC document |
| June 08, 2018 Filed Jun 11, 2018 20:03 UTC | NEWELL BRANDS INC. NWL · Entity 4339 | Exercise / conversionCommon Stock | 31,368 | $0.00 | $0.00 |
DisclosureSEC source: 0000814453-18-000051 · wf-form4_152874737877444.xml · nonDerivative · entry 1 NICOLETTI RALPH J · CIK 0001192519 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,368 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into Newell Brands Inc. Common Stock on a one-for-one basis. Read SEC document |
| May 16, 2018 Filed May 17, 2018 22:13 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | Exercise / conversionCommon Stock | 2,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-017966 · form4.xml · nonDerivative · entry 3 NICOLETTI RALPH J · CIK 0001192519 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,217 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 16, 2018 Filed May 17, 2018 22:13 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | Exercise / conversionCommon Stock (restricted) | 2,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-017966 · form4.xml · nonDerivative · entry 2 NICOLETTI RALPH J · CIK 0001192519 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,100 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Restricted stock unit award vesting one year after the date of grant. Read SEC document |
| May 15, 2018 Filed May 17, 2018 22:13 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | GrantCommon Stock (restricted) | 2,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-017966 · form4.xml · nonDerivative · entry 1 NICOLETTI RALPH J · CIK 0001192519 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,500 F1 · security: Restricted stock unit award vesting one year after the date of grant. Read SEC document |
| June 08, 2017 Filed Jun 12, 2017 20:04 UTC | NEWELL BRANDS INC. NWL · Entity 4339 | Exercise / conversionRestricted Stock Units · Derivative | 31,367 | $0.00 | $0.00 |
DisclosureSEC source: 0000814453-17-000068 · wf-form4_149729786616787.xml · derivative · entry 5 NICOLETTI RALPH J · CIK 0001192519 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,368 Underlying: Common Stock · 31,367 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into Newell Brands Inc. Common Stock on a one-for-one basis. F2 · derivative.exercise_date: The Reporting Person became vested in one-half of the total RSUs that were granted on June 8, 2016. F2 · derivative.expiration_date: The Reporting Person became vested in one-half of the total RSUs that were granted on June 8, 2016. Read SEC document |
| June 08, 2017 Filed Jun 12, 2017 20:04 UTC | NEWELL BRANDS INC. NWL · Entity 4339 | Tax withholdingCommon Stock | 16,797 | $53.03 | $890,744.91 |
DisclosureSEC source: 0000814453-17-000068 · wf-form4_149729786616787.xml · nonDerivative · entry 2 NICOLETTI RALPH J · CIK 0001192519 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,570 Read SEC document |
| June 08, 2017 Filed Jun 12, 2017 20:04 UTC | NEWELL BRANDS INC. NWL · Entity 4339 | Exercise / conversionCommon Stock | 31,367 | $0.00 | $0.00 |
DisclosureSEC source: 0000814453-17-000068 · wf-form4_149729786616787.xml · nonDerivative · entry 1 NICOLETTI RALPH J · CIK 0001192519 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,367 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into Newell Brands Inc. Common Stock on a one-for-one basis. Read SEC document |
| May 17, 2017 Filed May 18, 2017 20:05 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | Exercise / conversionCommon Stock | 2,950 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-018641 · form4.xml · nonDerivative · entry 3 NICOLETTI RALPH J · CIK 0001192519 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,817 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 17, 2017 Filed May 18, 2017 20:05 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | Exercise / conversionCommon Stock (restricted) | 2,950 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-018641 · form4.xml · nonDerivative · entry 2 NICOLETTI RALPH J · CIK 0001192519 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,400 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Restricted stock unit award vesting one year after the date of grant. Read SEC document |
| May 16, 2017 Filed May 18, 2017 20:05 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | GrantCommon Stock (restricted) | 2,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-018641 · form4.xml · nonDerivative · entry 1 NICOLETTI RALPH J · CIK 0001192519 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,350 F1 · security: Restricted stock unit award vesting one year after the date of grant. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.