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ASPEN INSURANCE HOLDINGS LTD

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0001267395
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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

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Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 15, 2019 Filed Feb 20, 2019 18:16 UTC
Schick David GerardGroup Chief Operating Officer
Disposition to issuerPerformance Shares (2018 Grant) · Derivative 9,030 Not disclosed Not disclosed
Disclosure

SEC source: 0001726121-19-000006 · wf-form4_155068657025776.xml · derivative · entry 2

Schick David Gerard · CIK 0001726121 · Group Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 9,030 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F4 · kind: This Form 4 is being filed as a result of the closing on February 15, 2019 of the merger (the "Merger") as described in the Agreement and Plan of Merger, dated as of August 27, 2018 (the "Merger Agreement") among Aspen Insurance Holdings Limited (the "Issuer"), Highlands Holdings, Ltd., and Highlands Merger Sub, Ltd.

F1 · price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F3 · price: At the effective time of the Merger, each 2018 Performance Share outstanding immediately prior to the Merger was, to the extent not vested, fully vested, and was canceled and converted into the right to receive a lump-sum amount in cash, equal to $42.75, without interest and less any applicable tax withholding, per 2018 Performance Share.

F2 · derivative.exercise_date: At the time of grant on February 9, 2018, the 2018 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2018 Performance Share award was tested annually over a three-year period. All vested 2018 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2020. One third of the 2018 Performance Shares were forfeited based on the Issuer's 2018 adjusted annual growth in diluted book value per ordinary share test and two thirds of the 2018 Performance Shares vested at target payout levels in connection with the Merger.

F2 · derivative.expiration_date: At the time of grant on February 9, 2018, the 2018 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2018 Performance Share award was tested annually over a three-year period. All vested 2018 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2020. One third of the 2018 Performance Shares were forfeited based on the Issuer's 2018 adjusted annual growth in diluted book value per ordinary share test and two thirds of the 2018 Performance Shares vested at target payout levels in connection with the Merger.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 18:16 UTC
Schick David GerardGroup Chief Operating Officer
GrantPerformance Shares (2018 Grant) · Derivative 9,030 Not disclosed Not disclosed
Disclosure

SEC source: 0001726121-19-000006 · wf-form4_155068657025776.xml · derivative · entry 1

Schick David Gerard · CIK 0001726121 · Group Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,030

Underlying: Ordinary Shares · 9,030 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F1 · price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F3 · price: At the effective time of the Merger, each 2018 Performance Share outstanding immediately prior to the Merger was, to the extent not vested, fully vested, and was canceled and converted into the right to receive a lump-sum amount in cash, equal to $42.75, without interest and less any applicable tax withholding, per 2018 Performance Share.

F2 · derivative.exercise_date: At the time of grant on February 9, 2018, the 2018 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2018 Performance Share award was tested annually over a three-year period. All vested 2018 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2020. One third of the 2018 Performance Shares were forfeited based on the Issuer's 2018 adjusted annual growth in diluted book value per ordinary share test and two thirds of the 2018 Performance Shares vested at target payout levels in connection with the Merger.

F2 · derivative.expiration_date: At the time of grant on February 9, 2018, the 2018 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2018 Performance Share award was tested annually over a three-year period. All vested 2018 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2020. One third of the 2018 Performance Shares were forfeited based on the Issuer's 2018 adjusted annual growth in diluted book value per ordinary share test and two thirds of the 2018 Performance Shares vested at target payout levels in connection with the Merger.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 18:13 UTC
Issavi EmilPresident and CUO, Aspen Re
Disposition to issuerPerformance Shares (2018 Grant) · Derivative 16,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001562198-19-000006 · wf-form4_155068641913672.xml · derivative · entry 4

Issavi Emil · CIK 0001562198 · President and CUO, Aspen Re

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 16,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F1 · price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F6 · price: At the effective time of the Merger, each 2018 Performance Share outstanding immediately prior to the Merger was, to the extent not vested, fully vested, and was canceled and converted into the right to receive a lump-sum amount in cash, equal to $42.75, without interest and less any applicable tax withholding, per 2018 Performance Share.

F5 · derivative.exercise_date: At the time of grant on February 9, 2018, the 2018 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2018 Performance Share award was tested annually over a three-year period. All vested 2018 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2020. One third of the 2018 Performance Shares were forfeited based on the Issuer's 2018 adjusted annual growth in diluted book value per ordinary share test and two thirds of the 2018 Performance Shares vested at target payout levels in connection with the Merger.

F5 · derivative.expiration_date: At the time of grant on February 9, 2018, the 2018 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2018 Performance Share award was tested annually over a three-year period. All vested 2018 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2020. One third of the 2018 Performance Shares were forfeited based on the Issuer's 2018 adjusted annual growth in diluted book value per ordinary share test and two thirds of the 2018 Performance Shares vested at target payout levels in connection with the Merger.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 18:13 UTC
Issavi EmilPresident and CUO, Aspen Re
GrantPerformance Shares (2018 Grant) · Derivative 16,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001562198-19-000006 · wf-form4_155068641913672.xml · derivative · entry 3

Issavi Emil · CIK 0001562198 · President and CUO, Aspen Re

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,000

Underlying: Ordinary Shares · 16,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F1 · price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F6 · price: At the effective time of the Merger, each 2018 Performance Share outstanding immediately prior to the Merger was, to the extent not vested, fully vested, and was canceled and converted into the right to receive a lump-sum amount in cash, equal to $42.75, without interest and less any applicable tax withholding, per 2018 Performance Share.

F5 · derivative.exercise_date: At the time of grant on February 9, 2018, the 2018 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2018 Performance Share award was tested annually over a three-year period. All vested 2018 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2020. One third of the 2018 Performance Shares were forfeited based on the Issuer's 2018 adjusted annual growth in diluted book value per ordinary share test and two thirds of the 2018 Performance Shares vested at target payout levels in connection with the Merger.

F5 · derivative.expiration_date: At the time of grant on February 9, 2018, the 2018 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2018 Performance Share award was tested annually over a three-year period. All vested 2018 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2020. One third of the 2018 Performance Shares were forfeited based on the Issuer's 2018 adjusted annual growth in diluted book value per ordinary share test and two thirds of the 2018 Performance Shares vested at target payout levels in connection with the Merger.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 18:13 UTC
Issavi EmilPresident and CUO, Aspen Re
Disposition to issuer2017 Performance Shares · Derivative 6,669 Not disclosed Not disclosed
Disclosure

SEC source: 0001562198-19-000006 · wf-form4_155068641913672.xml · derivative · entry 2

Issavi Emil · CIK 0001562198 · President and CUO, Aspen Re

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 6,669 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F4 · kind: This Form 4 is being filed as a result of the closing on February 15, 2019 of the merger (the "Merger") as described in the Agreement and Plan of Merger, dated as of August 27, 2018 (the "Merger Agreement") among Aspen Insurance Holdings Limited (the "Issuer"), Highlands Holdings, Ltd., and Highlands Merger Sub, Ltd.

F1 · price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F3 · price: At the effective time of the Merger, each 2017 Performance Share outstanding immediately prior to the Merger was, to the extent not vested, fully vested, and was canceled and converted into the right to receive a lump-sum amount in cash, equal to $42.75, without interest and less any applicable tax withholding, per 2017 Performance Share.

F2 · derivative.exercise_date: At the time of grant on February 10, 2017, the 2017 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2017 Performance Share award was tested annually over a three-year period. All vested 2017 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2019. Two thirds of the 2017 Performance Shares were forfeited based on the Issuer's 2017 and 2018 adjusted annual growth in diluted book value per ordinary share test and one third of the 2017 Performance Shares vested at target payout levels in connection with the Merger.

F2 · derivative.expiration_date: At the time of grant on February 10, 2017, the 2017 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2017 Performance Share award was tested annually over a three-year period. All vested 2017 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2019. Two thirds of the 2017 Performance Shares were forfeited based on the Issuer's 2017 and 2018 adjusted annual growth in diluted book value per ordinary share test and one third of the 2017 Performance Shares vested at target payout levels in connection with the Merger.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 18:13 UTC
Issavi EmilPresident and CUO, Aspen Re
Grant2017 Performance Shares · Derivative 6,669 Not disclosed Not disclosed
Disclosure

SEC source: 0001562198-19-000006 · wf-form4_155068641913672.xml · derivative · entry 1

Issavi Emil · CIK 0001562198 · President and CUO, Aspen Re

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,669

Underlying: Ordinary Shares · 6,669 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F1 · price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F3 · price: At the effective time of the Merger, each 2017 Performance Share outstanding immediately prior to the Merger was, to the extent not vested, fully vested, and was canceled and converted into the right to receive a lump-sum amount in cash, equal to $42.75, without interest and less any applicable tax withholding, per 2017 Performance Share.

F2 · derivative.exercise_date: At the time of grant on February 10, 2017, the 2017 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2017 Performance Share award was tested annually over a three-year period. All vested 2017 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2019. Two thirds of the 2017 Performance Shares were forfeited based on the Issuer's 2017 and 2018 adjusted annual growth in diluted book value per ordinary share test and one third of the 2017 Performance Shares vested at target payout levels in connection with the Merger.

F2 · derivative.expiration_date: At the time of grant on February 10, 2017, the 2017 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2017 Performance Share award was tested annually over a three-year period. All vested 2017 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2019. Two thirds of the 2017 Performance Shares were forfeited based on the Issuer's 2017 and 2018 adjusted annual growth in diluted book value per ordinary share test and one third of the 2017 Performance Shares vested at target payout levels in connection with the Merger.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 18:10 UTC
Dawe GrahameChief Accounting Officer
Disposition to issuerPhantom Shares (2018 Grant) · Derivative 1,234 Not disclosed Not disclosed
Disclosure

SEC source: 0001705105-19-000006 · wf-form4_155068623487041.xml · derivative · entry 2

Dawe Grahame · CIK 0001705105 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 1,234 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Phantom Share represents the right to receive the economic equivalent of one of the Issuer's Ordinary Shares.

F1 · price: Each Phantom Share represents the right to receive the economic equivalent of one of the Issuer's Ordinary Shares.

F6 · price: At the effective time of the Merger, each 2018 Phantom Share outstanding immediately prior to the Merger was, to the extent not vested, fully vested, and was canceled and converted into the right to receive a lump-sum amount in cash, equal to $42.75, without interest and less any applicable tax withholding, per 2018 Phantom Share.

F5 · derivative.exercise_date: At the time of grant on February 9, 2018, the 2018 Phantom Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2018 Phantom Share award was tested annually over a three-year period. All vested 2018 Phantom Shares would have been settled in cash upon the filing of the annual report on Form 10-K for the year ended December 31, 2020. One third of the 2018 Phantom Shares were forfeited based on the Issuer's 2018 adjusted annual growth in diluted book value per ordinary share test and two thirds of the 2018 Phantom Shares vested at target payout levels in connection with the Merger.

F5 · derivative.expiration_date: At the time of grant on February 9, 2018, the 2018 Phantom Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2018 Phantom Share award was tested annually over a three-year period. All vested 2018 Phantom Shares would have been settled in cash upon the filing of the annual report on Form 10-K for the year ended December 31, 2020. One third of the 2018 Phantom Shares were forfeited based on the Issuer's 2018 adjusted annual growth in diluted book value per ordinary share test and two thirds of the 2018 Phantom Shares vested at target payout levels in connection with the Merger.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 18:10 UTC
Dawe GrahameChief Accounting Officer
Disposition to issuerPhantom Shares (2017 Grant) · Derivative 519 Not disclosed Not disclosed
Disclosure

SEC source: 0001705105-19-000006 · wf-form4_155068623487041.xml · derivative · entry 1

Dawe Grahame · CIK 0001705105 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 519 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Phantom Share represents the right to receive the economic equivalent of one of the Issuer's Ordinary Shares.

F2 · kind: This Form 4 is being filed as a result of the closing on February 15, 2019 of the merger (the "Merger") as described in the Agreement and Plan of Merger, dated as of August 27, 2018 (the "Merger Agreement") among Aspen Insurance Holdings Limited (the "Issuer"), Highlands Holdings, Ltd., and Highlands Merger Sub, Ltd.

F1 · price: Each Phantom Share represents the right to receive the economic equivalent of one of the Issuer's Ordinary Shares.

F4 · price: At the effective time of the Merger, each 2017 Phantom Share outstanding immediately prior to the Merger was, to the extent not vested, fully vested, and was canceled and converted into the right to receive a lump-sum amount in cash, equal to $42.75, without interest and less any applicable tax withholding, per 2017 Phantom Share.

F3 · derivative.exercise_date: At the time of grant on February 10, 2017, the 2017 Phantom Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2017 Phantom Share award was tested annually over a three-year period. All vested 2017 Phantom Shares would have been settled in cash upon the filing of the annual report on Form 10-K for the year ended December 31, 2019. Two thirds of the 2017 Phantom Shares were forfeited based on the Issuer's 2017 and 2018 adjusted annual growth in diluted book value per ordinary share test and one third of the 2017 Phantom Shares vested at target payout levels in connection with the Merger.

F3 · derivative.expiration_date: At the time of grant on February 10, 2017, the 2017 Phantom Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2017 Phantom Share award was tested annually over a three-year period. All vested 2017 Phantom Shares would have been settled in cash upon the filing of the annual report on Form 10-K for the year ended December 31, 2019. Two thirds of the 2017 Phantom Shares were forfeited based on the Issuer's 2017 and 2018 adjusted annual growth in diluted book value per ordinary share test and one third of the 2017 Phantom Shares vested at target payout levels in connection with the Merger.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 18:07 UTC
Vacher KateCEO, ABL
Disposition to issuerPerformance Shares (2018 Grant) · Derivative 7,250 Not disclosed Not disclosed
Disclosure

SEC source: 0001561518-19-000006 · wf-form4_155068603381081.xml · derivative · entry 4

Vacher Kate · CIK 0001561518 · CEO, ABL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 7,250 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F1 · price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F6 · price: At the effective time of the Merger, each 2018 Performance Share outstanding immediately prior to the Merger was, to the extent not vested, fully vested, and was canceled and converted into the right to receive a lump-sum amount in cash, equal to $42.75, without interest and less any applicable tax withholding, per 2018 Performance Share.

F5 · derivative.exercise_date: At the time of grant on February 9, 2018, the 2018 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2018 Performance Share award was tested annually over a three-year period. All vested 2018 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2020. One third of the 2018 Performance Shares were forfeited based on the Issuer's 2018 adjusted annual growth in diluted book value per ordinary share test and two thirds of the 2018 Performance Shares vested at target payout levels in connection with the Merger.

F5 · derivative.expiration_date: At the time of grant on February 9, 2018, the 2018 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2018 Performance Share award was tested annually over a three-year period. All vested 2018 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2020. One third of the 2018 Performance Shares were forfeited based on the Issuer's 2018 adjusted annual growth in diluted book value per ordinary share test and two thirds of the 2018 Performance Shares vested at target payout levels in connection with the Merger.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 18:07 UTC
Vacher KateCEO, ABL
GrantPerformance Shares (2018 Grant) · Derivative 7,250 Not disclosed Not disclosed
Disclosure

SEC source: 0001561518-19-000006 · wf-form4_155068603381081.xml · derivative · entry 3

Vacher Kate · CIK 0001561518 · CEO, ABL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,250

Underlying: Ordinary Shares · 7,250 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F1 · price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F6 · price: At the effective time of the Merger, each 2018 Performance Share outstanding immediately prior to the Merger was, to the extent not vested, fully vested, and was canceled and converted into the right to receive a lump-sum amount in cash, equal to $42.75, without interest and less any applicable tax withholding, per 2018 Performance Share.

F5 · derivative.exercise_date: At the time of grant on February 9, 2018, the 2018 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2018 Performance Share award was tested annually over a three-year period. All vested 2018 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2020. One third of the 2018 Performance Shares were forfeited based on the Issuer's 2018 adjusted annual growth in diluted book value per ordinary share test and two thirds of the 2018 Performance Shares vested at target payout levels in connection with the Merger.

F5 · derivative.expiration_date: At the time of grant on February 9, 2018, the 2018 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2018 Performance Share award was tested annually over a three-year period. All vested 2018 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2020. One third of the 2018 Performance Shares were forfeited based on the Issuer's 2018 adjusted annual growth in diluted book value per ordinary share test and two thirds of the 2018 Performance Shares vested at target payout levels in connection with the Merger.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 18:07 UTC
Vacher KateCEO, ABL
Disposition to issuer2017 Performance Shares · Derivative 3,335 Not disclosed Not disclosed
Disclosure

SEC source: 0001561518-19-000006 · wf-form4_155068603381081.xml · derivative · entry 2

Vacher Kate · CIK 0001561518 · CEO, ABL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 3,335 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F4 · kind: This Form 4 is being filed as a result of the closing on February 15, 2019 of the merger (the "Merger") as described in the Agreement and Plan of Merger, dated as of August 27, 2018 (the "Merger Agreement") among Aspen Insurance Holdings Limited (the "Issuer"), Highlands Holdings, Ltd., and Highlands Merger Sub, Ltd.

F1 · price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F3 · price: At the effective time of the Merger, each 2017 Performance Share outstanding immediately prior to the Merger was, to the extent not vested, fully vested, and was canceled and converted into the right to receive a lump-sum amount in cash, equal to $42.75, without interest and less any applicable tax withholding, per 2017 Performance Share.

F2 · derivative.exercise_date: At the time of grant on February 10, 2017, the 2017 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2017 Performance Share award was tested annually over a three-year period. All vested 2017 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2019. Two thirds of the 2017 Performance Shares were forfeited based on the Issuer's 2017 and 2018 adjusted annual growth in diluted book value per ordinary share test and one third of the 2017 Performance Shares vested at target payout levels in connection with the Merger.

F2 · derivative.expiration_date: At the time of grant on February 10, 2017, the 2017 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2017 Performance Share award was tested annually over a three-year period. All vested 2017 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2019. Two thirds of the 2017 Performance Shares were forfeited based on the Issuer's 2017 and 2018 adjusted annual growth in diluted book value per ordinary share test and one third of the 2017 Performance Shares vested at target payout levels in connection with the Merger.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 18:07 UTC
Vacher KateCEO, ABL
Grant2017 Performance Shares · Derivative 3,335 Not disclosed Not disclosed
Disclosure

SEC source: 0001561518-19-000006 · wf-form4_155068603381081.xml · derivative · entry 1

Vacher Kate · CIK 0001561518 · CEO, ABL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,335

Underlying: Ordinary Shares · 3,335 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F1 · price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F3 · price: At the effective time of the Merger, each 2017 Performance Share outstanding immediately prior to the Merger was, to the extent not vested, fully vested, and was canceled and converted into the right to receive a lump-sum amount in cash, equal to $42.75, without interest and less any applicable tax withholding, per 2017 Performance Share.

F2 · derivative.exercise_date: At the time of grant on February 10, 2017, the 2017 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2017 Performance Share award was tested annually over a three-year period. All vested 2017 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2019. Two thirds of the 2017 Performance Shares were forfeited based on the Issuer's 2017 and 2018 adjusted annual growth in diluted book value per ordinary share test and one third of the 2017 Performance Shares vested at target payout levels in connection with the Merger.

F2 · derivative.expiration_date: At the time of grant on February 10, 2017, the 2017 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2017 Performance Share award was tested annually over a three-year period. All vested 2017 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2019. Two thirds of the 2017 Performance Shares were forfeited based on the Issuer's 2017 and 2018 adjusted annual growth in diluted book value per ordinary share test and one third of the 2017 Performance Shares vested at target payout levels in connection with the Merger.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 18:02 UTC
Cohen David AlanPresident and CUO Insurance
Disposition to issuerPerformance Shares (2018 Grant) · Derivative 12,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001657961-19-000006 · wf-form4_155068575638580.xml · derivative · entry 4

Cohen David Alan · CIK 0001657961 · President and CUO Insurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 12,500 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F1 · price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F6 · price: At the effective time of the Merger, each 2018 Performance Share outstanding immediately prior to the Merger was, to the extent not vested, fully vested, and was canceled and converted into the right to receive a lump-sum amount in cash, equal to $42.75, without interest and less any applicable tax withholding, per 2018 Performance Share.

F5 · derivative.exercise_date: At the time of grant on February 9, 2018, the 2018 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2018 Performance Share award was tested annually over a three-year period. All vested 2018 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2020. One third of the 2018 Performance Shares were forfeited based on the Issuer's 2018 adjusted annual growth in diluted book value per ordinary share test and two thirds of the 2018 Performance Shares vested at target payout levels in connection with the Merger.

F5 · derivative.expiration_date: At the time of grant on February 9, 2018, the 2018 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2018 Performance Share award was tested annually over a three-year period. All vested 2018 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2020. One third of the 2018 Performance Shares were forfeited based on the Issuer's 2018 adjusted annual growth in diluted book value per ordinary share test and two thirds of the 2018 Performance Shares vested at target payout levels in connection with the Merger.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 18:02 UTC
Cohen David AlanPresident and CUO Insurance
GrantPerformance Shares (2018 Grant) · Derivative 12,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001657961-19-000006 · wf-form4_155068575638580.xml · derivative · entry 3

Cohen David Alan · CIK 0001657961 · President and CUO Insurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Ordinary Shares · 12,500 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F1 · price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F6 · price: At the effective time of the Merger, each 2018 Performance Share outstanding immediately prior to the Merger was, to the extent not vested, fully vested, and was canceled and converted into the right to receive a lump-sum amount in cash, equal to $42.75, without interest and less any applicable tax withholding, per 2018 Performance Share.

F5 · derivative.exercise_date: At the time of grant on February 9, 2018, the 2018 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2018 Performance Share award was tested annually over a three-year period. All vested 2018 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2020. One third of the 2018 Performance Shares were forfeited based on the Issuer's 2018 adjusted annual growth in diluted book value per ordinary share test and two thirds of the 2018 Performance Shares vested at target payout levels in connection with the Merger.

F5 · derivative.expiration_date: At the time of grant on February 9, 2018, the 2018 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2018 Performance Share award was tested annually over a three-year period. All vested 2018 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2020. One third of the 2018 Performance Shares were forfeited based on the Issuer's 2018 adjusted annual growth in diluted book value per ordinary share test and two thirds of the 2018 Performance Shares vested at target payout levels in connection with the Merger.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 18:02 UTC
Cohen David AlanPresident and CUO Insurance
Disposition to issuer2017 Performance Shares · Derivative 5,335 Not disclosed Not disclosed
Disclosure

SEC source: 0001657961-19-000006 · wf-form4_155068575638580.xml · derivative · entry 2

Cohen David Alan · CIK 0001657961 · President and CUO Insurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 5,335 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F4 · kind: This Form 4 is being filed as a result of the closing on February 15, 2019 of the merger (the "Merger") as described in the Agreement and Plan of Merger, dated as of August 27, 2018 (the "Merger Agreement") among Aspen Insurance Holdings Limited (the "Issuer"), Highlands Holdings, Ltd., and Highlands Merger Sub, Ltd.

F1 · price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F3 · price: At the effective time of the Merger, each 2017 Performance Share outstanding immediately prior to the Merger was, to the extent not vested, fully vested, and was canceled and converted into the right to receive a lump-sum amount in cash, equal to $42.75, without interest and less any applicable tax withholding, per 2017 Performance Share.

F2 · derivative.exercise_date: At the time of grant on February 10, 2017, the 2017 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2017 Performance Share award was tested annually over a three-year period. All vested 2017 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2019. Two thirds of the 2017 Performance Shares were forfeited based on the Issuer's 2017 and 2018 adjusted annual growth in diluted book value per ordinary share test and one third of the 2017 Performance Shares vested at target payout levels in connection with the Merger.

F2 · derivative.expiration_date: At the time of grant on February 10, 2017, the 2017 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2017 Performance Share award was tested annually over a three-year period. All vested 2017 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2019. Two thirds of the 2017 Performance Shares were forfeited based on the Issuer's 2017 and 2018 adjusted annual growth in diluted book value per ordinary share test and one third of the 2017 Performance Shares vested at target payout levels in connection with the Merger.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 18:02 UTC
Cohen David AlanPresident and CUO Insurance
Grant2017 Performance Shares · Derivative 5,335 Not disclosed Not disclosed
Disclosure

SEC source: 0001657961-19-000006 · wf-form4_155068575638580.xml · derivative · entry 1

Cohen David Alan · CIK 0001657961 · President and CUO Insurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,335

Underlying: Ordinary Shares · 5,335 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F1 · price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F3 · price: At the effective time of the Merger, each 2017 Performance Share outstanding immediately prior to the Merger was, to the extent not vested, fully vested, and was canceled and converted into the right to receive a lump-sum amount in cash, equal to $42.75, without interest and less any applicable tax withholding, per 2017 Performance Share.

F2 · derivative.exercise_date: At the time of grant on February 10, 2017, the 2017 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2017 Performance Share award was tested annually over a three-year period. All vested 2017 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2019. Two thirds of the 2017 Performance Shares were forfeited based on the Issuer's 2017 and 2018 adjusted annual growth in diluted book value per ordinary share test and one third of the 2017 Performance Shares vested at target payout levels in connection with the Merger.

F2 · derivative.expiration_date: At the time of grant on February 10, 2017, the 2017 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2017 Performance Share award was tested annually over a three-year period. All vested 2017 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2019. Two thirds of the 2017 Performance Shares were forfeited based on the Issuer's 2017 and 2018 adjusted annual growth in diluted book value per ordinary share test and one third of the 2017 Performance Shares vested at target payout levels in connection with the Merger.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 17:59 UTC
Kirk ScottGroup CFO
Disposition to issuerPerformance Shares (2018 Grant) · Derivative 20,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001603733-19-000006 · wf-form4_155068556786483.xml · derivative · entry 4

Kirk Scott · CIK 0001603733 · Group CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 20,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F1 · price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F6 · price: At the effective time of the Merger, each 2018 Performance Share outstanding immediately prior to the Merger was, to the extent not vested, fully vested, and was canceled and converted into the right to receive a lump-sum amount in cash, equal to $42.75, without interest and less any applicable tax withholding, per 2018 Performance Share.

F5 · derivative.exercise_date: At the time of grant on February 9, 2018, the 2018 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2018 Performance Share award was tested annually over a three-year period. All vested 2018 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2020. One third of the 2018 Performance Shares were forfeited based on the Issuer's 2018 adjusted annual growth in diluted book value per ordinary share test and two thirds of the 2018 Performance Shares vested at target payout levels in connection with the Merger.

F5 · derivative.expiration_date: At the time of grant on February 9, 2018, the 2018 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2018 Performance Share award was tested annually over a three-year period. All vested 2018 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2020. One third of the 2018 Performance Shares were forfeited based on the Issuer's 2018 adjusted annual growth in diluted book value per ordinary share test and two thirds of the 2018 Performance Shares vested at target payout levels in connection with the Merger.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 17:59 UTC
Kirk ScottGroup CFO
GrantPerformance Shares (2018 Grant) · Derivative 20,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001603733-19-000006 · wf-form4_155068556786483.xml · derivative · entry 3

Kirk Scott · CIK 0001603733 · Group CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Ordinary Shares · 20,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F1 · price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F6 · price: At the effective time of the Merger, each 2018 Performance Share outstanding immediately prior to the Merger was, to the extent not vested, fully vested, and was canceled and converted into the right to receive a lump-sum amount in cash, equal to $42.75, without interest and less any applicable tax withholding, per 2018 Performance Share.

F5 · derivative.exercise_date: At the time of grant on February 9, 2018, the 2018 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2018 Performance Share award was tested annually over a three-year period. All vested 2018 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2020. One third of the 2018 Performance Shares were forfeited based on the Issuer's 2018 adjusted annual growth in diluted book value per ordinary share test and two thirds of the 2018 Performance Shares vested at target payout levels in connection with the Merger.

F5 · derivative.expiration_date: At the time of grant on February 9, 2018, the 2018 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2018 Performance Share award was tested annually over a three-year period. All vested 2018 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2020. One third of the 2018 Performance Shares were forfeited based on the Issuer's 2018 adjusted annual growth in diluted book value per ordinary share test and two thirds of the 2018 Performance Shares vested at target payout levels in connection with the Merger.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 17:59 UTC
Kirk ScottGroup CFO
Disposition to issuer2017 Performance Shares · Derivative 5,558 Not disclosed Not disclosed
Disclosure

SEC source: 0001603733-19-000006 · wf-form4_155068556786483.xml · derivative · entry 2

Kirk Scott · CIK 0001603733 · Group CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 5,558 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F4 · kind: This Form 4 is being filed as a result of the closing on February 15, 2019 of the merger (the "Merger") as described in the Agreement and Plan of Merger, dated as of August 27, 2018 (the "Merger Agreement") among Aspen Insurance Holdings Limited (the "Issuer"), Highlands Holdings, Ltd., and Highlands Merger Sub, Ltd.

F1 · price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F3 · price: At the effective time of the Merger, each 2017 Performance Share outstanding immediately prior to the Merger was, to the extent not vested, fully vested, and was canceled and converted into the right to receive a lump-sum amount in cash, equal to $42.75, without interest and less any applicable tax withholding, per 2017 Performance Share.

F2 · derivative.exercise_date: At the time of grant on February 10, 2017, the 2017 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2017 Performance Share award was tested annually over a three-year period. All vested 2017 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2019. Two thirds of the 2017 Performance Shares were forfeited based on the Issuer's 2017 and 2018 adjusted annual growth in diluted book value per ordinary share test and one third of the 2017 Performance Shares vested at target payout levels in connection with the Merger.

F2 · derivative.expiration_date: At the time of grant on February 10, 2017, the 2017 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2017 Performance Share award was tested annually over a three-year period. All vested 2017 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2019. Two thirds of the 2017 Performance Shares were forfeited based on the Issuer's 2017 and 2018 adjusted annual growth in diluted book value per ordinary share test and one third of the 2017 Performance Shares vested at target payout levels in connection with the Merger.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 17:59 UTC
Kirk ScottGroup CFO
Grant2017 Performance Shares · Derivative 5,558 Not disclosed Not disclosed
Disclosure

SEC source: 0001603733-19-000006 · wf-form4_155068556786483.xml · derivative · entry 1

Kirk Scott · CIK 0001603733 · Group CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,558

Underlying: Ordinary Shares · 5,558 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F1 · price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F3 · price: At the effective time of the Merger, each 2017 Performance Share outstanding immediately prior to the Merger was, to the extent not vested, fully vested, and was canceled and converted into the right to receive a lump-sum amount in cash, equal to $42.75, without interest and less any applicable tax withholding, per 2017 Performance Share.

F2 · derivative.exercise_date: At the time of grant on February 10, 2017, the 2017 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2017 Performance Share award was tested annually over a three-year period. All vested 2017 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2019. Two thirds of the 2017 Performance Shares were forfeited based on the Issuer's 2017 and 2018 adjusted annual growth in diluted book value per ordinary share test and one third of the 2017 Performance Shares vested at target payout levels in connection with the Merger.

F2 · derivative.expiration_date: At the time of grant on February 10, 2017, the 2017 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2017 Performance Share award was tested annually over a three-year period. All vested 2017 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2019. Two thirds of the 2017 Performance Shares were forfeited based on the Issuer's 2017 and 2018 adjusted annual growth in diluted book value per ordinary share test and one third of the 2017 Performance Shares vested at target payout levels in connection with the Merger.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 17:55 UTC
O Kane ChristopherDirector · CEO
Disposition to issuerPerformance Shares (2018 Grant) · Derivative 41,484 Not disclosed Not disclosed
Disclosure

SEC source: 0001561313-19-000006 · wf-form4_155068530580321.xml · derivative · entry 4

O Kane Christopher · CIK 0001561313 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 41,484 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F1 · price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F6 · price: At the effective time of the Merger, each 2018 Performance Share outstanding immediately prior to the Merger was, to the extent not vested, fully vested, and was canceled and converted into the right to receive a lump-sum amount in cash, equal to $42.75, without interest and less any applicable tax withholding, per 2018 Performance Share.

F5 · derivative.exercise_date: At the time of grant on February 9, 2018, the 2018 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2018 Performance Share award was tested annually over a three-year period. All vested 2018 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2020. One third of the 2018 Performance Shares were forfeited based on the Issuer's 2018 adjusted annual growth in diluted book value per ordinary share test and two thirds of the 2018 Performance Shares vested at target payout levels in connection with the Merger.

F5 · derivative.expiration_date: At the time of grant on February 9, 2018, the 2018 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2018 Performance Share award was tested annually over a three-year period. All vested 2018 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2020. One third of the 2018 Performance Shares were forfeited based on the Issuer's 2018 adjusted annual growth in diluted book value per ordinary share test and two thirds of the 2018 Performance Shares vested at target payout levels in connection with the Merger.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 17:55 UTC
O Kane ChristopherDirector · CEO
GrantPerformance Shares (2018 Grant) · Derivative 41,484 Not disclosed Not disclosed
Disclosure

SEC source: 0001561313-19-000006 · wf-form4_155068530580321.xml · derivative · entry 3

O Kane Christopher · CIK 0001561313 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,484

Underlying: Ordinary Shares · 41,484 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F1 · price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F6 · price: At the effective time of the Merger, each 2018 Performance Share outstanding immediately prior to the Merger was, to the extent not vested, fully vested, and was canceled and converted into the right to receive a lump-sum amount in cash, equal to $42.75, without interest and less any applicable tax withholding, per 2018 Performance Share.

F5 · derivative.exercise_date: At the time of grant on February 9, 2018, the 2018 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2018 Performance Share award was tested annually over a three-year period. All vested 2018 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2020. One third of the 2018 Performance Shares were forfeited based on the Issuer's 2018 adjusted annual growth in diluted book value per ordinary share test and two thirds of the 2018 Performance Shares vested at target payout levels in connection with the Merger.

F5 · derivative.expiration_date: At the time of grant on February 9, 2018, the 2018 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2018 Performance Share award was tested annually over a three-year period. All vested 2018 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2020. One third of the 2018 Performance Shares were forfeited based on the Issuer's 2018 adjusted annual growth in diluted book value per ordinary share test and two thirds of the 2018 Performance Shares vested at target payout levels in connection with the Merger.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 17:55 UTC
O Kane ChristopherDirector · CEO
Disposition to issuer2017 Performance Shares · Derivative 17,784 Not disclosed Not disclosed
Disclosure

SEC source: 0001561313-19-000006 · wf-form4_155068530580321.xml · derivative · entry 2

O Kane Christopher · CIK 0001561313 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 17,784 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F4 · kind: This Form 4 is being filed as a result of the closing on February 15, 2019 of the merger (the "Merger") as described in the Agreement and Plan of Merger, dated as of August 27, 2018 (the "Merger Agreement") among Aspen Insurance Holdings Limited (the "Issuer"), Highlands Holdings, Ltd., and Highlands Merger Sub, Ltd.

F1 · price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F3 · price: At the effective time of the Merger, each 2017 Performance Share outstanding immediately prior to the Merger was, to the extent not vested, fully vested, and was canceled and converted into the right to receive a lump-sum amount in cash, equal to $42.75, without interest and less any applicable tax withholding, per 2017 Performance Share.

F2 · derivative.exercise_date: At the time of grant on February 10, 2017, the 2017 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2017 Performance Share award was tested annually over a three-year period. All vested 2017 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2019. Two thirds of the 2017 Performance Shares were forfeited based on the Issuer's 2017 and 2018 adjusted annual growth in diluted book value per ordinary share test and one third of the 2017 Performance Shares vested at target payout levels in connection with the Merger.

F2 · derivative.expiration_date: At the time of grant on February 10, 2017, the 2017 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2017 Performance Share award was tested annually over a three-year period. All vested 2017 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2019. Two thirds of the 2017 Performance Shares were forfeited based on the Issuer's 2017 and 2018 adjusted annual growth in diluted book value per ordinary share test and one third of the 2017 Performance Shares vested at target payout levels in connection with the Merger.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 17:55 UTC
O Kane ChristopherDirector · CEO
Grant2017 Performance Shares · Derivative 17,784 Not disclosed Not disclosed
Disclosure

SEC source: 0001561313-19-000006 · wf-form4_155068530580321.xml · derivative · entry 1

O Kane Christopher · CIK 0001561313 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,784

Underlying: Ordinary Shares · 17,784 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F1 · price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F3 · price: At the effective time of the Merger, each 2017 Performance Share outstanding immediately prior to the Merger was, to the extent not vested, fully vested, and was canceled and converted into the right to receive a lump-sum amount in cash, equal to $42.75, without interest and less any applicable tax withholding, per 2017 Performance Share.

F2 · derivative.exercise_date: At the time of grant on February 10, 2017, the 2017 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2017 Performance Share award was tested annually over a three-year period. All vested 2017 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2019. Two thirds of the 2017 Performance Shares were forfeited based on the Issuer's 2017 and 2018 adjusted annual growth in diluted book value per ordinary share test and one third of the 2017 Performance Shares vested at target payout levels in connection with the Merger.

F2 · derivative.expiration_date: At the time of grant on February 10, 2017, the 2017 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2017 Performance Share award was tested annually over a three-year period. All vested 2017 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2019. Two thirds of the 2017 Performance Shares were forfeited based on the Issuer's 2017 and 2018 adjusted annual growth in diluted book value per ordinary share test and one third of the 2017 Performance Shares vested at target payout levels in connection with the Merger.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 22:43 UTC
Kirk ScottGroup CFO
Exercise / conversion2016 Performance Shares · Derivative 2,373 Not disclosed Not disclosed
Disclosure

SEC source: 0001603733-19-000004 · wf-form4_155027058644812.xml · derivative · entry 4

Kirk Scott · CIK 0001603733 · Group CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 2,373 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F5 · price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F6 · derivative.exercise_date: Represents 2016 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One third of the 2016 Performance Share award was tested annually over a three-year period. All vested 2016 Performance Shares were issued following the filing of the annual report on Form 10-K for the year ended December 31, 2018.

F6 · derivative.expiration_date: Represents 2016 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One third of the 2016 Performance Share award was tested annually over a three-year period. All vested 2016 Performance Shares were issued following the filing of the annual report on Form 10-K for the year ended December 31, 2018.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 22:43 UTC
Kirk ScottGroup CFO
Tax withholdingOrdinary Shares 1,116 $42.51 $47,441.16
Disclosure

SEC source: 0001603733-19-000004 · wf-form4_155027058644812.xml · nonDerivative · entry 2

Kirk Scott · CIK 0001603733 · Group CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,025

F2 · kind: Ordinary shares sold in order to satisfy tax liability upon vesting of previously granted Performance Shares.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 22:43 UTC
Kirk ScottGroup CFO
GrantOrdinary Shares 2,373 Not disclosed Not disclosed
Disclosure

SEC source: 0001603733-19-000004 · wf-form4_155027058644812.xml · nonDerivative · entry 1

Kirk Scott · CIK 0001603733 · Group CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,141

F1 · price: Ordinary shares acquired upon mandatory conversion of Performance Shares in accordance with the performance conditions having been met.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 22:40 UTC
Brown HeatherGroup HR Director
Exercise / conversionPhantom Shares (2016 Grant) · Derivative 86 Not disclosed Not disclosed
Disclosure

SEC source: 0001718360-19-000004 · wf-form4_155027038880116.xml · derivative · entry 2

Brown Heather · CIK 0001718360 · Group HR Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 86 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Phantom Share represents the right to receive the economic equivalent of one of the Issuer's Ordinary Shares.

F3 · price: Each Phantom Share represents the right to receive the economic equivalent of one of the Issuer's Ordinary Shares.

F4 · derivative.exercise_date: Represents 2016 Phantom Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One-third of the 2016 Phantom Share award was tested annually over a three-year period. Subject to continued employment, all vested 2016 Phantom Shares were settled in cash upon the filing of the annual report on Form 10-K for the year ended December 31, 2018.

F4 · derivative.expiration_date: Represents 2016 Phantom Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One-third of the 2016 Phantom Share award was tested annually over a three-year period. Subject to continued employment, all vested 2016 Phantom Shares were settled in cash upon the filing of the annual report on Form 10-K for the year ended December 31, 2018.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 22:41 UTC
Cohen David AlanPresident and CUO Insurance
Exercise / conversion2016 Performance Shares · Derivative 1,780 Not disclosed Not disclosed
Disclosure

SEC source: 0001657961-19-000004 · wf-form4_155027048461500.xml · derivative · entry 4

Cohen David Alan · CIK 0001657961 · President and CUO Insurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 1,780 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F5 · price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F6 · derivative.exercise_date: Represents 2016 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One third of the 2016 Performance Share award was tested annually over a three-year period. All vested 2016 Performance Shares were issued following the filing of the annual report on Form 10-K for the year ended December 31, 2018.

F6 · derivative.expiration_date: Represents 2016 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One third of the 2016 Performance Share award was tested annually over a three-year period. All vested 2016 Performance Shares were issued following the filing of the annual report on Form 10-K for the year ended December 31, 2018.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 22:41 UTC
Cohen David AlanPresident and CUO Insurance
Tax withholdingOrdinary Shares 605 $42.51 $25,718.55
Disclosure

SEC source: 0001657961-19-000004 · wf-form4_155027048461500.xml · nonDerivative · entry 2

Cohen David Alan · CIK 0001657961 · President and CUO Insurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,694

F2 · kind: Ordinary shares withheld in order to satisfy tax liability upon vesting of previously granted Performance Shares.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 22:41 UTC
Cohen David AlanPresident and CUO Insurance
GrantOrdinary Shares 1,780 Not disclosed Not disclosed
Disclosure

SEC source: 0001657961-19-000004 · wf-form4_155027048461500.xml · nonDerivative · entry 1

Cohen David Alan · CIK 0001657961 · President and CUO Insurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,299

F1 · price: Ordinary shares acquired upon mandatory conversion of Performance Shares in accordance with the performance conditions having been met.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 22:37 UTC
Issavi EmilPresident and CUO, Aspen Re
Exercise / conversion2016 Performance Shares · Derivative 2,966 Not disclosed Not disclosed
Disclosure

SEC source: 0001562198-19-000004 · wf-form4_155027021367945.xml · derivative · entry 4

Issavi Emil · CIK 0001562198 · President and CUO, Aspen Re

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 2,966 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F6 · price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F7 · derivative.exercise_date: Represents 2016 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One third of the 2016 Performance Share award was tested annually over a three-year period. All vested 2016 Performance Shares were issued following the filing of the annual report on Form 10-K for the year ended December 31, 2018.

F7 · derivative.expiration_date: Represents 2016 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One third of the 2016 Performance Share award was tested annually over a three-year period. All vested 2016 Performance Shares were issued following the filing of the annual report on Form 10-K for the year ended December 31, 2018.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 22:37 UTC
Issavi EmilPresident and CUO, Aspen Re
Tax withholdingOrdinary Shares 695 $42.51 $29,544.45
Disclosure

SEC source: 0001562198-19-000004 · wf-form4_155027021367945.xml · nonDerivative · entry 2

Issavi Emil · CIK 0001562198 · President and CUO, Aspen Re

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,537

F3 · kind: Ordinary shares sold in order to satisfy tax liability upon vesting of previously granted Performance Shares.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 22:37 UTC
Issavi EmilPresident and CUO, Aspen Re
GrantOrdinary Shares 2,966 Not disclosed Not disclosed
Disclosure

SEC source: 0001562198-19-000004 · wf-form4_155027021367945.xml · nonDerivative · entry 1

Issavi Emil · CIK 0001562198 · President and CUO, Aspen Re

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,332

F1 · price: Ordinary shares acquired upon mandatory conversion of Performance Shares in accordance with the performance conditions having been met.

F2 · balance_after: The number of ordinary shares outstanding differs from the Reporting Person's previously filed Form 4 due to a transaction that was exempt from reporting on Form 4.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 22:35 UTC
Vacher KateCEO, ABL
Exercise / conversion2016 Performance Shares · Derivative 1,187 Not disclosed Not disclosed
Disclosure

SEC source: 0001561518-19-000004 · wf-form4_155027009029907.xml · derivative · entry 4

Vacher Kate · CIK 0001561518 · CEO, ABL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 1,187 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F5 · price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F6 · derivative.exercise_date: Represents 2016 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One third of the 2016 Performance Share award was tested annually over a three-year period. All vested 2016 Performance Shares were issued following the filing of the annual report on Form 10-K for the year ended December 31, 2018.

F6 · derivative.expiration_date: Represents 2016 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One third of the 2016 Performance Share award was tested annually over a three-year period. All vested 2016 Performance Shares were issued following the filing of the annual report on Form 10-K for the year ended December 31, 2018.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 22:35 UTC
Vacher KateCEO, ABL
Tax withholdingOrdinary Shares 274 $42.51 $11,647.74
Disclosure

SEC source: 0001561518-19-000004 · wf-form4_155027009029907.xml · nonDerivative · entry 2

Vacher Kate · CIK 0001561518 · CEO, ABL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,856

F2 · kind: Ordinary shares sold in order to satisfy tax liability upon vesting of previously granted Performance Shares.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 22:35 UTC
Vacher KateCEO, ABL
GrantOrdinary Shares 1,187 Not disclosed Not disclosed
Disclosure

SEC source: 0001561518-19-000004 · wf-form4_155027009029907.xml · nonDerivative · entry 1

Vacher Kate · CIK 0001561518 · CEO, ABL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,130

F1 · price: Ordinary shares acquired upon mandatory conversion of Performance Shares in accordance with the performance conditions having been met.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 22:33 UTC
Cain MichaelCEO, AIUK, AMAL & Group GC
Exercise / conversion2016 Performance Shares · Derivative 1,385 Not disclosed Not disclosed
Disclosure

SEC source: 0001561304-19-000004 · wf-form4_155026997077642.xml · derivative · entry 4

Cain Michael · CIK 0001561304 · CEO, AIUK, AMAL & Group GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 1,385 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F5 · price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F6 · derivative.exercise_date: Represents 2016 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One third of the 2016 Performance Share award was tested annually over a three-year period. All vested 2016 Performance Shares were issued following the filing of the annual report on Form 10-K for the year ended December 31, 2018.

F6 · derivative.expiration_date: Represents 2016 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One third of the 2016 Performance Share award was tested annually over a three-year period. All vested 2016 Performance Shares were issued following the filing of the annual report on Form 10-K for the year ended December 31, 2018.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 22:33 UTC
Cain MichaelCEO, AIUK, AMAL & Group GC
Tax withholdingOrdinary Shares 332 $42.51 $14,113.32
Disclosure

SEC source: 0001561304-19-000004 · wf-form4_155026997077642.xml · nonDerivative · entry 2

Cain Michael · CIK 0001561304 · CEO, AIUK, AMAL & Group GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,534

F2 · kind: Ordinary shares withheld in order to satisfy tax liability upon vesting of previously granted Performance Shares.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 22:33 UTC
Cain MichaelCEO, AIUK, AMAL & Group GC
GrantOrdinary Shares 1,385 Not disclosed Not disclosed
Disclosure

SEC source: 0001561304-19-000004 · wf-form4_155026997077642.xml · nonDerivative · entry 1

Cain Michael · CIK 0001561304 · CEO, AIUK, AMAL & Group GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,866

F1 · price: Ordinary shares acquired upon mandatory conversion of Performance Shares in accordance with the performance conditions having been met.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 22:31 UTC
Dawe GrahameChief Accounting Officer
Exercise / conversionPhantom Shares (2016 Grant) · Derivative 178 Not disclosed Not disclosed
Disclosure

SEC source: 0001705105-19-000004 · wf-form4_155026986376639.xml · derivative · entry 2

Dawe Grahame · CIK 0001705105 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 178 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Phantom Share represents the right to receive the economic equivalent of one of the Issuer's Ordinary Shares.

F3 · price: Each Phantom Share represents the right to receive the economic equivalent of one of the Issuer's Ordinary Shares.

F4 · derivative.exercise_date: Represents 2016 Phantom Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One third of the 2016 Phantom Share award was tested annually over a three-year period. Subject to continued employment, all vested 2016 Phantom Shares were settled in cash upon the filing of the annual report on Form 10-K for the year ended December 31, 2018.

F4 · derivative.expiration_date: Represents 2016 Phantom Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One third of the 2016 Phantom Share award was tested annually over a three-year period. Subject to continued employment, all vested 2016 Phantom Shares were settled in cash upon the filing of the annual report on Form 10-K for the year ended December 31, 2018.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 22:27 UTC
O Kane ChristopherDirector · CEO
Exercise / conversion2016 Performance Shares · Derivative 7,909 Not disclosed Not disclosed
Disclosure

SEC source: 0001561313-19-000004 · wf-form4_155026961903788.xml · derivative · entry 4

O Kane Christopher · CIK 0001561313 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 7,909 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F5 · price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F6 · derivative.exercise_date: Represents 2016 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One third of the 2016 Performance Share award was tested annually over a three-year period. All vested 2016 Performance Shares were issued following the filing of the annual report on Form 10-K for the year ended December 31, 2018.

F6 · derivative.expiration_date: Represents 2016 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One third of the 2016 Performance Share award was tested annually over a three-year period. All vested 2016 Performance Shares were issued following the filing of the annual report on Form 10-K for the year ended December 31, 2018.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 22:27 UTC
O Kane ChristopherDirector · CEO
Tax withholdingOrdinary Shares 2,662 $42.51 $113,161.62
Disclosure

SEC source: 0001561313-19-000004 · wf-form4_155026961903788.xml · nonDerivative · entry 2

O Kane Christopher · CIK 0001561313 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238,494

F2 · kind: Ordinary shares sold in order to satisfy tax liability upon vesting of previously granted Performance Shares.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 22:27 UTC
O Kane ChristopherDirector · CEO
GrantOrdinary Shares 7,909 Not disclosed Not disclosed
Disclosure

SEC source: 0001561313-19-000004 · wf-form4_155026961903788.xml · nonDerivative · entry 1

O Kane Christopher · CIK 0001561313 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,156

F1 · price: Ordinary shares acquired upon mandatory conversion of Performance Shares in accordance with the performance conditions having been met.

Read SEC document
February 10, 2019 Filed Feb 12, 2019 21:16 UTC
Brown HeatherGroup HR Director
Exercise / conversionRestricted Share Units (2017 Grant) · Derivative 385 Not disclosed Not disclosed
Disclosure

SEC source: 0001718360-19-000002 · wf-form4_155000615015947.xml · derivative · entry 9

Brown Heather · CIK 0001718360 · Group HR Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 385

Underlying: Ordinary Shares · 385 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F5 · price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F8 · derivative.exercise_date: Represents 2017 Restricted Share Units granted on February 10, 2017 under our 2013 Share Incentive Plan, as amended. One-third of the 2017 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2017 Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

F8 · derivative.expiration_date: Represents 2017 Restricted Share Units granted on February 10, 2017 under our 2013 Share Incentive Plan, as amended. One-third of the 2017 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2017 Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

Read SEC document
February 10, 2019 Filed Feb 12, 2019 21:16 UTC
Brown HeatherGroup HR Director
Tax withholdingOrdinary Shares 181 $42.56 $7,703.36
Disclosure

SEC source: 0001718360-19-000002 · wf-form4_155000615015947.xml · nonDerivative · entry 6

Brown Heather · CIK 0001718360 · Group HR Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,402

F4 · kind: Ordinary shares withheld in order to satisfy tax liability in connection with previously granted 2017 Restricted Share Units.

Read SEC document
February 10, 2019 Filed Feb 12, 2019 21:16 UTC
Brown HeatherGroup HR Director
GrantOrdinary Shares 385 Not disclosed Not disclosed
Disclosure

SEC source: 0001718360-19-000002 · wf-form4_155000615015947.xml · nonDerivative · entry 5

Brown Heather · CIK 0001718360 · Group HR Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,583

F1 · price: Ordinary shares acquired upon mandatory conversion of previously granted Restricted Share Units.

Read SEC document
February 10, 2019 Filed Feb 12, 2019 20:53 UTC
Issavi EmilPresident and CUO, Aspen Re
Exercise / conversionRestricted Share Units (2017 Grant) · Derivative 2,556 Not disclosed Not disclosed
Disclosure

SEC source: 0001562198-19-000002 · wf-form4_155000476855974.xml · derivative · entry 9

Issavi Emil · CIK 0001562198 · President and CUO, Aspen Re

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,556

Underlying: Ordinary Shares · 2,556 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F6 · price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F9 · derivative.exercise_date: Represents 2017 Restricted Share Units granted on February 10, 2017 under our 2013 Share Incentive Plan, as amended. One-third of the 2017 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2017 Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

F9 · derivative.expiration_date: Represents 2017 Restricted Share Units granted on February 10, 2017 under our 2013 Share Incentive Plan, as amended. One-third of the 2017 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2017 Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

Read SEC document
February 10, 2019 Filed Feb 12, 2019 20:53 UTC
Issavi EmilPresident and CUO, Aspen Re
Tax withholdingOrdinary Shares 1,049 $42.56 $44,645.44
Disclosure

SEC source: 0001562198-19-000002 · wf-form4_155000476855974.xml · nonDerivative · entry 6

Issavi Emil · CIK 0001562198 · President and CUO, Aspen Re

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,848

F5 · kind: Ordinary shares withheld in order to satisfy tax liability in connection with previously granted 2017 Restricted Share Units.

Read SEC document
February 10, 2019 Filed Feb 12, 2019 20:53 UTC
Issavi EmilPresident and CUO, Aspen Re
GrantOrdinary Shares 2,556 Not disclosed Not disclosed
Disclosure

SEC source: 0001562198-19-000002 · wf-form4_155000476855974.xml · nonDerivative · entry 5

Issavi Emil · CIK 0001562198 · President and CUO, Aspen Re

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,897

F1 · price: Ordinary shares acquired upon mandatory conversion of previously granted Restricted Share Units.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.