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NYSE · USD

AJG

Arthur J. Gallagher & Co.

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Tapewire entity
990
SEC CIK
0000354190
Parsed reports
762

Last 12 months

Inside the activity.

4 purchase rows · 13 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202542
Dec 202503
Jan 202600
Feb 202600
Mar 202603
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202602
Sep 202602
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 08, 2021 Filed Feb 10, 2021 23:49 UTC
Mead Christopher EVICE PRESIDENT
GrantNotional Stock Units · Derivative 420.6 $117.68 $49,496.21
Disclosure

SEC source: 0001127602-21-005051 · form4.xml · derivative · entry 1

Mead Christopher E · CIK 0001737644 · VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 420.6

Underlying: Common Stock · 420.6 shares

Expires not disclosed

F1 · derivative.exercise_price: Each notional stock unit represents a right to receive one share of Gallagher common stock.

F2 · shares: Company match under Supplemental Savings and Thrift Plan.

F3 · derivative.exercise_date: The notional stock units become payable following the reporting person's separation from service with Gallagher.

F3 · derivative.expiration_date: The notional stock units become payable following the reporting person's separation from service with Gallagher.

Read SEC document
February 08, 2021 Filed Feb 10, 2021 23:47 UTC
HOWELL DOUGLAS KVP & Chief Financial Officer
GrantNotional Stock Units · Derivative 1,026.1 $117.68 Strike: $0.00 $120,751.45
Disclosure

SEC source: 0001127602-21-005049 · form4.xml · derivative · entry 1

HOWELL DOUGLAS K · CIK 0001222374 · VP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,351.1

Underlying: Common Stock · 1,026.1 shares

Expires not disclosed

F1 · derivative.exercise_price: Each notional stock unit represents a right to receive one share of Gallagher common stock.

F2 · shares: Company match under Supplemental Savings and Thrift Plan.

F3 · derivative.exercise_date: Portions of these notional stock units are payable to the reporting person in shares of common stock in July of 2021, 2022, 2023, 2025 and 2026 and following the reporting person's separation from service.

F3 · derivative.expiration_date: Portions of these notional stock units are payable to the reporting person in shares of common stock in July of 2021, 2022, 2023, 2025 and 2026 and following the reporting person's separation from service.

Read SEC document
February 08, 2021 Filed Feb 10, 2021 23:41 UTC GrantNotional Stock Units · Derivative 1,019.7 $117.68 Strike: $0.00 $119,998.30
Disclosure

SEC source: 0001127602-21-005043 · form4.xml · derivative · entry 1

GALLAGHER THOMAS JOSEPH · CIK 0001589933 · VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,973.7

Underlying: Common Stock · 1,019.7 shares

Expires not disclosed

F1 · derivative.exercise_price: Each notional stock unit represents a right to receive one share of Gallagher common stock.

F2 · shares: Company match under Supplemental Savings and Thrift Plan.

F3 · derivative.exercise_date: The notional stock units become payable following the reporting person's separation from service with Gallagher.

F3 · derivative.expiration_date: The notional stock units become payable following the reporting person's separation from service with Gallagher.

Read SEC document
February 08, 2021 Filed Feb 10, 2021 23:35 UTC
Cavaness Joel DVice President
GrantNotional Stock Units · Derivative 521.5 $117.68 $61,370.12
Disclosure

SEC source: 0001127602-21-005035 · form4.xml · derivative · entry 1

Cavaness Joel D · CIK 0001665268 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,123.5

Underlying: Common Stock · 521.5 shares

Expires not disclosed

F1 · derivative.exercise_price: Each notional stock unit represents a right to receive one share of Gallagher common stock.

F2 · shares: Company match under Supplemental Savings and Thrift Plan.

F3 · derivative.exercise_date: Portions of these notional stock units are payable to the reporting person at the following times: over a two year period beginning July 2023; over a five year period beginning July 2027; in a lump sum on July 2028; over a five year period beginning July 2028; and in a lump sum following the reporting person's separation from service.

F3 · derivative.expiration_date: Portions of these notional stock units are payable to the reporting person at the following times: over a two year period beginning July 2023; over a five year period beginning July 2027; in a lump sum on July 2028; over a five year period beginning July 2028; and in a lump sum following the reporting person's separation from service.

Read SEC document
February 08, 2021 Filed Feb 10, 2021 23:31 UTC
CARY RICHARD CController, CAO
GrantNotional Stock Units · Derivative 240.1 $117.68 $28,254.97
Disclosure

SEC source: 0001127602-21-005030 · form4.xml · derivative · entry 1

CARY RICHARD C · CIK 0001185998 · Controller, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240.1

Underlying: Common Stock · 240.1 shares

Expires not disclosed

F1 · derivative.exercise_price: Each notional stock unit represents a right to receive one share of Gallagher common stock.

F2 · shares: Company match under Supplemental Savings and Thrift Plan.

F3 · derivative.exercise_date: The notional stock units become payable following the reporting person's separation from service with Gallagher.

F3 · derivative.expiration_date: The notional stock units become payable following the reporting person's separation from service with Gallagher.

Read SEC document
February 08, 2021 Filed Feb 10, 2021 23:27 UTC
Bay Walter D.General Counsel
GrantNotional Stock Units · Derivative 722.3 $117.68 Strike: $0.00 $85,000.26
Disclosure

SEC source: 0001127602-21-005027 · form4.xml · derivative · entry 1

Bay Walter D. · CIK 0001410235 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 722.3

Underlying: Common Stock · 722.3 shares

Expires not disclosed

F1 · derivative.exercise_price: Each notional stock unit represents a right to receive one share of Gallagher common stock.

F2 · shares: Company match under Supplemental Savings and Thrift Plan.

F3 · derivative.exercise_date: The notional stock units become payable following the reporting person's separation from service with Gallagher.

F3 · derivative.expiration_date: The notional stock units become payable following the reporting person's separation from service with Gallagher.

Read SEC document
February 08, 2021 Filed Feb 10, 2021 23:23 UTC
GALLAGHER J PATRICK JRDirector · President & CEO
GrantNotional Stock Units · Derivative 2,003.4 $117.68 Strike: $0.00 $235,760.11
Disclosure

SEC source: 0001127602-21-005025 · form4.xml · derivative · entry 1

GALLAGHER J PATRICK JR · CIK 0001186006 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,551.4

Underlying: Common Stock · 2,003.4 shares

Expires not disclosed

F1 · derivative.exercise_price: Each notional stock unit represents a right to receive one share of Gallagher common stock.

F2 · shares: Company match under Supplemental Savings and Thrift Plan.

F3 · derivative.exercise_date: The notional stock units become payable following the reporting person's separation from service with Gallagher.

F3 · derivative.expiration_date: The notional stock units become payable following the reporting person's separation from service with Gallagher.

Read SEC document
February 08, 2021 Filed Feb 10, 2021 23:20 UTC
Hudson Scott RVice President
GrantNotional Stock Units · Derivative 696.8 $117.68 $81,999.42
Disclosure

SEC source: 0001127602-21-005023 · form4.xml · derivative · entry 3

Hudson Scott R · CIK 0001482241 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,786.8

Underlying: Common Stock · 696.8 shares

Expires not disclosed

F2 · derivative.exercise_price: Each notional stock unit represents a right to receive one share of Gallagher common stock.

F3 · shares: Company match under the Supplemental Savings and Thrift Plan.

F4 · derivative.exercise_date: The notional stock units become payable following the reporting person's separation from service with Gallagher.

F4 · derivative.expiration_date: The notional stock units become payable following the reporting person's separation from service with Gallagher.

Read SEC document
December 15, 2020 Filed Feb 11, 2021 00:01 UTC
GALLAGHER J PATRICK JRDirector · President & CEO
GiftCommon Stock 4,165 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-005057 · form5.xml · nonDerivative · entry 1

GALLAGHER J PATRICK JR · CIK 0001186006 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 244,690

F1 · ownership.nature: Shares held in revocable trust of which my spouse is sole Trustee and as to which I disclaim beneficial ownership.

Read SEC document
December 14, 2020 Filed Dec 15, 2020 22:35 UTC
Hudson Scott RVice President
Exercise / conversionNon-qualified Stock Option · Derivative 6,650 $0.00 Strike: $46.87 $0.00
Disclosure

SEC source: 0001127602-20-031405 · form4.xml · derivative · entry 3

Hudson Scott R · CIK 0001482241 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,650

Underlying: Common Stock · 6,650 shares

Expires 2021-03-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: One-third of this stock option becomes exerciseable on each of the 3rd, 4th, and 5th anniversaries of the grant date.

Read SEC document
December 14, 2020 Filed Dec 15, 2020 22:35 UTC
Hudson Scott RVice President
SaleCommon Stock 6,650 $121.09 $805,215.25
Disclosure

SEC source: 0001127602-20-031405 · form4.xml · nonDerivative · entry 2

Hudson Scott R · CIK 0001482241 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,187

Read SEC document
December 14, 2020 Filed Dec 15, 2020 22:35 UTC
Hudson Scott RVice President
Exercise / conversionCommon Stock 6,650 $46.87 $311,685.50
Disclosure

SEC source: 0001127602-20-031405 · form4.xml · nonDerivative · entry 1

Hudson Scott R · CIK 0001482241 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,837

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 10, 2020 Filed Dec 11, 2020 22:26 UTC
Bay Walter D.General Counsel
Exercise / conversionNon-qualified Stock Option · Derivative 12,600 $0.00 Strike: $46.17 $0.00
Disclosure

SEC source: 0001127602-20-031210 · form4.xml · derivative · entry 3

Bay Walter D. · CIK 0001410235 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,600 shares

Expires 2022-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One-third of this stock option becomes exerciseable on each of the 3rd, 4th, and 5th anniversaries of the grant date.

Read SEC document
December 10, 2020 Filed Dec 11, 2020 22:26 UTC
Bay Walter D.General Counsel
SaleCommon Stock 12,600 $119.23 $1,502,298.00
Disclosure

SEC source: 0001127602-20-031210 · form4.xml · nonDerivative · entry 2

Bay Walter D. · CIK 0001410235 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,422

F1 · price: The price reported is an average weighted price. The shares were sold in multiple transactions at prices ranging from $119.15 to $119.285. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 10, 2020 Filed Dec 11, 2020 22:26 UTC
Bay Walter D.General Counsel
Exercise / conversionCommon Stock 12,600 $46.17 $581,742.00
Disclosure

SEC source: 0001127602-20-031210 · form4.xml · nonDerivative · entry 1

Bay Walter D. · CIK 0001410235 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,022

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 02, 2020 Filed Dec 3, 2020 22:25 UTC
Pietrucha Susan EChief Human Resources Officer
Exercise / conversionNon-qualified Stock Option · Derivative 24,950 $0.00 Strike: $46.17 $0.00
Disclosure

SEC source: 0001127602-20-030486 · form4.xml · derivative · entry 3

Pietrucha Susan E · CIK 0001386997 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 24,950 shares

Expires 2022-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One-third of this stock option becomes exerciseable on each of the 3rd, 4th, and 5th anniversaries of the grant date.

Read SEC document
December 02, 2020 Filed Dec 3, 2020 22:25 UTC
Pietrucha Susan EChief Human Resources Officer
SaleCommon Stock 24,950 $116.71 $2,911,914.50
Disclosure

SEC source: 0001127602-20-030486 · form4.xml · nonDerivative · entry 2

Pietrucha Susan E · CIK 0001386997 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,653.7527

F1 · price: The price reported is an average weighted price. The shares were sold in multiple transactions at prices ranging from $116.50 to $117.00. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 02, 2020 Filed Dec 3, 2020 22:25 UTC
Pietrucha Susan EChief Human Resources Officer
Exercise / conversionCommon Stock 24,950 $46.17 $1,151,941.50
Disclosure

SEC source: 0001127602-20-030486 · form4.xml · nonDerivative · entry 1

Pietrucha Susan E · CIK 0001386997 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,603.7527

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 27, 2020 Filed Dec 1, 2020 22:42 UTC
GALLAGHER J PATRICK JRDirector · President & CEO
Exercise / conversionPhantom Stock · Derivative 471 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-030244 · form4.xml · derivative · entry 7

GALLAGHER J PATRICK JR · CIK 0001186006 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,757

Underlying: Common Stock · 471 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of Gallagher common stock.

F4 · derivative.exercise_date: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61.

F4 · derivative.expiration_date: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61.

Read SEC document
November 27, 2020 Filed Dec 1, 2020 22:42 UTC
GALLAGHER J PATRICK JRDirector · President & CEO
Tax withholdingCommon Stock 471 $116.84 $55,031.64
Disclosure

SEC source: 0001127602-20-030244 · form4.xml · nonDerivative · entry 2

GALLAGHER J PATRICK JR · CIK 0001186006 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,710.9895

Read SEC document
November 27, 2020 Filed Dec 1, 2020 22:42 UTC
GALLAGHER J PATRICK JRDirector · President & CEO
Exercise / conversionCommon Stock 471 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-030244 · form4.xml · nonDerivative · entry 1

GALLAGHER J PATRICK JR · CIK 0001186006 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,181.9895

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2020 Filed Nov 24, 2020 22:07 UTC
GALLAGHER J PATRICK JRDirector · President & CEO
Exercise / conversionNon-qualified Stock Option · Derivative 70,700 $0.00 Strike: $46.87 $0.00
Disclosure

SEC source: 0001127602-20-029943 · form4.xml · derivative · entry 10

GALLAGHER J PATRICK JR · CIK 0001186006 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 70,700 shares

Expires 2021-03-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: One-third of this stock option becomes exerciseable on each of the 3rd, 4th, and 5th anniversaries of the grant date.

Read SEC document
November 20, 2020 Filed Nov 24, 2020 22:07 UTC
GALLAGHER J PATRICK JRDirector · President & CEO
Tax withholdingCommon Stock 47,307 $115.46 $5,462,066.22
Disclosure

SEC source: 0001127602-20-029943 · form4.xml · nonDerivative · entry 7

GALLAGHER J PATRICK JR · CIK 0001186006 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,710.9895

Read SEC document
November 20, 2020 Filed Nov 24, 2020 22:07 UTC
GALLAGHER J PATRICK JRDirector · President & CEO
Exercise / conversionCommon Stock 70,700 $46.87 $3,313,709.00
Disclosure

SEC source: 0001127602-20-029943 · form4.xml · nonDerivative · entry 6

GALLAGHER J PATRICK JR · CIK 0001186006 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,017.9895

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 18, 2020 Filed Nov 24, 2020 22:07 UTC
GALLAGHER J PATRICK JRDirector · President & CEO
GiftCommon Stock 861 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-029943 · form4.xml · nonDerivative · entry 5

GALLAGHER J PATRICK JR · CIK 0001186006 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 220,386

F2 · ownership.nature: Held in trust for benefit of children.

Read SEC document
November 09, 2020 Filed Nov 10, 2020 21:21 UTC SaleCommon Stock 840 $113.31 $95,180.40
Disclosure

SEC source: 0001127602-20-028624 · form4.xml · nonDerivative · entry 1

JOHNSON DAVID S · CIK 0001192476 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,338

Read SEC document
November 04, 2020 Filed Nov 4, 2020 22:16 UTC SaleCommon Stock 1,000 $111.78 $111,780.00
Disclosure

SEC source: 0001127602-20-028150 · form4.xml · nonDerivative · entry 1

English Frank E. Jr. · CIK 0001463048 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,500

F1 · price: The price reported is an average weighted pr... The price reported is an average weighted price. The shares were sold in multiple transactions at prices ranging from $111.70 to $111.83. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 21:24 UTC
HOWELL DOUGLAS KVP & Chief Financial Officer
Exercise / conversionNon-qualified Stock Option · Derivative 60,000 $0.00 Strike: $46.87 $0.00
Disclosure

SEC source: 0001127602-20-028369 · form4.xml · derivative · entry 4

HOWELL DOUGLAS K · CIK 0001222374 · VP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,200

Underlying: Common Stock · 60,000 shares

Expires 2021-03-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: One-third of this stock option becomes exerciseable on each of the 3rd, 4th, and 5th anniversaries of the grant date.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 21:24 UTC
HOWELL DOUGLAS KVP & Chief Financial Officer
SaleCommon Stock 60,000 $112.30 $6,738,000.00
Disclosure

SEC source: 0001127602-20-028369 · form4.xml · nonDerivative · entry 2

HOWELL DOUGLAS K · CIK 0001222374 · VP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,818.184

F1 · price: The price reported is an average weighted price. The shares were sold in multiple transactions at prices ranging from $112.03 to $112.79. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 21:24 UTC
HOWELL DOUGLAS KVP & Chief Financial Officer
Exercise / conversionCommon Stock 60,000 $46.87 $2,812,200.00
Disclosure

SEC source: 0001127602-20-028369 · form4.xml · nonDerivative · entry 1

HOWELL DOUGLAS K · CIK 0001222374 · VP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,818.184

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 02, 2020 Filed Nov 4, 2020 22:12 UTC Exercise / conversionPhantom Stock · Derivative 144,963 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-028147 · form4.xml · derivative · entry 7

GALLAGHER THOMAS JOSEPH · CIK 0001589933 · VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,886

Underlying: Common Stock · 144,963 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of Gallagher common stock.

F5 · derivative.exercise_date: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61.

F5 · derivative.expiration_date: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61.

Read SEC document
November 02, 2020 Filed Nov 4, 2020 22:12 UTC SaleCommon Stock 60,813 $106.04 $6,448,610.52
Disclosure

SEC source: 0001127602-20-028147 · form4.xml · nonDerivative · entry 2

GALLAGHER THOMAS JOSEPH · CIK 0001589933 · VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268,595

F1 · shares: Shares sold to cover applicable withholding taxes in connection with the distribution of shares under the Age 62 Plan.

Read SEC document
November 02, 2020 Filed Nov 4, 2020 22:12 UTC Exercise / conversionCommon Stock 144,963 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-028147 · form4.xml · nonDerivative · entry 1

GALLAGHER THOMAS JOSEPH · CIK 0001589933 · VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 329,408

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 24, 2020 Filed Aug 25, 2020 20:10 UTC SaleCommon Stock 1,830 $103.00 $188,490.00
Disclosure

SEC source: 0001127602-20-024205 · form4.xml · nonDerivative · entry 1

McCurdy Kay W · CIK 0001342075 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,252

Read SEC document
August 19, 2020 Filed Aug 21, 2020 20:14 UTC Tax withholdingPhantom Stock · Derivative 6,383 $107.08 $683,491.64
Disclosure

SEC source: 0001127602-20-024035 · form4.xml · derivative · entry 1

GALLAGHER THOMAS JOSEPH · CIK 0001589933 · VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,489

Underlying: Common Stock · 6,383 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of Gallagher common stock.

F2 · shares: The reporting person recently vested in most of his award balance under the Age 62 Plan. Shares reported as disposed of were withheld as of the date of this report in order to cover applicable taxes.

F3 · derivative.exercise_date: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61.

F3 · derivative.expiration_date: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61.

Read SEC document
August 18, 2020 Filed Aug 21, 2020 00:19 UTC SaleCommon Stock 2,500 $107.14 $267,850.00
Disclosure

SEC source: 0001127602-20-024008 · form4.xml · nonDerivative · entry 1

English Frank E. Jr. · CIK 0001463048 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,500

Read SEC document
August 13, 2020 Filed Aug 14, 2020 20:13 UTC SaleCommon Stock 1,000 $106.62 $106,616.00
Disclosure

SEC source: 0001127602-20-023602 · form4.xml · nonDerivative · entry 1

JOHNSON DAVID S · CIK 0001192476 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,178

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August 12, 2020 Filed Aug 13, 2020 22:05 UTC
Pietrucha Susan EChief Human Resources Officer
Exercise / conversionNon-qualified Stock Option · Derivative 1,717 $0.00 Strike: $46.17 $0.00
Disclosure

SEC source: 0001127602-20-023555 · form4.xml · derivative · entry 10

Pietrucha Susan E · CIK 0001386997 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,950

Underlying: Common Stock · 1,717 shares

Expires 2022-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: One-third of this stock option becomes exerciseable on each of the 3rd, 4th, and 5th anniversaries of the grant date.

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August 12, 2020 Filed Aug 13, 2020 22:05 UTC
Pietrucha Susan EChief Human Resources Officer
SaleCommon Stock 1,717 $108.47 $186,242.99
Disclosure

SEC source: 0001127602-20-023555 · form4.xml · nonDerivative · entry 6

Pietrucha Susan E · CIK 0001386997 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,653.7527

F2 · price: The price reported is an average weighted price. The shares were sold in multiple transactions at prices ranging from $108.26 to $109.07. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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August 12, 2020 Filed Aug 13, 2020 22:05 UTC
Pietrucha Susan EChief Human Resources Officer
Exercise / conversionCommon Stock 1,717 $46.17 $79,273.89
Disclosure

SEC source: 0001127602-20-023555 · form4.xml · nonDerivative · entry 5

Pietrucha Susan E · CIK 0001386997 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,370.7527

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 11, 2020 Filed Aug 13, 2020 22:05 UTC
Pietrucha Susan EChief Human Resources Officer
Exercise / conversionNon-qualified Stock Option · Derivative 300 $0.00 Strike: $46.17 $0.00
Disclosure

SEC source: 0001127602-20-023555 · form4.xml · derivative · entry 9

Pietrucha Susan E · CIK 0001386997 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,667

Underlying: Common Stock · 300 shares

Expires 2022-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: One-third of this stock option becomes exerciseable on each of the 3rd, 4th, and 5th anniversaries of the grant date.

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August 11, 2020 Filed Aug 13, 2020 22:05 UTC
Pietrucha Susan EChief Human Resources Officer
Exercise / conversionNon-qualified Stock Option · Derivative 4,967 $0.00 Strike: $43.71 $0.00
Disclosure

SEC source: 0001127602-20-023555 · form4.xml · derivative · entry 8

Pietrucha Susan E · CIK 0001386997 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,966

Underlying: Common Stock · 4,967 shares

Expires 2023-03-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: One-third of this stock option becomes exerciseable on each of the 3rd, 4th, and 5th anniversaries of the grant date.

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August 11, 2020 Filed Aug 13, 2020 22:05 UTC
Pietrucha Susan EChief Human Resources Officer
Exercise / conversionNon-qualified Stock Option · Derivative 3,433 $0.00 Strike: $46.17 $0.00
Disclosure

SEC source: 0001127602-20-023555 · form4.xml · derivative · entry 7

Pietrucha Susan E · CIK 0001386997 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,433 shares

Expires 2022-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: One-third of this stock option becomes exerciseable on each of the 3rd, 4th, and 5th anniversaries of the grant date.

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August 11, 2020 Filed Aug 13, 2020 22:05 UTC
Pietrucha Susan EChief Human Resources Officer
SaleCommon Stock 8,700 $108.50 $943,950.00
Disclosure

SEC source: 0001127602-20-023555 · form4.xml · nonDerivative · entry 4

Pietrucha Susan E · CIK 0001386997 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,653.7527

F1 · price: The price reported is an average weighted price. The shares were sold in multiple transactions at prices ranging from $108.39 to $108.51. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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August 11, 2020 Filed Aug 13, 2020 22:05 UTC
Pietrucha Susan EChief Human Resources Officer
Exercise / conversionCommon Stock 300 $46.17 $13,851.00
Disclosure

SEC source: 0001127602-20-023555 · form4.xml · nonDerivative · entry 3

Pietrucha Susan E · CIK 0001386997 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,353.7527

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 11, 2020 Filed Aug 13, 2020 22:05 UTC
Pietrucha Susan EChief Human Resources Officer
Exercise / conversionCommon Stock 4,967 $43.71 $217,107.57
Disclosure

SEC source: 0001127602-20-023555 · form4.xml · nonDerivative · entry 2

Pietrucha Susan E · CIK 0001386997 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,053.7527

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 11, 2020 Filed Aug 13, 2020 22:05 UTC
Pietrucha Susan EChief Human Resources Officer
Exercise / conversionCommon Stock 3,433 $46.17 $158,501.61
Disclosure

SEC source: 0001127602-20-023555 · form4.xml · nonDerivative · entry 1

Pietrucha Susan E · CIK 0001386997 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,086.7527

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 07, 2020 Filed Aug 10, 2020 20:18 UTC
CARY RICHARD CController, CAO
Exercise / conversionNon-qualified Stock Option · Derivative 1,401 $0.00 Strike: $56.86 $0.00
Disclosure

SEC source: 0001127602-20-023247 · form4.xml · derivative · entry 7

CARY RICHARD C · CIK 0001185998 · Controller, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,799

Underlying: Common Stock · 1,401 shares

Expires 2024-03-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: One-third of this stock option becomes exerciseable on each of the 3rd, 4th, and 5th anniversaries of the grant date.

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August 07, 2020 Filed Aug 10, 2020 20:18 UTC
CARY RICHARD CController, CAO
Exercise / conversionNon-qualified Stock Option · Derivative 2,200 $0.00 Strike: $43.71 $0.00
Disclosure

SEC source: 0001127602-20-023247 · form4.xml · derivative · entry 6

CARY RICHARD C · CIK 0001185998 · Controller, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,199

Underlying: Common Stock · 2,200 shares

Expires 2023-03-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: One-third of this stock option becomes exerciseable on each of the 3rd, 4th, and 5th anniversaries of the grant date.

Read SEC document
August 07, 2020 Filed Aug 10, 2020 20:18 UTC
CARY RICHARD CController, CAO
Exercise / conversionNon-qualified Stock Option · Derivative 1,799 $0.00 Strike: $46.17 $0.00
Disclosure

SEC source: 0001127602-20-023247 · form4.xml · derivative · entry 5

CARY RICHARD C · CIK 0001185998 · Controller, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,799 shares

Expires 2022-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: One-third of this stock option becomes exerciseable on each of the 3rd, 4th, and 5th anniversaries of the grant date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.