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C3.ai, Inc.

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2413
SEC CIK
0001577526
Parsed reports
366

Last 12 months

Inside the activity.

2 purchase rows · 44 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202506
Jan 202602
Feb 202602
Mar 202627
Apr 202602
May 202603
Jun 202606
Jul 202604
Aug 202603
Sep 202605
Oct 202602

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 02, 2024 Filed Dec 3, 2024 21:18 UTC
SIEBEL THOMAS MDirector · CHIEF EXECUTIVE OFFICER · 10% owner
GiftClass A Common Stock 16,145 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-028078 · form4-12032024_091257.xml · nonDerivative · entry 4

SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 4,976,079

F2 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee.

Read SEC document
December 02, 2024 Filed Dec 3, 2024 21:18 UTC
SIEBEL THOMAS MDirector · CHIEF EXECUTIVE OFFICER · 10% owner
GiftClass A Common Stock 16,145 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-028078 · form4-12032024_091257.xml · nonDerivative · entry 3

SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,756,390

Read SEC document
December 01, 2024 Filed Dec 3, 2024 21:18 UTC
SIEBEL THOMAS MDirector · CHIEF EXECUTIVE OFFICER · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 32,736 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-028078 · form4-12032024_091257.xml · derivative · entry 9

SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 261,890

Underlying: Class A Common Stock · 32,736 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.

F7 · derivative.exercise_date: 1/12th of the RSUs vest on each quarterly anniversary from December 1, 2023, so long as the Reporting Person continues to provide services through such vesting date.

F7 · derivative.expiration_date: 1/12th of the RSUs vest on each quarterly anniversary from December 1, 2023, so long as the Reporting Person continues to provide services through such vesting date.

Read SEC document
December 01, 2024 Filed Dec 3, 2024 21:18 UTC
SIEBEL THOMAS MDirector · CHIEF EXECUTIVE OFFICER · 10% owner
Tax withholdingClass A Common Stock 16,591 $37.18 $616,853.38
Disclosure

SEC source: 0001415889-24-028078 · form4-12032024_091257.xml · nonDerivative · entry 2

SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,772,535

Read SEC document
December 01, 2024 Filed Dec 3, 2024 21:18 UTC
SIEBEL THOMAS MDirector · CHIEF EXECUTIVE OFFICER · 10% owner
Exercise / conversionClass A Common Stock 32,736 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-028078 · form4-12032024_091257.xml · nonDerivative · entry 1

SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,789,126

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.

Read SEC document
November 24, 2024 Filed Nov 25, 2024 20:52 UTC
Witteveen MerelSenior VP, Operations
Exercise / conversionResticted Stock Units · Derivative 1,500 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-027671 · form4-11262024_011151.xml · derivative · entry 3

Witteveen Merel · CIK 0002028706 · Senior VP, Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,500

Underlying: Class A Common Stock · 1,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.

F2 · derivative.exercise_date: 20% of such RSU award vested on June 23, 2022 and 5% of such RSU award vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

F2 · derivative.expiration_date: 20% of such RSU award vested on June 23, 2022 and 5% of such RSU award vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

Read SEC document
November 24, 2024 Filed Nov 25, 2024 20:52 UTC
Witteveen MerelSenior VP, Operations
Tax withholdingClass A Common Stock 825 $37.42 $30,871.50
Disclosure

SEC source: 0001415889-24-027671 · form4-11262024_011151.xml · nonDerivative · entry 2

Witteveen Merel · CIK 0002028706 · Senior VP, Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,867

Read SEC document
November 24, 2024 Filed Nov 25, 2024 20:52 UTC
Witteveen MerelSenior VP, Operations
Exercise / conversionClass A Common Stock 1,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-027671 · form4-11262024_011151.xml · nonDerivative · entry 1

Witteveen Merel · CIK 0002028706 · Senior VP, Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,692

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.

Read SEC document
November 18, 2024 Filed Nov 19, 2024 21:18 UTC
Witteveen MerelSenior VP, Operations
GrantRestricted Stock Units · Derivative 15,072 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-027298 · form4-11202024_021117.xml · derivative · entry 4

Witteveen Merel · CIK 0002028706 · Senior VP, Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,072

Underlying: Class A Common Stock · 15,072 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.

F3 · derivative.exercise_date: 20% of such RSU award shall vest on November 18, 2025 and 5% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

F3 · derivative.expiration_date: 20% of such RSU award shall vest on November 18, 2025 and 5% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

Read SEC document
November 16, 2024 Filed Nov 19, 2024 21:18 UTC
Witteveen MerelSenior VP, Operations
Exercise / conversionRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-027298 · form4-11202024_021117.xml · derivative · entry 3

Witteveen Merel · CIK 0002028706 · Senior VP, Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,000

Underlying: Class A Common Stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.

F2 · derivative.exercise_date: 20% of such RSU award vested August 16, 2023 and 5% of such RSU award vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

F2 · derivative.expiration_date: 20% of such RSU award vested August 16, 2023 and 5% of such RSU award vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

Read SEC document
November 16, 2024 Filed Nov 19, 2024 21:18 UTC
Witteveen MerelSenior VP, Operations
Tax withholdingClass A Common Stock 5,495 $25.99 $142,815.05
Disclosure

SEC source: 0001415889-24-027298 · form4-11202024_021117.xml · nonDerivative · entry 2

Witteveen Merel · CIK 0002028706 · Senior VP, Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,192

Read SEC document
November 16, 2024 Filed Nov 19, 2024 21:18 UTC
Witteveen MerelSenior VP, Operations
Exercise / conversionClass A Common Stock 10,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-027298 · form4-11202024_021117.xml · nonDerivative · entry 1

Witteveen Merel · CIK 0002028706 · Senior VP, Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,687

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.

Read SEC document
November 04, 2024 Filed Nov 4, 2024 21:50 UTC
SIEBEL THOMAS MDirector · CHIEF EXECUTIVE OFFICER · 10% owner
GiftClass A Common Stock 26,201 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-026001 · form4-11042024_091154.xml · nonDerivative · entry 4

SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 4,959,934

F2 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee.

Read SEC document
November 04, 2024 Filed Nov 4, 2024 21:50 UTC
SIEBEL THOMAS MDirector · CHIEF EXECUTIVE OFFICER · 10% owner
GiftClass A Common Stock 26,201 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-026001 · form4-11042024_091154.xml · nonDerivative · entry 3

SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,756,390

Read SEC document
November 01, 2024 Filed Nov 4, 2024 21:50 UTC
SIEBEL THOMAS MDirector · CHIEF EXECUTIVE OFFICER · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 53,125 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-026001 · form4-11042024_091154.xml · derivative · entry 9

SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 318,750

Underlying: Class A Common Stock · 53,125 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.

F7 · derivative.exercise_date: 6.25% of each such RSU award vested on August 1, 2022 and 6.25% of each such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

F7 · derivative.expiration_date: 6.25% of each such RSU award vested on August 1, 2022 and 6.25% of each such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

Read SEC document
November 01, 2024 Filed Nov 4, 2024 21:50 UTC
SIEBEL THOMAS MDirector · CHIEF EXECUTIVE OFFICER · 10% owner
Tax withholdingClass A Common Stock 26,924 $25.03 $673,907.72
Disclosure

SEC source: 0001415889-24-026001 · form4-11042024_091154.xml · nonDerivative · entry 2

SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,782,591

Read SEC document
November 01, 2024 Filed Nov 4, 2024 21:50 UTC
SIEBEL THOMAS MDirector · CHIEF EXECUTIVE OFFICER · 10% owner
Exercise / conversionClass A Common Stock 53,125 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-026001 · form4-11042024_091154.xml · nonDerivative · entry 1

SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,809,515

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.

Read SEC document
October 28, 2024 Filed Oct 29, 2024 16:55 UTC
Witteveen MerelSenior VP, Operations
Tax withholdingClass A Common Stock 523 $26.34 $13,775.82
Disclosure

SEC source: 0001415889-24-025698 · form4-10292024_081006.xml · nonDerivative · entry 2

Witteveen Merel · CIK 0002028706 · Senior VP, Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,687

Read SEC document
October 28, 2024 Filed Oct 29, 2024 16:55 UTC
Witteveen MerelSenior VP, Operations
GrantClass A Common Stock 950 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-025698 · form4-10292024_081006.xml · nonDerivative · entry 1

Witteveen Merel · CIK 0002028706 · Senior VP, Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,210

F1 · kind: Represents the grant of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs are fully vested.

Read SEC document
October 09, 2024 Filed Oct 11, 2024 21:41 UTC GrantStock Option (Right to Buy) · Derivative 20,604 $0.00 Strike: $26.10 $0.00
Disclosure

SEC source: 0001415889-24-025039 · form4-10112024_091054.xml · derivative · entry 1

Hyten John E. · CIK 0002040511 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,604

Underlying: Class A Common Stock · 20,604 shares

Expires 2034-10-08

F1 · derivative.exercise_date: Provided the Reporting Person remains a director of the Company and attends in person the regularly scheduled meeting of the Board during each fiscal quarter commencing after October 9, 2024 (the "Vesting Commencement Date"), then 5% of the shares subject to the option shall vest on the last day of such fiscal quarter (the "Quarterly Shares") during the term of the option, provided, however, if the Reporting Person fails to attend any such regularly scheduled meeting, then vesting for the Quarterly Shares shall not occur and will be suspended (any such suspended Quarterly Shares being referred to collectively as the "Suspended Shares"). For any Suspended Shares, such shares shall vest only following the fifth anniversary of the Vesting Commencement Date, if the Reporting Person satisfies the attendance requirements in subsequent periods.

Read SEC document
October 02, 2024 Filed Oct 4, 2024 21:28 UTC GrantStock Option (Right to Buy) · Derivative 24,993 $0.00 Strike: $22.89 $0.00
Disclosure

SEC source: 0001415889-24-024781 · form4-10042024_091006.xml · derivative · entry 1

WARD JR STEPHEN M · CIK 0001164644 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,993

Underlying: Class A Common Stock · 24,993 shares

Expires 2034-10-01

F1 · derivative.exercise_date: Provided the Reporting Person remains a director of the Company and attends in person the regularly scheduled meeting of the Board during each fiscal quarter, commencing on October 2, 2024 (the "Vesting Commencement Date"), then 5% of the shares subject to the option shall vest on the last day of such fiscal quarter (the "Quarterly Shares") during the term of the option, provided, however, if the Reporting Person fails to attend any such regularly scheduled meeting, then vesting for the Quarterly Shares shall not occur and will be suspended (any such suspended Quarterly Shares being referred to collectively as the "Suspended Shares"). For any Suspended Shares, if any, equal to 5% of the shares subject to the option shall vest only following the fifth anniversary of the Vesting Commencement Date, if the Reporting Person satisfies the attendance requirements in subsequent periods.

Read SEC document
October 02, 2024 Filed Oct 4, 2024 17:30 UTC GrantStock Option (Right to Buy) · Derivative 23,642 $0.00 Strike: $22.89 $0.00
Disclosure

SEC source: 0001415889-24-024787 · form4-10042024_091050.xml · derivative · entry 1

LEVIN RICHARD C · CIK 0001255200 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,642

Underlying: Class A Common Stock · 23,642 shares

Expires 2034-10-01

F1 · derivative.exercise_date: Provided the Reporting Person remains a director of the Company and attends in person the regularly scheduled meeting of the Board during each fiscal quarter, commencing on October 2, 2024 (the "Vesting Commencement Date"), then 5% of the shares subject to the option shall vest on the last day of such fiscal quarter (the "Quarterly Shares") during the term of the option, provided, however, if the Reporting Person fails to attend any such regularly scheduled meeting, then vesting for the Quarterly Shares shall not occur and will be suspended (any such suspended Quarterly Shares being referred to collectively as the "Suspended Shares"). For any Suspended Shares, if any, equal to 5% of the shares subject to the option shall vest only following the fifth anniversary of the Vesting Commencement Date, if the Reporting Person satisfies the attendance requirements in subsequent periods.

Read SEC document
October 02, 2024 Filed Oct 4, 2024 18:04 UTC GrantStock Option (Right to Buy) · Derivative 28,032 $0.00 Strike: $22.89 $0.00
Disclosure

SEC source: 0001415889-24-024790 · form4-10042024_101003.xml · derivative · entry 1

MCCAFFERY MICHAEL G · CIK 0001256735 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,032

Underlying: Class A Common Stock · 28,032 shares

Expires 2034-10-01

F1 · derivative.exercise_date: Provided the Reporting Person remains a director of the Company and attends in person the regularly scheduled meeting of the Board during each fiscal quarter, commencing on October 2, 2024 (the "Vesting Commencement Date"), then 5% of the shares subject to the option shall vest on the last day of such fiscal quarter (the "Quarterly Shares") during the term of the option, provided, however, if the Reporting Person fails to attend any such regularly scheduled meeting, then vesting for the Quarterly Shares shall not occur and will be suspended (any such suspended Quarterly Shares being referred to collectively as the "Suspended Shares"). For any Suspended Shares, if any, equal to 5% of the shares subject to the option shall vest only following the fifth anniversary of the Vesting Commencement Date, if the Reporting Person satisfies the attendance requirements in subsequent periods.

Read SEC document
October 02, 2024 Filed Oct 4, 2024 17:27 UTC GrantStock Option (Right to Buy) · Derivative 24,993 $0.00 Strike: $22.89 $0.00
Disclosure

SEC source: 0001415889-24-024780 · form4-10042024_091028.xml · derivative · entry 1

SEWELL D BRUCE · CIK 0001307786 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,993

Underlying: Class A Common Stock · 24,993 shares

Expires 2034-10-01

F1 · derivative.exercise_date: Provided the Reporting Person remains a director of the Company and attends in person the regularly scheduled meeting of the Board during each fiscal quarter, commencing on October 2, 2024 (the "Vesting Commencement Date"), then 5% of the shares subject to the option shall vest on the last day of such fiscal quarter (the "Quarterly Shares") during the term of the option, provided, however, if the Reporting Person fails to attend any such regularly scheduled meeting, then vesting for the Quarterly Shares shall not occur and will be suspended (any such suspended Quarterly Shares being referred to collectively as the "Suspended Shares"). For any Suspended Shares, if any, equal to 5% of the shares subject to the option shall vest only following the fifth anniversary of the Vesting Commencement Date, if the Reporting Person satisfies the attendance requirements in subsequent periods.

Read SEC document
October 02, 2024 Filed Oct 4, 2024 17:29 UTC GrantStock Option (Right to Buy) · Derivative 23,642 $0.00 Strike: $22.89 $0.00
Disclosure

SEC source: 0001415889-24-024785 · form4-10042024_091025.xml · derivative · entry 1

Rice Condoleezza · CIK 0001528387 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,642

Underlying: Class A Common Stock · 23,642 shares

Expires 2034-10-01

F1 · derivative.exercise_date: Provided the Reporting Person remains a director of the Company and attends in person the regularly scheduled meeting of the Board during each fiscal quarter, commencing on October 2, 2024 (the "Vesting Commencement Date"), then 5% of the shares subject to the option shall vest on the last day of such fiscal quarter (the "Quarterly Shares") during the term of the option, provided, however, if the Reporting Person fails to attend any such regularly scheduled meeting, then vesting for the Quarterly Shares shall not occur and will be suspended (any such suspended Quarterly Shares being referred to collectively as the "Suspended Shares"). For any Suspended Shares, if any, equal to 5% of the shares subject to the option shall vest only following the fifth anniversary of the Vesting Commencement Date, if the Reporting Person satisfies the attendance requirements in subsequent periods.

Read SEC document
October 02, 2024 Filed Oct 4, 2024 21:31 UTC GrantStock Option (Right to Buy) · Derivative 23,642 $0.00 Strike: $22.89 $0.00
Disclosure

SEC source: 0001415889-24-024788 · form4-10042024_091024.xml · derivative · entry 1

Davis Lisa Ann · CIK 0001706496 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,642

Underlying: Class A Common Stock · 23,642 shares

Expires 2034-10-01

F1 · derivative.exercise_date: Provided the Reporting Person remains a director of the Company and attends in person the regularly scheduled meeting of the Board during each fiscal quarter, commencing on October 2, 2024 (the "Vesting Commencement Date"), then 5% of the shares subject to the option shall vest on the last day of such fiscal quarter (the "Quarterly Shares") during the term of the option, provided, however, if the Reporting Person fails to attend any such regularly scheduled meeting, then vesting for the Quarterly Shares shall not occur and will be suspended (any such suspended Quarterly Shares being referred to collectively as the "Suspended Shares"). For any Suspended Shares, if any, equal to 5% of the shares subject to the option shall vest only following the fifth anniversary of the Vesting Commencement Date, if the Reporting Person satisfies the attendance requirements in subsequent periods.

Read SEC document
October 02, 2024 Filed Oct 4, 2024 21:28 UTC
Snabe Jim H.Director
GrantStock Option (Right to Buy) · Derivative 23,642 $0.00 Strike: $22.89 $0.00
Disclosure

SEC source: 0001415889-24-024783 · form4-10042024_091043.xml · derivative · entry 1

Snabe Jim H. · CIK 0001849334 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,642

Underlying: Class A Common Stock · 23,642 shares

Expires 2034-10-01

F1 · derivative.exercise_date: Provided the Reporting Person remains a director of the Company and attends in person the regularly scheduled meeting of the Board during each fiscal quarter, commencing on October 2, 2024 (the "Vesting Commencement Date"), then 5% of the shares subject to the option shall vest on the last day of such fiscal quarter (the "Quarterly Shares") during the term of the option, provided, however, if the Reporting Person fails to attend any such regularly scheduled meeting, then vesting for the Quarterly Shares shall not occur and will be suspended (any such suspended Quarterly Shares being referred to collectively as the "Suspended Shares"). For any Suspended Shares, if any, equal to 5% of the shares subject to the option shall vest only following the fifth anniversary of the Vesting Commencement Date, if the Reporting Person satisfies the attendance requirements in subsequent periods.

Read SEC document
October 02, 2024 Filed Oct 4, 2024 21:26 UTC
Sridhar KRDirector
GrantStock Option (Right to Buy) · Derivative 47,284 $0.00 Strike: $22.89 $0.00
Disclosure

SEC source: 0001415889-24-024779 · form4-10042024_091049.xml · derivative · entry 1

Sridhar KR · CIK 0001746277 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,284

Underlying: Class A Common Stock · 47,284 shares

Expires 2034-10-01

F1 · derivative.exercise_date: Provided the Reporting Person remains a director of the Company and attends in person the regularly scheduled meeting of the Board during each fiscal quarter, commencing on October 2, 2024 (the "Vesting Commencement Date"), then 5% of the shares subject to the option shall vest on the last day of such fiscal quarter (the "Quarterly Shares") during the term of the option, provided, however, if the Reporting Person fails to attend any such regularly scheduled meeting, then vesting for the Quarterly Shares shall not occur and will be suspended (any such suspended Quarterly Shares being referred to collectively as the "Suspended Shares"). For any Suspended Shares, if any, equal to 5% of the shares subject to the option shall vest only following the fifth anniversary of the Vesting Commencement Date, if the Reporting Person satisfies the attendance requirements in subsequent periods.

Read SEC document
September 15, 2024 Filed Sep 17, 2024 21:29 UTC
Lath HiteshCHIEF FINANCIAL OFFICER
Exercise / conversionRestricted Stock Units · Derivative 8,008 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-023540 · form4-09172024_090943.xml · derivative · entry 3

Lath Hitesh · CIK 0002014154 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 136,131

Underlying: Class A Common Stock · 8,008 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis.

F3 · derivative.exercise_date: Five percent (5%) of such RSU award vested on March 15, 2024 and five percent (5%) of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

F3 · derivative.expiration_date: Five percent (5%) of such RSU award vested on March 15, 2024 and five percent (5%) of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

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September 15, 2024 Filed Sep 17, 2024 21:29 UTC
Lath HiteshCHIEF FINANCIAL OFFICER
Tax withholdingClass A Common Stock 4,059 $23.00 $93,357.00
Disclosure

SEC source: 0001415889-24-023540 · form4-09172024_090943.xml · nonDerivative · entry 2

Lath Hitesh · CIK 0002014154 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,190

F2 · balance_after: Includes 601 shares acquired by Reporting Person under the Issuer's Employee Stock Purchase Plan on September 15, 2024.

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September 15, 2024 Filed Sep 17, 2024 21:29 UTC
Lath HiteshCHIEF FINANCIAL OFFICER
Exercise / conversionClass A Common Stock 8,008 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-023540 · form4-09172024_090943.xml · nonDerivative · entry 1

Lath Hitesh · CIK 0002014154 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,648

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis.

Read SEC document
September 11, 2024 Filed Sep 13, 2024 20:44 UTC
SIEBEL THOMAS MDirector · CHIEF EXECUTIVE OFFICER · 10% owner
GrantStock Option (Right to Buy) · Derivative 886,244 $0.00 Strike: $23.55 $0.00
Disclosure

SEC source: 0001415889-24-023376 · form4-09132024_080909.xml · derivative · entry 2

SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 886,244

Underlying: Class A Common Stock · 886,244 shares

Expires 2034-09-10

F3 · derivative.exercise_date: 1/3rd of the shares subject to the option grant shall vest on September 11, 2025, and 1/3rd of the shares subject to the option grant shall vest annually thereafter, so long as the Reporting Person continues to provide services through such vesting date.

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September 11, 2024 Filed Sep 13, 2024 20:44 UTC
SIEBEL THOMAS MDirector · CHIEF EXECUTIVE OFFICER · 10% owner
GrantRestricted Stock Units · Derivative 537,413 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-023376 · form4-09132024_080909.xml · derivative · entry 1

SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 537,413

Underlying: Class A Common Stock · 537,413 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.

F2 · derivative.exercise_date: 1/3rd of the RSUs shall vest on September 11, 2025 and 1/12th of the RSUs shall vest quarterly thereafter, so long as the Reporting Person continues to provide services through such vesting date.

F2 · derivative.expiration_date: 1/3rd of the RSUs shall vest on September 11, 2025 and 1/12th of the RSUs shall vest quarterly thereafter, so long as the Reporting Person continues to provide services through such vesting date.

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September 11, 2024 Filed Sep 13, 2024 20:43 UTC
Lath HiteshCHIEF FINANCIAL OFFICER
GrantRestricted Stock Units · Derivative 400,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-023375 · form4-09132024_080926.xml · derivative · entry 1

Lath Hitesh · CIK 0002014154 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 400,000

Underlying: Class A Common Stock · 400,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.

F2 · derivative.exercise_date: Twenty percent (20%) of such RSU award shall vest on September 15, 2025 and five percent (5%) of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

F2 · derivative.expiration_date: Twenty percent (20%) of such RSU award shall vest on September 15, 2025 and five percent (5%) of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

Read SEC document
September 06, 2024 Filed Sep 10, 2024 20:18 UTC
Witteveen MerelSenior VP, Operations
Exercise / conversionRestricted Stock Units · Derivative 3,125 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-023182 · form4-09112024_120927.xml · derivative · entry 3

Witteveen Merel · CIK 0002028706 · Senior VP, Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,875

Underlying: Class A Common Stock · 3,125 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.

F2 · derivative.exercise_date: 6.25% of such RSU award vested on the third month following July 6, 2022 and 6.25% of each RSU award vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

F2 · derivative.expiration_date: 6.25% of such RSU award vested on the third month following July 6, 2022 and 6.25% of each RSU award vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

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September 06, 2024 Filed Sep 10, 2024 20:18 UTC
Witteveen MerelSenior VP, Operations
Tax withholdingClass A Common Stock 1,718 $21.30 $36,593.40
Disclosure

SEC source: 0001415889-24-023182 · form4-09112024_120927.xml · nonDerivative · entry 2

Witteveen Merel · CIK 0002028706 · Senior VP, Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,260

Read SEC document
September 06, 2024 Filed Sep 10, 2024 20:18 UTC
Witteveen MerelSenior VP, Operations
Exercise / conversionClass A Common Stock 3,125 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-023182 · form4-09112024_120927.xml · nonDerivative · entry 1

Witteveen Merel · CIK 0002028706 · Senior VP, Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,978

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.

Read SEC document
September 04, 2024 Filed Sep 5, 2024 01:44 UTC
SIEBEL THOMAS MDirector · CHIEF EXECUTIVE OFFICER · 10% owner
GiftClass A Common Stock 537,634 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-022864 · form4-09052024_010921.xml · nonDerivative · entry 7

SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 4,933,733

F2 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee.

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September 04, 2024 Filed Sep 5, 2024 01:44 UTC
SIEBEL THOMAS MDirector · CHIEF EXECUTIVE OFFICER · 10% owner
GiftClass A Common Stock 537,634 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-022864 · form4-09052024_010921.xml · nonDerivative · entry 6

SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,756,390

Read SEC document
September 03, 2024 Filed Sep 5, 2024 01:44 UTC
SIEBEL THOMAS MDirector · CHIEF EXECUTIVE OFFICER · 10% owner
GiftClass A Common Stock 16,145 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-022864 · form4-09052024_010921.xml · nonDerivative · entry 5

SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 4,396,099

F2 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee.

Read SEC document
September 03, 2024 Filed Sep 5, 2024 01:44 UTC
SIEBEL THOMAS MDirector · CHIEF EXECUTIVE OFFICER · 10% owner
GiftClass A Common Stock 16,145 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-022864 · form4-09052024_010921.xml · nonDerivative · entry 4

SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,294,024

Read SEC document
September 01, 2024 Filed Sep 5, 2024 01:44 UTC
SIEBEL THOMAS MDirector · CHIEF EXECUTIVE OFFICER · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 32,736 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-022864 · form4-09052024_010921.xml · derivative · entry 13

SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 294,626

Underlying: Class A Common Stock · 32,736 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.

F8 · derivative.exercise_date: 1/12th of the RSUs vest on each quarterly anniversary from December 1, 2023, so long as the Reporting Person continues to provide services through such vesting date.

F8 · derivative.expiration_date: 1/12th of the RSUs vest on each quarterly anniversary from December 1, 2023, so long as the Reporting Person continues to provide services through such vesting date.

Read SEC document
September 01, 2024 Filed Sep 5, 2024 01:44 UTC
SIEBEL THOMAS MDirector · CHIEF EXECUTIVE OFFICER · 10% owner
Tax withholdingClass A Common Stock 16,591 $23.34 $387,233.94
Disclosure

SEC source: 0001415889-24-022864 · form4-09052024_010921.xml · nonDerivative · entry 3

SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,310,169

Read SEC document
September 01, 2024 Filed Sep 5, 2024 01:44 UTC
SIEBEL THOMAS MDirector · CHIEF EXECUTIVE OFFICER · 10% owner
Exercise / conversionClass A Common Stock 32,736 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-022864 · form4-09052024_010921.xml · nonDerivative · entry 2

SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,326,760

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.

Read SEC document
August 30, 2024 Filed Sep 5, 2024 01:44 UTC
SIEBEL THOMAS MDirector · CHIEF EXECUTIVE OFFICER · 10% owner
Exercise / conversionStock Option (Right to Buy) · Derivative 537,634 $0.00 Strike: $1.86 $0.00
Disclosure

SEC source: 0001415889-24-022864 · form4-09052024_010921.xml · derivative · entry 12

SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 798,432

Underlying: Class A Common Stock · 537,634 shares

Expires 2026-11-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The options vest on an equal quarterly basis over the five (5) year period following November 30, 2016, so long as the Reporting Person continues to provide services through such vesting dates.

Read SEC document
August 30, 2024 Filed Sep 5, 2024 01:44 UTC
SIEBEL THOMAS MDirector · CHIEF EXECUTIVE OFFICER · 10% owner
Exercise / conversionClass A Common Stock 537,634 $1.86 $999,999.24
Disclosure

SEC source: 0001415889-24-022864 · form4-09052024_010921.xml · nonDerivative · entry 1

SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,294,024

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 26, 2024 Filed Aug 27, 2024 17:47 UTC
Witteveen MerelSenior VP, Operations
GrantRestricted Stock Units · Derivative 40,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-022335 · form4-08272024_090840.xml · derivative · entry 4

Witteveen Merel · CIK 0002028706 · Senior VP, Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Class A Common Stock · 40,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.

F3 · derivative.exercise_date: 20% of such RSU award shall vest on August 15, 2025 and 5% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

F3 · derivative.expiration_date: 20% of such RSU award shall vest on August 15, 2025 and 5% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

Read SEC document
August 24, 2024 Filed Aug 27, 2024 17:47 UTC
Witteveen MerelSenior VP, Operations
Exercise / conversionResticted Stock Units · Derivative 1,500 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-022335 · form4-08272024_090840.xml · derivative · entry 3

Witteveen Merel · CIK 0002028706 · Senior VP, Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Class A Common Stock · 1,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.

F2 · derivative.exercise_date: 20% of such RSU award vested on June 23, 2022 and 5% of such RSU award vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

F2 · derivative.expiration_date: 20% of such RSU award vested on June 23, 2022 and 5% of such RSU award vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

Read SEC document
August 24, 2024 Filed Aug 27, 2024 17:47 UTC
Witteveen MerelSenior VP, Operations
Tax withholdingClass A Common Stock 825 $24.52 $20,229.00
Disclosure

SEC source: 0001415889-24-022335 · form4-08272024_090840.xml · nonDerivative · entry 2

Witteveen Merel · CIK 0002028706 · Senior VP, Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,853

Read SEC document
August 24, 2024 Filed Aug 27, 2024 17:47 UTC
Witteveen MerelSenior VP, Operations
Exercise / conversionClass A Common Stock 1,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-022335 · form4-08272024_090840.xml · nonDerivative · entry 1

Witteveen Merel · CIK 0002028706 · Senior VP, Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,678

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.