Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
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| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 15, 2019 Filed Feb 20, 2019 18:16 UTC |
Schick David GerardGroup Chief Operating Officer
|
Disposition to issuerPerformance Shares (2018 Grant) · Derivative | 9,030 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001726121-19-000006 · wf-form4_155068657025776.xml · derivative · entry 2 Schick David Gerard · CIK 0001726121 · Group Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 9,030 shares Expires not disclosed F1 · derivative.exercise_price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares. F4 · kind: This Form 4 is being filed as a result of the closing on February 15, 2019 of the merger (the "Merger") as described in the Agreement and Plan of Merger, dated as of August 27, 2018 (the "Merger Agreement") among Aspen Insurance Holdings Limited (the "Issuer"), Highlands Holdings, Ltd., and Highlands Merger Sub, Ltd. F1 · price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares. F3 · price: At the effective time of the Merger, each 2018 Performance Share outstanding immediately prior to the Merger was, to the extent not vested, fully vested, and was canceled and converted into the right to receive a lump-sum amount in cash, equal to $42.75, without interest and less any applicable tax withholding, per 2018 Performance Share. F2 · derivative.exercise_date: At the time of grant on February 9, 2018, the 2018 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2018 Performance Share award was tested annually over a three-year period. All vested 2018 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2020. One third of the 2018 Performance Shares were forfeited based on the Issuer's 2018 adjusted annual growth in diluted book value per ordinary share test and two thirds of the 2018 Performance Shares vested at target payout levels in connection with the Merger. F2 · derivative.expiration_date: At the time of grant on February 9, 2018, the 2018 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2018 Performance Share award was tested annually over a three-year period. All vested 2018 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2020. One third of the 2018 Performance Shares were forfeited based on the Issuer's 2018 adjusted annual growth in diluted book value per ordinary share test and two thirds of the 2018 Performance Shares vested at target payout levels in connection with the Merger. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 18:16 UTC |
Schick David GerardGroup Chief Operating Officer
|
GrantPerformance Shares (2018 Grant) · Derivative | 9,030 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001726121-19-000006 · wf-form4_155068657025776.xml · derivative · entry 1 Schick David Gerard · CIK 0001726121 · Group Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,030 Underlying: Ordinary Shares · 9,030 shares Expires not disclosed F1 · derivative.exercise_price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares. F1 · price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares. F3 · price: At the effective time of the Merger, each 2018 Performance Share outstanding immediately prior to the Merger was, to the extent not vested, fully vested, and was canceled and converted into the right to receive a lump-sum amount in cash, equal to $42.75, without interest and less any applicable tax withholding, per 2018 Performance Share. F2 · derivative.exercise_date: At the time of grant on February 9, 2018, the 2018 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2018 Performance Share award was tested annually over a three-year period. All vested 2018 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2020. One third of the 2018 Performance Shares were forfeited based on the Issuer's 2018 adjusted annual growth in diluted book value per ordinary share test and two thirds of the 2018 Performance Shares vested at target payout levels in connection with the Merger. F2 · derivative.expiration_date: At the time of grant on February 9, 2018, the 2018 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2018 Performance Share award was tested annually over a three-year period. All vested 2018 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2020. One third of the 2018 Performance Shares were forfeited based on the Issuer's 2018 adjusted annual growth in diluted book value per ordinary share test and two thirds of the 2018 Performance Shares vested at target payout levels in connection with the Merger. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 18:13 UTC |
Issavi EmilPresident and CUO, Aspen Re
|
Disposition to issuerPerformance Shares (2018 Grant) · Derivative | 16,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562198-19-000006 · wf-form4_155068641913672.xml · derivative · entry 4 Issavi Emil · CIK 0001562198 · President and CUO, Aspen Re 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 16,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares. F1 · price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares. F6 · price: At the effective time of the Merger, each 2018 Performance Share outstanding immediately prior to the Merger was, to the extent not vested, fully vested, and was canceled and converted into the right to receive a lump-sum amount in cash, equal to $42.75, without interest and less any applicable tax withholding, per 2018 Performance Share. F5 · derivative.exercise_date: At the time of grant on February 9, 2018, the 2018 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2018 Performance Share award was tested annually over a three-year period. All vested 2018 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2020. One third of the 2018 Performance Shares were forfeited based on the Issuer's 2018 adjusted annual growth in diluted book value per ordinary share test and two thirds of the 2018 Performance Shares vested at target payout levels in connection with the Merger. F5 · derivative.expiration_date: At the time of grant on February 9, 2018, the 2018 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2018 Performance Share award was tested annually over a three-year period. All vested 2018 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2020. One third of the 2018 Performance Shares were forfeited based on the Issuer's 2018 adjusted annual growth in diluted book value per ordinary share test and two thirds of the 2018 Performance Shares vested at target payout levels in connection with the Merger. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 18:13 UTC |
Issavi EmilPresident and CUO, Aspen Re
|
GrantPerformance Shares (2018 Grant) · Derivative | 16,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562198-19-000006 · wf-form4_155068641913672.xml · derivative · entry 3 Issavi Emil · CIK 0001562198 · President and CUO, Aspen Re 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,000 Underlying: Ordinary Shares · 16,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares. F1 · price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares. F6 · price: At the effective time of the Merger, each 2018 Performance Share outstanding immediately prior to the Merger was, to the extent not vested, fully vested, and was canceled and converted into the right to receive a lump-sum amount in cash, equal to $42.75, without interest and less any applicable tax withholding, per 2018 Performance Share. F5 · derivative.exercise_date: At the time of grant on February 9, 2018, the 2018 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2018 Performance Share award was tested annually over a three-year period. All vested 2018 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2020. One third of the 2018 Performance Shares were forfeited based on the Issuer's 2018 adjusted annual growth in diluted book value per ordinary share test and two thirds of the 2018 Performance Shares vested at target payout levels in connection with the Merger. F5 · derivative.expiration_date: At the time of grant on February 9, 2018, the 2018 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2018 Performance Share award was tested annually over a three-year period. All vested 2018 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2020. One third of the 2018 Performance Shares were forfeited based on the Issuer's 2018 adjusted annual growth in diluted book value per ordinary share test and two thirds of the 2018 Performance Shares vested at target payout levels in connection with the Merger. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 18:13 UTC |
Issavi EmilPresident and CUO, Aspen Re
|
Disposition to issuer2017 Performance Shares · Derivative | 6,669 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562198-19-000006 · wf-form4_155068641913672.xml · derivative · entry 2 Issavi Emil · CIK 0001562198 · President and CUO, Aspen Re 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 6,669 shares Expires not disclosed F1 · derivative.exercise_price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares. F4 · kind: This Form 4 is being filed as a result of the closing on February 15, 2019 of the merger (the "Merger") as described in the Agreement and Plan of Merger, dated as of August 27, 2018 (the "Merger Agreement") among Aspen Insurance Holdings Limited (the "Issuer"), Highlands Holdings, Ltd., and Highlands Merger Sub, Ltd. F1 · price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares. F3 · price: At the effective time of the Merger, each 2017 Performance Share outstanding immediately prior to the Merger was, to the extent not vested, fully vested, and was canceled and converted into the right to receive a lump-sum amount in cash, equal to $42.75, without interest and less any applicable tax withholding, per 2017 Performance Share. F2 · derivative.exercise_date: At the time of grant on February 10, 2017, the 2017 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2017 Performance Share award was tested annually over a three-year period. All vested 2017 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2019. Two thirds of the 2017 Performance Shares were forfeited based on the Issuer's 2017 and 2018 adjusted annual growth in diluted book value per ordinary share test and one third of the 2017 Performance Shares vested at target payout levels in connection with the Merger. F2 · derivative.expiration_date: At the time of grant on February 10, 2017, the 2017 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2017 Performance Share award was tested annually over a three-year period. All vested 2017 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2019. Two thirds of the 2017 Performance Shares were forfeited based on the Issuer's 2017 and 2018 adjusted annual growth in diluted book value per ordinary share test and one third of the 2017 Performance Shares vested at target payout levels in connection with the Merger. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 18:13 UTC |
Issavi EmilPresident and CUO, Aspen Re
|
Grant2017 Performance Shares · Derivative | 6,669 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562198-19-000006 · wf-form4_155068641913672.xml · derivative · entry 1 Issavi Emil · CIK 0001562198 · President and CUO, Aspen Re 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,669 Underlying: Ordinary Shares · 6,669 shares Expires not disclosed F1 · derivative.exercise_price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares. F1 · price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares. F3 · price: At the effective time of the Merger, each 2017 Performance Share outstanding immediately prior to the Merger was, to the extent not vested, fully vested, and was canceled and converted into the right to receive a lump-sum amount in cash, equal to $42.75, without interest and less any applicable tax withholding, per 2017 Performance Share. F2 · derivative.exercise_date: At the time of grant on February 10, 2017, the 2017 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2017 Performance Share award was tested annually over a three-year period. All vested 2017 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2019. Two thirds of the 2017 Performance Shares were forfeited based on the Issuer's 2017 and 2018 adjusted annual growth in diluted book value per ordinary share test and one third of the 2017 Performance Shares vested at target payout levels in connection with the Merger. F2 · derivative.expiration_date: At the time of grant on February 10, 2017, the 2017 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2017 Performance Share award was tested annually over a three-year period. All vested 2017 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2019. Two thirds of the 2017 Performance Shares were forfeited based on the Issuer's 2017 and 2018 adjusted annual growth in diluted book value per ordinary share test and one third of the 2017 Performance Shares vested at target payout levels in connection with the Merger. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 18:10 UTC |
Dawe GrahameChief Accounting Officer
|
Disposition to issuerPhantom Shares (2018 Grant) · Derivative | 1,234 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001705105-19-000006 · wf-form4_155068623487041.xml · derivative · entry 2 Dawe Grahame · CIK 0001705105 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 1,234 shares Expires not disclosed F1 · derivative.exercise_price: Each Phantom Share represents the right to receive the economic equivalent of one of the Issuer's Ordinary Shares. F1 · price: Each Phantom Share represents the right to receive the economic equivalent of one of the Issuer's Ordinary Shares. F6 · price: At the effective time of the Merger, each 2018 Phantom Share outstanding immediately prior to the Merger was, to the extent not vested, fully vested, and was canceled and converted into the right to receive a lump-sum amount in cash, equal to $42.75, without interest and less any applicable tax withholding, per 2018 Phantom Share. F5 · derivative.exercise_date: At the time of grant on February 9, 2018, the 2018 Phantom Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2018 Phantom Share award was tested annually over a three-year period. All vested 2018 Phantom Shares would have been settled in cash upon the filing of the annual report on Form 10-K for the year ended December 31, 2020. One third of the 2018 Phantom Shares were forfeited based on the Issuer's 2018 adjusted annual growth in diluted book value per ordinary share test and two thirds of the 2018 Phantom Shares vested at target payout levels in connection with the Merger. F5 · derivative.expiration_date: At the time of grant on February 9, 2018, the 2018 Phantom Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2018 Phantom Share award was tested annually over a three-year period. All vested 2018 Phantom Shares would have been settled in cash upon the filing of the annual report on Form 10-K for the year ended December 31, 2020. One third of the 2018 Phantom Shares were forfeited based on the Issuer's 2018 adjusted annual growth in diluted book value per ordinary share test and two thirds of the 2018 Phantom Shares vested at target payout levels in connection with the Merger. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 18:10 UTC |
Dawe GrahameChief Accounting Officer
|
Disposition to issuerPhantom Shares (2017 Grant) · Derivative | 519 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001705105-19-000006 · wf-form4_155068623487041.xml · derivative · entry 1 Dawe Grahame · CIK 0001705105 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 519 shares Expires not disclosed F1 · derivative.exercise_price: Each Phantom Share represents the right to receive the economic equivalent of one of the Issuer's Ordinary Shares. F2 · kind: This Form 4 is being filed as a result of the closing on February 15, 2019 of the merger (the "Merger") as described in the Agreement and Plan of Merger, dated as of August 27, 2018 (the "Merger Agreement") among Aspen Insurance Holdings Limited (the "Issuer"), Highlands Holdings, Ltd., and Highlands Merger Sub, Ltd. F1 · price: Each Phantom Share represents the right to receive the economic equivalent of one of the Issuer's Ordinary Shares. F4 · price: At the effective time of the Merger, each 2017 Phantom Share outstanding immediately prior to the Merger was, to the extent not vested, fully vested, and was canceled and converted into the right to receive a lump-sum amount in cash, equal to $42.75, without interest and less any applicable tax withholding, per 2017 Phantom Share. F3 · derivative.exercise_date: At the time of grant on February 10, 2017, the 2017 Phantom Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2017 Phantom Share award was tested annually over a three-year period. All vested 2017 Phantom Shares would have been settled in cash upon the filing of the annual report on Form 10-K for the year ended December 31, 2019. Two thirds of the 2017 Phantom Shares were forfeited based on the Issuer's 2017 and 2018 adjusted annual growth in diluted book value per ordinary share test and one third of the 2017 Phantom Shares vested at target payout levels in connection with the Merger. F3 · derivative.expiration_date: At the time of grant on February 10, 2017, the 2017 Phantom Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2017 Phantom Share award was tested annually over a three-year period. All vested 2017 Phantom Shares would have been settled in cash upon the filing of the annual report on Form 10-K for the year ended December 31, 2019. Two thirds of the 2017 Phantom Shares were forfeited based on the Issuer's 2017 and 2018 adjusted annual growth in diluted book value per ordinary share test and one third of the 2017 Phantom Shares vested at target payout levels in connection with the Merger. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 18:07 UTC |
Vacher KateCEO, ABL
|
Disposition to issuerPerformance Shares (2018 Grant) · Derivative | 7,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001561518-19-000006 · wf-form4_155068603381081.xml · derivative · entry 4 Vacher Kate · CIK 0001561518 · CEO, ABL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 7,250 shares Expires not disclosed F1 · derivative.exercise_price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares. F1 · price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares. F6 · price: At the effective time of the Merger, each 2018 Performance Share outstanding immediately prior to the Merger was, to the extent not vested, fully vested, and was canceled and converted into the right to receive a lump-sum amount in cash, equal to $42.75, without interest and less any applicable tax withholding, per 2018 Performance Share. F5 · derivative.exercise_date: At the time of grant on February 9, 2018, the 2018 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2018 Performance Share award was tested annually over a three-year period. All vested 2018 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2020. One third of the 2018 Performance Shares were forfeited based on the Issuer's 2018 adjusted annual growth in diluted book value per ordinary share test and two thirds of the 2018 Performance Shares vested at target payout levels in connection with the Merger. F5 · derivative.expiration_date: At the time of grant on February 9, 2018, the 2018 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2018 Performance Share award was tested annually over a three-year period. All vested 2018 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2020. One third of the 2018 Performance Shares were forfeited based on the Issuer's 2018 adjusted annual growth in diluted book value per ordinary share test and two thirds of the 2018 Performance Shares vested at target payout levels in connection with the Merger. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 18:07 UTC |
Vacher KateCEO, ABL
|
GrantPerformance Shares (2018 Grant) · Derivative | 7,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001561518-19-000006 · wf-form4_155068603381081.xml · derivative · entry 3 Vacher Kate · CIK 0001561518 · CEO, ABL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,250 Underlying: Ordinary Shares · 7,250 shares Expires not disclosed F1 · derivative.exercise_price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares. F1 · price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares. F6 · price: At the effective time of the Merger, each 2018 Performance Share outstanding immediately prior to the Merger was, to the extent not vested, fully vested, and was canceled and converted into the right to receive a lump-sum amount in cash, equal to $42.75, without interest and less any applicable tax withholding, per 2018 Performance Share. F5 · derivative.exercise_date: At the time of grant on February 9, 2018, the 2018 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2018 Performance Share award was tested annually over a three-year period. All vested 2018 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2020. One third of the 2018 Performance Shares were forfeited based on the Issuer's 2018 adjusted annual growth in diluted book value per ordinary share test and two thirds of the 2018 Performance Shares vested at target payout levels in connection with the Merger. F5 · derivative.expiration_date: At the time of grant on February 9, 2018, the 2018 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2018 Performance Share award was tested annually over a three-year period. All vested 2018 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2020. One third of the 2018 Performance Shares were forfeited based on the Issuer's 2018 adjusted annual growth in diluted book value per ordinary share test and two thirds of the 2018 Performance Shares vested at target payout levels in connection with the Merger. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 18:07 UTC |
Vacher KateCEO, ABL
|
Disposition to issuer2017 Performance Shares · Derivative | 3,335 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001561518-19-000006 · wf-form4_155068603381081.xml · derivative · entry 2 Vacher Kate · CIK 0001561518 · CEO, ABL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 3,335 shares Expires not disclosed F1 · derivative.exercise_price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares. F4 · kind: This Form 4 is being filed as a result of the closing on February 15, 2019 of the merger (the "Merger") as described in the Agreement and Plan of Merger, dated as of August 27, 2018 (the "Merger Agreement") among Aspen Insurance Holdings Limited (the "Issuer"), Highlands Holdings, Ltd., and Highlands Merger Sub, Ltd. F1 · price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares. F3 · price: At the effective time of the Merger, each 2017 Performance Share outstanding immediately prior to the Merger was, to the extent not vested, fully vested, and was canceled and converted into the right to receive a lump-sum amount in cash, equal to $42.75, without interest and less any applicable tax withholding, per 2017 Performance Share. F2 · derivative.exercise_date: At the time of grant on February 10, 2017, the 2017 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2017 Performance Share award was tested annually over a three-year period. All vested 2017 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2019. Two thirds of the 2017 Performance Shares were forfeited based on the Issuer's 2017 and 2018 adjusted annual growth in diluted book value per ordinary share test and one third of the 2017 Performance Shares vested at target payout levels in connection with the Merger. F2 · derivative.expiration_date: At the time of grant on February 10, 2017, the 2017 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2017 Performance Share award was tested annually over a three-year period. All vested 2017 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2019. Two thirds of the 2017 Performance Shares were forfeited based on the Issuer's 2017 and 2018 adjusted annual growth in diluted book value per ordinary share test and one third of the 2017 Performance Shares vested at target payout levels in connection with the Merger. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 18:07 UTC |
Vacher KateCEO, ABL
|
Grant2017 Performance Shares · Derivative | 3,335 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001561518-19-000006 · wf-form4_155068603381081.xml · derivative · entry 1 Vacher Kate · CIK 0001561518 · CEO, ABL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,335 Underlying: Ordinary Shares · 3,335 shares Expires not disclosed F1 · derivative.exercise_price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares. F1 · price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares. F3 · price: At the effective time of the Merger, each 2017 Performance Share outstanding immediately prior to the Merger was, to the extent not vested, fully vested, and was canceled and converted into the right to receive a lump-sum amount in cash, equal to $42.75, without interest and less any applicable tax withholding, per 2017 Performance Share. F2 · derivative.exercise_date: At the time of grant on February 10, 2017, the 2017 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2017 Performance Share award was tested annually over a three-year period. All vested 2017 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2019. Two thirds of the 2017 Performance Shares were forfeited based on the Issuer's 2017 and 2018 adjusted annual growth in diluted book value per ordinary share test and one third of the 2017 Performance Shares vested at target payout levels in connection with the Merger. F2 · derivative.expiration_date: At the time of grant on February 10, 2017, the 2017 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2017 Performance Share award was tested annually over a three-year period. All vested 2017 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2019. Two thirds of the 2017 Performance Shares were forfeited based on the Issuer's 2017 and 2018 adjusted annual growth in diluted book value per ordinary share test and one third of the 2017 Performance Shares vested at target payout levels in connection with the Merger. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 18:02 UTC |
Cohen David AlanPresident and CUO Insurance
|
Disposition to issuerPerformance Shares (2018 Grant) · Derivative | 12,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001657961-19-000006 · wf-form4_155068575638580.xml · derivative · entry 4 Cohen David Alan · CIK 0001657961 · President and CUO Insurance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 12,500 shares Expires not disclosed F1 · derivative.exercise_price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares. F1 · price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares. F6 · price: At the effective time of the Merger, each 2018 Performance Share outstanding immediately prior to the Merger was, to the extent not vested, fully vested, and was canceled and converted into the right to receive a lump-sum amount in cash, equal to $42.75, without interest and less any applicable tax withholding, per 2018 Performance Share. F5 · derivative.exercise_date: At the time of grant on February 9, 2018, the 2018 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2018 Performance Share award was tested annually over a three-year period. All vested 2018 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2020. One third of the 2018 Performance Shares were forfeited based on the Issuer's 2018 adjusted annual growth in diluted book value per ordinary share test and two thirds of the 2018 Performance Shares vested at target payout levels in connection with the Merger. F5 · derivative.expiration_date: At the time of grant on February 9, 2018, the 2018 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2018 Performance Share award was tested annually over a three-year period. All vested 2018 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2020. One third of the 2018 Performance Shares were forfeited based on the Issuer's 2018 adjusted annual growth in diluted book value per ordinary share test and two thirds of the 2018 Performance Shares vested at target payout levels in connection with the Merger. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 18:02 UTC |
Cohen David AlanPresident and CUO Insurance
|
GrantPerformance Shares (2018 Grant) · Derivative | 12,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001657961-19-000006 · wf-form4_155068575638580.xml · derivative · entry 3 Cohen David Alan · CIK 0001657961 · President and CUO Insurance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 Underlying: Ordinary Shares · 12,500 shares Expires not disclosed F1 · derivative.exercise_price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares. F1 · price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares. F6 · price: At the effective time of the Merger, each 2018 Performance Share outstanding immediately prior to the Merger was, to the extent not vested, fully vested, and was canceled and converted into the right to receive a lump-sum amount in cash, equal to $42.75, without interest and less any applicable tax withholding, per 2018 Performance Share. F5 · derivative.exercise_date: At the time of grant on February 9, 2018, the 2018 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2018 Performance Share award was tested annually over a three-year period. All vested 2018 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2020. One third of the 2018 Performance Shares were forfeited based on the Issuer's 2018 adjusted annual growth in diluted book value per ordinary share test and two thirds of the 2018 Performance Shares vested at target payout levels in connection with the Merger. F5 · derivative.expiration_date: At the time of grant on February 9, 2018, the 2018 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2018 Performance Share award was tested annually over a three-year period. All vested 2018 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2020. One third of the 2018 Performance Shares were forfeited based on the Issuer's 2018 adjusted annual growth in diluted book value per ordinary share test and two thirds of the 2018 Performance Shares vested at target payout levels in connection with the Merger. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 18:02 UTC |
Cohen David AlanPresident and CUO Insurance
|
Disposition to issuer2017 Performance Shares · Derivative | 5,335 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001657961-19-000006 · wf-form4_155068575638580.xml · derivative · entry 2 Cohen David Alan · CIK 0001657961 · President and CUO Insurance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 5,335 shares Expires not disclosed F1 · derivative.exercise_price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares. F4 · kind: This Form 4 is being filed as a result of the closing on February 15, 2019 of the merger (the "Merger") as described in the Agreement and Plan of Merger, dated as of August 27, 2018 (the "Merger Agreement") among Aspen Insurance Holdings Limited (the "Issuer"), Highlands Holdings, Ltd., and Highlands Merger Sub, Ltd. F1 · price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares. F3 · price: At the effective time of the Merger, each 2017 Performance Share outstanding immediately prior to the Merger was, to the extent not vested, fully vested, and was canceled and converted into the right to receive a lump-sum amount in cash, equal to $42.75, without interest and less any applicable tax withholding, per 2017 Performance Share. F2 · derivative.exercise_date: At the time of grant on February 10, 2017, the 2017 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2017 Performance Share award was tested annually over a three-year period. All vested 2017 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2019. Two thirds of the 2017 Performance Shares were forfeited based on the Issuer's 2017 and 2018 adjusted annual growth in diluted book value per ordinary share test and one third of the 2017 Performance Shares vested at target payout levels in connection with the Merger. F2 · derivative.expiration_date: At the time of grant on February 10, 2017, the 2017 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2017 Performance Share award was tested annually over a three-year period. All vested 2017 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2019. Two thirds of the 2017 Performance Shares were forfeited based on the Issuer's 2017 and 2018 adjusted annual growth in diluted book value per ordinary share test and one third of the 2017 Performance Shares vested at target payout levels in connection with the Merger. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 18:02 UTC |
Cohen David AlanPresident and CUO Insurance
|
Grant2017 Performance Shares · Derivative | 5,335 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001657961-19-000006 · wf-form4_155068575638580.xml · derivative · entry 1 Cohen David Alan · CIK 0001657961 · President and CUO Insurance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,335 Underlying: Ordinary Shares · 5,335 shares Expires not disclosed F1 · derivative.exercise_price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares. F1 · price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares. F3 · price: At the effective time of the Merger, each 2017 Performance Share outstanding immediately prior to the Merger was, to the extent not vested, fully vested, and was canceled and converted into the right to receive a lump-sum amount in cash, equal to $42.75, without interest and less any applicable tax withholding, per 2017 Performance Share. F2 · derivative.exercise_date: At the time of grant on February 10, 2017, the 2017 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2017 Performance Share award was tested annually over a three-year period. All vested 2017 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2019. Two thirds of the 2017 Performance Shares were forfeited based on the Issuer's 2017 and 2018 adjusted annual growth in diluted book value per ordinary share test and one third of the 2017 Performance Shares vested at target payout levels in connection with the Merger. F2 · derivative.expiration_date: At the time of grant on February 10, 2017, the 2017 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2017 Performance Share award was tested annually over a three-year period. All vested 2017 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2019. Two thirds of the 2017 Performance Shares were forfeited based on the Issuer's 2017 and 2018 adjusted annual growth in diluted book value per ordinary share test and one third of the 2017 Performance Shares vested at target payout levels in connection with the Merger. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 17:59 UTC |
Kirk ScottGroup CFO
|
Disposition to issuerPerformance Shares (2018 Grant) · Derivative | 20,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001603733-19-000006 · wf-form4_155068556786483.xml · derivative · entry 4 Kirk Scott · CIK 0001603733 · Group CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 20,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares. F1 · price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares. F6 · price: At the effective time of the Merger, each 2018 Performance Share outstanding immediately prior to the Merger was, to the extent not vested, fully vested, and was canceled and converted into the right to receive a lump-sum amount in cash, equal to $42.75, without interest and less any applicable tax withholding, per 2018 Performance Share. F5 · derivative.exercise_date: At the time of grant on February 9, 2018, the 2018 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2018 Performance Share award was tested annually over a three-year period. All vested 2018 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2020. One third of the 2018 Performance Shares were forfeited based on the Issuer's 2018 adjusted annual growth in diluted book value per ordinary share test and two thirds of the 2018 Performance Shares vested at target payout levels in connection with the Merger. F5 · derivative.expiration_date: At the time of grant on February 9, 2018, the 2018 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2018 Performance Share award was tested annually over a three-year period. All vested 2018 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2020. One third of the 2018 Performance Shares were forfeited based on the Issuer's 2018 adjusted annual growth in diluted book value per ordinary share test and two thirds of the 2018 Performance Shares vested at target payout levels in connection with the Merger. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 17:59 UTC |
Kirk ScottGroup CFO
|
GrantPerformance Shares (2018 Grant) · Derivative | 20,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001603733-19-000006 · wf-form4_155068556786483.xml · derivative · entry 3 Kirk Scott · CIK 0001603733 · Group CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Ordinary Shares · 20,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares. F1 · price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares. F6 · price: At the effective time of the Merger, each 2018 Performance Share outstanding immediately prior to the Merger was, to the extent not vested, fully vested, and was canceled and converted into the right to receive a lump-sum amount in cash, equal to $42.75, without interest and less any applicable tax withholding, per 2018 Performance Share. F5 · derivative.exercise_date: At the time of grant on February 9, 2018, the 2018 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2018 Performance Share award was tested annually over a three-year period. All vested 2018 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2020. One third of the 2018 Performance Shares were forfeited based on the Issuer's 2018 adjusted annual growth in diluted book value per ordinary share test and two thirds of the 2018 Performance Shares vested at target payout levels in connection with the Merger. F5 · derivative.expiration_date: At the time of grant on February 9, 2018, the 2018 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2018 Performance Share award was tested annually over a three-year period. All vested 2018 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2020. One third of the 2018 Performance Shares were forfeited based on the Issuer's 2018 adjusted annual growth in diluted book value per ordinary share test and two thirds of the 2018 Performance Shares vested at target payout levels in connection with the Merger. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 17:59 UTC |
Kirk ScottGroup CFO
|
Disposition to issuer2017 Performance Shares · Derivative | 5,558 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001603733-19-000006 · wf-form4_155068556786483.xml · derivative · entry 2 Kirk Scott · CIK 0001603733 · Group CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 5,558 shares Expires not disclosed F1 · derivative.exercise_price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares. F4 · kind: This Form 4 is being filed as a result of the closing on February 15, 2019 of the merger (the "Merger") as described in the Agreement and Plan of Merger, dated as of August 27, 2018 (the "Merger Agreement") among Aspen Insurance Holdings Limited (the "Issuer"), Highlands Holdings, Ltd., and Highlands Merger Sub, Ltd. F1 · price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares. F3 · price: At the effective time of the Merger, each 2017 Performance Share outstanding immediately prior to the Merger was, to the extent not vested, fully vested, and was canceled and converted into the right to receive a lump-sum amount in cash, equal to $42.75, without interest and less any applicable tax withholding, per 2017 Performance Share. F2 · derivative.exercise_date: At the time of grant on February 10, 2017, the 2017 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2017 Performance Share award was tested annually over a three-year period. All vested 2017 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2019. Two thirds of the 2017 Performance Shares were forfeited based on the Issuer's 2017 and 2018 adjusted annual growth in diluted book value per ordinary share test and one third of the 2017 Performance Shares vested at target payout levels in connection with the Merger. F2 · derivative.expiration_date: At the time of grant on February 10, 2017, the 2017 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2017 Performance Share award was tested annually over a three-year period. All vested 2017 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2019. Two thirds of the 2017 Performance Shares were forfeited based on the Issuer's 2017 and 2018 adjusted annual growth in diluted book value per ordinary share test and one third of the 2017 Performance Shares vested at target payout levels in connection with the Merger. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 17:59 UTC |
Kirk ScottGroup CFO
|
Grant2017 Performance Shares · Derivative | 5,558 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001603733-19-000006 · wf-form4_155068556786483.xml · derivative · entry 1 Kirk Scott · CIK 0001603733 · Group CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,558 Underlying: Ordinary Shares · 5,558 shares Expires not disclosed F1 · derivative.exercise_price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares. F1 · price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares. F3 · price: At the effective time of the Merger, each 2017 Performance Share outstanding immediately prior to the Merger was, to the extent not vested, fully vested, and was canceled and converted into the right to receive a lump-sum amount in cash, equal to $42.75, without interest and less any applicable tax withholding, per 2017 Performance Share. F2 · derivative.exercise_date: At the time of grant on February 10, 2017, the 2017 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2017 Performance Share award was tested annually over a three-year period. All vested 2017 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2019. Two thirds of the 2017 Performance Shares were forfeited based on the Issuer's 2017 and 2018 adjusted annual growth in diluted book value per ordinary share test and one third of the 2017 Performance Shares vested at target payout levels in connection with the Merger. F2 · derivative.expiration_date: At the time of grant on February 10, 2017, the 2017 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2017 Performance Share award was tested annually over a three-year period. All vested 2017 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2019. Two thirds of the 2017 Performance Shares were forfeited based on the Issuer's 2017 and 2018 adjusted annual growth in diluted book value per ordinary share test and one third of the 2017 Performance Shares vested at target payout levels in connection with the Merger. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 17:55 UTC |
O Kane ChristopherDirector · CEO
|
Disposition to issuerPerformance Shares (2018 Grant) · Derivative | 41,484 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001561313-19-000006 · wf-form4_155068530580321.xml · derivative · entry 4 O Kane Christopher · CIK 0001561313 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 41,484 shares Expires not disclosed F1 · derivative.exercise_price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares. F1 · price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares. F6 · price: At the effective time of the Merger, each 2018 Performance Share outstanding immediately prior to the Merger was, to the extent not vested, fully vested, and was canceled and converted into the right to receive a lump-sum amount in cash, equal to $42.75, without interest and less any applicable tax withholding, per 2018 Performance Share. F5 · derivative.exercise_date: At the time of grant on February 9, 2018, the 2018 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2018 Performance Share award was tested annually over a three-year period. All vested 2018 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2020. One third of the 2018 Performance Shares were forfeited based on the Issuer's 2018 adjusted annual growth in diluted book value per ordinary share test and two thirds of the 2018 Performance Shares vested at target payout levels in connection with the Merger. F5 · derivative.expiration_date: At the time of grant on February 9, 2018, the 2018 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2018 Performance Share award was tested annually over a three-year period. All vested 2018 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2020. One third of the 2018 Performance Shares were forfeited based on the Issuer's 2018 adjusted annual growth in diluted book value per ordinary share test and two thirds of the 2018 Performance Shares vested at target payout levels in connection with the Merger. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 17:55 UTC |
O Kane ChristopherDirector · CEO
|
GrantPerformance Shares (2018 Grant) · Derivative | 41,484 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001561313-19-000006 · wf-form4_155068530580321.xml · derivative · entry 3 O Kane Christopher · CIK 0001561313 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,484 Underlying: Ordinary Shares · 41,484 shares Expires not disclosed F1 · derivative.exercise_price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares. F1 · price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares. F6 · price: At the effective time of the Merger, each 2018 Performance Share outstanding immediately prior to the Merger was, to the extent not vested, fully vested, and was canceled and converted into the right to receive a lump-sum amount in cash, equal to $42.75, without interest and less any applicable tax withholding, per 2018 Performance Share. F5 · derivative.exercise_date: At the time of grant on February 9, 2018, the 2018 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2018 Performance Share award was tested annually over a three-year period. All vested 2018 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2020. One third of the 2018 Performance Shares were forfeited based on the Issuer's 2018 adjusted annual growth in diluted book value per ordinary share test and two thirds of the 2018 Performance Shares vested at target payout levels in connection with the Merger. F5 · derivative.expiration_date: At the time of grant on February 9, 2018, the 2018 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2018 Performance Share award was tested annually over a three-year period. All vested 2018 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2020. One third of the 2018 Performance Shares were forfeited based on the Issuer's 2018 adjusted annual growth in diluted book value per ordinary share test and two thirds of the 2018 Performance Shares vested at target payout levels in connection with the Merger. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 17:55 UTC |
O Kane ChristopherDirector · CEO
|
Disposition to issuer2017 Performance Shares · Derivative | 17,784 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001561313-19-000006 · wf-form4_155068530580321.xml · derivative · entry 2 O Kane Christopher · CIK 0001561313 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 17,784 shares Expires not disclosed F1 · derivative.exercise_price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares. F4 · kind: This Form 4 is being filed as a result of the closing on February 15, 2019 of the merger (the "Merger") as described in the Agreement and Plan of Merger, dated as of August 27, 2018 (the "Merger Agreement") among Aspen Insurance Holdings Limited (the "Issuer"), Highlands Holdings, Ltd., and Highlands Merger Sub, Ltd. F1 · price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares. F3 · price: At the effective time of the Merger, each 2017 Performance Share outstanding immediately prior to the Merger was, to the extent not vested, fully vested, and was canceled and converted into the right to receive a lump-sum amount in cash, equal to $42.75, without interest and less any applicable tax withholding, per 2017 Performance Share. F2 · derivative.exercise_date: At the time of grant on February 10, 2017, the 2017 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2017 Performance Share award was tested annually over a three-year period. All vested 2017 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2019. Two thirds of the 2017 Performance Shares were forfeited based on the Issuer's 2017 and 2018 adjusted annual growth in diluted book value per ordinary share test and one third of the 2017 Performance Shares vested at target payout levels in connection with the Merger. F2 · derivative.expiration_date: At the time of grant on February 10, 2017, the 2017 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2017 Performance Share award was tested annually over a three-year period. All vested 2017 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2019. Two thirds of the 2017 Performance Shares were forfeited based on the Issuer's 2017 and 2018 adjusted annual growth in diluted book value per ordinary share test and one third of the 2017 Performance Shares vested at target payout levels in connection with the Merger. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 17:55 UTC |
O Kane ChristopherDirector · CEO
|
Grant2017 Performance Shares · Derivative | 17,784 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001561313-19-000006 · wf-form4_155068530580321.xml · derivative · entry 1 O Kane Christopher · CIK 0001561313 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,784 Underlying: Ordinary Shares · 17,784 shares Expires not disclosed F1 · derivative.exercise_price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares. F1 · price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares. F3 · price: At the effective time of the Merger, each 2017 Performance Share outstanding immediately prior to the Merger was, to the extent not vested, fully vested, and was canceled and converted into the right to receive a lump-sum amount in cash, equal to $42.75, without interest and less any applicable tax withholding, per 2017 Performance Share. F2 · derivative.exercise_date: At the time of grant on February 10, 2017, the 2017 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2017 Performance Share award was tested annually over a three-year period. All vested 2017 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2019. Two thirds of the 2017 Performance Shares were forfeited based on the Issuer's 2017 and 2018 adjusted annual growth in diluted book value per ordinary share test and one third of the 2017 Performance Shares vested at target payout levels in connection with the Merger. F2 · derivative.expiration_date: At the time of grant on February 10, 2017, the 2017 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2017 Performance Share award was tested annually over a three-year period. All vested 2017 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2019. Two thirds of the 2017 Performance Shares were forfeited based on the Issuer's 2017 and 2018 adjusted annual growth in diluted book value per ordinary share test and one third of the 2017 Performance Shares vested at target payout levels in connection with the Merger. Read SEC document |
| February 13, 2019 Filed Feb 15, 2019 22:43 UTC |
Kirk ScottGroup CFO
|
Exercise / conversion2016 Performance Shares · Derivative | 2,373 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001603733-19-000004 · wf-form4_155027058644812.xml · derivative · entry 4 Kirk Scott · CIK 0001603733 · Group CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 2,373 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares. F5 · price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares. F6 · derivative.exercise_date: Represents 2016 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One third of the 2016 Performance Share award was tested annually over a three-year period. All vested 2016 Performance Shares were issued following the filing of the annual report on Form 10-K for the year ended December 31, 2018. F6 · derivative.expiration_date: Represents 2016 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One third of the 2016 Performance Share award was tested annually over a three-year period. All vested 2016 Performance Shares were issued following the filing of the annual report on Form 10-K for the year ended December 31, 2018. Read SEC document |
| February 13, 2019 Filed Feb 15, 2019 22:43 UTC |
Kirk ScottGroup CFO
|
Tax withholdingOrdinary Shares | 1,116 | $42.51 | $47,441.16 |
DisclosureSEC source: 0001603733-19-000004 · wf-form4_155027058644812.xml · nonDerivative · entry 2 Kirk Scott · CIK 0001603733 · Group CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,025 F2 · kind: Ordinary shares sold in order to satisfy tax liability upon vesting of previously granted Performance Shares. Read SEC document |
| February 13, 2019 Filed Feb 15, 2019 22:43 UTC |
Kirk ScottGroup CFO
|
GrantOrdinary Shares | 2,373 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001603733-19-000004 · wf-form4_155027058644812.xml · nonDerivative · entry 1 Kirk Scott · CIK 0001603733 · Group CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,141 F1 · price: Ordinary shares acquired upon mandatory conversion of Performance Shares in accordance with the performance conditions having been met. Read SEC document |
| February 13, 2019 Filed Feb 15, 2019 22:40 UTC |
Brown HeatherGroup HR Director
|
Exercise / conversionPhantom Shares (2016 Grant) · Derivative | 86 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001718360-19-000004 · wf-form4_155027038880116.xml · derivative · entry 2 Brown Heather · CIK 0001718360 · Group HR Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 86 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Phantom Share represents the right to receive the economic equivalent of one of the Issuer's Ordinary Shares. F3 · price: Each Phantom Share represents the right to receive the economic equivalent of one of the Issuer's Ordinary Shares. F4 · derivative.exercise_date: Represents 2016 Phantom Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One-third of the 2016 Phantom Share award was tested annually over a three-year period. Subject to continued employment, all vested 2016 Phantom Shares were settled in cash upon the filing of the annual report on Form 10-K for the year ended December 31, 2018. F4 · derivative.expiration_date: Represents 2016 Phantom Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One-third of the 2016 Phantom Share award was tested annually over a three-year period. Subject to continued employment, all vested 2016 Phantom Shares were settled in cash upon the filing of the annual report on Form 10-K for the year ended December 31, 2018. Read SEC document |
| February 13, 2019 Filed Feb 15, 2019 22:41 UTC |
Cohen David AlanPresident and CUO Insurance
|
Exercise / conversion2016 Performance Shares · Derivative | 1,780 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001657961-19-000004 · wf-form4_155027048461500.xml · derivative · entry 4 Cohen David Alan · CIK 0001657961 · President and CUO Insurance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 1,780 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares. F5 · price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares. F6 · derivative.exercise_date: Represents 2016 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One third of the 2016 Performance Share award was tested annually over a three-year period. All vested 2016 Performance Shares were issued following the filing of the annual report on Form 10-K for the year ended December 31, 2018. F6 · derivative.expiration_date: Represents 2016 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One third of the 2016 Performance Share award was tested annually over a three-year period. All vested 2016 Performance Shares were issued following the filing of the annual report on Form 10-K for the year ended December 31, 2018. Read SEC document |
| February 13, 2019 Filed Feb 15, 2019 22:41 UTC |
Cohen David AlanPresident and CUO Insurance
|
Tax withholdingOrdinary Shares | 605 | $42.51 | $25,718.55 |
DisclosureSEC source: 0001657961-19-000004 · wf-form4_155027048461500.xml · nonDerivative · entry 2 Cohen David Alan · CIK 0001657961 · President and CUO Insurance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,694 F2 · kind: Ordinary shares withheld in order to satisfy tax liability upon vesting of previously granted Performance Shares. Read SEC document |
| February 13, 2019 Filed Feb 15, 2019 22:41 UTC |
Cohen David AlanPresident and CUO Insurance
|
GrantOrdinary Shares | 1,780 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001657961-19-000004 · wf-form4_155027048461500.xml · nonDerivative · entry 1 Cohen David Alan · CIK 0001657961 · President and CUO Insurance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,299 F1 · price: Ordinary shares acquired upon mandatory conversion of Performance Shares in accordance with the performance conditions having been met. Read SEC document |
| February 13, 2019 Filed Feb 15, 2019 22:37 UTC |
Issavi EmilPresident and CUO, Aspen Re
|
Exercise / conversion2016 Performance Shares · Derivative | 2,966 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562198-19-000004 · wf-form4_155027021367945.xml · derivative · entry 4 Issavi Emil · CIK 0001562198 · President and CUO, Aspen Re 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 2,966 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares. F6 · price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares. F7 · derivative.exercise_date: Represents 2016 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One third of the 2016 Performance Share award was tested annually over a three-year period. All vested 2016 Performance Shares were issued following the filing of the annual report on Form 10-K for the year ended December 31, 2018. F7 · derivative.expiration_date: Represents 2016 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One third of the 2016 Performance Share award was tested annually over a three-year period. All vested 2016 Performance Shares were issued following the filing of the annual report on Form 10-K for the year ended December 31, 2018. Read SEC document |
| February 13, 2019 Filed Feb 15, 2019 22:37 UTC |
Issavi EmilPresident and CUO, Aspen Re
|
Tax withholdingOrdinary Shares | 695 | $42.51 | $29,544.45 |
DisclosureSEC source: 0001562198-19-000004 · wf-form4_155027021367945.xml · nonDerivative · entry 2 Issavi Emil · CIK 0001562198 · President and CUO, Aspen Re 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,537 F3 · kind: Ordinary shares sold in order to satisfy tax liability upon vesting of previously granted Performance Shares. Read SEC document |
| February 13, 2019 Filed Feb 15, 2019 22:37 UTC |
Issavi EmilPresident and CUO, Aspen Re
|
GrantOrdinary Shares | 2,966 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562198-19-000004 · wf-form4_155027021367945.xml · nonDerivative · entry 1 Issavi Emil · CIK 0001562198 · President and CUO, Aspen Re 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,332 F1 · price: Ordinary shares acquired upon mandatory conversion of Performance Shares in accordance with the performance conditions having been met. F2 · balance_after: The number of ordinary shares outstanding differs from the Reporting Person's previously filed Form 4 due to a transaction that was exempt from reporting on Form 4. Read SEC document |
| February 13, 2019 Filed Feb 15, 2019 22:35 UTC |
Vacher KateCEO, ABL
|
Exercise / conversion2016 Performance Shares · Derivative | 1,187 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001561518-19-000004 · wf-form4_155027009029907.xml · derivative · entry 4 Vacher Kate · CIK 0001561518 · CEO, ABL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 1,187 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares. F5 · price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares. F6 · derivative.exercise_date: Represents 2016 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One third of the 2016 Performance Share award was tested annually over a three-year period. All vested 2016 Performance Shares were issued following the filing of the annual report on Form 10-K for the year ended December 31, 2018. F6 · derivative.expiration_date: Represents 2016 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One third of the 2016 Performance Share award was tested annually over a three-year period. All vested 2016 Performance Shares were issued following the filing of the annual report on Form 10-K for the year ended December 31, 2018. Read SEC document |
| February 13, 2019 Filed Feb 15, 2019 22:35 UTC |
Vacher KateCEO, ABL
|
Tax withholdingOrdinary Shares | 274 | $42.51 | $11,647.74 |
DisclosureSEC source: 0001561518-19-000004 · wf-form4_155027009029907.xml · nonDerivative · entry 2 Vacher Kate · CIK 0001561518 · CEO, ABL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,856 F2 · kind: Ordinary shares sold in order to satisfy tax liability upon vesting of previously granted Performance Shares. Read SEC document |
| February 13, 2019 Filed Feb 15, 2019 22:35 UTC |
Vacher KateCEO, ABL
|
GrantOrdinary Shares | 1,187 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001561518-19-000004 · wf-form4_155027009029907.xml · nonDerivative · entry 1 Vacher Kate · CIK 0001561518 · CEO, ABL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,130 F1 · price: Ordinary shares acquired upon mandatory conversion of Performance Shares in accordance with the performance conditions having been met. Read SEC document |
| February 13, 2019 Filed Feb 15, 2019 22:33 UTC |
Cain MichaelCEO, AIUK, AMAL & Group GC
|
Exercise / conversion2016 Performance Shares · Derivative | 1,385 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001561304-19-000004 · wf-form4_155026997077642.xml · derivative · entry 4 Cain Michael · CIK 0001561304 · CEO, AIUK, AMAL & Group GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 1,385 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares. F5 · price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares. F6 · derivative.exercise_date: Represents 2016 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One third of the 2016 Performance Share award was tested annually over a three-year period. All vested 2016 Performance Shares were issued following the filing of the annual report on Form 10-K for the year ended December 31, 2018. F6 · derivative.expiration_date: Represents 2016 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One third of the 2016 Performance Share award was tested annually over a three-year period. All vested 2016 Performance Shares were issued following the filing of the annual report on Form 10-K for the year ended December 31, 2018. Read SEC document |
| February 13, 2019 Filed Feb 15, 2019 22:33 UTC |
Cain MichaelCEO, AIUK, AMAL & Group GC
|
Tax withholdingOrdinary Shares | 332 | $42.51 | $14,113.32 |
DisclosureSEC source: 0001561304-19-000004 · wf-form4_155026997077642.xml · nonDerivative · entry 2 Cain Michael · CIK 0001561304 · CEO, AIUK, AMAL & Group GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,534 F2 · kind: Ordinary shares withheld in order to satisfy tax liability upon vesting of previously granted Performance Shares. Read SEC document |
| February 13, 2019 Filed Feb 15, 2019 22:33 UTC |
Cain MichaelCEO, AIUK, AMAL & Group GC
|
GrantOrdinary Shares | 1,385 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001561304-19-000004 · wf-form4_155026997077642.xml · nonDerivative · entry 1 Cain Michael · CIK 0001561304 · CEO, AIUK, AMAL & Group GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,866 F1 · price: Ordinary shares acquired upon mandatory conversion of Performance Shares in accordance with the performance conditions having been met. Read SEC document |
| February 13, 2019 Filed Feb 15, 2019 22:31 UTC |
Dawe GrahameChief Accounting Officer
|
Exercise / conversionPhantom Shares (2016 Grant) · Derivative | 178 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001705105-19-000004 · wf-form4_155026986376639.xml · derivative · entry 2 Dawe Grahame · CIK 0001705105 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 178 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Phantom Share represents the right to receive the economic equivalent of one of the Issuer's Ordinary Shares. F3 · price: Each Phantom Share represents the right to receive the economic equivalent of one of the Issuer's Ordinary Shares. F4 · derivative.exercise_date: Represents 2016 Phantom Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One third of the 2016 Phantom Share award was tested annually over a three-year period. Subject to continued employment, all vested 2016 Phantom Shares were settled in cash upon the filing of the annual report on Form 10-K for the year ended December 31, 2018. F4 · derivative.expiration_date: Represents 2016 Phantom Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One third of the 2016 Phantom Share award was tested annually over a three-year period. Subject to continued employment, all vested 2016 Phantom Shares were settled in cash upon the filing of the annual report on Form 10-K for the year ended December 31, 2018. Read SEC document |
| February 13, 2019 Filed Feb 15, 2019 22:27 UTC |
O Kane ChristopherDirector · CEO
|
Exercise / conversion2016 Performance Shares · Derivative | 7,909 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001561313-19-000004 · wf-form4_155026961903788.xml · derivative · entry 4 O Kane Christopher · CIK 0001561313 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 7,909 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares. F5 · price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares. F6 · derivative.exercise_date: Represents 2016 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One third of the 2016 Performance Share award was tested annually over a three-year period. All vested 2016 Performance Shares were issued following the filing of the annual report on Form 10-K for the year ended December 31, 2018. F6 · derivative.expiration_date: Represents 2016 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One third of the 2016 Performance Share award was tested annually over a three-year period. All vested 2016 Performance Shares were issued following the filing of the annual report on Form 10-K for the year ended December 31, 2018. Read SEC document |
| February 13, 2019 Filed Feb 15, 2019 22:27 UTC |
O Kane ChristopherDirector · CEO
|
Tax withholdingOrdinary Shares | 2,662 | $42.51 | $113,161.62 |
DisclosureSEC source: 0001561313-19-000004 · wf-form4_155026961903788.xml · nonDerivative · entry 2 O Kane Christopher · CIK 0001561313 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 238,494 F2 · kind: Ordinary shares sold in order to satisfy tax liability upon vesting of previously granted Performance Shares. Read SEC document |
| February 13, 2019 Filed Feb 15, 2019 22:27 UTC |
O Kane ChristopherDirector · CEO
|
GrantOrdinary Shares | 7,909 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001561313-19-000004 · wf-form4_155026961903788.xml · nonDerivative · entry 1 O Kane Christopher · CIK 0001561313 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 241,156 F1 · price: Ordinary shares acquired upon mandatory conversion of Performance Shares in accordance with the performance conditions having been met. Read SEC document |
| February 10, 2019 Filed Feb 12, 2019 21:16 UTC |
Brown HeatherGroup HR Director
|
Exercise / conversionRestricted Share Units (2017 Grant) · Derivative | 385 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001718360-19-000002 · wf-form4_155000615015947.xml · derivative · entry 9 Brown Heather · CIK 0001718360 · Group HR Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 385 Underlying: Ordinary Shares · 385 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares. F5 · price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares. F8 · derivative.exercise_date: Represents 2017 Restricted Share Units granted on February 10, 2017 under our 2013 Share Incentive Plan, as amended. One-third of the 2017 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2017 Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting. F8 · derivative.expiration_date: Represents 2017 Restricted Share Units granted on February 10, 2017 under our 2013 Share Incentive Plan, as amended. One-third of the 2017 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2017 Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting. Read SEC document |
| February 10, 2019 Filed Feb 12, 2019 21:16 UTC |
Brown HeatherGroup HR Director
|
Tax withholdingOrdinary Shares | 181 | $42.56 | $7,703.36 |
DisclosureSEC source: 0001718360-19-000002 · wf-form4_155000615015947.xml · nonDerivative · entry 6 Brown Heather · CIK 0001718360 · Group HR Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,402 F4 · kind: Ordinary shares withheld in order to satisfy tax liability in connection with previously granted 2017 Restricted Share Units. Read SEC document |
| February 10, 2019 Filed Feb 12, 2019 21:16 UTC |
Brown HeatherGroup HR Director
|
GrantOrdinary Shares | 385 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001718360-19-000002 · wf-form4_155000615015947.xml · nonDerivative · entry 5 Brown Heather · CIK 0001718360 · Group HR Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,583 F1 · price: Ordinary shares acquired upon mandatory conversion of previously granted Restricted Share Units. Read SEC document |
| February 10, 2019 Filed Feb 12, 2019 20:53 UTC |
Issavi EmilPresident and CUO, Aspen Re
|
Exercise / conversionRestricted Share Units (2017 Grant) · Derivative | 2,556 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562198-19-000002 · wf-form4_155000476855974.xml · derivative · entry 9 Issavi Emil · CIK 0001562198 · President and CUO, Aspen Re 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,556 Underlying: Ordinary Shares · 2,556 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares. F6 · price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares. F9 · derivative.exercise_date: Represents 2017 Restricted Share Units granted on February 10, 2017 under our 2013 Share Incentive Plan, as amended. One-third of the 2017 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2017 Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting. F9 · derivative.expiration_date: Represents 2017 Restricted Share Units granted on February 10, 2017 under our 2013 Share Incentive Plan, as amended. One-third of the 2017 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2017 Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting. Read SEC document |
| February 10, 2019 Filed Feb 12, 2019 20:53 UTC |
Issavi EmilPresident and CUO, Aspen Re
|
Tax withholdingOrdinary Shares | 1,049 | $42.56 | $44,645.44 |
DisclosureSEC source: 0001562198-19-000002 · wf-form4_155000476855974.xml · nonDerivative · entry 6 Issavi Emil · CIK 0001562198 · President and CUO, Aspen Re 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,848 F5 · kind: Ordinary shares withheld in order to satisfy tax liability in connection with previously granted 2017 Restricted Share Units. Read SEC document |
| February 10, 2019 Filed Feb 12, 2019 20:53 UTC |
Issavi EmilPresident and CUO, Aspen Re
|
GrantOrdinary Shares | 2,556 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562198-19-000002 · wf-form4_155000476855974.xml · nonDerivative · entry 5 Issavi Emil · CIK 0001562198 · President and CUO, Aspen Re 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,897 F1 · price: Ordinary shares acquired upon mandatory conversion of previously granted Restricted Share Units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.