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C3.ai, Inc.

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2413
SEC CIK
0001577526
Parsed reports
366

Last 12 months

Inside the activity.

2 purchase rows · 44 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202506
Jan 202602
Feb 202602
Mar 202627
Apr 202602
May 202603
Jun 202606
Jul 202604
Aug 202603
Sep 202605
Oct 202602

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 01, 2022 Filed Nov 3, 2022 18:31 UTC
Parkkinen JuhoSVP & Chief Financial Officer
SaleClass A Common Stock 2,090 $13.41 $28,026.90
Disclosure

SEC source: 0001209191-22-055653 · doc4.xml · nonDerivative · entry 1

Parkkinen Juho · CIK 0001897093 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 355,403

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F2 · kind: Shares sold to cover tax obligation from settlement of vested Restricted Stock Units.

Read SEC document
November 01, 2022 Filed Nov 3, 2022 22:32 UTC
SIEBEL THOMAS MDirector · Chief Executive Officer · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 53,125 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-055654 · doc4.xml · derivative · entry 9

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 743,750

Underlying: Class A Common Stock · 53,125 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.

F7 · derivative.exercise_date: 6.25% of each such RSU award vested on August 1, 2022 and 6.25% of each such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

F7 · derivative.expiration_date: 6.25% of each such RSU award vested on August 1, 2022 and 6.25% of each such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

Read SEC document
November 01, 2022 Filed Nov 3, 2022 22:32 UTC
SIEBEL THOMAS MDirector · Chief Executive Officer · 10% owner
Tax withholdingClass A Common Stock 26,340 $12.92 $340,312.80
Disclosure

SEC source: 0001209191-22-055654 · doc4.xml · nonDerivative · entry 2

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,783,175

Read SEC document
November 01, 2022 Filed Nov 3, 2022 22:32 UTC
SIEBEL THOMAS MDirector · Chief Executive Officer · 10% owner
Exercise / conversionClass A Common Stock 53,125 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-055654 · doc4.xml · nonDerivative · entry 1

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,809,515

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.

Read SEC document
October 05, 2022 Filed Oct 7, 2022 21:36 UTC GrantStock Option (Right to Buy) · Derivative 53,226 $0.00 Strike: $13.49 $0.00
Disclosure

SEC source: 0001209191-22-053142 · doc4.xml · derivative · entry 1

WARD JR STEPHEN M · CIK 0001164644 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,226

Underlying: Class A Common Stock · 53,226 shares

Expires 2032-10-04

F1 · derivative.exercise_date: Provided the Reporting Person remains a director of the Company and attends in person the regularly scheduled meeting of the Board during each fiscal quarter, commencing on October 5, 2022 (the "Vesting Commencement Date"), then 5% of the shares subject to the option shall vest on the last day of such fiscal quarter (the "Quarterly Shares") during the term of the option, provided, however, if the Reporting Person fails to attend any such regularly scheduled meeting, then vesting for the Quarterly Shares shall not occur and will be suspended (any such suspended Quarterly Shares being referred to collectively as the "Suspended Shares"). For any Suspended Shares, such shares shall vest only following the fifth anniversary of the applicable Vesting Commencement Date, if the Reporting Person satisfies the attendance requirements in subsequent periods.

Read SEC document
October 05, 2022 Filed Oct 7, 2022 17:38 UTC GrantStock Option (Right to Buy) · Derivative 50,349 $0.00 Strike: $13.49 $0.00
Disclosure

SEC source: 0001209191-22-053144 · doc4.xml · derivative · entry 1

LEVIN RICHARD C · CIK 0001255200 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,349

Underlying: Class A Common Stock · 50,349 shares

Expires 2032-10-04

F1 · derivative.exercise_date: Provided the Reporting Person remains a director of the Company and attends in person the regularly scheduled meeting of the Board during each fiscal quarter, commencing on October 5, 2022 (the "Vesting Commencement Date"), then 5% of the shares subject to the option shall vest on the last day of such fiscal quarter (the "Quarterly Shares") during the term of the option, provided, however, if the Reporting Person fails to attend any such regularly scheduled meeting, then vesting for the Quarterly Shares shall not occur and will be suspended (any such suspended Quarterly Shares being referred to collectively as the "Suspended Shares"). For any Suspended Shares, such shares shall vest only following the fifth anniversary of the applicable Vesting Commencement Date, if the Reporting Person satisfies the attendance requirements in subsequent periods.

Read SEC document
October 05, 2022 Filed Oct 7, 2022 17:41 UTC GrantStock Option (Right to Buy) · Derivative 53,226 $0.00 Strike: $13.49 $0.00
Disclosure

SEC source: 0001209191-22-053146 · doc4.xml · derivative · entry 1

HOUSE PATRICIA A · CIK 0001241633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,226

Underlying: Class A Common Stock · 53,226 shares

Expires 2032-10-04

F1 · derivative.exercise_date: Provided the Reporting Person remains a director of the Company and attends in person the regularly scheduled meeting of the Board during each fiscal quarter, commencing on October 5, 2022 (the "Vesting Commencement Date"), then 5% of the shares subject to the option shall vest on the last day of such fiscal quarter (the "Quarterly Shares") during the term of the option, provided, however, if the Reporting Person fails to attend any such regularly scheduled meeting, then vesting for the Quarterly Shares shall not occur and will be suspended (any such suspended Quarterly Shares being referred to collectively as the "Suspended Shares"). For any Suspended Shares, such shares shall vest only following the fifth anniversary of the applicable Vesting Commencement Date, if the Reporting Person satisfies the attendance requirements in subsequent periods.

Read SEC document
October 05, 2022 Filed Oct 7, 2022 17:42 UTC GrantStock Option (Right to Buy) · Derivative 53,226 $0.00 Strike: $13.49 $0.00
Disclosure

SEC source: 0001209191-22-053147 · doc4.xml · derivative · entry 1

SEWELL D BRUCE · CIK 0001307786 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,226

Underlying: Class A Common Stock · 53,226 shares

Expires 2032-10-04

F1 · derivative.exercise_date: Provided the Reporting Person remains a director of the Company and attends in person the regularly scheduled meeting of the Board during each fiscal quarter, commencing on October 5, 2022 (the "Vesting Commencement Date"), then 5% of the shares subject to the option shall vest on the last day of such fiscal quarter (the "Quarterly Shares") during the term of the option, provided, however, if the Reporting Person fails to attend any such regularly scheduled meeting, then vesting for the Quarterly Shares shall not occur and will be suspended (any such suspended Quarterly Shares being referred to collectively as the "Suspended Shares"). For any Suspended Shares, such shares shall vest only following the fifth anniversary of the applicable Vesting Commencement Date, if the Reporting Person satisfies the attendance requirements in subsequent periods.

Read SEC document
October 05, 2022 Filed Oct 7, 2022 17:30 UTC GrantStock Option (Right to Buy) · Derivative 59,700 $0.00 Strike: $13.49 $0.00
Disclosure

SEC source: 0001209191-22-053140 · doc4.xml · derivative · entry 1

MCCAFFERY MICHAEL G · CIK 0001256735 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,700

Underlying: Class A Common Stock · 59,700 shares

Expires 2032-10-04

F1 · derivative.exercise_date: Provided the Reporting Person remains a director of the Company and attends in person the regularly scheduled meeting of the Board during each fiscal quarter, commencing on October 5, 2022 (the "Vesting Commencement Date"), then 5% of the shares subject to the option shall vest on the last day of such fiscal quarter (the "Quarterly Shares") during the term of the option, provided, however, if the Reporting Person fails to attend any such regularly scheduled meeting, then vesting for the Quarterly Shares shall not occur and will be suspended (any such suspended Quarterly Shares being referred to collectively as the "Suspended Shares"). For any Suspended Shares, such shares shall vest only following the fifth anniversary of the applicable Vesting Commencement Date, if the Reporting Person satisfies the attendance requirements in subsequent periods.

Read SEC document
October 05, 2022 Filed Oct 7, 2022 17:29 UTC GrantStock Option (Right to Buy) · Derivative 50,349 $0.00 Strike: $13.49 $0.00
Disclosure

SEC source: 0001209191-22-053139 · doc4.xml · derivative · entry 1

Rice Condoleezza · CIK 0001528387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,349

Underlying: Class A Common Stock · 50,349 shares

Expires 2032-10-04

F1 · derivative.exercise_date: Provided the Reporting Person remains a director of the Company and attends in person the regularly scheduled meeting of the Board during each fiscal quarter, commencing on October 5, 2022 (the "Vesting Commencement Date"), then 5% of the shares subject to the option shall vest on the last day of such fiscal quarter (the "Quarterly Shares") during the term of the option, provided, however, if the Reporting Person fails to attend any such regularly scheduled meeting, then vesting for the Quarterly Shares shall not occur and will be suspended (any such suspended Quarterly Shares being referred to collectively as the "Suspended Shares"). For any Suspended Shares, such shares shall vest only following the fifth anniversary of the applicable Vesting Commencement Date, if the Reporting Person satisfies the attendance requirements in subsequent periods.

Read SEC document
October 05, 2022 Filed Oct 7, 2022 21:43 UTC GrantStock Option (Right to Buy) · Derivative 50,349 $0.00 Strike: $13.49 $0.00
Disclosure

SEC source: 0001209191-22-053149 · doc4.xml · derivative · entry 2

Davis Lisa Ann · CIK 0001706496 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,349

Underlying: Class A Common Stock · 50,349 shares

Expires 2032-10-04

F2 · derivative.exercise_date: Provided the Reporting Person remains a director of the Company and attends in person the regularly scheduled meeting of the Board during each fiscal quarter, commencing on October 5, 2022 (the "Vesting Commencement Date"), then 5% of the shares subject to the option shall vest on the last day of such fiscal quarter (the "Quarterly Shares") during the term of the option, provided, however, if the Reporting Person fails to attend any such regularly scheduled meeting, then vesting for the Quarterly Shares shall not occur and will be suspended (any such suspended Quarterly Shares being referred to collectively as the "Suspended Shares"). For any Suspended Shares, such shares shall vest only following the fifth anniversary of the applicable Vesting Commencement Date, if the Reporting Person satisfies the attendance requirements in subsequent periods.

Read SEC document
October 05, 2022 Filed Oct 7, 2022 21:43 UTC GrantClass A Common Stock 25,945 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-053149 · doc4.xml · nonDerivative · entry 1

Davis Lisa Ann · CIK 0001706496 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,945

F1 · shares: Represents the grant of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. For so long as the Reporting Person remains a member of the Board, 5% of each RSU shall vest on the date of each of the four regularly scheduled quarterly meetings of the Board that occur each fiscal year of the Company provided (i) the Reporting Person attended in person such meeting of the Board, or (ii) there is an allowed absence. Any portion of the RSU eligible to vest upon a certain regularly scheduled quarterly meeting of the Board which the Reporting Person does not attend and for which there is not an allowed absence shall be forfeited without consideration on the date of such Board meeting.

Read SEC document
October 05, 2022 Filed Oct 7, 2022 21:39 UTC
Snabe Jim H.Director
GrantStock Option (Right to Buy) · Derivative 50,349 $0.00 Strike: $13.49 $0.00
Disclosure

SEC source: 0001209191-22-053145 · doc4.xml · derivative · entry 1

Snabe Jim H. · CIK 0001849334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,349

Underlying: Class A Common Stock · 50,349 shares

Expires 2032-10-04

F1 · derivative.exercise_date: Provided the Reporting Person remains a director of the Company and attends in person the regularly scheduled meeting of the Board during each fiscal quarter, commencing on October 5, 2022 (the "Vesting Commencement Date"), then 5% of the shares subject to the option shall vest on the last day of such fiscal quarter (the "Quarterly Shares") during the term of the option, provided, however, if the Reporting Person fails to attend any such regularly scheduled meeting, then vesting for the Quarterly Shares shall not occur and will be suspended (any such suspended Quarterly Shares being referred to collectively as the "Suspended Shares"). For any Suspended Shares, such shares shall vest only following the fifth anniversary of the applicable Vesting Commencement Date, if the Reporting Person satisfies the attendance requirements in subsequent periods.

Read SEC document
October 05, 2022 Filed Oct 7, 2022 21:37 UTC GrantStock Option (Right to Buy) · Derivative 50,349 $0.00 Strike: $13.49 $0.00
Disclosure

SEC source: 0001209191-22-053143 · doc4.xml · derivative · entry 1

Sastry Shankar · CIK 0001834678 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,349

Underlying: Class A Common Stock · 50,349 shares

Expires 2032-10-04

F1 · derivative.exercise_date: Provided the Reporting Person remains a director of the Company and attends in person the regularly scheduled meeting of the Board during each fiscal quarter, commencing on October 5, 2022 (the "Vesting Commencement Date"), then 5% of the shares subject to the option shall vest on the last day of such fiscal quarter (the "Quarterly Shares") during the term of the option, provided, however, if the Reporting Person fails to attend any such regularly scheduled meeting, then vesting for the Quarterly Shares shall not occur and will be suspended (any such suspended Quarterly Shares being referred to collectively as the "Suspended Shares"). For any Suspended Shares, such shares shall vest only following the fifth anniversary of the applicable Vesting Commencement Date, if the Reporting Person satisfies the attendance requirements in subsequent periods.

Read SEC document
September 30, 2022 Filed Oct 4, 2022 16:07 UTC
Parkkinen JuhoSVP & Chief Financial Officer
SaleClass A Common Stock 291 $12.29 $3,576.39
Disclosure

SEC source: 0001209191-22-052184 · doc4.xml · nonDerivative · entry 1

Parkkinen Juho · CIK 0001897093 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 357,493

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

Read SEC document
September 27, 2022 Filed Sep 30, 2022 00:23 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 78,906 $0.00 Strike: $2.04 $0.00
Disclosure

SEC source: 0001209191-22-051584 · doc4.xml · derivative · entry 3

WARD JR STEPHEN M · CIK 0001164644 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,812

Underlying: Class A Common Stock · 78,906 shares

Expires 2027-11-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Provided the Reporting Person remains a director of the Company and attends in person the regularly scheduled meeting of the Board during each fiscal quarter, commencing on November 8, 2017 (the "Vesting Commencement Date"), then 5% of the shares subject to the option shall vest on the last day of such fiscal quarter (the "Quarterly Shares") during the term of the option, provided, however, if the Reporting Person fails to attend any such regularly scheduled meeting, then vesting for the Quarterly Shares shall not occur and will be suspended (any such suspended Quarterly Shares being referred to collectively as the "Suspended Shares"). For any Suspended Shares, such shares shall vest only following the fifth anniversary of the applicable Vesting Commencement Date, if the Reporting Person satisfies the attendance requirements in subsequent periods.

Read SEC document
September 27, 2022 Filed Sep 30, 2022 00:23 UTC SaleClass A Common Stock 12,500 $12.90 $161,250.00
Disclosure

SEC source: 0001209191-22-051584 · doc4.xml · nonDerivative · entry 2

WARD JR STEPHEN M · CIK 0001164644 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 546,495

F1 · price: Represents weighted average sales price. The shares were sold at prices ranging from $12.83 to $12.96. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 27, 2022 Filed Sep 30, 2022 00:23 UTC Exercise / conversionClass A Common Stock 78,906 $2.04 $160,968.24
Disclosure

SEC source: 0001209191-22-051584 · doc4.xml · nonDerivative · entry 1

WARD JR STEPHEN M · CIK 0001164644 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 558,995

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 26, 2022 Filed Sep 28, 2022 17:23 UTC
Parkkinen JuhoSVP & Chief Financial Officer
SaleClass A Common Stock 265 $13.08 $3,466.20
Disclosure

SEC source: 0001209191-22-051485 · doc4.xml · nonDerivative · entry 1

Parkkinen Juho · CIK 0001897093 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 357,784

F1 · kind: Shares sold to cover tax obligation from settlement of vested Restricted Stock Units.

F2 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

Read SEC document
September 23, 2022 Filed Sep 23, 2022 20:34 UTC
Parkkinen JuhoSVP & Chief Financial Officer
SaleClass A Common Stock 485 $13.00 $6,305.00
Disclosure

SEC source: 0001209191-22-051186 · doc4.xml · nonDerivative · entry 2

Parkkinen Juho · CIK 0001897093 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 358,049

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

Read SEC document
September 22, 2022 Filed Sep 26, 2022 20:57 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 79,142 $0.00 Strike: $0.60 $0.00
Disclosure

SEC source: 0001209191-22-051258 · doc4.xml · derivative · entry 3

Sastry Shankar · CIK 0001834678 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 79,142 shares

Expires 2022-10-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Due to rounding in connection with the reverse stock split, the total shares include 1 additional share that was not originally reported on the Reporting Person's Form 3.

F4 · derivative.exercise_date: The option is fully vested.

Read SEC document
September 22, 2022 Filed Sep 26, 2022 20:57 UTC SaleClass A Common Stock 79,142 $13.19 $1,043,882.98
Disclosure

SEC source: 0001209191-22-051258 · doc4.xml · nonDerivative · entry 2

Sastry Shankar · CIK 0001834678 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,640

F1 · kind: The sale of the shares was from the exercise of an option grant expiring on October 24, 2022.

F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $13.05 to $13.39. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 22, 2022 Filed Sep 26, 2022 20:57 UTC Exercise / conversionClass A Common Stock 79,142 $0.60 $47,485.20
Disclosure

SEC source: 0001209191-22-051258 · doc4.xml · nonDerivative · entry 1

Sastry Shankar · CIK 0001834678 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,782

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 21, 2022 Filed Sep 23, 2022 20:34 UTC
Parkkinen JuhoSVP & Chief Financial Officer
SaleClass A Common Stock 2,573 $13.55 $34,864.15
Disclosure

SEC source: 0001209191-22-051186 · doc4.xml · nonDerivative · entry 1

Parkkinen Juho · CIK 0001897093 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 358,534

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

Read SEC document
September 20, 2022 Filed Sep 20, 2022 17:35 UTC
Parkkinen JuhoSVP & Chief Financial Officer
SaleClass A Common Stock 441 $13.81 $6,090.21
Disclosure

SEC source: 0001209191-22-050768 · doc4.xml · nonDerivative · entry 2

Parkkinen Juho · CIK 0001897093 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 361,107

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F2 · kind: Shares sold to cover tax obligation from settlement of vested Restricted Stock Units.

Read SEC document
September 16, 2022 Filed Sep 20, 2022 17:35 UTC
Parkkinen JuhoSVP & Chief Financial Officer
SaleClass A Common Stock 2,378 $14.42 $34,290.76
Disclosure

SEC source: 0001209191-22-050768 · doc4.xml · nonDerivative · entry 1

Parkkinen Juho · CIK 0001897093 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 361,548

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F2 · kind: Shares sold to cover tax obligation from settlement of vested Restricted Stock Units.

F3 · price: Represents weighted average sales price. The shares were sold at prices ranging from $14.27 to $14.42. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 19:20 UTC
ABBO EDWARD YChief Technology Officer
Exercise / conversionRestricted Stock Units · Derivative 75,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-050641 · doc4.xml · derivative · entry 7

ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,125,000

Underlying: Class A Common Stock · 75,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSUs) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis.

F6 · derivative.exercise_date: 6.25% of such RSU award vested on September 15, 2022 and 6.25% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

F6 · derivative.expiration_date: 6.25% of such RSU award vested on September 15, 2022 and 6.25% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 19:20 UTC
ABBO EDWARD YChief Technology Officer
Exercise / conversionRestricted Stock Units · Derivative 8,073 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-050641 · doc4.xml · derivative · entry 6

ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,515

Underlying: Class A Common Stock · 8,073 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSUs) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis.

F5 · derivative.exercise_date: 12.5% of such RSU award vested on September 15, 2022 and 12.5% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

F5 · derivative.expiration_date: 12.5% of such RSU award vested on September 15, 2022 and 12.5% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 19:20 UTC
ABBO EDWARD YChief Technology Officer
Tax withholdingClass A Common Stock 96,389 $14.78 $1,424,629.42
Disclosure

SEC source: 0001209191-22-050641 · doc4.xml · nonDerivative · entry 2

ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,157

Read SEC document
September 15, 2022 Filed Sep 19, 2022 19:20 UTC
ABBO EDWARD YChief Technology Officer
Exercise / conversionClass A Common Stock 83,073 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-050641 · doc4.xml · nonDerivative · entry 1

ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 295,546

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSUs) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 23:22 UTC
Behzadi HoumanChief Product Officer
Exercise / conversionRestricted Stock Units · Derivative 75,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-050643 · doc4.xml · derivative · entry 4

Behzadi Houman · CIK 0001834429 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,125,000

Underlying: Class A Common Stock · 75,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSUs) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis.

F3 · derivative.exercise_date: 6.25% of such RSU award vested on September 15, 2022 and 6.25% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

F3 · derivative.expiration_date: 6.25% of such RSU award vested on September 15, 2022 and 6.25% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 23:22 UTC
Behzadi HoumanChief Product Officer
Exercise / conversionRestricted Stock Units · Derivative 8,073 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-050643 · doc4.xml · derivative · entry 3

Behzadi Houman · CIK 0001834429 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,515

Underlying: Class A Common Stock · 8,073 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSUs) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis.

F2 · derivative.exercise_date: 12.5% of such RSU award vested on September 15, 2022 and 12.5% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

F2 · derivative.expiration_date: 12.5% of such RSU award vested on September 15, 2022 and 12.5% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 23:22 UTC
Behzadi HoumanChief Product Officer
Tax withholdingClass A Common Stock 98,586 $14.78 $1,457,101.08
Disclosure

SEC source: 0001209191-22-050643 · doc4.xml · nonDerivative · entry 2

Behzadi Houman · CIK 0001834429 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 315,920

Read SEC document
September 15, 2022 Filed Sep 19, 2022 23:22 UTC
Behzadi HoumanChief Product Officer
Exercise / conversionClass A Common Stock 83,073 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-050643 · doc4.xml · nonDerivative · entry 1

Behzadi Houman · CIK 0001834429 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 414,506

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSUs) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis.

Read SEC document
August 03, 2022 Filed Aug 3, 2022 22:45 UTC
SIEBEL THOMAS MDirector · Chief Executive Officer · 10% owner
GiftClass A Common Stock 26,785 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-044321 · doc4.xml · nonDerivative · entry 3

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,523,609

F1 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee.

Read SEC document
August 03, 2022 Filed Aug 3, 2022 22:45 UTC
SIEBEL THOMAS MDirector · Chief Executive Officer · 10% owner
GiftClass A Common Stock 26,785 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-044321 · doc4.xml · nonDerivative · entry 2

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,703,265

Read SEC document
August 03, 2022 Filed Oct 12, 2022 00:07 UTC Amendment
SIEBEL THOMAS MDirector · Chief Executive Officer · 10% owner
GiftClass A Common Stock 26,785 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-053403 · doc4a.xml · nonDerivative · entry 4

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,523,609

F2 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee.

Read SEC document
August 03, 2022 Filed Oct 12, 2022 00:07 UTC Amendment
SIEBEL THOMAS MDirector · Chief Executive Officer · 10% owner
GiftClass A Common Stock 26,785 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-053403 · doc4a.xml · nonDerivative · entry 3

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,756,390

Read SEC document
August 01, 2022 Filed Aug 3, 2022 18:44 UTC
Parkkinen JuhoSVP & Chief Financial Officer
SaleClass A Common Stock 2,120 $18.19 $38,562.80
Disclosure

SEC source: 0001209191-22-044320 · doc4.xml · nonDerivative · entry 1

Parkkinen Juho · CIK 0001897093 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 363,926

F1 · kind: Shares sold to cover tax obligation from settlement of vested Restricted Stock Units.

Read SEC document
August 01, 2022 Filed Aug 3, 2022 22:45 UTC
SIEBEL THOMAS MDirector · Chief Executive Officer · 10% owner
Tax withholdingClass A Common Stock 26,340 $18.71 $492,821.40
Disclosure

SEC source: 0001209191-22-044321 · doc4.xml · nonDerivative · entry 1

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,730,050

Read SEC document
August 01, 2022 Filed Oct 12, 2022 00:07 UTC Amendment
SIEBEL THOMAS MDirector · Chief Executive Officer · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 53,125 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-053403 · doc4a.xml · derivative · entry 9

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 796,875

Underlying: Class A Common Stock · 53,125 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.

F7 · derivative.exercise_date: 6.25% of each such RSU award shall vest on August 1, 2022 and 6.25% of each such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

F7 · derivative.expiration_date: 6.25% of each such RSU award shall vest on August 1, 2022 and 6.25% of each such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

Read SEC document
August 01, 2022 Filed Oct 12, 2022 00:07 UTC Amendment
SIEBEL THOMAS MDirector · Chief Executive Officer · 10% owner
Tax withholdingClass A Common Stock 26,340 $18.71 $492,821.40
Disclosure

SEC source: 0001209191-22-053403 · doc4a.xml · nonDerivative · entry 2

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,783,175

Read SEC document
August 01, 2022 Filed Oct 12, 2022 00:07 UTC Amendment
SIEBEL THOMAS MDirector · Chief Executive Officer · 10% owner
Exercise / conversionClass A Common Stock 53,125 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-053403 · doc4a.xml · nonDerivative · entry 1

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,809,515

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.

Read SEC document
July 02, 2022 Filed Jul 5, 2022 23:33 UTC
SIEBEL THOMAS MDirector · Chief Executive Officer · 10% owner
GrantRestricted Stock Units · Derivative 850,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-040915 · doc4.xml · derivative · entry 1

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 850,000

Underlying: Class A Common Stock · 850,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.

F2 · derivative.exercise_date: 6.25% of each such RSU award shall vest on August 1, 2022 and 6.25% of each such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

F2 · derivative.expiration_date: 6.25% of each such RSU award shall vest on August 1, 2022 and 6.25% of each such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

Read SEC document
June 29, 2022 Filed Jun 30, 2022 19:56 UTC
Parkkinen JuhoSVP & Chief Financial Officer
SaleClass A Common Stock 1,174 $18.34 $21,531.16
Disclosure

SEC source: 0001209191-22-039973 · doc4.xml · nonDerivative · entry 1

Parkkinen Juho · CIK 0001897093 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 366,046

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

Read SEC document
June 24, 2022 Filed Jun 24, 2022 18:56 UTC
Parkkinen JuhoSVP & Chief Financial Officer
SaleClass A Common Stock 1,043 $19.07 $19,890.01
Disclosure

SEC source: 0001209191-22-039332 · doc4.xml · nonDerivative · entry 3

Parkkinen Juho · CIK 0001897093 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 367,220

F2 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F3 · kind: Shares sold to cover tax obligation from settlement of vested RSUs.

Read SEC document
June 24, 2022 Filed Jun 24, 2022 19:00 UTC
ABBO EDWARD YChief Technology Officer
SaleClass A Common Stock 175 $19.21 $3,361.75
Disclosure

SEC source: 0001209191-22-039334 · doc4.xml · nonDerivative · entry 1

ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,473

F1 · kind: Shares sold to cover tax obligation from settlement of vested Restricted Stock Units (RSUs).

Read SEC document
June 24, 2022 Filed Jun 24, 2022 22:59 UTC
Behzadi HoumanChief Product Officer
SaleClass A Common Stock 175 $19.23 $3,365.25
Disclosure

SEC source: 0001209191-22-039333 · doc4.xml · nonDerivative · entry 1

Behzadi Houman · CIK 0001834429 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 331,433

F1 · kind: Shares sold to cover tax obligation from settlement of vested Restricted Stock Units (RSUs).

Read SEC document
June 23, 2022 Filed Jun 24, 2022 18:56 UTC
Parkkinen JuhoSVP & Chief Financial Officer
SaleClass A Common Stock 492 $17.97 $8,841.24
Disclosure

SEC source: 0001209191-22-039332 · doc4.xml · nonDerivative · entry 2

Parkkinen Juho · CIK 0001897093 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 368,263

F2 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

Read SEC document
June 22, 2022 Filed Jun 24, 2022 18:56 UTC
Parkkinen JuhoSVP & Chief Financial Officer
GrantClass A Common Stock 200,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-039332 · doc4.xml · nonDerivative · entry 1

Parkkinen Juho · CIK 0001897093 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 368,755

F1 · shares: Represents the grant of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of Class A Common Stock upon settlement. 20% of each such RSU award shall vest on June 15, 2023 and 5% of each such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting dates.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.