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ASPEN INSURANCE HOLDINGS LTD

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SEC CIK
0001267395
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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 10, 2017 Filed Feb 13, 2017 16:16 UTC
Postlewhite StephenCEO Aspen Insurance
GrantRestricted Share Units (2017 Grant) · Derivative 7,781 Not disclosed Not disclosed
Disclosure

SEC source: 0001561533-17-000004 · wf-form4_148700257556729.xml · derivative · entry 1

Postlewhite Stephen · CIK 0001561533 · CEO Aspen Insurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,781

Underlying: Ordinary Shares · 7,781 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Share Unit represents the right to recieve one share of the Issuer's Ordinary Shares.

F1 · price: Each Restricted Share Unit represents the right to recieve one share of the Issuer's Ordinary Shares.

F2 · derivative.exercise_date: Represents 2017 Restricted Share Units granted on February 10, 2017 under our 2013 Share Incentive Plan. One-third of the 2017 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2017 Restricted Share Units, the Reporting Person shall be entitled to recieved a number or Ordinary Shares equal to the number of Restricted Share Units then vesting.

F2 · derivative.expiration_date: Represents 2017 Restricted Share Units granted on February 10, 2017 under our 2013 Share Incentive Plan. One-third of the 2017 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2017 Restricted Share Units, the Reporting Person shall be entitled to recieved a number or Ordinary Shares equal to the number of Restricted Share Units then vesting.

Read SEC document
February 10, 2017 Filed Feb 14, 2017 08:46 UTC GrantOrdinary Shares 2,223 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-010279 · doc4.xml · nonDerivative · entry 1

PEARLMAN BRET D · CIK 0001077710 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,342

F1 · kind: Represents 2,223 Restricted Share Units granted on February 10, 2017, of which 10/12th are issuable on December 31, 2017 and the remaining 2/12th are issuable on the one year anniversary of the grant date subject to the Reporting Person's continued service.

F1 · price: Represents 2,223 Restricted Share Units granted on February 10, 2017, of which 10/12th are issuable on December 31, 2017 and the remaining 2/12th are issuable on the one year anniversary of the grant date subject to the Reporting Person's continued service.

Read SEC document
February 10, 2017 Filed Feb 14, 2017 08:05 UTC
HUTTER HEIDIDirector
GrantOrdinary Shares 2,223 Not disclosed Not disclosed
Disclosure

SEC source: 0001164665-17-000002 · wf-form4_148707753830964.xml · nonDerivative · entry 1

HUTTER HEIDI · CIK 0001164665 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,109

F1 · kind: Represents 2,223 Restricted Share Units granted on February 10, 2017, of which 10/12th are issuable on December 31, 2017 and the remaining 2/12th are issuable on the one year anniversary of the grant date subject to the Reporting Person's continued service.

F1 · price: Represents 2,223 Restricted Share Units granted on February 10, 2017, of which 10/12th are issuable on December 31, 2017 and the remaining 2/12th are issuable on the one year anniversary of the grant date subject to the Reporting Person's continued service.

Read SEC document
February 10, 2017 Filed Feb 14, 2017 08:13 UTC GrantOrdinary Shares 2,223 Not disclosed Not disclosed
Disclosure

SEC source: 0001181384-17-000002 · wf-form4_148707797311756.xml · nonDerivative · entry 1

CAVOORES JOHN PAUL · CIK 0001181384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,780

F1 · kind: Represents 2,223 Restricted Share Units granted on February 10, 2017, of which 10/12th are issuable on December 31, 2017 and the remaining 2/12th are issuable on the one year anniversary of the grant date subject to the Reporting Person's continued service.

F1 · price: Represents 2,223 Restricted Share Units granted on February 10, 2017, of which 10/12th are issuable on December 31, 2017 and the remaining 2/12th are issuable on the one year anniversary of the grant date subject to the Reporting Person's continued service.

Read SEC document
February 10, 2017 Filed Feb 14, 2017 11:50 UTC GrantOrdinary Shares 2,223 Not disclosed Not disclosed
Disclosure

SEC source: 0001469142-17-000004 · wf-form4_148707301275485.xml · nonDerivative · entry 1

Botein Matthew · CIK 0001469142 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,223

F1 · kind: Represents 2,223 Restricted Share Units granted on February 10, 2017, of which 10/12th are issuable on December 31, 2017 and the remaining 2/12th are issuable on the one year anniversary of the grant date subject to the Reporting Person's continued service.

F1 · price: Represents 2,223 Restricted Share Units granted on February 10, 2017, of which 10/12th are issuable on December 31, 2017 and the remaining 2/12th are issuable on the one year anniversary of the grant date subject to the Reporting Person's continued service.

Read SEC document
February 10, 2017 Filed Feb 14, 2017 12:52 UTC GrantOrdinary Shares 2,223 Not disclosed Not disclosed
Disclosure

SEC source: 0001558327-17-000002 · wf-form4_148707672379154.xml · nonDerivative · entry 1

Ahamed Liaquat · CIK 0001558327 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,120

F1 · kind: Represents 2,223 Restricted Share Units granted on February 10, 2017, of which 10/12th are issuable on December 31, 2017 and the remaining 2/12th are issuable on the one year anniversary of the grant date subject to the Reporting Person's continued service.

F1 · price: Represents 2,223 Restricted Share Units granted on February 10, 2017, of which 10/12th are issuable on December 31, 2017 and the remaining 2/12th are issuable on the one year anniversary of the grant date subject to the Reporting Person's continued service.

Read SEC document
February 10, 2017 Filed Feb 14, 2017 11:56 UTC
Beer AlbertDirector
GrantOrdinary Shares 2,223 Not disclosed Not disclosed
Disclosure

SEC source: 0001561308-17-000002 · wf-form4_148707336959818.xml · nonDerivative · entry 1

Beer Albert · CIK 0001561308 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,615

F1 · kind: Represents 2,223 Restricted Share Units granted on February 10, 2017, of which 10/12th are issuable on December 31, 2017 and the remaining 2/12th are issuable on the one year anniversary of the grant date subject to the Reporting Person's continued service.

F1 · price: Represents 2,223 Restricted Share Units granted on February 10, 2017, of which 10/12th are issuable on December 31, 2017 and the remaining 2/12th are issuable on the one year anniversary of the grant date subject to the Reporting Person's continued service.

Read SEC document
February 10, 2017 Filed Feb 14, 2017 08:17 UTC
MAYR KARLDirector
GrantOrdinary Shares 2,223 Not disclosed Not disclosed
Disclosure

SEC source: 0001282620-17-000002 · wf-form4_148707823744696.xml · nonDerivative · entry 1

MAYR KARL · CIK 0001282620 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,779

F1 · kind: Represents 2,223 Restricted Share Units granted on February 10, 2017, of which 10/12th are issuable on December 31, 2017 and the remaining 2/12th are issuable on the one year anniversary of the grant date subject to the Reporting Person's continued service.

F1 · price: Represents 2,223 Restricted Share Units granted on February 10, 2017, of which 10/12th are issuable on December 31, 2017 and the remaining 2/12th are issuable on the one year anniversary of the grant date subject to the Reporting Person's continued service.

Read SEC document
February 10, 2017 Filed Feb 14, 2017 13:09 UTC GrantOrdinary Shares 2,223 Not disclosed Not disclosed
Disclosure

SEC source: 0001569317-17-000002 · wf-form4_148707777618150.xml · nonDerivative · entry 1

Ireland Gordon · CIK 0001569317 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,730

F1 · kind: Represents 2,223 Restricted Share Units granted on February 10, 2017, of which 10/12th are issuable on December 31, 2017 and the remaining 2/12th are issuable on the one year anniversary of the grant date subject to the Reporting Person's continued service.

F1 · price: Represents 2,223 Restricted Share Units granted on February 10, 2017, of which 10/12th are issuable on December 31, 2017 and the remaining 2/12th are issuable on the one year anniversary of the grant date subject to the Reporting Person's continued service.

Read SEC document
February 10, 2017 Filed Feb 14, 2017 12:43 UTC GrantOrdinary Shares 2,223 Not disclosed Not disclosed
Disclosure

SEC source: 0001501790-17-000002 · wf-form4_148707617738119.xml · nonDerivative · entry 1

Gregg Gary R. · CIK 0001501790 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,303

F1 · kind: Represents 2,223 Restricted Share Units granted on February 10, 2017, of which 10/12th are issuable on December 31, 2017 and the remaining 2/12th are issuable on the one year anniversary of the grant date subject to the Reporting Person's continued service.

F1 · price: Represents 2,223 Restricted Share Units granted on February 10, 2017, of which 10/12th are issuable on December 31, 2017 and the remaining 2/12th are issuable on the one year anniversary of the grant date subject to the Reporting Person's continued service.

Read SEC document
February 10, 2017 Filed Feb 14, 2017 12:38 UTC
Jones GlynDirector
GrantOrdinary Shares 8,892 Not disclosed Not disclosed
Disclosure

SEC source: 0001561430-17-000002 · wf-form4_148707591954902.xml · nonDerivative · entry 1

Jones Glyn · CIK 0001561430 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,587

F1 · kind: Represents 8,892 Restricted Share Units granted on February 10, 2017, of which 10/12th are issuable on December 31, 2017 and the remaining 2/12th are issuable on the one year anniversary of the grant date subject to the Reporting Person's continued service.

F1 · price: Represents 8,892 Restricted Share Units granted on February 10, 2017, of which 10/12th are issuable on December 31, 2017 and the remaining 2/12th are issuable on the one year anniversary of the grant date subject to the Reporting Person's continued service.

Read SEC document
February 10, 2017 Filed Feb 14, 2017 12:32 UTC GrantOrdinary Shares 2,223 Not disclosed Not disclosed
Disclosure

SEC source: 0001233170-17-000002 · wf-form4_148707553174009.xml · nonDerivative · entry 1

PRESSMAN RONALD R · CIK 0001233170 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,014

F1 · kind: Represents 2,223 Restricted Share Units granted on February 10, 2017, of which 10/12th are issuable on December 31, 2017 and the remaining 2/12th are issuable on the one year anniversary of the grant date subject to the Reporting Person's continued service.

F1 · price: Represents 2,223 Restricted Share Units granted on February 10, 2017, of which 10/12th are issuable on December 31, 2017 and the remaining 2/12th are issuable on the one year anniversary of the grant date subject to the Reporting Person's continued service.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 16:11 UTC
O Kane ChristopherDirector · CEO
Exercise / conversionRestricted Share Units (2015 Part Bonus) · Derivative 2,439 Not disclosed Not disclosed
Disclosure

SEC source: 0001561313-17-000002 · wf-form4_148674307618499.xml · derivative · entry 6

O Kane Christopher · CIK 0001561313 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,877

Underlying: Ordinary Shares · 2,439 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F4 · price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F6 · derivative.exercise_date: Represents a portion of the Reporting Person's annual bonus for 2015 paid in Restricted Share Units. The Restricted Share Units were granted on February 8, 2016. One-third of the Restricted Share Units vest annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service, unless terminated without cause or by the Reporting Person for good reason. Upon vesting of the Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

F6 · derivative.expiration_date: Represents a portion of the Reporting Person's annual bonus for 2015 paid in Restricted Share Units. The Restricted Share Units were granted on February 8, 2016. One-third of the Restricted Share Units vest annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service, unless terminated without cause or by the Reporting Person for good reason. Upon vesting of the Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 16:11 UTC
O Kane ChristopherDirector · CEO
Exercise / conversionRestricted Share Units (2016 Grant) · Derivative 7,302 Not disclosed Not disclosed
Disclosure

SEC source: 0001561313-17-000002 · wf-form4_148674307618499.xml · derivative · entry 5

O Kane Christopher · CIK 0001561313 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,604

Underlying: Ordinary Shares · 7,302 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F4 · price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F5 · derivative.exercise_date: Represents 2016 Restricted Share Units granted on February 8, 2016 under our 2013 Share Incentive Plan. One-third of the 2016 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2016 Restricted Share Units, the Reporting Person shall be entitled to received a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

F5 · derivative.expiration_date: Represents 2016 Restricted Share Units granted on February 8, 2016 under our 2013 Share Incentive Plan. One-third of the 2016 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2016 Restricted Share Units, the Reporting Person shall be entitled to received a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 16:11 UTC
O Kane ChristopherDirector · CEO
Tax withholdingOrdinary Shares 1,147 $56.45 $64,748.15
Disclosure

SEC source: 0001561313-17-000002 · wf-form4_148674307618499.xml · nonDerivative · entry 4

O Kane Christopher · CIK 0001561313 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,301

F3 · kind: Ordinary shares withheld in order to satisfy tax liability upon vesting of previously granted Restricted Share Units.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 16:11 UTC
O Kane ChristopherDirector · CEO
GrantOrdinary Shares 2,439 Not disclosed Not disclosed
Disclosure

SEC source: 0001561313-17-000002 · wf-form4_148674307618499.xml · nonDerivative · entry 3

O Kane Christopher · CIK 0001561313 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,448

F1 · price: Ordinary shares acquired upon mandatory conversion of previously granted Restricted Share Units.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 16:11 UTC
O Kane ChristopherDirector · CEO
Tax withholdingOrdinary Shares 3,432 $56.45 $193,736.40
Disclosure

SEC source: 0001561313-17-000002 · wf-form4_148674307618499.xml · nonDerivative · entry 2

O Kane Christopher · CIK 0001561313 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,009

F3 · kind: Ordinary shares withheld in order to satisfy tax liability upon vesting of previously granted Restricted Share Units.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 16:11 UTC
O Kane ChristopherDirector · CEO
GrantOrdinary Shares 7,302 Not disclosed Not disclosed
Disclosure

SEC source: 0001561313-17-000002 · wf-form4_148674307618499.xml · nonDerivative · entry 1

O Kane Christopher · CIK 0001561313 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,441

F1 · price: Ordinary shares acquired upon mandatory conversion of previously granted Restricted Share Units.

F2 · balance_after: The number of ordinary shares outstanding differs from the Reporting Person's previously filed Form 4 due to transactions that were exempt from reporting on Form 4 and that were executed persuant to a 10b5-1 Plan.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 16:36 UTC
Vacher KateDirector of Underwriting
Exercise / conversionRestricted Share Units (2015 Part Bonus) · Derivative 627 Not disclosed Not disclosed
Disclosure

SEC source: 0001561518-17-000002 · wf-form4_148674457289363.xml · derivative · entry 6

Vacher Kate · CIK 0001561518 · Director of Underwriting

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,254

Underlying: Ordinary Shares · 627 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F3 · price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F5 · derivative.exercise_date: Represents a portion of the Reporting Person's annual bonus for 2015 paid in Restricted Share Units. The Restricted Share Units were granted on February 8, 2016. One-third of the Restricted Share Units vest annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service, unless terminated without cause or by the Reporting Person for good reason. Upon vesting of the Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

F5 · derivative.expiration_date: Represents a portion of the Reporting Person's annual bonus for 2015 paid in Restricted Share Units. The Restricted Share Units were granted on February 8, 2016. One-third of the Restricted Share Units vest annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service, unless terminated without cause or by the Reporting Person for good reason. Upon vesting of the Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 16:36 UTC
Vacher KateDirector of Underwriting
Exercise / conversionRestricted Share Units (2016 Grant) · Derivative 1,096 Not disclosed Not disclosed
Disclosure

SEC source: 0001561518-17-000002 · wf-form4_148674457289363.xml · derivative · entry 5

Vacher Kate · CIK 0001561518 · Director of Underwriting

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,190

Underlying: Ordinary Shares · 1,096 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F3 · price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F4 · derivative.exercise_date: Represents 2016 Restricted Share Units granted on February 8, 2016 under our 2013 Share Incentive Plan. One-third of the 2016 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2016 Restricted Share Units, the Reporting Person shall be entitled to received a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

F4 · derivative.expiration_date: Represents 2016 Restricted Share Units granted on February 8, 2016 under our 2013 Share Incentive Plan. One-third of the 2016 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2016 Restricted Share Units, the Reporting Person shall be entitled to received a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 16:36 UTC
Vacher KateDirector of Underwriting
Tax withholdingOrdinary Shares 295 $56.45 $16,652.75
Disclosure

SEC source: 0001561518-17-000002 · wf-form4_148674457289363.xml · nonDerivative · entry 4

Vacher Kate · CIK 0001561518 · Director of Underwriting

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,612

F2 · kind: Ordinary shares withheld in order to satisfy tax liability upon vesting of previously granted Restricted Share Units.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 16:36 UTC
Vacher KateDirector of Underwriting
GrantOrdinary Shares 627 Not disclosed Not disclosed
Disclosure

SEC source: 0001561518-17-000002 · wf-form4_148674457289363.xml · nonDerivative · entry 3

Vacher Kate · CIK 0001561518 · Director of Underwriting

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,907

F1 · price: Ordinary shares acquired upon mandatory conversion of previously granted Restricted Share Units.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 16:36 UTC
Vacher KateDirector of Underwriting
Tax withholdingOrdinary Shares 516 $56.45 $29,128.20
Disclosure

SEC source: 0001561518-17-000002 · wf-form4_148674457289363.xml · nonDerivative · entry 2

Vacher Kate · CIK 0001561518 · Director of Underwriting

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,280

F2 · kind: Ordinary shares withheld in order to satisfy tax liability upon vesting of previously granted Restricted Share Units.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 16:36 UTC
Vacher KateDirector of Underwriting
GrantOrdinary Shares 1,096 Not disclosed Not disclosed
Disclosure

SEC source: 0001561518-17-000002 · wf-form4_148674457289363.xml · nonDerivative · entry 1

Vacher Kate · CIK 0001561518 · Director of Underwriting

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,796

F1 · price: Ordinary shares acquired upon mandatory conversion of previously granted Restricted Share Units.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 16:04 UTC
Kirk ScottGroup CFO
Exercise / conversionRestricted Share Units (2015 Part Bonus) · Derivative 799 Not disclosed Not disclosed
Disclosure

SEC source: 0001603733-17-000002 · wf-form4_148674268355684.xml · derivative · entry 6

Kirk Scott · CIK 0001603733 · Group CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,596

Underlying: Ordinary Shares · 799 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F3 · price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F5 · derivative.exercise_date: Represents a portion of the Reporting Person's annual bonus for 2015 paid in Restricted Share Units. The Restricted Share Units were granted on February 8, 2016. One-third of the Restricted Share Units vest annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service, unless terminated without cause or by the Reporting Person for good reason. Upon vesting of the Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

F5 · derivative.expiration_date: Represents a portion of the Reporting Person's annual bonus for 2015 paid in Restricted Share Units. The Restricted Share Units were granted on February 8, 2016. One-third of the Restricted Share Units vest annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service, unless terminated without cause or by the Reporting Person for good reason. Upon vesting of the Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 16:04 UTC
Kirk ScottGroup CFO
Exercise / conversionRestricted Share Units (2016 Grant) · Derivative 2,191 Not disclosed Not disclosed
Disclosure

SEC source: 0001603733-17-000002 · wf-form4_148674268355684.xml · derivative · entry 5

Kirk Scott · CIK 0001603733 · Group CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,381

Underlying: Ordinary Shares · 2,191 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F3 · price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F4 · derivative.exercise_date: Represents 2016 Restricted Share Units granted on February 8, 2016 under our 2013 Share Incentive Plan. One-third of the 2016 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2016 Restricted Share Units, the Reporting Person shall be entitled to received a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

F4 · derivative.expiration_date: Represents 2016 Restricted Share Units granted on February 8, 2016 under our 2013 Share Incentive Plan. One-third of the 2016 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2016 Restricted Share Units, the Reporting Person shall be entitled to received a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 16:04 UTC
Kirk ScottGroup CFO
Tax withholdingOrdinary Shares 376 $56.45 $21,225.20
Disclosure

SEC source: 0001603733-17-000002 · wf-form4_148674268355684.xml · nonDerivative · entry 4

Kirk Scott · CIK 0001603733 · Group CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,560

F2 · kind: Ordinary shares withheld in order to satisfy tax liability upon vesting of previously granted Restricted Share Units.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 16:04 UTC
Kirk ScottGroup CFO
GrantOrdinary Shares 799 Not disclosed Not disclosed
Disclosure

SEC source: 0001603733-17-000002 · wf-form4_148674268355684.xml · nonDerivative · entry 3

Kirk Scott · CIK 0001603733 · Group CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,936

F1 · price: Ordinary shares acquired upon mandatory conversion of previously granted Restricted Share Units.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 16:04 UTC
Kirk ScottGroup CFO
Tax withholdingOrdinary Shares 1,030 $56.45 $58,143.50
Disclosure

SEC source: 0001603733-17-000002 · wf-form4_148674268355684.xml · nonDerivative · entry 2

Kirk Scott · CIK 0001603733 · Group CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,137

F2 · kind: Ordinary shares withheld in order to satisfy tax liability upon vesting of previously granted Restricted Share Units.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 16:04 UTC
Kirk ScottGroup CFO
GrantOrdinary Shares 2,191 Not disclosed Not disclosed
Disclosure

SEC source: 0001603733-17-000002 · wf-form4_148674268355684.xml · nonDerivative · entry 1

Kirk Scott · CIK 0001603733 · Group CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,167

F1 · price: Ordinary shares acquired upon mandatory conversion of previously granted Restricted Share Units.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 15:51 UTC
Cain MichaelCEO, ABL & Group GC
Exercise / conversionRestricted Share Units (2015 Part Bonus) · Derivative 720 Not disclosed Not disclosed
Disclosure

SEC source: 0001561304-17-000002 · wf-form4_148674189073820.xml · derivative · entry 6

Cain Michael · CIK 0001561304 · CEO, ABL & Group GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,439

Underlying: Ordinary Shares · 720 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F3 · price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F5 · derivative.exercise_date: Represents a portion of the Reporting Person's annual bonus for 2015 paid in Restricted Share Units. The Restricted Share Units were granted on February 8, 2016. One-third of the Restricted Share Units vest annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service, unless terminated without cause or by the Reporting Person for good reason. Upon vesting of the Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

F5 · derivative.expiration_date: Represents a portion of the Reporting Person's annual bonus for 2015 paid in Restricted Share Units. The Restricted Share Units were granted on February 8, 2016. One-third of the Restricted Share Units vest annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service, unless terminated without cause or by the Reporting Person for good reason. Upon vesting of the Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 15:51 UTC
Cain MichaelCEO, ABL & Group GC
Exercise / conversionRestricted Share Units (2016 Grant) · Derivative 1,278 Not disclosed Not disclosed
Disclosure

SEC source: 0001561304-17-000002 · wf-form4_148674189073820.xml · derivative · entry 5

Cain Michael · CIK 0001561304 · CEO, ABL & Group GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,556

Underlying: Ordinary Shares · 1,278 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F3 · price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F4 · derivative.exercise_date: Represents 2016 Restricted Share Units granted on February 8, 2016 under our 2013 Share Incentive Plan. One-third of the 2016 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2016 Restricted Share Units, the Reporting Person shall be entitled to received a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

F4 · derivative.expiration_date: Represents 2016 Restricted Share Units granted on February 8, 2016 under our 2013 Share Incentive Plan. One-third of the 2016 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2016 Restricted Share Units, the Reporting Person shall be entitled to received a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 15:51 UTC
Cain MichaelCEO, ABL & Group GC
Tax withholdingOrdinary Shares 123 $56.45 $6,943.35
Disclosure

SEC source: 0001561304-17-000002 · wf-form4_148674189073820.xml · nonDerivative · entry 4

Cain Michael · CIK 0001561304 · CEO, ABL & Group GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,581

F2 · kind: Ordinary shares withheld in order to satisfy tax liability upon vesting of previously granted Restricted Share Units.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 15:51 UTC
Cain MichaelCEO, ABL & Group GC
GrantOrdinary Shares 720 Not disclosed Not disclosed
Disclosure

SEC source: 0001561304-17-000002 · wf-form4_148674189073820.xml · nonDerivative · entry 3

Cain Michael · CIK 0001561304 · CEO, ABL & Group GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,704

F1 · price: Ordinary shares acquired upon mandatory conversion of previously granted Restricted Share Units.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 15:51 UTC
Cain MichaelCEO, ABL & Group GC
Tax withholdingOrdinary Shares 218 $56.45 $12,306.10
Disclosure

SEC source: 0001561304-17-000002 · wf-form4_148674189073820.xml · nonDerivative · entry 2

Cain Michael · CIK 0001561304 · CEO, ABL & Group GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,984

F2 · kind: Ordinary shares withheld in order to satisfy tax liability upon vesting of previously granted Restricted Share Units.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 15:51 UTC
Cain MichaelCEO, ABL & Group GC
GrantOrdinary Shares 1,278 Not disclosed Not disclosed
Disclosure

SEC source: 0001561304-17-000002 · wf-form4_148674189073820.xml · nonDerivative · entry 1

Cain Michael · CIK 0001561304 · CEO, ABL & Group GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,202

F1 · price: Ordinary shares acquired upon mandatory conversion of previously granted Restricted Share Units.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 16:58 UTC
Boornazian BrianChairman Aspen Re
Exercise / conversionRestricted Share Units (2016 Grant) · Derivative 2,739 Not disclosed Not disclosed
Disclosure

SEC source: 0001561312-17-000002 · wf-form4_148674591622471.xml · derivative · entry 3

Boornazian Brian · CIK 0001561312 · Chairman Aspen Re

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,476

Underlying: Ordinary Shares · 2,739 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F3 · price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F4 · derivative.exercise_date: Represents 2016 Restricted Share Units granted on February 8, 2016 under our 2013 Share Incentive Plan. One-third of the 2016 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2016 Restricted Share Units, the Reporting Person shall be entitled to received a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

F4 · derivative.expiration_date: Represents 2016 Restricted Share Units granted on February 8, 2016 under our 2013 Share Incentive Plan. One-third of the 2016 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2016 Restricted Share Units, the Reporting Person shall be entitled to received a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 16:58 UTC
Boornazian BrianChairman Aspen Re
Tax withholdingOrdinary Shares 1,470 $56.45 $82,981.50
Disclosure

SEC source: 0001561312-17-000002 · wf-form4_148674591622471.xml · nonDerivative · entry 2

Boornazian Brian · CIK 0001561312 · Chairman Aspen Re

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,874

F2 · kind: Ordinary shares withheld in order to satisfy tax liability upon vesting of previously granted Restricted Share Units.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 16:58 UTC
Boornazian BrianChairman Aspen Re
GrantOrdinary Shares 2,739 Not disclosed Not disclosed
Disclosure

SEC source: 0001561312-17-000002 · wf-form4_148674591622471.xml · nonDerivative · entry 1

Boornazian Brian · CIK 0001561312 · Chairman Aspen Re

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,344

F1 · price: Ordinary shares acquired upon mandatory conversion of previously granted Restricted Share Units.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 16:55 UTC
Cohen David AlanPresident and CUO Insurance
Exercise / conversionRestricted Share Units (2016 Grant) · Derivative 1,643 Not disclosed Not disclosed
Disclosure

SEC source: 0001657961-17-000002 · wf-form4_148674569227997.xml · derivative · entry 3

Cohen David Alan · CIK 0001657961 · President and CUO Insurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,286

Underlying: Ordinary Shares · 1,643 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F3 · price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F4 · derivative.exercise_date: Represents 2016 Restricted Share Units granted on February 8, 2016 under our 2013 Share Incentive Plan. One-third of the 2016 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2016 Restricted Share Units, the Reporting Person shall be entitled to received a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

F4 · derivative.expiration_date: Represents 2016 Restricted Share Units granted on February 8, 2016 under our 2013 Share Incentive Plan. One-third of the 2016 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2016 Restricted Share Units, the Reporting Person shall be entitled to received a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 16:55 UTC
Cohen David AlanPresident and CUO Insurance
Tax withholdingOrdinary Shares 684 $56.45 $38,611.80
Disclosure

SEC source: 0001657961-17-000002 · wf-form4_148674569227997.xml · nonDerivative · entry 2

Cohen David Alan · CIK 0001657961 · President and CUO Insurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,222

F2 · kind: Ordinary shares withheld in order to satisfy tax liability upon vesting of previously granted Restricted Share Units.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 16:55 UTC
Cohen David AlanPresident and CUO Insurance
GrantOrdinary Shares 1,643 Not disclosed Not disclosed
Disclosure

SEC source: 0001657961-17-000002 · wf-form4_148674569227997.xml · nonDerivative · entry 1

Cohen David Alan · CIK 0001657961 · President and CUO Insurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,906

F1 · price: Ordinary shares acquired upon mandatory conversion of previously granted Restricted Share Units.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 16:50 UTC
Thornton Richard MatthewChief Operations Officer
Exercise / conversionRestricted Share Units (2015 Part Bonus) · Derivative 686 Not disclosed Not disclosed
Disclosure

SEC source: 0001618791-17-000002 · wf-form4_148674539402787.xml · derivative · entry 6

Thornton Richard Matthew · CIK 0001618791 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,372

Underlying: Ordinary Shares · 686 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F3 · price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F5 · derivative.exercise_date: Represents a portion of the Reporting Person's annual bonus for 2015 paid in Restricted Share Units. The Restricted Share Units were granted on February 8, 2016. One-third of the Restricted Share Units vest annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service, unless terminated without cause or by the Reporting Person for good reason. Upon vesting of the Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

F5 · derivative.expiration_date: Represents a portion of the Reporting Person's annual bonus for 2015 paid in Restricted Share Units. The Restricted Share Units were granted on February 8, 2016. One-third of the Restricted Share Units vest annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service, unless terminated without cause or by the Reporting Person for good reason. Upon vesting of the Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 16:50 UTC
Thornton Richard MatthewChief Operations Officer
Exercise / conversionRestricted Share Units (2016 Grant) · Derivative 1,096 Not disclosed Not disclosed
Disclosure

SEC source: 0001618791-17-000002 · wf-form4_148674539402787.xml · derivative · entry 5

Thornton Richard Matthew · CIK 0001618791 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,190

Underlying: Ordinary Shares · 1,096 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F3 · price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F4 · derivative.exercise_date: Represents 2016 Restricted Share Units granted on February 8, 2016 under our 2013 Share Incentive Plan. One-third of the 2016 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2016 Restricted Share Units, the Reporting Person shall be entitled to received a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

F4 · derivative.expiration_date: Represents 2016 Restricted Share Units granted on February 8, 2016 under our 2013 Share Incentive Plan. One-third of the 2016 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2016 Restricted Share Units, the Reporting Person shall be entitled to received a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 16:50 UTC
Thornton Richard MatthewChief Operations Officer
Tax withholdingOrdinary Shares 323 $56.45 $18,233.35
Disclosure

SEC source: 0001618791-17-000002 · wf-form4_148674539402787.xml · nonDerivative · entry 4

Thornton Richard Matthew · CIK 0001618791 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,672

F2 · kind: Ordinary shares withheld in order to satisfy tax liability upon vesting of previously granted Restricted Share Units.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 16:50 UTC
Thornton Richard MatthewChief Operations Officer
GrantOrdinary Shares 686 Not disclosed Not disclosed
Disclosure

SEC source: 0001618791-17-000002 · wf-form4_148674539402787.xml · nonDerivative · entry 3

Thornton Richard Matthew · CIK 0001618791 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,995

F1 · price: Ordinary shares acquired upon mandatory conversion of previously granted Restricted Share Units.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 16:50 UTC
Thornton Richard MatthewChief Operations Officer
Tax withholdingOrdinary Shares 516 $56.45 $29,128.20
Disclosure

SEC source: 0001618791-17-000002 · wf-form4_148674539402787.xml · nonDerivative · entry 2

Thornton Richard Matthew · CIK 0001618791 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,309

F2 · kind: Ordinary shares withheld in order to satisfy tax liability upon vesting of previously granted Restricted Share Units.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 16:50 UTC
Thornton Richard MatthewChief Operations Officer
GrantOrdinary Shares 1,096 Not disclosed Not disclosed
Disclosure

SEC source: 0001618791-17-000002 · wf-form4_148674539402787.xml · nonDerivative · entry 1

Thornton Richard Matthew · CIK 0001618791 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,825

F1 · price: Ordinary shares acquired upon mandatory conversion of previously granted Restricted Share Units.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 16:41 UTC
Postlewhite StephenCEO Aspen Insurance
Exercise / conversionRestricted Share Units (2016 Grant) · Derivative 3,195 Not disclosed Not disclosed
Disclosure

SEC source: 0001561533-17-000002 · wf-form4_148674485730326.xml · derivative · entry 3

Postlewhite Stephen · CIK 0001561533 · CEO Aspen Insurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,389

Underlying: Ordinary Shares · 3,195 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F3 · price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F4 · derivative.exercise_date: Represents 2016 Restricted Share Units granted on February 8, 2016 under our 2013 Share Incentive Plan. One-third of the 2016 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2016 Restricted Share Units, the Reporting Person shall be entitled to received a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

F4 · derivative.expiration_date: Represents 2016 Restricted Share Units granted on February 8, 2016 under our 2013 Share Incentive Plan. One-third of the 2016 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2016 Restricted Share Units, the Reporting Person shall be entitled to received a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 16:41 UTC
Postlewhite StephenCEO Aspen Insurance
Tax withholdingOrdinary Shares 1,502 $56.45 $84,787.90
Disclosure

SEC source: 0001561533-17-000002 · wf-form4_148674485730326.xml · nonDerivative · entry 2

Postlewhite Stephen · CIK 0001561533 · CEO Aspen Insurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,783

F2 · kind: Ordinary shares withheld in order to satisfy tax liability upon vesting of previously granted Restricted Share Units.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.