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person · Reporting owner

English Frank E. Jr.

Disclosed activity across 3 companies

Tapewire entity
145549
SEC CIK
0001463048

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Arthur J. Gallagher & Co.AJG · Entity 990DirectorNovember 04, 2020November 04, 2020
Cboe Global Markets, Inc.CBOE · Entity 3134DirectorMay 16, 2019May 20, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Arthur J. Gallagher & Co.

Report date November 04, 2020 · Filed November 04, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect5,500 Reported balance After 2020-11-04 transaction · row 1
1 source row

Row 1 · 2020-11-04 · Sale · Disposed 1,000 · Balance 5,500

F1: The price reported is an average weighted pr... The price reported is an average weighted price. The shares were sold in multiple transactions at prices ranging from $111.70 to $111.83. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Common Stock (restricted)SEC Table I · non-derivativeDirect1,860 Reported balance Holding disclosure · report date 2020-11-04 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 1,860

F2: Restricted stock unit award vesting one year after the date of grant.

Filing footnotes · ownership attribution and instrument terms

F1: The price reported is an average weighted pr... The price reported is an average weighted price. The shares were sold in multiple transactions at prices ranging from $111.70 to $111.83. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2: Restricted stock unit award vesting one year after the date of grant.

Cboe Global Markets, Inc.

Report date May 16, 2019 · Filed May 20, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect4,373 Reported balance After 2019-05-16 transaction · row 1
1 source row

Row 1 · 2019-05-16 · Grant · Acquired 1,236 · Balance 4,373

F1: Represents a restricted stock award granted under the Company's Second Amended and Restated Long-Term Incentive Plan, which meets the requirements of Rule 16b-3.

Filing footnotes · ownership attribution and instrument terms

F1: Represents a restricted stock award granted under the Company's Second Amended and Restated Long-Term Incentive Plan, which meets the requirements of Rule 16b-3.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Tower International, Inc.

Report date September 30, 2019 · Filed September 30, 2019

Section 16 reporting ended · disclosed 2019-09-30. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2019-09-30 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2019-09-30 · Disposition to issuer · Disposed 4,036.85 · Balance 0

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock, par value $0.01 per share, of the Company (each, a "Share").

F2: Pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of July 12, 2019, by and among Tower International, Inc., a Delaware corporation (the "Company"), Autokiniton US Holdings, Inc., a Delaware corporation ("Parent"), and Tiger Merger Sub, Inc., a Delaware corporation and a direct wholly owned subsidiary of Parent ("Merger Sub"), Merger Sub was merged with and into the Company, with the Company continuing as a direct wholly owned subsidiary of Parent (the "Merger"). Pursuant to the Merger Agreement, each RSU outstanding immediately prior to the consummation of the tender offer by Parent and Merger Sub to acquire all the outstanding Shares for $31.00 in cash (the "Offer") automatically and without any required action on the part of its holder became fully vested and was cancelled and converted immediately prior to, and contingent upon, the consummation of the Offer into a vested right to receive a lump-sum payment in an amount equal to $31.00 for each Share underlying the RSU, net of applicable tax withholdings.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2019-09-30 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2019-09-30 · Disposition to issuer · Disposed 4,081.7 · Balance 0

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock, par value $0.01 per share, of the Company (each, a "Share").

F2: Pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of July 12, 2019, by and among Tower International, Inc., a Delaware corporation (the "Company"), Autokiniton US Holdings, Inc., a Delaware corporation ("Parent"), and Tiger Merger Sub, Inc., a Delaware corporation and a direct wholly owned subsidiary of Parent ("Merger Sub"), Merger Sub was merged with and into the Company, with the Company continuing as a direct wholly owned subsidiary of Parent (the "Merger"). Pursuant to the Merger Agreement, each RSU outstanding immediately prior to the consummation of the tender offer by Parent and Merger Sub to acquire all the outstanding Shares for $31.00 in cash (the "Offer") automatically and without any required action on the part of its holder became fully vested and was cancelled and converted immediately prior to, and contingent upon, the consummation of the Offer into a vested right to receive a lump-sum payment in an amount equal to $31.00 for each Share underlying the RSU, net of applicable tax withholdings.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2019-09-30 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2019-09-30 · Disposition to issuer · Disposed 4,553.75 · Balance 0

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock, par value $0.01 per share, of the Company (each, a "Share").

F2: Pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of July 12, 2019, by and among Tower International, Inc., a Delaware corporation (the "Company"), Autokiniton US Holdings, Inc., a Delaware corporation ("Parent"), and Tiger Merger Sub, Inc., a Delaware corporation and a direct wholly owned subsidiary of Parent ("Merger Sub"), Merger Sub was merged with and into the Company, with the Company continuing as a direct wholly owned subsidiary of Parent (the "Merger"). Pursuant to the Merger Agreement, each RSU outstanding immediately prior to the consummation of the tender offer by Parent and Merger Sub to acquire all the outstanding Shares for $31.00 in cash (the "Offer") automatically and without any required action on the part of its holder became fully vested and was cancelled and converted immediately prior to, and contingent upon, the consummation of the Offer into a vested right to receive a lump-sum payment in an amount equal to $31.00 for each Share underlying the RSU, net of applicable tax withholdings.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2019-09-30 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2019-09-30 · Disposition to issuer · Disposed 3,691.27 · Balance 0

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock, par value $0.01 per share, of the Company (each, a "Share").

F2: Pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of July 12, 2019, by and among Tower International, Inc., a Delaware corporation (the "Company"), Autokiniton US Holdings, Inc., a Delaware corporation ("Parent"), and Tiger Merger Sub, Inc., a Delaware corporation and a direct wholly owned subsidiary of Parent ("Merger Sub"), Merger Sub was merged with and into the Company, with the Company continuing as a direct wholly owned subsidiary of Parent (the "Merger"). Pursuant to the Merger Agreement, each RSU outstanding immediately prior to the consummation of the tender offer by Parent and Merger Sub to acquire all the outstanding Shares for $31.00 in cash (the "Offer") automatically and without any required action on the part of its holder became fully vested and was cancelled and converted immediately prior to, and contingent upon, the consummation of the Offer into a vested right to receive a lump-sum payment in an amount equal to $31.00 for each Share underlying the RSU, net of applicable tax withholdings.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2019-09-30 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2019-09-30 · Disposition to issuer · Disposed 4,286.46 · Balance 0

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock, par value $0.01 per share, of the Company (each, a "Share").

F2: Pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of July 12, 2019, by and among Tower International, Inc., a Delaware corporation (the "Company"), Autokiniton US Holdings, Inc., a Delaware corporation ("Parent"), and Tiger Merger Sub, Inc., a Delaware corporation and a direct wholly owned subsidiary of Parent ("Merger Sub"), Merger Sub was merged with and into the Company, with the Company continuing as a direct wholly owned subsidiary of Parent (the "Merger"). Pursuant to the Merger Agreement, each RSU outstanding immediately prior to the consummation of the tender offer by Parent and Merger Sub to acquire all the outstanding Shares for $31.00 in cash (the "Offer") automatically and without any required action on the part of its holder became fully vested and was cancelled and converted immediately prior to, and contingent upon, the consummation of the Offer into a vested right to receive a lump-sum payment in an amount equal to $31.00 for each Share underlying the RSU, net of applicable tax withholdings.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2019-09-30 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2019-09-30 · Disposition to issuer · Disposed 4,768.42 · Balance 0

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock, par value $0.01 per share, of the Company (each, a "Share").

F2: Pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of July 12, 2019, by and among Tower International, Inc., a Delaware corporation (the "Company"), Autokiniton US Holdings, Inc., a Delaware corporation ("Parent"), and Tiger Merger Sub, Inc., a Delaware corporation and a direct wholly owned subsidiary of Parent ("Merger Sub"), Merger Sub was merged with and into the Company, with the Company continuing as a direct wholly owned subsidiary of Parent (the "Merger"). Pursuant to the Merger Agreement, each RSU outstanding immediately prior to the consummation of the tender offer by Parent and Merger Sub to acquire all the outstanding Shares for $31.00 in cash (the "Offer") automatically and without any required action on the part of its holder became fully vested and was cancelled and converted immediately prior to, and contingent upon, the consummation of the Offer into a vested right to receive a lump-sum payment in an amount equal to $31.00 for each Share underlying the RSU, net of applicable tax withholdings.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock, par value $0.01 per share, of the Company (each, a "Share").

F2: Pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of July 12, 2019, by and among Tower International, Inc., a Delaware corporation (the "Company"), Autokiniton US Holdings, Inc., a Delaware corporation ("Parent"), and Tiger Merger Sub, Inc., a Delaware corporation and a direct wholly owned subsidiary of Parent ("Merger Sub"), Merger Sub was merged with and into the Company, with the Company continuing as a direct wholly owned subsidiary of Parent (the "Merger"). Pursuant to the Merger Agreement, each RSU outstanding immediately prior to the consummation of the tender offer by Parent and Merger Sub to acquire all the outstanding Shares for $31.00 in cash (the "Offer") automatically and without any required action on the part of its holder became fully vested and was cancelled and converted immediately prior to, and contingent upon, the consummation of the Offer into a vested right to receive a lump-sum payment in an amount equal to $31.00 for each Share underlying the RSU, net of applicable tax withholdings.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 04, 2020 Filed Nov 4, 2020 22:16 UTC Arthur J. Gallagher & Co. AJG · Entity 990 SaleCommon Stock 1,000 $111.78 $111,780.00
Disclosure

SEC source: 0001127602-20-028150 · form4.xml · nonDerivative · entry 1

English Frank E. Jr. · CIK 0001463048 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,500

F1 · price: The price reported is an average weighted pr... The price reported is an average weighted price. The shares were sold in multiple transactions at prices ranging from $111.70 to $111.83. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 18, 2020 Filed Aug 21, 2020 00:19 UTC Arthur J. Gallagher & Co. AJG · Entity 990 SaleCommon Stock 2,500 $107.14 $267,850.00
Disclosure

SEC source: 0001127602-20-024008 · form4.xml · nonDerivative · entry 1

English Frank E. Jr. · CIK 0001463048 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,500

Read SEC document
May 14, 2020 Filed May 14, 2020 21:14 UTC Arthur J. Gallagher & Co. AJG · Entity 990 Exercise / conversionCommon Stock 1,850 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-016648 · form4.xml · nonDerivative · entry 3

English Frank E. Jr. · CIK 0001463048 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 14, 2020 Filed May 14, 2020 21:14 UTC Arthur J. Gallagher & Co. AJG · Entity 990 Exercise / conversionCommon Stock (restricted) 1,850 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-016648 · form4.xml · nonDerivative · entry 2

English Frank E. Jr. · CIK 0001463048 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,860

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Restricted stock unit award vesting one year after the date of grant.

Read SEC document
May 12, 2020 Filed May 14, 2020 21:14 UTC Arthur J. Gallagher & Co. AJG · Entity 990 GrantCommon Stock (restricted) 1,860 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-016648 · form4.xml · nonDerivative · entry 1

English Frank E. Jr. · CIK 0001463048 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,710

F1 · security: Restricted stock unit award vesting one year after the date of grant.

F1 · shares: Restricted stock unit award vesting one year after the date of grant.

Read SEC document
November 22, 2019 Filed Nov 22, 2019 21:20 UTC Arthur J. Gallagher & Co. AJG · Entity 990 SaleCommon Stock 1,450 $91.46 $132,617.00
Disclosure

SEC source: 0001127602-19-033580 · form4.xml · nonDerivative · entry 1

English Frank E. Jr. · CIK 0001463048 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,150

F1 · price: The price reported is an average weighted price. The shares were sold in multiple transactions at prices ranging from $91.44 to $91.48. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 30, 2019 Filed Sep 30, 2019 14:25 UTC Tower International, Inc. TOWR · Entity 154684 Disposition to issuerRestricted Stock Units · Derivative 4,768.42 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-029229 · form4.xml · derivative · entry 6

English Frank E. Jr. · CIK 0001463048 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $0.01 Per Share · 4,768.42 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock, par value $0.01 per share, of the Company (each, a "Share").

F2 · price: Pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of July 12, 2019, by and among Tower International, Inc., a Delaware corporation (the "Company"), Autokiniton US Holdings, Inc., a Delaware corporation ("Parent"), and Tiger Merger Sub, Inc., a Delaware corporation and a direct wholly owned subsidiary of Parent ("Merger Sub"), Merger Sub was merged with and into the Company, with the Company continuing as a direct wholly owned subsidiary of Parent (the "Merger"). Pursuant to the Merger Agreement, each RSU outstanding immediately prior to the consummation of the tender offer by Parent and Merger Sub to acquire all the outstanding Shares for $31.00 in cash (the "Offer") automatically and without any required action on the part of its holder became fully vested and was cancelled and converted immediately prior to, and contingent upon, the consummation of the Offer into a vested right to receive a lump-sum payment in an amount equal to $31.00 for each Share underlying the RSU, net of applicable tax withholdings.

F2 · derivative.exercise_date: Pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of July 12, 2019, by and among Tower International, Inc., a Delaware corporation (the "Company"), Autokiniton US Holdings, Inc., a Delaware corporation ("Parent"), and Tiger Merger Sub, Inc., a Delaware corporation and a direct wholly owned subsidiary of Parent ("Merger Sub"), Merger Sub was merged with and into the Company, with the Company continuing as a direct wholly owned subsidiary of Parent (the "Merger"). Pursuant to the Merger Agreement, each RSU outstanding immediately prior to the consummation of the tender offer by Parent and Merger Sub to acquire all the outstanding Shares for $31.00 in cash (the "Offer") automatically and without any required action on the part of its holder became fully vested and was cancelled and converted immediately prior to, and contingent upon, the consummation of the Offer into a vested right to receive a lump-sum payment in an amount equal to $31.00 for each Share underlying the RSU, net of applicable tax withholdings.

F2 · derivative.expiration_date: Pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of July 12, 2019, by and among Tower International, Inc., a Delaware corporation (the "Company"), Autokiniton US Holdings, Inc., a Delaware corporation ("Parent"), and Tiger Merger Sub, Inc., a Delaware corporation and a direct wholly owned subsidiary of Parent ("Merger Sub"), Merger Sub was merged with and into the Company, with the Company continuing as a direct wholly owned subsidiary of Parent (the "Merger"). Pursuant to the Merger Agreement, each RSU outstanding immediately prior to the consummation of the tender offer by Parent and Merger Sub to acquire all the outstanding Shares for $31.00 in cash (the "Offer") automatically and without any required action on the part of its holder became fully vested and was cancelled and converted immediately prior to, and contingent upon, the consummation of the Offer into a vested right to receive a lump-sum payment in an amount equal to $31.00 for each Share underlying the RSU, net of applicable tax withholdings.

Read SEC document
September 30, 2019 Filed Sep 30, 2019 14:25 UTC Tower International, Inc. TOWR · Entity 154684 Disposition to issuerRestricted Stock Units · Derivative 4,286.46 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-029229 · form4.xml · derivative · entry 5

English Frank E. Jr. · CIK 0001463048 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $0.01 Per Share · 4,286.46 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock, par value $0.01 per share, of the Company (each, a "Share").

F2 · price: Pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of July 12, 2019, by and among Tower International, Inc., a Delaware corporation (the "Company"), Autokiniton US Holdings, Inc., a Delaware corporation ("Parent"), and Tiger Merger Sub, Inc., a Delaware corporation and a direct wholly owned subsidiary of Parent ("Merger Sub"), Merger Sub was merged with and into the Company, with the Company continuing as a direct wholly owned subsidiary of Parent (the "Merger"). Pursuant to the Merger Agreement, each RSU outstanding immediately prior to the consummation of the tender offer by Parent and Merger Sub to acquire all the outstanding Shares for $31.00 in cash (the "Offer") automatically and without any required action on the part of its holder became fully vested and was cancelled and converted immediately prior to, and contingent upon, the consummation of the Offer into a vested right to receive a lump-sum payment in an amount equal to $31.00 for each Share underlying the RSU, net of applicable tax withholdings.

F2 · derivative.exercise_date: Pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of July 12, 2019, by and among Tower International, Inc., a Delaware corporation (the "Company"), Autokiniton US Holdings, Inc., a Delaware corporation ("Parent"), and Tiger Merger Sub, Inc., a Delaware corporation and a direct wholly owned subsidiary of Parent ("Merger Sub"), Merger Sub was merged with and into the Company, with the Company continuing as a direct wholly owned subsidiary of Parent (the "Merger"). Pursuant to the Merger Agreement, each RSU outstanding immediately prior to the consummation of the tender offer by Parent and Merger Sub to acquire all the outstanding Shares for $31.00 in cash (the "Offer") automatically and without any required action on the part of its holder became fully vested and was cancelled and converted immediately prior to, and contingent upon, the consummation of the Offer into a vested right to receive a lump-sum payment in an amount equal to $31.00 for each Share underlying the RSU, net of applicable tax withholdings.

F2 · derivative.expiration_date: Pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of July 12, 2019, by and among Tower International, Inc., a Delaware corporation (the "Company"), Autokiniton US Holdings, Inc., a Delaware corporation ("Parent"), and Tiger Merger Sub, Inc., a Delaware corporation and a direct wholly owned subsidiary of Parent ("Merger Sub"), Merger Sub was merged with and into the Company, with the Company continuing as a direct wholly owned subsidiary of Parent (the "Merger"). Pursuant to the Merger Agreement, each RSU outstanding immediately prior to the consummation of the tender offer by Parent and Merger Sub to acquire all the outstanding Shares for $31.00 in cash (the "Offer") automatically and without any required action on the part of its holder became fully vested and was cancelled and converted immediately prior to, and contingent upon, the consummation of the Offer into a vested right to receive a lump-sum payment in an amount equal to $31.00 for each Share underlying the RSU, net of applicable tax withholdings.

Read SEC document
September 30, 2019 Filed Sep 30, 2019 14:25 UTC Tower International, Inc. TOWR · Entity 154684 Disposition to issuerRestricted Stock Units · Derivative 3,691.27 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-029229 · form4.xml · derivative · entry 4

English Frank E. Jr. · CIK 0001463048 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $0.01 Per Share · 3,691.27 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock, par value $0.01 per share, of the Company (each, a "Share").

F2 · price: Pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of July 12, 2019, by and among Tower International, Inc., a Delaware corporation (the "Company"), Autokiniton US Holdings, Inc., a Delaware corporation ("Parent"), and Tiger Merger Sub, Inc., a Delaware corporation and a direct wholly owned subsidiary of Parent ("Merger Sub"), Merger Sub was merged with and into the Company, with the Company continuing as a direct wholly owned subsidiary of Parent (the "Merger"). Pursuant to the Merger Agreement, each RSU outstanding immediately prior to the consummation of the tender offer by Parent and Merger Sub to acquire all the outstanding Shares for $31.00 in cash (the "Offer") automatically and without any required action on the part of its holder became fully vested and was cancelled and converted immediately prior to, and contingent upon, the consummation of the Offer into a vested right to receive a lump-sum payment in an amount equal to $31.00 for each Share underlying the RSU, net of applicable tax withholdings.

F2 · derivative.exercise_date: Pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of July 12, 2019, by and among Tower International, Inc., a Delaware corporation (the "Company"), Autokiniton US Holdings, Inc., a Delaware corporation ("Parent"), and Tiger Merger Sub, Inc., a Delaware corporation and a direct wholly owned subsidiary of Parent ("Merger Sub"), Merger Sub was merged with and into the Company, with the Company continuing as a direct wholly owned subsidiary of Parent (the "Merger"). Pursuant to the Merger Agreement, each RSU outstanding immediately prior to the consummation of the tender offer by Parent and Merger Sub to acquire all the outstanding Shares for $31.00 in cash (the "Offer") automatically and without any required action on the part of its holder became fully vested and was cancelled and converted immediately prior to, and contingent upon, the consummation of the Offer into a vested right to receive a lump-sum payment in an amount equal to $31.00 for each Share underlying the RSU, net of applicable tax withholdings.

F2 · derivative.expiration_date: Pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of July 12, 2019, by and among Tower International, Inc., a Delaware corporation (the "Company"), Autokiniton US Holdings, Inc., a Delaware corporation ("Parent"), and Tiger Merger Sub, Inc., a Delaware corporation and a direct wholly owned subsidiary of Parent ("Merger Sub"), Merger Sub was merged with and into the Company, with the Company continuing as a direct wholly owned subsidiary of Parent (the "Merger"). Pursuant to the Merger Agreement, each RSU outstanding immediately prior to the consummation of the tender offer by Parent and Merger Sub to acquire all the outstanding Shares for $31.00 in cash (the "Offer") automatically and without any required action on the part of its holder became fully vested and was cancelled and converted immediately prior to, and contingent upon, the consummation of the Offer into a vested right to receive a lump-sum payment in an amount equal to $31.00 for each Share underlying the RSU, net of applicable tax withholdings.

Read SEC document
September 30, 2019 Filed Sep 30, 2019 14:25 UTC Tower International, Inc. TOWR · Entity 154684 Disposition to issuerRestricted Stock Units · Derivative 4,553.75 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-029229 · form4.xml · derivative · entry 3

English Frank E. Jr. · CIK 0001463048 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $0.01 Per Share · 4,553.75 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock, par value $0.01 per share, of the Company (each, a "Share").

F2 · price: Pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of July 12, 2019, by and among Tower International, Inc., a Delaware corporation (the "Company"), Autokiniton US Holdings, Inc., a Delaware corporation ("Parent"), and Tiger Merger Sub, Inc., a Delaware corporation and a direct wholly owned subsidiary of Parent ("Merger Sub"), Merger Sub was merged with and into the Company, with the Company continuing as a direct wholly owned subsidiary of Parent (the "Merger"). Pursuant to the Merger Agreement, each RSU outstanding immediately prior to the consummation of the tender offer by Parent and Merger Sub to acquire all the outstanding Shares for $31.00 in cash (the "Offer") automatically and without any required action on the part of its holder became fully vested and was cancelled and converted immediately prior to, and contingent upon, the consummation of the Offer into a vested right to receive a lump-sum payment in an amount equal to $31.00 for each Share underlying the RSU, net of applicable tax withholdings.

F2 · derivative.exercise_date: Pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of July 12, 2019, by and among Tower International, Inc., a Delaware corporation (the "Company"), Autokiniton US Holdings, Inc., a Delaware corporation ("Parent"), and Tiger Merger Sub, Inc., a Delaware corporation and a direct wholly owned subsidiary of Parent ("Merger Sub"), Merger Sub was merged with and into the Company, with the Company continuing as a direct wholly owned subsidiary of Parent (the "Merger"). Pursuant to the Merger Agreement, each RSU outstanding immediately prior to the consummation of the tender offer by Parent and Merger Sub to acquire all the outstanding Shares for $31.00 in cash (the "Offer") automatically and without any required action on the part of its holder became fully vested and was cancelled and converted immediately prior to, and contingent upon, the consummation of the Offer into a vested right to receive a lump-sum payment in an amount equal to $31.00 for each Share underlying the RSU, net of applicable tax withholdings.

F2 · derivative.expiration_date: Pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of July 12, 2019, by and among Tower International, Inc., a Delaware corporation (the "Company"), Autokiniton US Holdings, Inc., a Delaware corporation ("Parent"), and Tiger Merger Sub, Inc., a Delaware corporation and a direct wholly owned subsidiary of Parent ("Merger Sub"), Merger Sub was merged with and into the Company, with the Company continuing as a direct wholly owned subsidiary of Parent (the "Merger"). Pursuant to the Merger Agreement, each RSU outstanding immediately prior to the consummation of the tender offer by Parent and Merger Sub to acquire all the outstanding Shares for $31.00 in cash (the "Offer") automatically and without any required action on the part of its holder became fully vested and was cancelled and converted immediately prior to, and contingent upon, the consummation of the Offer into a vested right to receive a lump-sum payment in an amount equal to $31.00 for each Share underlying the RSU, net of applicable tax withholdings.

Read SEC document
September 30, 2019 Filed Sep 30, 2019 14:25 UTC Tower International, Inc. TOWR · Entity 154684 Disposition to issuerRestricted Stock Units · Derivative 4,081.7 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-029229 · form4.xml · derivative · entry 2

English Frank E. Jr. · CIK 0001463048 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $0.01 Per Share · 4,081.7 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock, par value $0.01 per share, of the Company (each, a "Share").

F2 · price: Pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of July 12, 2019, by and among Tower International, Inc., a Delaware corporation (the "Company"), Autokiniton US Holdings, Inc., a Delaware corporation ("Parent"), and Tiger Merger Sub, Inc., a Delaware corporation and a direct wholly owned subsidiary of Parent ("Merger Sub"), Merger Sub was merged with and into the Company, with the Company continuing as a direct wholly owned subsidiary of Parent (the "Merger"). Pursuant to the Merger Agreement, each RSU outstanding immediately prior to the consummation of the tender offer by Parent and Merger Sub to acquire all the outstanding Shares for $31.00 in cash (the "Offer") automatically and without any required action on the part of its holder became fully vested and was cancelled and converted immediately prior to, and contingent upon, the consummation of the Offer into a vested right to receive a lump-sum payment in an amount equal to $31.00 for each Share underlying the RSU, net of applicable tax withholdings.

F2 · derivative.exercise_date: Pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of July 12, 2019, by and among Tower International, Inc., a Delaware corporation (the "Company"), Autokiniton US Holdings, Inc., a Delaware corporation ("Parent"), and Tiger Merger Sub, Inc., a Delaware corporation and a direct wholly owned subsidiary of Parent ("Merger Sub"), Merger Sub was merged with and into the Company, with the Company continuing as a direct wholly owned subsidiary of Parent (the "Merger"). Pursuant to the Merger Agreement, each RSU outstanding immediately prior to the consummation of the tender offer by Parent and Merger Sub to acquire all the outstanding Shares for $31.00 in cash (the "Offer") automatically and without any required action on the part of its holder became fully vested and was cancelled and converted immediately prior to, and contingent upon, the consummation of the Offer into a vested right to receive a lump-sum payment in an amount equal to $31.00 for each Share underlying the RSU, net of applicable tax withholdings.

F2 · derivative.expiration_date: Pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of July 12, 2019, by and among Tower International, Inc., a Delaware corporation (the "Company"), Autokiniton US Holdings, Inc., a Delaware corporation ("Parent"), and Tiger Merger Sub, Inc., a Delaware corporation and a direct wholly owned subsidiary of Parent ("Merger Sub"), Merger Sub was merged with and into the Company, with the Company continuing as a direct wholly owned subsidiary of Parent (the "Merger"). Pursuant to the Merger Agreement, each RSU outstanding immediately prior to the consummation of the tender offer by Parent and Merger Sub to acquire all the outstanding Shares for $31.00 in cash (the "Offer") automatically and without any required action on the part of its holder became fully vested and was cancelled and converted immediately prior to, and contingent upon, the consummation of the Offer into a vested right to receive a lump-sum payment in an amount equal to $31.00 for each Share underlying the RSU, net of applicable tax withholdings.

Read SEC document
September 30, 2019 Filed Sep 30, 2019 14:25 UTC Tower International, Inc. TOWR · Entity 154684 Disposition to issuerRestricted Stock Units · Derivative 4,036.85 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-029229 · form4.xml · derivative · entry 1

English Frank E. Jr. · CIK 0001463048 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $0.01 Per Share · 4,036.85 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock, par value $0.01 per share, of the Company (each, a "Share").

F2 · price: Pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of July 12, 2019, by and among Tower International, Inc., a Delaware corporation (the "Company"), Autokiniton US Holdings, Inc., a Delaware corporation ("Parent"), and Tiger Merger Sub, Inc., a Delaware corporation and a direct wholly owned subsidiary of Parent ("Merger Sub"), Merger Sub was merged with and into the Company, with the Company continuing as a direct wholly owned subsidiary of Parent (the "Merger"). Pursuant to the Merger Agreement, each RSU outstanding immediately prior to the consummation of the tender offer by Parent and Merger Sub to acquire all the outstanding Shares for $31.00 in cash (the "Offer") automatically and without any required action on the part of its holder became fully vested and was cancelled and converted immediately prior to, and contingent upon, the consummation of the Offer into a vested right to receive a lump-sum payment in an amount equal to $31.00 for each Share underlying the RSU, net of applicable tax withholdings.

F2 · derivative.exercise_date: Pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of July 12, 2019, by and among Tower International, Inc., a Delaware corporation (the "Company"), Autokiniton US Holdings, Inc., a Delaware corporation ("Parent"), and Tiger Merger Sub, Inc., a Delaware corporation and a direct wholly owned subsidiary of Parent ("Merger Sub"), Merger Sub was merged with and into the Company, with the Company continuing as a direct wholly owned subsidiary of Parent (the "Merger"). Pursuant to the Merger Agreement, each RSU outstanding immediately prior to the consummation of the tender offer by Parent and Merger Sub to acquire all the outstanding Shares for $31.00 in cash (the "Offer") automatically and without any required action on the part of its holder became fully vested and was cancelled and converted immediately prior to, and contingent upon, the consummation of the Offer into a vested right to receive a lump-sum payment in an amount equal to $31.00 for each Share underlying the RSU, net of applicable tax withholdings.

F2 · derivative.expiration_date: Pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of July 12, 2019, by and among Tower International, Inc., a Delaware corporation (the "Company"), Autokiniton US Holdings, Inc., a Delaware corporation ("Parent"), and Tiger Merger Sub, Inc., a Delaware corporation and a direct wholly owned subsidiary of Parent ("Merger Sub"), Merger Sub was merged with and into the Company, with the Company continuing as a direct wholly owned subsidiary of Parent (the "Merger"). Pursuant to the Merger Agreement, each RSU outstanding immediately prior to the consummation of the tender offer by Parent and Merger Sub to acquire all the outstanding Shares for $31.00 in cash (the "Offer") automatically and without any required action on the part of its holder became fully vested and was cancelled and converted immediately prior to, and contingent upon, the consummation of the Offer into a vested right to receive a lump-sum payment in an amount equal to $31.00 for each Share underlying the RSU, net of applicable tax withholdings.

Read SEC document
June 07, 2019 Filed Jun 11, 2019 17:00 UTC Tower International, Inc. TOWR · Entity 154684 GrantRestricted Stock Units · Derivative 29.42 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-021368 · form4.xml · derivative · entry 6

English Frank E. Jr. · CIK 0001463048 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,768.42

Underlying: Common Stock, Par Value $0.01 Per Share · 29.42 shares

Expires not disclosed

F7 · derivative.exercise_price: These RSUs result from dividend equivalent units accrued as additional RSUs on 2019 RSU award. Each RSU represents a contingent right to receive one share of the Company's Common Stock. RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F7 · derivative.exercise_date: These RSUs result from dividend equivalent units accrued as additional RSUs on 2019 RSU award. Each RSU represents a contingent right to receive one share of the Company's Common Stock. RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F7 · derivative.expiration_date: These RSUs result from dividend equivalent units accrued as additional RSUs on 2019 RSU award. Each RSU represents a contingent right to receive one share of the Company's Common Stock. RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F8 · balance_after: Represents total unvested RSUs associated with original award, including unvested RSUs accrued in respect of dividend equivalent units.

Read SEC document
June 07, 2019 Filed Jun 11, 2019 17:00 UTC Tower International, Inc. TOWR · Entity 154684 GrantRestricted Stock Units · Derivative 26.45 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-021368 · form4.xml · derivative · entry 5

English Frank E. Jr. · CIK 0001463048 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,286.46

Underlying: Common Stock, Par Value $0.01 Per Share · 26.45 shares

Expires not disclosed

F6 · derivative.exercise_price: These RSUs result from dividend equivalent units accrued as additional RSUs on 2018 RSU award. Each RSU represents a contingent right to receive one share of the Company's Common Stock. RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F6 · derivative.exercise_date: These RSUs result from dividend equivalent units accrued as additional RSUs on 2018 RSU award. Each RSU represents a contingent right to receive one share of the Company's Common Stock. RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F6 · derivative.expiration_date: These RSUs result from dividend equivalent units accrued as additional RSUs on 2018 RSU award. Each RSU represents a contingent right to receive one share of the Company's Common Stock. RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F2 · balance_after: Represents total vested RSUs associated with original award that have not yet settled, including vested but unsettled RSUs accrued in respect of dividend equivalent units.

Read SEC document
June 07, 2019 Filed Jun 11, 2019 17:00 UTC Tower International, Inc. TOWR · Entity 154684 GrantRestricted Stock Units · Derivative 22.77 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-021368 · form4.xml · derivative · entry 4

English Frank E. Jr. · CIK 0001463048 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,691.27

Underlying: Common Stock, Par Value $0.01 Per Share · 22.77 shares

Expires not disclosed

F5 · derivative.exercise_price: These RSUs result from dividend equivalent units accrued as additional RSUs on 2017 RSU award. Each RSU represents a contingent right to receive one share of the Company's Common Stock. RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F5 · derivative.exercise_date: These RSUs result from dividend equivalent units accrued as additional RSUs on 2017 RSU award. Each RSU represents a contingent right to receive one share of the Company's Common Stock. RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F5 · derivative.expiration_date: These RSUs result from dividend equivalent units accrued as additional RSUs on 2017 RSU award. Each RSU represents a contingent right to receive one share of the Company's Common Stock. RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F2 · balance_after: Represents total vested RSUs associated with original award that have not yet settled, including vested but unsettled RSUs accrued in respect of dividend equivalent units.

Read SEC document
June 07, 2019 Filed Jun 11, 2019 17:00 UTC Tower International, Inc. TOWR · Entity 154684 GrantRestricted Stock Units · Derivative 28.1 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-021368 · form4.xml · derivative · entry 3

English Frank E. Jr. · CIK 0001463048 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,553.75

Underlying: Common Stock, Par Value $0.01 Per Share · 28.1 shares

Expires not disclosed

F4 · derivative.exercise_price: These RSUs result from dividend equivalent units accrued as additional RSUs on 2016 RSU award. Each RSU represents a contingent right to receive one share of the Company's Common Stock. RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F4 · derivative.exercise_date: These RSUs result from dividend equivalent units accrued as additional RSUs on 2016 RSU award. Each RSU represents a contingent right to receive one share of the Company's Common Stock. RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F4 · derivative.expiration_date: These RSUs result from dividend equivalent units accrued as additional RSUs on 2016 RSU award. Each RSU represents a contingent right to receive one share of the Company's Common Stock. RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F2 · balance_after: Represents total vested RSUs associated with original award that have not yet settled, including vested but unsettled RSUs accrued in respect of dividend equivalent units.

Read SEC document
June 07, 2019 Filed Jun 11, 2019 17:00 UTC Tower International, Inc. TOWR · Entity 154684 GrantRestricted Stock Units · Derivative 25.18 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-021368 · form4.xml · derivative · entry 2

English Frank E. Jr. · CIK 0001463048 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,081.7

Underlying: Common Stock, Par Value $0.01 Per Share · 25.18 shares

Expires not disclosed

F3 · derivative.exercise_price: These RSUs result from dividend equivalent units accrued as additional RSUs on 2015 RSU award. Each RSU represents a contingent right to receive one share of the Company's Common Stock. RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F3 · derivative.exercise_date: These RSUs result from dividend equivalent units accrued as additional RSUs on 2015 RSU award. Each RSU represents a contingent right to receive one share of the Company's Common Stock. RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F3 · derivative.expiration_date: These RSUs result from dividend equivalent units accrued as additional RSUs on 2015 RSU award. Each RSU represents a contingent right to receive one share of the Company's Common Stock. RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F2 · balance_after: Represents total vested RSUs associated with original award that have not yet settled, including vested but unsettled RSUs accrued in respect of dividend equivalent units.

Read SEC document
June 07, 2019 Filed Jun 11, 2019 17:00 UTC Tower International, Inc. TOWR · Entity 154684 GrantRestricted Stock Units · Derivative 24.91 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-021368 · form4.xml · derivative · entry 1

English Frank E. Jr. · CIK 0001463048 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,036.85

Underlying: Common Stock, Par Value $0.01 Per Share · 24.91 shares

Expires not disclosed

F1 · derivative.exercise_price: These restricted stock units ("RSUs") result from dividend equivalent units accrued as additional RSUs on 2014 RSU award. Each RSU represents a contingent right to receive one share of the common stock, par value $0.01 per share (the "Common Stock"), of Tower International, Inc. (the "Company"). RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F1 · derivative.exercise_date: These restricted stock units ("RSUs") result from dividend equivalent units accrued as additional RSUs on 2014 RSU award. Each RSU represents a contingent right to receive one share of the common stock, par value $0.01 per share (the "Common Stock"), of Tower International, Inc. (the "Company"). RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F1 · derivative.expiration_date: These restricted stock units ("RSUs") result from dividend equivalent units accrued as additional RSUs on 2014 RSU award. Each RSU represents a contingent right to receive one share of the common stock, par value $0.01 per share (the "Common Stock"), of Tower International, Inc. (the "Company"). RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F2 · balance_after: Represents total vested RSUs associated with original award that have not yet settled, including vested but unsettled RSUs accrued in respect of dividend equivalent units.

Read SEC document
May 16, 2019 Filed May 20, 2019 17:10 UTC Cboe Global Markets, Inc. CBOE · Entity 3134 GrantCommon Stock 1,236 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-006391 · edgar.xml · nonDerivative · entry 1

English Frank E. Jr. · CIK 0001463048 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,373

F1 · price: Represents a restricted stock award granted under the Company's Second Amended and Restated Long-Term Incentive Plan, which meets the requirements of Rule 16b-3.

Read SEC document
May 15, 2019 Filed May 15, 2019 22:03 UTC Arthur J. Gallagher & Co. AJG · Entity 990 Exercise / conversionCommon Stock 2,100 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-018604 · form4.xml · nonDerivative · entry 3

English Frank E. Jr. · CIK 0001463048 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,600

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2019 Filed May 15, 2019 22:03 UTC Arthur J. Gallagher & Co. AJG · Entity 990 Exercise / conversionCommon Stock (restricted) 2,100 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-018604 · form4.xml · nonDerivative · entry 2

English Frank E. Jr. · CIK 0001463048 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,850

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Restricted stock unit award vesting one year after the date of grant.

Read SEC document
May 14, 2019 Filed May 15, 2019 22:03 UTC Arthur J. Gallagher & Co. AJG · Entity 990 GrantCommon Stock (restricted) 1,850 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-018604 · form4.xml · nonDerivative · entry 1

English Frank E. Jr. · CIK 0001463048 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,950

F1 · security: Restricted stock unit award vesting one year after the date of grant.

Read SEC document
May 03, 2019 Filed May 7, 2019 20:44 UTC Arthur J. Gallagher & Co. AJG · Entity 990 SaleCommon Stock 800 $83.08 $66,464.00
Disclosure

SEC source: 0001127602-19-017612 · form4.xml · nonDerivative · entry 1

English Frank E. Jr. · CIK 0001463048 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,500

F1 · price: The price reported is an average weighted price. The shares were sold in multiple transactions at prices ranging from $83.06 to $83.10. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 06, 2019 Filed Mar 8, 2019 16:19 UTC Tower International, Inc. TOWR · Entity 154684 GrantRestricted Stock Units · Derivative 4,739 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-010596 · form4.xml · derivative · entry 1

English Frank E. Jr. · CIK 0001463048 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,739

Underlying: Common Stock, Par Value $0.01 Per Share · 4,739 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (collectively, the "RSUs") represents a contingent right to receive one share of the common stock, par value $0.01 per share (the "Common Stock") of Tower International, Inc. (the "Company").

F2 · derivative.exercise_date: These RSUs will vest on March 6, 2020; provided, however, that such RSUs will vest in full upon the occurrence of a "change in control" of the Company or if the reporting person's service terminates due to death, disability or at the request of the Company or due to completion of the reporting person's term of office as a director. Shares of Common Stock will be issued in settlement of the RSUs upon the earlier of the recipient's termination of service as a director or a change in control.

F2 · derivative.expiration_date: These RSUs will vest on March 6, 2020; provided, however, that such RSUs will vest in full upon the occurrence of a "change in control" of the Company or if the reporting person's service terminates due to death, disability or at the request of the Company or due to completion of the reporting person's term of office as a director. Shares of Common Stock will be issued in settlement of the RSUs upon the earlier of the recipient's termination of service as a director or a change in control.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 17:00 UTC Tower International, Inc. TOWR · Entity 154684 GrantRestricted Stock Units · Derivative 19.39 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-009531 · form4.xml · derivative · entry 5

English Frank E. Jr. · CIK 0001463048 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,260.01

Underlying: Common Stock, Par Value $0.01 Per Share · 19.39 shares

Expires not disclosed

F6 · derivative.exercise_price: These RSUs result from dividend equivalent units accrued as additional RSUs on 2018 RSU award. Each RSU represents a contingent right to receive one share of the Company's Common Stock. RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F6 · derivative.exercise_date: These RSUs result from dividend equivalent units accrued as additional RSUs on 2018 RSU award. Each RSU represents a contingent right to receive one share of the Company's Common Stock. RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F6 · derivative.expiration_date: These RSUs result from dividend equivalent units accrued as additional RSUs on 2018 RSU award. Each RSU represents a contingent right to receive one share of the Company's Common Stock. RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F7 · balance_after: Represents total unvested RSUs associated with original award, including unvested RSUs accrued in respect of dividend equivalent units.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 17:00 UTC Tower International, Inc. TOWR · Entity 154684 GrantRestricted Stock Units · Derivative 16.7 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-009531 · form4.xml · derivative · entry 4

English Frank E. Jr. · CIK 0001463048 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,668.5

Underlying: Common Stock, Par Value $0.01 Per Share · 16.7 shares

Expires not disclosed

F5 · derivative.exercise_price: These RSUs result from dividend equivalent units accrued as additional RSUs on 2017 RSU award. Each RSU represents a contingent right to receive one share of the Company's Common Stock. RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F5 · derivative.exercise_date: These RSUs result from dividend equivalent units accrued as additional RSUs on 2017 RSU award. Each RSU represents a contingent right to receive one share of the Company's Common Stock. RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F5 · derivative.expiration_date: These RSUs result from dividend equivalent units accrued as additional RSUs on 2017 RSU award. Each RSU represents a contingent right to receive one share of the Company's Common Stock. RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F2 · balance_after: Represents total vested RSUs associated with original award that have not yet settled, including vested but unsettled RSUs accrued in respect of dividend equivalent units.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 17:00 UTC Tower International, Inc. TOWR · Entity 154684 GrantRestricted Stock Units · Derivative 20.6 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-009531 · form4.xml · derivative · entry 3

English Frank E. Jr. · CIK 0001463048 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,525.65

Underlying: Common Stock, Par Value $0.01 Per Share · 20.6 shares

Expires not disclosed

F4 · derivative.exercise_price: These RSUs result from dividend equivalent units accrued as additional RSUs on 2016 RSU award. Each RSU represents a contingent right to receive one share of the Company's Common Stock. RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F4 · derivative.exercise_date: These RSUs result from dividend equivalent units accrued as additional RSUs on 2016 RSU award. Each RSU represents a contingent right to receive one share of the Company's Common Stock. RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F4 · derivative.expiration_date: These RSUs result from dividend equivalent units accrued as additional RSUs on 2016 RSU award. Each RSU represents a contingent right to receive one share of the Company's Common Stock. RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F2 · balance_after: Represents total vested RSUs associated with original award that have not yet settled, including vested but unsettled RSUs accrued in respect of dividend equivalent units.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 17:00 UTC Tower International, Inc. TOWR · Entity 154684 GrantRestricted Stock Units · Derivative 18.46 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-009531 · form4.xml · derivative · entry 2

English Frank E. Jr. · CIK 0001463048 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,056.52

Underlying: Common Stock, Par Value $0.01 Per Share · 18.46 shares

Expires not disclosed

F3 · derivative.exercise_price: These RSUs result from dividend equivalent units accrued as additional RSUs on 2015 RSU award. Each RSU represents a contingent right to receive one share of the Company's Common Stock. RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F3 · derivative.exercise_date: These RSUs result from dividend equivalent units accrued as additional RSUs on 2015 RSU award. Each RSU represents a contingent right to receive one share of the Company's Common Stock. RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F3 · derivative.expiration_date: These RSUs result from dividend equivalent units accrued as additional RSUs on 2015 RSU award. Each RSU represents a contingent right to receive one share of the Company's Common Stock. RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F2 · balance_after: Represents total vested RSUs associated with original award that have not yet settled, including vested but unsettled RSUs accrued in respect of dividend equivalent units.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 17:00 UTC Tower International, Inc. TOWR · Entity 154684 GrantRestricted Stock Units · Derivative 18.26 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-009531 · form4.xml · derivative · entry 1

English Frank E. Jr. · CIK 0001463048 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,011.94

Underlying: Common Stock, Par Value $0.01 Per Share · 18.26 shares

Expires not disclosed

F1 · derivative.exercise_price: These restricted stock units ("RSUs") result from dividend equivalent units accrued as additional RSUs on 2014 RSU award. Each RSU represents a contingent right to receive one share of the common stock, par value $0.01 per share (the "Common Stock"), of Tower International, Inc. (the "Company"). RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F1 · derivative.exercise_date: These restricted stock units ("RSUs") result from dividend equivalent units accrued as additional RSUs on 2014 RSU award. Each RSU represents a contingent right to receive one share of the common stock, par value $0.01 per share (the "Common Stock"), of Tower International, Inc. (the "Company"). RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F1 · derivative.expiration_date: These restricted stock units ("RSUs") result from dividend equivalent units accrued as additional RSUs on 2014 RSU award. Each RSU represents a contingent right to receive one share of the common stock, par value $0.01 per share (the "Common Stock"), of Tower International, Inc. (the "Company"). RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F2 · balance_after: Represents total vested RSUs associated with original award that have not yet settled, including vested but unsettled RSUs accrued in respect of dividend equivalent units.

Read SEC document
February 05, 2019 Filed Feb 7, 2019 21:02 UTC Arthur J. Gallagher & Co. AJG · Entity 990 SaleCommon Stock 1,100 $77.66 $85,426.00
Disclosure

SEC source: 0001127602-19-004524 · form4.xml · nonDerivative · entry 1

English Frank E. Jr. · CIK 0001463048 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,300

F1 · price: The price reported is an average weighted price. The shares were sold in multiple transactions at prices ranging from $77.58 to $77.78. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 07, 2018 Filed Dec 11, 2018 16:28 UTC Tower International, Inc. TOWR · Entity 154684 GrantRestricted Stock Units · Derivative 17.53 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-035862 · form4.xml · derivative · entry 5

English Frank E. Jr. · CIK 0001463048 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,240.62

Underlying: Common Stock, Par Value $0.01 Per Share · 17.53 shares

Expires not disclosed

F6 · derivative.exercise_price: These RSUs result from dividend equivalent units accrued as additional RSUs on 2018 RSU award. Each RSU represents a contingent right to receive one share of the Company's Common Stock. RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F6 · derivative.exercise_date: These RSUs result from dividend equivalent units accrued as additional RSUs on 2018 RSU award. Each RSU represents a contingent right to receive one share of the Company's Common Stock. RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F6 · derivative.expiration_date: These RSUs result from dividend equivalent units accrued as additional RSUs on 2018 RSU award. Each RSU represents a contingent right to receive one share of the Company's Common Stock. RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F7 · balance_after: Represents total unvested RSUs associated with original award, including unvested RSUs accrued in respect of dividend equivalent units.

Read SEC document
December 07, 2018 Filed Dec 11, 2018 16:28 UTC Tower International, Inc. TOWR · Entity 154684 GrantRestricted Stock Units · Derivative 15.1 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-035862 · form4.xml · derivative · entry 4

English Frank E. Jr. · CIK 0001463048 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,651.8

Underlying: Common Stock, Par Value $0.01 Per Share · 15.1 shares

Expires not disclosed

F5 · derivative.exercise_price: These RSUs result from dividend equivalent units accrued as additional RSUs on 2017 RSU award. Each RSU represents a contingent right to receive one share of the Company's Common Stock. RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F5 · derivative.exercise_date: These RSUs result from dividend equivalent units accrued as additional RSUs on 2017 RSU award. Each RSU represents a contingent right to receive one share of the Company's Common Stock. RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F5 · derivative.expiration_date: These RSUs result from dividend equivalent units accrued as additional RSUs on 2017 RSU award. Each RSU represents a contingent right to receive one share of the Company's Common Stock. RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F2 · balance_after: Represents total vested RSUs associated with original award that have not yet settled, including vested but unsettled RSUs accrued in respect of dividend equivalent units.

Read SEC document
December 07, 2018 Filed Dec 11, 2018 16:28 UTC Tower International, Inc. TOWR · Entity 154684 GrantRestricted Stock Units · Derivative 18.63 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-035862 · form4.xml · derivative · entry 3

English Frank E. Jr. · CIK 0001463048 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,505.05

Underlying: Common Stock, Par Value $0.01 Per Share · 18.63 shares

Expires not disclosed

F4 · derivative.exercise_price: These RSUs result from dividend equivalent units accrued as additional RSUs on 2016 RSU award. Each RSU represents a contingent right to receive one share of the Company's Common Stock. RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F4 · derivative.exercise_date: These RSUs result from dividend equivalent units accrued as additional RSUs on 2016 RSU award. Each RSU represents a contingent right to receive one share of the Company's Common Stock. RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F4 · derivative.expiration_date: These RSUs result from dividend equivalent units accrued as additional RSUs on 2016 RSU award. Each RSU represents a contingent right to receive one share of the Company's Common Stock. RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F2 · balance_after: Represents total vested RSUs associated with original award that have not yet settled, including vested but unsettled RSUs accrued in respect of dividend equivalent units.

Read SEC document
December 07, 2018 Filed Dec 11, 2018 16:28 UTC Tower International, Inc. TOWR · Entity 154684 GrantRestricted Stock Units · Derivative 16.7 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-035862 · form4.xml · derivative · entry 2

English Frank E. Jr. · CIK 0001463048 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,038.06

Underlying: Common Stock, Par Value $0.01 Per Share · 16.7 shares

Expires not disclosed

F3 · derivative.exercise_price: These RSUs result from dividend equivalent units accrued as additional RSUs on 2015 RSU award. Each RSU represents a contingent right to receive one share of the Company's Common Stock. RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F3 · derivative.exercise_date: These RSUs result from dividend equivalent units accrued as additional RSUs on 2015 RSU award. Each RSU represents a contingent right to receive one share of the Company's Common Stock. RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F3 · derivative.expiration_date: These RSUs result from dividend equivalent units accrued as additional RSUs on 2015 RSU award. Each RSU represents a contingent right to receive one share of the Company's Common Stock. RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F2 · balance_after: Represents total vested RSUs associated with original award that have not yet settled, including vested but unsettled RSUs accrued in respect of dividend equivalent units.

Read SEC document
December 07, 2018 Filed Dec 11, 2018 16:28 UTC Tower International, Inc. TOWR · Entity 154684 GrantRestricted Stock Units · Derivative 16.51 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-035862 · form4.xml · derivative · entry 1

English Frank E. Jr. · CIK 0001463048 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,993.68

Underlying: Common Stock, Par Value $0.01 Per Share · 16.51 shares

Expires not disclosed

F1 · derivative.exercise_price: These restricted stock units ("RSUs") result from dividend equivalent units accrued as additional RSUs on 2014 RSU award. Each RSU represents a contingent right to receive one share of the common stock, par value $0.01 per share (the "Common Stock"), of Tower International, Inc. (the "Company"). RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F1 · derivative.exercise_date: These restricted stock units ("RSUs") result from dividend equivalent units accrued as additional RSUs on 2014 RSU award. Each RSU represents a contingent right to receive one share of the common stock, par value $0.01 per share (the "Common Stock"), of Tower International, Inc. (the "Company"). RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F1 · derivative.expiration_date: These restricted stock units ("RSUs") result from dividend equivalent units accrued as additional RSUs on 2014 RSU award. Each RSU represents a contingent right to receive one share of the common stock, par value $0.01 per share (the "Common Stock"), of Tower International, Inc. (the "Company"). RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F2 · balance_after: Represents total vested RSUs associated with original award that have not yet settled, including vested but unsettled RSUs accrued in respect of dividend equivalent units.

Read SEC document
November 05, 2018 Filed Nov 7, 2018 16:12 UTC Cboe Global Markets, Inc. CBOE · Entity 3134 SaleCommon Stock 1,000 $113.55 $113,550.00
Disclosure

SEC source: 0001179110-18-012636 · edgar.xml · nonDerivative · entry 1

English Frank E. Jr. · CIK 0001463048 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,137

Read SEC document
September 11, 2018 Filed Sep 13, 2018 17:27 UTC Cboe Global Markets, Inc. CBOE · Entity 3134 SaleCommon Stock 1,185 $104.17 $123,441.45
Disclosure

SEC source: 0001179110-18-011373 · edgar.xml · nonDerivative · entry 1

English Frank E. Jr. · CIK 0001463048 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,137

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $104.15 to $104.17. The reporting person undertakes to provide to Cboe Global Markets, Inc., any security holder of Cboe Global Markets, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
September 07, 2018 Filed Sep 11, 2018 16:25 UTC Tower International, Inc. TOWR · Entity 154684 GrantRestricted Stock Units · Derivative 15.26 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-027341 · form4.xml · derivative · entry 5

English Frank E. Jr. · CIK 0001463048 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,223.09

Underlying: Common Stock, Par Value $0.01 Per Share · 15.26 shares

Expires not disclosed

F6 · derivative.exercise_price: These RSUs result from dividend equivalent units accrued as additional RSUs on 2018 RSU award. Each RSU represents a contingent right to receive one share of the Company's Common Stock. RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F6 · derivative.exercise_date: These RSUs result from dividend equivalent units accrued as additional RSUs on 2018 RSU award. Each RSU represents a contingent right to receive one share of the Company's Common Stock. RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F6 · derivative.expiration_date: These RSUs result from dividend equivalent units accrued as additional RSUs on 2018 RSU award. Each RSU represents a contingent right to receive one share of the Company's Common Stock. RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F7 · balance_after: Represents total unvested RSUs associated with original award, including unvested RSUs accrued in respect of dividend equivalent units.

Read SEC document
September 07, 2018 Filed Sep 11, 2018 16:25 UTC Tower International, Inc. TOWR · Entity 154684 GrantRestricted Stock Units · Derivative 13.14 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-027341 · form4.xml · derivative · entry 4

English Frank E. Jr. · CIK 0001463048 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,636.7

Underlying: Common Stock, Par Value $0.01 Per Share · 13.14 shares

Expires not disclosed

F5 · derivative.exercise_price: These RSUs result from dividend equivalent units accrued as additional RSUs on 2017 RSU award. Each RSU represents a contingent right to receive one share of the Company's Common Stock. RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F5 · derivative.exercise_date: These RSUs result from dividend equivalent units accrued as additional RSUs on 2017 RSU award. Each RSU represents a contingent right to receive one share of the Company's Common Stock. RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F5 · derivative.expiration_date: These RSUs result from dividend equivalent units accrued as additional RSUs on 2017 RSU award. Each RSU represents a contingent right to receive one share of the Company's Common Stock. RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F2 · balance_after: Represents total vested RSUs associated with original award that have not yet settled, including vested but unsettled RSUs accrued in respect of dividend equivalent units.

Read SEC document
September 07, 2018 Filed Sep 11, 2018 16:25 UTC Tower International, Inc. TOWR · Entity 154684 GrantRestricted Stock Units · Derivative 16.21 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-027341 · form4.xml · derivative · entry 3

English Frank E. Jr. · CIK 0001463048 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,486.42

Underlying: Common Stock, Par Value $0.01 Per Share · 16.21 shares

Expires not disclosed

F4 · derivative.exercise_price: These RSUs result from dividend equivalent units accrued as additional RSUs on 2016 RSU award. Each RSU represents a contingent right to receive one share of the Company's Common Stock. RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F4 · derivative.exercise_date: These RSUs result from dividend equivalent units accrued as additional RSUs on 2016 RSU award. Each RSU represents a contingent right to receive one share of the Company's Common Stock. RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F4 · derivative.expiration_date: These RSUs result from dividend equivalent units accrued as additional RSUs on 2016 RSU award. Each RSU represents a contingent right to receive one share of the Company's Common Stock. RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F2 · balance_after: Represents total vested RSUs associated with original award that have not yet settled, including vested but unsettled RSUs accrued in respect of dividend equivalent units.

Read SEC document
September 07, 2018 Filed Sep 11, 2018 16:25 UTC Tower International, Inc. TOWR · Entity 154684 GrantRestricted Stock Units · Derivative 14.53 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-027341 · form4.xml · derivative · entry 2

English Frank E. Jr. · CIK 0001463048 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,021.36

Underlying: Common Stock, Par Value $0.01 Per Share · 14.53 shares

Expires not disclosed

F3 · derivative.exercise_price: These RSUs result from dividend equivalent units accrued as additional RSUs on 2015 RSU award. Each RSU represents a contingent right to receive one share of the Company's Common Stock. RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F3 · derivative.exercise_date: These RSUs result from dividend equivalent units accrued as additional RSUs on 2015 RSU award. Each RSU represents a contingent right to receive one share of the Company's Common Stock. RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F3 · derivative.expiration_date: These RSUs result from dividend equivalent units accrued as additional RSUs on 2015 RSU award. Each RSU represents a contingent right to receive one share of the Company's Common Stock. RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F2 · balance_after: Represents total vested RSUs associated with original award that have not yet settled, including vested but unsettled RSUs accrued in respect of dividend equivalent units.

Read SEC document
September 07, 2018 Filed Sep 11, 2018 16:25 UTC Tower International, Inc. TOWR · Entity 154684 GrantRestricted Stock Units · Derivative 14.37 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-027341 · form4.xml · derivative · entry 1

English Frank E. Jr. · CIK 0001463048 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,977.17

Underlying: Common Stock, Par Value $0.01 Per Share · 14.37 shares

Expires not disclosed

F1 · derivative.exercise_price: These restricted stock units ("RSUs") result from dividend equivalent units accrued as additional RSUs on 2014 RSU award. Each RSU represents a contingent right to receive one share of the common stock, par value $0.01 per share (the "Common Stock"), of Tower International, Inc. (the "Company"). RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F1 · derivative.exercise_date: These restricted stock units ("RSUs") result from dividend equivalent units accrued as additional RSUs on 2014 RSU award. Each RSU represents a contingent right to receive one share of the common stock, par value $0.01 per share (the "Common Stock"), of Tower International, Inc. (the "Company"). RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F1 · derivative.expiration_date: These restricted stock units ("RSUs") result from dividend equivalent units accrued as additional RSUs on 2014 RSU award. Each RSU represents a contingent right to receive one share of the common stock, par value $0.01 per share (the "Common Stock"), of Tower International, Inc. (the "Company"). RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F2 · balance_after: Represents total vested RSUs associated with original award that have not yet settled, including vested but unsettled RSUs accrued in respect of dividend equivalent units.

Read SEC document
August 24, 2018 Filed Aug 27, 2018 21:15 UTC Arthur J. Gallagher & Co. AJG · Entity 990 SaleCommon Stock 2,000 $72.07 $144,140.00
Disclosure

SEC source: 0001127602-18-026300 · form4.xml · nonDerivative · entry 1

English Frank E. Jr. · CIK 0001463048 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,400

F1 · price: The price reported is an average weighted price. The shares were sold in multiple transactions at prices ranging from $72.02 to $72.16. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 08, 2018 Filed Jun 12, 2018 16:18 UTC Tower International, Inc. TOWR · Entity 154684 GrantRestricted Stock Units · Derivative 17.83 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-020685 · form4.xml · derivative · entry 5

English Frank E. Jr. · CIK 0001463048 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,207.83

Underlying: Common Stock, Par Value $0.01 Per Share · 17.83 shares

Expires not disclosed

F6 · derivative.exercise_price: These RSUs result from dividend equivalent units accrued as additional RSUs on 2018 RSU award. Each RSU represents a contingent right to receive one share of the Company's Common Stock. RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F6 · derivative.exercise_date: These RSUs result from dividend equivalent units accrued as additional RSUs on 2018 RSU award. Each RSU represents a contingent right to receive one share of the Company's Common Stock. RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F6 · derivative.expiration_date: These RSUs result from dividend equivalent units accrued as additional RSUs on 2018 RSU award. Each RSU represents a contingent right to receive one share of the Company's Common Stock. RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F7 · balance_after: Represents total unvested RSUs associated with original award, including unvested RSUs accrued in respect of dividend equivalent units.

Read SEC document
June 08, 2018 Filed Jun 12, 2018 16:18 UTC Tower International, Inc. TOWR · Entity 154684 GrantRestricted Stock Units · Derivative 15.35 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-020685 · form4.xml · derivative · entry 4

English Frank E. Jr. · CIK 0001463048 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,623.56

Underlying: Common Stock, Par Value $0.01 Per Share · 15.35 shares

Expires not disclosed

F5 · derivative.exercise_price: These RSUs result from dividend equivalent units accrued as additional RSUs on 2017 RSU award. Each RSU represents a contingent right to receive one share of the Company's Common Stock. RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F5 · derivative.exercise_date: These RSUs result from dividend equivalent units accrued as additional RSUs on 2017 RSU award. Each RSU represents a contingent right to receive one share of the Company's Common Stock. RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F5 · derivative.expiration_date: These RSUs result from dividend equivalent units accrued as additional RSUs on 2017 RSU award. Each RSU represents a contingent right to receive one share of the Company's Common Stock. RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F2 · balance_after: Represents total vested RSUs associated with original award that have not yet settled, including vested but unsettled RSUs accrued in respect of dividend equivalent units.

Read SEC document
June 08, 2018 Filed Jun 12, 2018 16:18 UTC Tower International, Inc. TOWR · Entity 154684 GrantRestricted Stock Units · Derivative 18.94 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-020685 · form4.xml · derivative · entry 3

English Frank E. Jr. · CIK 0001463048 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,470.21

Underlying: Common Stock, Par Value $0.01 Per Share · 18.94 shares

Expires not disclosed

F4 · derivative.exercise_price: These RSUs result from dividend equivalent units accrued as additional RSUs on 2016 RSU award. Each RSU represents a contingent right to receive one share of the Company's Common Stock. RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F4 · derivative.exercise_date: These RSUs result from dividend equivalent units accrued as additional RSUs on 2016 RSU award. Each RSU represents a contingent right to receive one share of the Company's Common Stock. RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F4 · derivative.expiration_date: These RSUs result from dividend equivalent units accrued as additional RSUs on 2016 RSU award. Each RSU represents a contingent right to receive one share of the Company's Common Stock. RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F2 · balance_after: Represents total vested RSUs associated with original award that have not yet settled, including vested but unsettled RSUs accrued in respect of dividend equivalent units.

Read SEC document
June 08, 2018 Filed Jun 12, 2018 16:18 UTC Tower International, Inc. TOWR · Entity 154684 GrantRestricted Stock Units · Derivative 16.98 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-020685 · form4.xml · derivative · entry 2

English Frank E. Jr. · CIK 0001463048 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,006.83

Underlying: Common Stock, Par Value $0.01 Per Share · 16.98 shares

Expires not disclosed

F3 · derivative.exercise_price: These RSUs result from dividend equivalent units accrued as additional RSUs on 2015 RSU award. Each RSU represents a contingent right to receive one share of the Company's Common Stock. RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F3 · derivative.exercise_date: These RSUs result from dividend equivalent units accrued as additional RSUs on 2015 RSU award. Each RSU represents a contingent right to receive one share of the Company's Common Stock. RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F3 · derivative.expiration_date: These RSUs result from dividend equivalent units accrued as additional RSUs on 2015 RSU award. Each RSU represents a contingent right to receive one share of the Company's Common Stock. RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F2 · balance_after: Represents total vested RSUs associated with original award that have not yet settled, including vested but unsettled RSUs accrued in respect of dividend equivalent units.

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June 08, 2018 Filed Jun 12, 2018 16:18 UTC Tower International, Inc. TOWR · Entity 154684 GrantRestricted Stock Units · Derivative 16.79 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-020685 · form4.xml · derivative · entry 1

English Frank E. Jr. · CIK 0001463048 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,962.8

Underlying: Common Stock, Par Value $0.01 Per Share · 16.79 shares

Expires not disclosed

F1 · derivative.exercise_price: These restricted stock units ("RSUs") result from dividend equivalent units accrued as additional RSUs on 2014 RSU award. Each RSU represents a contingent right to receive one share of the common stock, par value $0.01 per share (the "Common Stock"), of Tower International, Inc. (the "Company"). RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F1 · derivative.exercise_date: These restricted stock units ("RSUs") result from dividend equivalent units accrued as additional RSUs on 2014 RSU award. Each RSU represents a contingent right to receive one share of the common stock, par value $0.01 per share (the "Common Stock"), of Tower International, Inc. (the "Company"). RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F1 · derivative.expiration_date: These restricted stock units ("RSUs") result from dividend equivalent units accrued as additional RSUs on 2014 RSU award. Each RSU represents a contingent right to receive one share of the common stock, par value $0.01 per share (the "Common Stock"), of Tower International, Inc. (the "Company"). RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F2 · balance_after: Represents total vested RSUs associated with original award that have not yet settled, including vested but unsettled RSUs accrued in respect of dividend equivalent units.

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May 17, 2018 Filed May 21, 2018 16:06 UTC Cboe Global Markets, Inc. CBOE · Entity 3134 GrantCommon Stock 1,108 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-007195 · edgar.xml · nonDerivative · entry 1

English Frank E. Jr. · CIK 0001463048 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,322

F1 · price: Represents a restricted stock award granted under the Company's Second Amended and Restated Long-Term Incentive Plan, which meets the requirements of Rule 16b-3.

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May 16, 2018 Filed May 17, 2018 22:19 UTC Arthur J. Gallagher & Co. AJG · Entity 990 Exercise / conversionCommon Stock 2,400 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-017970 · form4.xml · nonDerivative · entry 3

English Frank E. Jr. · CIK 0001463048 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,400

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.