Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 15, 2019 Filed Feb 15, 2019 13:54 UTC |
PEARLMAN BRET DDirector
|
Disposition to issuerOrdinary Shares | 14,567 | $42.75 | $622,739.25 |
DisclosureSEC source: 0001077710-19-000002 · wf-form4_155025682844796.xml · nonDerivative · entry 1 PEARLMAN BRET D · CIK 0001077710 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: This Form 4 is being filed as a result of the closing on February 15, 2019 of the merger (the "Merger") as described in the Agreement and Plan of Merger, dated as of August 27, 2018 (the "Merger Agreement") among Aspen Insurance Holdings Limited (the "Issuer"), Highlands Holdings, Ltd., and Highlands Merger Sub, Ltd. F2 · shares: At the effective time of the Merger, each outstanding ordinary share of the Issuer was converted into a right to receive a cash payment of $42.75 without any interest and less any applicable withholding tax. Read SEC document |
| February 15, 2019 Filed Feb 15, 2019 14:21 UTC |
HUTTER HEIDIDirector
|
Disposition to issuerOrdinary Shares | 57,334 | $42.75 | $2,451,028.50 |
DisclosureSEC source: 0001164665-19-000003 · wf-form4_155025850089399.xml · nonDerivative · entry 1 HUTTER HEIDI · CIK 0001164665 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: This Form 4 is being filed as a result of the closing on February 15, 2019 of the merger (the "Merger") as described in the Agreement and Plan of Merger, dated as of August 27, 2018 (the "Merger Agreement") among Aspen Insurance Holdings Limited (the "Issuer"), Highlands Holdings, Ltd., and Highlands Merger Sub, Ltd. F2 · shares: At the effective time of the Merger, each outstanding ordinary share of the Issuer was converted into a right to receive a cash payment of $42.75 without any interest and less any applicable withholding tax. Read SEC document |
| February 15, 2019 Filed Feb 15, 2019 14:10 UTC |
CAVOORES JOHN PAULDirector
|
Disposition to issuerOrdinary Shares | 29,005 | $42.75 | $1,239,963.75 |
DisclosureSEC source: 0001181384-19-000002 · wf-form4_155025783136734.xml · nonDerivative · entry 1 CAVOORES JOHN PAUL · CIK 0001181384 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: This Form 4 is being filed as a result of the closing on February 15, 2019 of the merger (the "Merger") as described in the Agreement and Plan of Merger, dated as of August 27, 2018 (the "Merger Agreement") among Aspen Insurance Holdings Limited (the "Issuer"), Highlands Holdings, Ltd., and Highlands Merger Sub, Ltd. F2 · shares: At the effective time of the Merger, each outstanding ordinary share of the Issuer was converted into a right to receive a cash payment of $42.75 without any interest and less any applicable withholding tax. Read SEC document |
| February 15, 2019 Filed Feb 15, 2019 18:45 UTC |
Botein MatthewDirector
|
Disposition to issuerOrdinary Shares | 5,448 | $42.75 | $232,902.00 |
DisclosureSEC source: 0001469142-19-000002 · wf-form4_155025632113901.xml · nonDerivative · entry 1 Botein Matthew · CIK 0001469142 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: This Form 4 is being filed as a result of the closing on February 15, 2019 of the merger (the "Merger") as described in the Agreement and Plan of Merger, dated as of August 27, 2018 (the "Merger Agreement") among Aspen Insurance Holdings Limited (the "Issuer"), Highlands Holdings, Ltd., and Highlands Merger Sub, Ltd. F2 · shares: At the effective time of the Merger, each outstanding ordinary share of the Issuer was converted into a right to receive a cash payment of $42.75 without any interest and less any applicable withholding tax. Read SEC document |
| February 15, 2019 Filed Feb 15, 2019 19:16 UTC |
Beer AlbertDirector
|
Disposition to issuerOrdinary Shares | 22,840 | $42.75 | $976,410.00 |
DisclosureSEC source: 0001561308-19-000002 · wf-form4_155025819739100.xml · nonDerivative · entry 1 Beer Albert · CIK 0001561308 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: This Form 4 is being filed as a result of the closing on February 15, 2019 of the merger (the "Merger") as described in the Agreement and Plan of Merger, dated as of August 27, 2018 (the "Merger Agreement") among Aspen Insurance Holdings Limited (the "Issuer"), Highlands Holdings, Ltd., and Highlands Merger Sub, Ltd. F2 · shares: At the effective time of the Merger, each outstanding ordinary share of the Issuer was converted into a right to receive a cash payment of $42.75 without any interest and less any applicable withholding tax. Read SEC document |
| February 15, 2019 Filed Feb 15, 2019 13:41 UTC |
MAYR KARLDirector
|
Disposition to issuerOrdinary Shares | 7,980 | $42.75 | $341,145.00 |
DisclosureSEC source: 0001282620-19-000002 · wf-form4_155025607668751.xml · nonDerivative · entry 1 MAYR KARL · CIK 0001282620 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: This Form 4 is being filed in connection with the closing on February 15, 2019 of the merger (the "Merger") as described in the Agreement and Plan of Merger, dated as of August 27, 2018 (the "Merger Agreement") among Aspen Insurance Holdings Limited (the "Issuer"), Highlands Holdings, Ltd., and Highlands Merger Sub, Ltd. F2 · shares: At the effective time of the Merger, each outstanding ordinary share of the Issuer was converted into a right to receive a cash payment of $42.75 without any interest and less any applicable withholding tax. Read SEC document |
| February 15, 2019 Filed Feb 15, 2019 22:43 UTC |
Kirk ScottGroup CFO
|
Disposition to issuerRestricted Share Units (2018 Grant) · Derivative | 6,666 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001603733-19-000004 · wf-form4_155027058644812.xml · derivative · entry 6 Kirk Scott · CIK 0001603733 · Group CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 6,666 shares Expires not disclosed F7 · derivative.exercise_price: Each Restricted Share Unit represents the right to recieve one share of the Issuer's Ordinary Shares. F7 · price: Each Restricted Share Unit represents the right to recieve one share of the Issuer's Ordinary Shares. F11 · price: At the effective time of the Merger, each 2018 Restricted Share Unit that was outstanding immediately prior to the effective time of the Merger was cancelled and converted into the right to receive a lump-sum amount in cash, without interest, equal to the product of (x) the sum of (1) $42.75 and (2) any per share accrued dividend equivalents times (y) the number of ordinary shares subject to such 2018 Restricted Share Unit award, which had not previously been settled. F10 · derivative.exercise_date: At the time of grant on February 9, 2018, the 2018 Restricted Share Units were scheduled to vest annually in increments of one third on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service, unless terminated without cause or by the Reporting Person for good reason. F10 · derivative.expiration_date: At the time of grant on February 9, 2018, the 2018 Restricted Share Units were scheduled to vest annually in increments of one third on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service, unless terminated without cause or by the Reporting Person for good reason. Read SEC document |
| February 15, 2019 Filed Feb 15, 2019 22:43 UTC |
Kirk ScottGroup CFO
|
Disposition to issuerRestricted Share Units (2017 Grant) · Derivative | 1,853 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001603733-19-000004 · wf-form4_155027058644812.xml · derivative · entry 5 Kirk Scott · CIK 0001603733 · Group CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 1,853 shares Expires not disclosed F7 · derivative.exercise_price: Each Restricted Share Unit represents the right to recieve one share of the Issuer's Ordinary Shares. F7 · price: Each Restricted Share Unit represents the right to recieve one share of the Issuer's Ordinary Shares. F9 · price: At the effective time of the Merger, each 2017 Restricted Share Unit that was outstanding immediately prior to the effective time of the Merger was cancelled and converted into the right to receive a lump-sum amount in cash, without interest, equal to the product of (x) the sum of (1) $42.75 and (2) any per share accrued dividend equivalents times (y) the number of ordinary shares subject to such 2017 Restricted Share Unit award, which had not previously been settled. F8 · derivative.exercise_date: At the time of grant on February 10, 2017, the 2017 Restricted Share Units were scheduled to vest annually in increments of one third on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service, unless terminated without cause or by the Reporting Person for good reason. F8 · derivative.expiration_date: At the time of grant on February 10, 2017, the 2017 Restricted Share Units were scheduled to vest annually in increments of one third on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service, unless terminated without cause or by the Reporting Person for good reason. Read SEC document |
| February 15, 2019 Filed Feb 15, 2019 22:43 UTC |
Kirk ScottGroup CFO
|
Disposition to issuerOrdinary Shares | 26,025 | $42.75 | $1,112,568.75 |
DisclosureSEC source: 0001603733-19-000004 · wf-form4_155027058644812.xml · nonDerivative · entry 3 Kirk Scott · CIK 0001603733 · Group CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F3 · kind: This Form 4 is being filed, in part, as a result of the closing on February 15, 2019 of the merger (the "Merger") as described in the Agreement and Plan of Merger, dated as of August 27, 2018 (the "Merger Agreement") among Aspen Insurance Holdings Limited (the "Issuer"), Highlands Holdings, Ltd., and Highlands Merger Sub, Ltd. F4 · shares: At the effective time of the Merger, each outstanding ordinary share of the Issuer was converted into a right to receive a cash payment of $42.75 without any interest and less any applicable withholding tax. Read SEC document |
| February 15, 2019 Filed Feb 15, 2019 22:40 UTC |
Brown HeatherGroup HR Director
|
Disposition to issuerRestricted Share Units (2018 Grant) · Derivative | 2,333 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001718360-19-000004 · wf-form4_155027038880116.xml · derivative · entry 4 Brown Heather · CIK 0001718360 · Group HR Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 2,333 shares Expires not disclosed F5 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares. F5 · price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares. F9 · price: At the effective time of the Merger, each 2018 Restricted Share Unit that was outstanding immediately prior to the effective time of the Merger was cancelled and converted into the right to receive a lump-sum amount in cash, without interest, equal to the product of (x) the sum of (1) $42.75 and (2) any per share accrued dividend equivalents times (y) the number of ordinary shares subject to such 2018 Restricted Share Unit award, which had not previously been settled. F8 · derivative.exercise_date: At the time of grant on February 9, 2018, the 2018 Restricted Share Units were scheduled to vest annually in increments of one third on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service, unless terminated without cause or by the Reporting Person for good reason. F8 · derivative.expiration_date: At the time of grant on February 9, 2018, the 2018 Restricted Share Units were scheduled to vest annually in increments of one third on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service, unless terminated without cause or by the Reporting Person for good reason. Read SEC document |
| February 15, 2019 Filed Feb 15, 2019 22:40 UTC |
Brown HeatherGroup HR Director
|
Disposition to issuerRestricted Share Units (2017 Grant) · Derivative | 385 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001718360-19-000004 · wf-form4_155027038880116.xml · derivative · entry 3 Brown Heather · CIK 0001718360 · Group HR Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 385 shares Expires not disclosed F5 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares. F5 · price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares. F7 · price: At the effective time of the Merger, each 2017 Restricted Share Unit that was outstanding immediately prior to the effective time of the Merger was cancelled and converted into the right to receive a lump-sum amount in cash, without interest, equal to the product of (x) the sum of (1) $42.75 and (2) any per share accrued dividend equivalents times (y) the number of ordinary shares subject to such 2017 Restricted Share Unit award, which had not previously been settled. F6 · derivative.exercise_date: At the time of grant on February 10, 2017, the 2017 Restricted Share Units were scheduled to vest annually in increments of one third on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service, unless terminated without cause or by the Reporting Person for good reason. F6 · derivative.expiration_date: At the time of grant on February 10, 2017, the 2017 Restricted Share Units were scheduled to vest annually in increments of one third on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service, unless terminated without cause or by the Reporting Person for good reason. Read SEC document |
| February 15, 2019 Filed Feb 15, 2019 22:40 UTC |
Brown HeatherGroup HR Director
|
Disposition to issuerOrdinary Shares | 1,402 | $42.75 | $59,935.50 |
DisclosureSEC source: 0001718360-19-000004 · wf-form4_155027038880116.xml · nonDerivative · entry 1 Brown Heather · CIK 0001718360 · Group HR Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: This Form 4 is being filed, in part, as a result of the closing on February 15, 2019 of the merger (the "Merger") as described in the Agreement and Plan of Merger, dated as of August 27, 2018 (the "Merger Agreement") among Aspen Insurance Holdings Limited (the "Issuer"), Highlands Holdings, Ltd., and Highlands Merger Sub, Ltd. F2 · shares: At the effective time of the Merger, each outstanding ordinary share of the Issuer was converted into a right to receive a cash payment of $42.75 without any interest and less any applicable withholding tax. Read SEC document |
| February 15, 2019 Filed Feb 15, 2019 22:41 UTC |
Cohen David AlanPresident and CUO Insurance
|
Disposition to issuerRestricted Share Units (2018 Grant) · Derivative | 4,166 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001657961-19-000004 · wf-form4_155027048461500.xml · derivative · entry 6 Cohen David Alan · CIK 0001657961 · President and CUO Insurance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 4,166 shares Expires not disclosed F7 · derivative.exercise_price: Each Restricted Share Unit represents the right to recieve one share of the Issuer's Ordinary Shares. F7 · price: Each Restricted Share Unit represents the right to recieve one share of the Issuer's Ordinary Shares. F11 · price: At the effective time of the Merger, each 2018 Restricted Share Unit that was outstanding immediately prior to the effective time of the Merger was cancelled and converted into the right to receive a lump-sum amount in cash, without interest, equal to the product of (x) the sum of (1) $42.75 and (2) any per share accrued dividend equivalents times (y) the number of ordinary shares subject to such 2018 Restricted Share Unit award, which had not previously been settled. F10 · derivative.exercise_date: At the time of grant on February 9, 2018, the 2018 Restricted Share Units were scheduled to vest annually in increments of one third on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service, unless terminated without cause or by the Reporting Person for good reason. F10 · derivative.expiration_date: At the time of grant on February 9, 2018, the 2018 Restricted Share Units were scheduled to vest annually in increments of one third on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service, unless terminated without cause or by the Reporting Person for good reason. Read SEC document |
| February 15, 2019 Filed Feb 15, 2019 22:41 UTC |
Cohen David AlanPresident and CUO Insurance
|
Disposition to issuerRestricted Share Units (2017 Grant) · Derivative | 1,778 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001657961-19-000004 · wf-form4_155027048461500.xml · derivative · entry 5 Cohen David Alan · CIK 0001657961 · President and CUO Insurance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 1,778 shares Expires not disclosed F7 · derivative.exercise_price: Each Restricted Share Unit represents the right to recieve one share of the Issuer's Ordinary Shares. F7 · price: Each Restricted Share Unit represents the right to recieve one share of the Issuer's Ordinary Shares. F9 · price: At the effective time of the Merger, each 2017 Restricted Share Unit that was outstanding immediately prior to the effective time of the Merger was cancelled and converted into the right to receive a lump-sum amount in cash, without interest, equal to the product of (x) the sum of (1) $42.75 and (2) any per share accrued dividend equivalents times (y) the number of ordinary shares subject to such 2017 Restricted Share Unit award, which had not previously been settled. F8 · derivative.exercise_date: At the time of grant on February 10, 2017, the 2017 Restricted Share Units were scheduled to vest annually in increments of one third on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service, unless terminated without cause or by the Reporting Person for good reason. F8 · derivative.expiration_date: At the time of grant on February 10, 2017, the 2017 Restricted Share Units were scheduled to vest annually in increments of one third on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service, unless terminated without cause or by the Reporting Person for good reason. Read SEC document |
| February 15, 2019 Filed Feb 15, 2019 22:41 UTC |
Cohen David AlanPresident and CUO Insurance
|
Disposition to issuerOrdinary Shares | 11,694 | $42.75 | $499,918.50 |
DisclosureSEC source: 0001657961-19-000004 · wf-form4_155027048461500.xml · nonDerivative · entry 3 Cohen David Alan · CIK 0001657961 · President and CUO Insurance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F3 · kind: This Form 4 is being filed, in part, as a result of the closing on February 15, 2019 of the merger (the "Merger") as described in the Agreement and Plan of Merger, dated as of August 27, 2018 (the "Merger Agreement") among Aspen Insurance Holdings Limited (the "Issuer"), Highlands Holdings, Ltd., and Highlands Merger Sub, Ltd. F4 · shares: At the effective time of the Merger, each outstanding ordinary share of the Issuer was converted into a right to receive a cash payment of $42.75 without any interest and less any applicable withholding tax. Read SEC document |
| February 15, 2019 Filed Feb 15, 2019 22:37 UTC |
Issavi EmilPresident and CUO, Aspen Re
|
Disposition to issuerRestricted Share Units (2018 Grant) · Derivative | 5,333 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562198-19-000004 · wf-form4_155027021367945.xml · derivative · entry 6 Issavi Emil · CIK 0001562198 · President and CUO, Aspen Re 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 5,333 shares Expires not disclosed F8 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares. F8 · price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares. F12 · price: At the effective time of the Merger, each 2018 Restricted Share Unit that was outstanding immediately prior to the effective time of the Merger was cancelled and converted into the right to receive a lump-sum amount in cash, without interest, equal to the product of (x) the sum of (1) $42.75 and (2) any per share accrued dividend equivalents times (y) the number of ordinary shares subject to such 2018 Restricted Share Unit award, which had not previously been settled. F11 · derivative.exercise_date: At the time of grant on February 9, 2018, the 2018 Restricted Share Units were scheduled to vest annually in increments of one third on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service, unless terminated without cause or by the Reporting Person for good reason. F11 · derivative.expiration_date: At the time of grant on February 9, 2018, the 2018 Restricted Share Units were scheduled to vest annually in increments of one third on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service, unless terminated without cause or by the Reporting Person for good reason. Read SEC document |
| February 15, 2019 Filed Feb 15, 2019 22:37 UTC |
Issavi EmilPresident and CUO, Aspen Re
|
Disposition to issuerRestricted Share Units (2017 Grant) · Derivative | 1,556 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562198-19-000004 · wf-form4_155027021367945.xml · derivative · entry 5 Issavi Emil · CIK 0001562198 · President and CUO, Aspen Re 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 1,556 shares Expires not disclosed F8 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares. F8 · price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares. F10 · price: At the effective time of the Merger, each 2017 Restricted Share Unit that was outstanding immediately prior to the effective time of the Merger was cancelled and converted into the right to receive a lump-sum amount in cash, without interest, equal to the product of (x) the sum of (1) $42.75 and (2) any per share accrued dividend equivalents times (y) the number of ordinary shares subject to such 2017 Restricted Share Unit award, which had not previously been settled. F9 · derivative.exercise_date: At the time of grant on February 10, 2017, the 2017 Restricted Share Units were scheduled to vest annually in increments of one third on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service, unless terminated without cause or by the Reporting Person for good reason. F9 · derivative.expiration_date: At the time of grant on February 10, 2017, the 2017 Restricted Share Units were scheduled to vest annually in increments of one third on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service, unless terminated without cause or by the Reporting Person for good reason. Read SEC document |
| February 15, 2019 Filed Feb 15, 2019 22:37 UTC |
Issavi EmilPresident and CUO, Aspen Re
|
Disposition to issuerOrdinary Shares | 14,537 | $42.75 | $621,456.75 |
DisclosureSEC source: 0001562198-19-000004 · wf-form4_155027021367945.xml · nonDerivative · entry 3 Issavi Emil · CIK 0001562198 · President and CUO, Aspen Re 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F4 · kind: This Form 4 is being filed, in part, as a result of the closing on February 15, 2019 of the merger (the "Merger") as described in the Agreement and Plan of Merger, dated as of August 27, 2018 (the "Merger Agreement") among Aspen Insurance Holdings Limited (the "Issuer"), Highlands Holdings, Ltd., and Highlands Merger Sub, Ltd. F5 · shares: At the effective time of the Merger, each outstanding ordinary share of the Issuer was converted into a right to receive a cash payment of $42.75 without any interest and less any applicable withholding tax. Read SEC document |
| February 15, 2019 Filed Feb 15, 2019 22:35 UTC |
Vacher KateCEO, ABL
|
Disposition to issuerRestricted Share Units (2018 Grant) · Derivative | 2,416 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001561518-19-000004 · wf-form4_155027009029907.xml · derivative · entry 6 Vacher Kate · CIK 0001561518 · CEO, ABL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 2,416 shares Expires not disclosed F7 · derivative.exercise_price: Each Restricted Share Unit represents the right to recieve one share of the Issuer's Ordinary Shares. F7 · price: Each Restricted Share Unit represents the right to recieve one share of the Issuer's Ordinary Shares. F11 · price: At the effective time of the Merger, each 2018 Restricted Share Unit that was outstanding immediately prior to the effective time of the Merger was cancelled and converted into the right to receive a lump-sum amount in cash, without interest, equal to the product of (x) the sum of (1) $42.75 and (2) any per share accrued dividend equivalents times (y) the number of ordinary shares subject to such 2018 Restricted Share Unit award, which had not previously been settled. F10 · derivative.exercise_date: At the time of grant on February 9, 2018, the 2018 Restricted Share Units were scheduled to vest annually in increments of one third on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service, unless terminated without cause or by the Reporting Person for good reason. F10 · derivative.expiration_date: At the time of grant on February 9, 2018, the 2018 Restricted Share Units were scheduled to vest annually in increments of one third on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service, unless terminated without cause or by the Reporting Person for good reason. Read SEC document |
| February 15, 2019 Filed Feb 15, 2019 22:35 UTC |
Vacher KateCEO, ABL
|
Disposition to issuerRestricted Share Units (2017 Grant) · Derivative | 1,112 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001561518-19-000004 · wf-form4_155027009029907.xml · derivative · entry 5 Vacher Kate · CIK 0001561518 · CEO, ABL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 1,112 shares Expires not disclosed F7 · derivative.exercise_price: Each Restricted Share Unit represents the right to recieve one share of the Issuer's Ordinary Shares. F7 · price: Each Restricted Share Unit represents the right to recieve one share of the Issuer's Ordinary Shares. F9 · price: At the effective time of the Merger, each 2017 Restricted Share Unit that was outstanding immediately prior to the effective time of the Merger was cancelled and converted into the right to receive a lump-sum amount in cash, without interest, equal to the product of (x) the sum of (1) $42.75 and (2) any per share accrued dividend equivalents times (y) the number of ordinary shares subject to such 2017 Restricted Share Unit award, which had not previously been settled. F8 · derivative.exercise_date: At the time of grant on February 10, 2017, the 2017 Restricted Share Units were scheduled to vest annually in increments of one third on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service, unless terminated without cause or by the Reporting Person for good reason. F8 · derivative.expiration_date: At the time of grant on February 10, 2017, the 2017 Restricted Share Units were scheduled to vest annually in increments of one third on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service, unless terminated without cause or by the Reporting Person for good reason. Read SEC document |
| February 15, 2019 Filed Feb 15, 2019 22:35 UTC |
Vacher KateCEO, ABL
|
Disposition to issuerOrdinary Shares | 43,856 | $42.75 | $1,874,844.00 |
DisclosureSEC source: 0001561518-19-000004 · wf-form4_155027009029907.xml · nonDerivative · entry 3 Vacher Kate · CIK 0001561518 · CEO, ABL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F3 · kind: This Form 4 is being filed, in part, as a result of the closing on February 15, 2019 of the merger (the "Merger") as described in the Agreement and Plan of Merger, dated as of August 27, 2018 (the "Merger Agreement") among Aspen Insurance Holdings Limited (the "Issuer"), Highlands Holdings, Ltd., and Highlands Merger Sub, Ltd. F4 · shares: At the effective time of the Merger, each outstanding ordinary share of the Issuer was converted into a right to receive a cash payment of $42.75 without any interest and less any applicable withholding tax. Read SEC document |
| February 15, 2019 Filed Feb 15, 2019 22:33 UTC |
Cain MichaelCEO, AIUK, AMAL & Group GC
|
Disposition to issuerRestricted Share Units (2018 Grant) · Derivative | 2,416 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001561304-19-000004 · wf-form4_155026997077642.xml · derivative · entry 6 Cain Michael · CIK 0001561304 · CEO, AIUK, AMAL & Group GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 2,416 shares Expires not disclosed F7 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares. F7 · price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares. F11 · price: At the effective time of the Merger, each 2018 Restricted Share Unit that was outstanding immediately prior to the effective time of the Merger was cancelled and converted into the right to receive a lump-sum amount in cash, without interest, equal to the product of (x) the sum of (1) $42.75 and (2) any per share accrued dividend equivalents times (y) the number of ordinary shares subject to such 2018 Restricted Share Unit award, which had not previously been settled. F10 · derivative.exercise_date: At the time of grant on February 9, 2018, the 2018 Restricted Share Units were scheduled to vest annually in increments of one third on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service, unless terminated without cause or by the Reporting Person for good reason. F10 · derivative.expiration_date: At the time of grant on February 9, 2018, the 2018 Restricted Share Units were scheduled to vest annually in increments of one third on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service, unless terminated without cause or by the Reporting Person for good reason. Read SEC document |
| February 15, 2019 Filed Feb 15, 2019 22:33 UTC |
Cain MichaelCEO, AIUK, AMAL & Group GC
|
Disposition to issuerRestricted Share Units (2017 Grant) · Derivative | 1,112 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001561304-19-000004 · wf-form4_155026997077642.xml · derivative · entry 5 Cain Michael · CIK 0001561304 · CEO, AIUK, AMAL & Group GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 1,112 shares Expires not disclosed F7 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares. F7 · price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares. F9 · price: At the effective time of the Merger, each 2017 Restricted Share Unit that was outstanding immediately prior to the effective time of the Merger was cancelled and converted into the right to receive a lump-sum amount in cash, without interest, equal to the product of (x) the sum of (1) $42.75 and (2) any per share accrued dividend equivalents times (y) the number of ordinary shares subject to such 2017 Restricted Share Unit award, which had not previously been settled. F8 · derivative.exercise_date: At the time of grant on February 10, 2017, the 2017 Restricted Share Units were scheduled to vest annually in increments of one third on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service, unless terminated without cause or by the Reporting Person for good reason. F8 · derivative.expiration_date: At the time of grant on February 10, 2017, the 2017 Restricted Share Units were scheduled to vest annually in increments of one third on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service, unless terminated without cause or by the Reporting Person for good reason. Read SEC document |
| February 15, 2019 Filed Feb 15, 2019 22:33 UTC |
Cain MichaelCEO, AIUK, AMAL & Group GC
|
Disposition to issuerOrdinary Shares | 65,534 | $42.75 | $2,801,578.50 |
DisclosureSEC source: 0001561304-19-000004 · wf-form4_155026997077642.xml · nonDerivative · entry 3 Cain Michael · CIK 0001561304 · CEO, AIUK, AMAL & Group GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F3 · kind: This Form 4 is being filed, in part, as a result of the closing on February 15, 2019 of the merger (the "Merger") as described in the Agreement and Plan of Merger, dated as of August 27, 2018 (the "Merger Agreement") among Aspen Insurance Holdings Limited (the "Issuer"), Highlands Holdings, Ltd., and Highlands Merger Sub, Ltd. F4 · shares: At the effective time of the Merger, each outstanding ordinary share of the Issuer was converted into a right to receive a cash payment of $42.75 without any interest and less any applicable withholding tax. Read SEC document |
| February 15, 2019 Filed Feb 15, 2019 22:31 UTC |
Dawe GrahameChief Accounting Officer
|
Disposition to issuerRestricted Share Units (2018 Grant) · Derivative | 1,234 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001705105-19-000004 · wf-form4_155026986376639.xml · derivative · entry 4 Dawe Grahame · CIK 0001705105 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 1,234 shares Expires not disclosed F5 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares. F5 · price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares. F9 · price: At the effective time of the Merger, each 2018 Restricted Share Unit that was outstanding immediately prior to the effective time of the Merger was cancelled and converted into the right to receive a lump-sum amount in cash, without interest, equal to the product of (x) the sum of (1) $42.75 and (2) any per share accrued dividend equivalents times (y) the number of ordinary shares subject to such 2018 Restricted Share Unit award, which had not previously been settled. F8 · derivative.exercise_date: At the time of grant on February 9, 2018, the 2018 Restricted Share Units were scheduled to vest annually in increments of one third on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service, unless terminated without cause or by the Reporting Person for good reason. F8 · derivative.expiration_date: At the time of grant on February 9, 2018, the 2018 Restricted Share Units were scheduled to vest annually in increments of one third on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service, unless terminated without cause or by the Reporting Person for good reason. Read SEC document |
| February 15, 2019 Filed Feb 15, 2019 22:31 UTC |
Dawe GrahameChief Accounting Officer
|
Disposition to issuerRestricted Share Units (2017 Grant) · Derivative | 519 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001705105-19-000004 · wf-form4_155026986376639.xml · derivative · entry 3 Dawe Grahame · CIK 0001705105 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 519 shares Expires not disclosed F5 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares. F5 · price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares. F7 · price: At the effective time of the Merger, each 2017 Restricted Share Unit that was outstanding immediately prior to the effective time of the Merger was cancelled and converted into the right to receive a lump-sum amount in cash, without interest, equal to the product of (x) the sum of (1) $42.75 and (2) any per share accrued dividend equivalents times (y) the number of ordinary shares subject to such 2017 Restricted Share Unit award, which had not previously been settled. F6 · derivative.exercise_date: At the time of grant on February 10, 2017, the 2017 Restricted Share Units were scheduled to vest annually in increments of one third on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service, unless terminated without cause or by the Reporting Person for good reason. F6 · derivative.expiration_date: At the time of grant on February 10, 2017, the 2017 Restricted Share Units were scheduled to vest annually in increments of one third on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service, unless terminated without cause or by the Reporting Person for good reason. Read SEC document |
| February 15, 2019 Filed Feb 15, 2019 22:31 UTC |
Dawe GrahameChief Accounting Officer
|
Disposition to issuerOrdinary Shares | 7,873 | $42.75 | $336,570.75 |
DisclosureSEC source: 0001705105-19-000004 · wf-form4_155026986376639.xml · nonDerivative · entry 1 Dawe Grahame · CIK 0001705105 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: This Form 4 is being filed, in part, as a result of the closing on February 15, 2019 of the merger (the "Merger") as described in the Agreement and Plan of Merger, dated as of August 27, 2018 (the "Merger Agreement") among Aspen Insurance Holdings Limited (the "Issuer"), Highlands Holdings, Ltd., and Highlands Merger Sub, Ltd. F2 · shares: At the effective time of the Merger, each outstanding ordinary share of the Issuer was converted into a right to receive a cash payment of $42.75 without any interest and less any applicable withholding tax. Read SEC document |
| February 15, 2019 Filed Feb 15, 2019 22:29 UTC |
Schick David GerardGroup Chief Operating Officer
|
Disposition to issuerRestricted Share Units (2018 Grant) · Derivative | 3,010 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001726121-19-000004 · wf-form4_155026974865749.xml · derivative · entry 2 Schick David Gerard · CIK 0001726121 · Group Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 3,010 shares Expires not disclosed F3 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares. F3 · price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares. F5 · price: At the effective time of the Merger, each 2018 Restricted Share Unit that was outstanding immediately prior to the effective time of the Merger was cancelled and converted into the right to receive a lump-sum amount in cash, without interest, equal to the product of (x) the sum of (1) $42.75 and (2) any per share accrued dividend equivalents times (y) the number of ordinary shares subject to such 2018 Restricted Share Unit award, which had not previously been settled. F4 · derivative.exercise_date: At the time of grant on February 9, 2018, the 2018 Restricted Share Units were scheduled to vest annually in increments of one third on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service, unless terminated without cause or by the Reporting Person for good reason. F4 · derivative.expiration_date: At the time of grant on February 9, 2018, the 2018 Restricted Share Units were scheduled to vest annually in increments of one third on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service, unless terminated without cause or by the Reporting Person for good reason. Read SEC document |
| February 15, 2019 Filed Feb 15, 2019 22:29 UTC |
Schick David GerardGroup Chief Operating Officer
|
Disposition to issuerOrdinary Shares | 797 | $42.75 | $34,071.75 |
DisclosureSEC source: 0001726121-19-000004 · wf-form4_155026974865749.xml · nonDerivative · entry 1 Schick David Gerard · CIK 0001726121 · Group Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: This Form 4 is being filed as a result of the closing on February 15, 2019 of the merger (the "Merger") as described in the Agreement and Plan of Merger, dated as of August 27, 2018 (the "Merger Agreement") among Aspen Insurance Holdings Limited (the "Issuer"), Highlands Holdings, Ltd., and Highlands Merger Sub, Ltd. F2 · shares: At the effective time of the Merger, each outstanding ordinary share of the Issuer was converted into a right to receive a cash payment of $42.75 without any interest and less any applicable withholding tax. Read SEC document |
| February 15, 2019 Filed Feb 15, 2019 22:27 UTC |
O Kane ChristopherDirector · CEO
|
Disposition to issuerRestricted Share Units (2018 Grant) · Derivative | 13,828 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001561313-19-000004 · wf-form4_155026961903788.xml · derivative · entry 6 O Kane Christopher · CIK 0001561313 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 13,828 shares Expires not disclosed F7 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares. F7 · price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares. F11 · price: At the effective time of the Merger, each 2018 Restricted Share Unit that was outstanding immediately prior to the effective time of the Merger was cancelled and converted into the right to receive a lump-sum amount in cash, without interest, equal to the product of (x) the sum of (1) $42.75 and (2) any per share accrued dividend equivalents times (y) the number of ordinary shares subject to such 2018 Restricted Share Unit award, which had not previously been settled. F10 · derivative.exercise_date: At the time of grant on February 9, 2018, the 2018 Restricted Share Units were scheduled to vest annually in increments of one third on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service, unless terminated without cause or by the Reporting Person for good reason. F10 · derivative.expiration_date: At the time of grant on February 9, 2018, the 2018 Restricted Share Units were scheduled to vest annually in increments of one third on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service, unless terminated without cause or by the Reporting Person for good reason. Read SEC document |
| February 15, 2019 Filed Feb 15, 2019 22:27 UTC |
O Kane ChristopherDirector · CEO
|
Disposition to issuerRestricted Share Units (2017 Grant) · Derivative | 5,928 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001561313-19-000004 · wf-form4_155026961903788.xml · derivative · entry 5 O Kane Christopher · CIK 0001561313 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 5,928 shares Expires not disclosed F7 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares. F7 · price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares. F9 · price: At the effective time of the Merger, each 2017 Restricted Share Unit that was outstanding immediately prior to the effective time of the Merger was cancelled and converted into the right to receive a lump-sum amount in cash, without interest, equal to the product of (x) the sum of (1) $42.75 and (2) any per share accrued dividend equivalents times (y) the number of ordinary shares subject to such 2017 Restricted Share Unit award, which had not previously been settled. F8 · derivative.exercise_date: At the time of grant on February 10, 2017, the 2017 Restricted Share Units were scheduled to vest annually in increments of one third on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service, unless terminated without cause or by the Reporting Person for good reason. F8 · derivative.expiration_date: At the time of grant on February 10, 2017, the 2017 Restricted Share Units were scheduled to vest annually in increments of one third on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service, unless terminated without cause or by the Reporting Person for good reason. Read SEC document |
| February 15, 2019 Filed Feb 15, 2019 22:27 UTC |
O Kane ChristopherDirector · CEO
|
Disposition to issuerOrdinary Shares | 238,494 | $42.75 | $10,195,618.50 |
DisclosureSEC source: 0001561313-19-000004 · wf-form4_155026961903788.xml · nonDerivative · entry 3 O Kane Christopher · CIK 0001561313 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F3 · kind: This Form 4 is being filed, in part, as a result of the closing on February 15, 2019 of the merger (the "Merger") as described in the Agreement and Plan of Merger, dated as of August 27, 2018 (the "Merger Agreement") among Aspen Insurance Holdings Limited (the "Issuer"), Highlands Holdings, Ltd., and Highlands Merger Sub, Ltd. F4 · shares: At the effective time of the Merger, each outstanding ordinary share of the Issuer was converted into a right to receive a cash payment of $42.75 without any interest and less any applicable withholding tax. Read SEC document |
| February 15, 2019 Filed Feb 15, 2019 22:25 UTC |
Aman Timothy PaulGroup Chief Risk Officer
|
Disposition to issuerRestricted Share Units (2018 Grant) · Derivative | 2,333 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001520674-19-000004 · wf-form4_155026949580329.xml · derivative · entry 3 Aman Timothy Paul · CIK 0001520674 · Group Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 2,333 shares Expires not disclosed F3 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares. F3 · price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares. F7 · price: At the effective time of the Merger, each 2018 Restricted Share Unit that was outstanding immediately prior to the effective time of the Merger was cancelled and converted into the right to receive a lump-sum amount in cash, without interest, equal to the product of (x) the sum of (1) $42.75 and (2) any per share accrued dividend equivalents times (y) the number of ordinary shares subject to such 2018 Restricted Share Unit award, which had not previously been settled. F6 · derivative.exercise_date: At the time of grant on February 9, 2018, the 2018 Restricted Share Units were scheduled to vest annually in increments of one third on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service, unless terminated without cause or by the Reporting Person for good reason. F6 · derivative.expiration_date: At the time of grant on February 9, 2018, the 2018 Restricted Share Units were scheduled to vest annually in increments of one third on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service, unless terminated without cause or by the Reporting Person for good reason. Read SEC document |
| February 15, 2019 Filed Feb 15, 2019 22:25 UTC |
Aman Timothy PaulGroup Chief Risk Officer
|
Disposition to issuerRestricted Share Units (2017 Grant) · Derivative | 1,200 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001520674-19-000004 · wf-form4_155026949580329.xml · derivative · entry 2 Aman Timothy Paul · CIK 0001520674 · Group Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 1,200 shares Expires not disclosed F3 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares. F3 · price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares. F5 · price: At the effective time of the Merger, each 2017 Restricted Share Unit that was outstanding immediately prior to the effective time of the Merger was cancelled and converted into the right to receive a lump-sum amount in cash, without interest, equal to the product of (x) the sum of (1) $42.75 and (2) any per share accrued dividend equivalents times (y) the number of ordinary shares subject to such 2017 Restricted Share Unit award, which had not previously been settled. F4 · derivative.exercise_date: At the time of grant on February 10, 2017, the 2017 Restricted Share Units were scheduled to vest annually in increments of one third on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service, unless terminated without cause or by the Reporting Person for good reason. F4 · derivative.expiration_date: At the time of grant on February 10, 2017, the 2017 Restricted Share Units were scheduled to vest annually in increments of one third on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service, unless terminated without cause or by the Reporting Person for good reason. Read SEC document |
| February 15, 2019 Filed Feb 15, 2019 22:25 UTC |
Aman Timothy PaulGroup Chief Risk Officer
|
Disposition to issuerOrdinary Shares | 1,890 | $42.75 | $80,797.50 |
DisclosureSEC source: 0001520674-19-000004 · wf-form4_155026949580329.xml · nonDerivative · entry 1 Aman Timothy Paul · CIK 0001520674 · Group Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: This Form 4 is being filed as a result of the closing on February 15, 2019 of the merger (the "Merger") as described in the Agreement and Plan of Merger, dated as of August 27, 2018 (the "Merger Agreement") among Aspen Insurance Holdings Limited (the "Issuer"), Highlands Holdings, Ltd., and Highlands Merger Sub, Ltd. F2 · shares: At the effective time of the Merger, each outstanding ordinary share of the Issuer was converted into a right to receive a cash payment of $42.75 without any interest and less any applicable withholding tax. Read SEC document |
| February 15, 2019 Filed Feb 15, 2019 19:29 UTC |
Jones GlynDirector
|
Disposition to issuerOrdinary Shares | 150,101 | $42.75 | $6,416,817.75 |
DisclosureSEC source: 0001561430-19-000002 · wf-form4_155025896284502.xml · nonDerivative · entry 1 Jones Glyn · CIK 0001561430 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: This Form 4 is being filed as a result of the closing on February 15, 2019 of the merger (the "Merger") as described in the Agreement and Plan of Merger, dated as of August 27, 2018 (the "Merger Agreement") among Aspen Insurance Holdings Limited (the "Issuer"), Highlands Holdings, Ltd., and Highlands Merger Sub, Ltd. F2 · shares: At the effective time of the Merger, each outstanding ordinary share of the Issuer was converted into a right to receive a cash payment of $42.75 without any interest and less any applicable withholding tax. Read SEC document |
| February 15, 2019 Filed Feb 15, 2019 19:25 UTC |
Ireland GordonDirector
|
Disposition to issuerOrdinary Shares | 15,861 | $42.75 | $678,057.75 |
DisclosureSEC source: 0001569317-19-000002 · wf-form4_155025871955556.xml · nonDerivative · entry 1 Ireland Gordon · CIK 0001569317 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: This Form 4 is being filed as a result of the closing on February 15, 2019 of the merger (the "Merger") as described in the Agreement and Plan of Merger, dated as of August 27, 2018 (the "Merger Agreement") among Aspen Insurance Holdings Limited (the "Issuer"), Highlands Holdings, Ltd., and Highlands Merger Sub, Ltd. F2 · shares: At the effective time of the Merger, each outstanding ordinary share of the Issuer was converted into a right to receive a cash payment of $42.75 without any interest and less any applicable withholding tax. Read SEC document |
| February 15, 2019 Filed Feb 15, 2019 19:14 UTC |
PRESSMAN RONALD RDirector
|
Disposition to issuerOrdinary Shares | 20,239 | $42.75 | $865,217.25 |
DisclosureSEC source: 0001233170-19-000002 · wf-form4_155025808256521.xml · nonDerivative · entry 1 PRESSMAN RONALD R · CIK 0001233170 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: This Form 4 is being filed as a result of the closing on February 15, 2019 of the merger (the "Merger") as described in the Agreement and Plan of Merger, dated as of August 27, 2018 (the "Merger Agreement") among Aspen insurance Holdings Limited (the "Issuer"), Highlands Holdings, Ltd., and Highlands Merger Sub, Ltd. F2 · shares: At the effective time of the Merger, each outstanding ordinary share of the Issuer was converted into a right to receive a cash payment of $42.75 without any interest and less any applicable withholding tax. Read SEC document |
| February 15, 2019 Filed Feb 15, 2019 18:51 UTC |
Gregg Gary R.Director
|
Disposition to issuerOrdinary Shares | 20,528 | $42.75 | $877,572.00 |
DisclosureSEC source: 0001501790-19-000002 · wf-form4_155025669791207.xml · nonDerivative · entry 1 Gregg Gary R. · CIK 0001501790 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: This Form 4 is being filed as a result of the closing on February 15, 2019 of the merger (the "Merger") as described in the Agreement and Plan of Merger, dated as of August 27, 2018 (the "Merger Agreement") among Aspen Insurance Holdings Limited (the "Issuer"), Highlands Holdings, Ltd., and Highlands Merger Sub, Ltd. F2 · shares: At the effective time of the Merger, each outstanding ordinary share of the Issuer was converted into a right to receive a cash payment of $42.75 without any interest and less any applicable withholding tax. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 18:26 UTC |
Cain MichaelCEO, AIUK, AMAL & Group GC
|
Disposition to issuerPerformance Shares (2018 Grant) · Derivative | 7,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001561304-19-000006 · wf-form4_155068716642209.xml · derivative · entry 4 Cain Michael · CIK 0001561304 · CEO, AIUK, AMAL & Group GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 7,250 shares Expires not disclosed F1 · derivative.exercise_price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares. F1 · price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares. F6 · price: At the effective time of the Merger, each 2018 Performance Share outstanding immediately prior to the Merger was, to the extent not vested, fully vested, and was canceled and converted into the right to receive a lump-sum amount in cash, equal to $42.75, without interest and less any applicable tax withholding, per 2018 Performance Share. F5 · derivative.exercise_date: At the time of grant on February 9, 2018, the 2018 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2018 Performance Share award was tested annually over a three-year period. All vested 2018 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2020. One third of the 2018 Performance Shares were forfeited based on the Issuer's 2018 adjusted annual growth in diluted book value per ordinary share test and two thirds of the 2018 Performance Shares vested at target payout levels in connection with the Merger. F5 · derivative.expiration_date: At the time of grant on February 9, 2018, the 2018 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2018 Performance Share award was tested annually over a three-year period. All vested 2018 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2020. One third of the 2018 Performance Shares were forfeited based on the Issuer's 2018 adjusted annual growth in diluted book value per ordinary share test and two thirds of the 2018 Performance Shares vested at target payout levels in connection with the Merger. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 18:26 UTC |
Cain MichaelCEO, AIUK, AMAL & Group GC
|
GrantPerformance Shares (2018 Grant) · Derivative | 7,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001561304-19-000006 · wf-form4_155068716642209.xml · derivative · entry 3 Cain Michael · CIK 0001561304 · CEO, AIUK, AMAL & Group GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,250 Underlying: Ordinary Shares · 7,250 shares Expires not disclosed F1 · derivative.exercise_price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares. F1 · price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares. F6 · price: At the effective time of the Merger, each 2018 Performance Share outstanding immediately prior to the Merger was, to the extent not vested, fully vested, and was canceled and converted into the right to receive a lump-sum amount in cash, equal to $42.75, without interest and less any applicable tax withholding, per 2018 Performance Share. F5 · derivative.exercise_date: At the time of grant on February 9, 2018, the 2018 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2018 Performance Share award was tested annually over a three-year period. All vested 2018 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2020. One third of the 2018 Performance Shares were forfeited based on the Issuer's 2018 adjusted annual growth in diluted book value per ordinary share test and two thirds of the 2018 Performance Shares vested at target payout levels in connection with the Merger. F5 · derivative.expiration_date: At the time of grant on February 9, 2018, the 2018 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2018 Performance Share award was tested annually over a three-year period. All vested 2018 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2020. One third of the 2018 Performance Shares were forfeited based on the Issuer's 2018 adjusted annual growth in diluted book value per ordinary share test and two thirds of the 2018 Performance Shares vested at target payout levels in connection with the Merger. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 18:26 UTC |
Cain MichaelCEO, AIUK, AMAL & Group GC
|
Disposition to issuer2017 Performance Shares · Derivative | 3,335 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001561304-19-000006 · wf-form4_155068716642209.xml · derivative · entry 2 Cain Michael · CIK 0001561304 · CEO, AIUK, AMAL & Group GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 3,335 shares Expires not disclosed F1 · derivative.exercise_price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares. F4 · kind: This Form 4 is being filed as a result of the closing on February 15, 2019 of the merger (the "Merger") as described in the Agreement and Plan of Merger, dated as of August 27, 2018 (the "Merger Agreement") among Aspen Insurance Holdings Limited (the "Issuer"), Highlands Holdings, Ltd., and Highlands Merger Sub, Ltd. F1 · price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares. F3 · price: At the effective time of the Merger, each 2017 Performance Share outstanding immediately prior to the Merger was, to the extent not vested, fully vested, and was canceled and converted into the right to receive a lump-sum amount in cash, equal to $42.75, without interest and less any applicable tax withholding, per 2017 Performance Share. F2 · derivative.exercise_date: At the time of grant on February 10, 2017, the 2017 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2017 Performance Share award was tested annually over a three-year period. All vested 2017 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2019. Two thirds of the 2017 Performance Shares were forfeited based on the Issuer's 2017 and 2018 adjusted annual growth in diluted book value per ordinary share test and one third of the 2017 Performance Shares vested at target payout levels in connection with the Merger. F2 · derivative.expiration_date: At the time of grant on February 10, 2017, the 2017 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2017 Performance Share award was tested annually over a three-year period. All vested 2017 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2019. Two thirds of the 2017 Performance Shares were forfeited based on the Issuer's 2017 and 2018 adjusted annual growth in diluted book value per ordinary share test and one third of the 2017 Performance Shares vested at target payout levels in connection with the Merger. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 18:26 UTC |
Cain MichaelCEO, AIUK, AMAL & Group GC
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Grant2017 Performance Shares · Derivative | 3,335 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001561304-19-000006 · wf-form4_155068716642209.xml · derivative · entry 1 Cain Michael · CIK 0001561304 · CEO, AIUK, AMAL & Group GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,335 Underlying: Ordinary Shares · 3,335 shares Expires not disclosed F1 · derivative.exercise_price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares. F1 · price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares. F3 · price: At the effective time of the Merger, each 2017 Performance Share outstanding immediately prior to the Merger was, to the extent not vested, fully vested, and was canceled and converted into the right to receive a lump-sum amount in cash, equal to $42.75, without interest and less any applicable tax withholding, per 2017 Performance Share. F2 · derivative.exercise_date: At the time of grant on February 10, 2017, the 2017 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2017 Performance Share award was tested annually over a three-year period. All vested 2017 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2019. Two thirds of the 2017 Performance Shares were forfeited based on the Issuer's 2017 and 2018 adjusted annual growth in diluted book value per ordinary share test and one third of the 2017 Performance Shares vested at target payout levels in connection with the Merger. F2 · derivative.expiration_date: At the time of grant on February 10, 2017, the 2017 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2017 Performance Share award was tested annually over a three-year period. All vested 2017 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2019. Two thirds of the 2017 Performance Shares were forfeited based on the Issuer's 2017 and 2018 adjusted annual growth in diluted book value per ordinary share test and one third of the 2017 Performance Shares vested at target payout levels in connection with the Merger. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 18:23 UTC |
Brown HeatherGroup HR Director
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Disposition to issuerPerformance Shares (2018 Grant) · Derivative | 7,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001718360-19-000006 · wf-form4_155068697261281.xml · derivative · entry 3 Brown Heather · CIK 0001718360 · Group HR Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 7,000 shares Expires not disclosed F5 · derivative.exercise_price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares. F5 · price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares. F7 · price: At the effective time of the Merger, each 2018 Performance Share outstanding immediately prior to the Merger was, to the extent not vested, fully vested, and was canceled and converted into the right to receive a lump-sum amount in cash, equal to $42.75, without interest and less any applicable tax withholding, per 2018 Performance Share. F6 · derivative.exercise_date: At the time of grant on February 9, 2018, the 2018 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2018 Performance Share award was tested annually over a three-year period. All vested 2018 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2020. One third of the 2018 Performance Shares were forfeited based on the Issuer's 2018 adjusted annual growth in diluted book value per ordinary share test and two thirds of the 2018 Performance Shares vested at target payout levels in connection with the Merger. F6 · derivative.expiration_date: At the time of grant on February 9, 2018, the 2018 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2018 Performance Share award was tested annually over a three-year period. All vested 2018 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2020. One third of the 2018 Performance Shares were forfeited based on the Issuer's 2018 adjusted annual growth in diluted book value per ordinary share test and two thirds of the 2018 Performance Shares vested at target payout levels in connection with the Merger. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 18:23 UTC |
Brown HeatherGroup HR Director
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GrantPerformance Shares (2018 Grant) · Derivative | 7,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001718360-19-000006 · wf-form4_155068697261281.xml · derivative · entry 2 Brown Heather · CIK 0001718360 · Group HR Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,000 Underlying: Ordinary Shares · 7,000 shares Expires not disclosed F5 · derivative.exercise_price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares. F5 · price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares. F7 · price: At the effective time of the Merger, each 2018 Performance Share outstanding immediately prior to the Merger was, to the extent not vested, fully vested, and was canceled and converted into the right to receive a lump-sum amount in cash, equal to $42.75, without interest and less any applicable tax withholding, per 2018 Performance Share. F6 · derivative.exercise_date: At the time of grant on February 9, 2018, the 2018 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2018 Performance Share award was tested annually over a three-year period. All vested 2018 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2020. One third of the 2018 Performance Shares were forfeited based on the Issuer's 2018 adjusted annual growth in diluted book value per ordinary share test and two thirds of the 2018 Performance Shares vested at target payout levels in connection with the Merger. F6 · derivative.expiration_date: At the time of grant on February 9, 2018, the 2018 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2018 Performance Share award was tested annually over a three-year period. All vested 2018 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2020. One third of the 2018 Performance Shares were forfeited based on the Issuer's 2018 adjusted annual growth in diluted book value per ordinary share test and two thirds of the 2018 Performance Shares vested at target payout levels in connection with the Merger. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 18:23 UTC |
Brown HeatherGroup HR Director
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Disposition to issuerPhantom Shares (2017 Grant) · Derivative | 385 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001718360-19-000006 · wf-form4_155068697261281.xml · derivative · entry 1 Brown Heather · CIK 0001718360 · Group HR Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 385 shares Expires not disclosed F1 · derivative.exercise_price: Each Phantom Share represents the right to receive the economic equivalent of one of the Issuer's Ordinary Shares. F2 · kind: This Form 4 is being filed as a result of the closing on February 15, 2019 of the merger (the "Merger") as described in the Agreement and Plan of Merger, dated as of August 27, 2018 (the "Merger Agreement") among Aspen Insurance Holdings Limited (the "Issuer"), Highlands Holdings, Ltd., and Highlands Merger Sub, Ltd. F1 · price: Each Phantom Share represents the right to receive the economic equivalent of one of the Issuer's Ordinary Shares. F4 · price: At the effective time of the Merger, each 2017 Phantom Share outstanding immediately prior to the Merger was, to the extent not vested, fully vested, and was canceled and converted into the right to receive a lump-sum amount in cash, equal to $42.75, without interest and less any applicable tax withholding, per 2017 Phantom Share. F3 · derivative.exercise_date: At the time of grant on February 10, 2017, the 2017 Phantom Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2017 Phantom Share award was tested annually over a three-year period. All vested 2017 Phantom Shares would have been settled in cash upon the filing of the annual report on Form 10-K for the year ended December 31, 2019. Two thirds of the 2017 Phantom Shares were forfeited based on the Issuer's 2017 and 2018 adjusted annual growth in diluted book value per ordinary share test and one third of the 2017 Phantom Shares vested at target payout levels in connection with the Merger. F3 · derivative.expiration_date: At the time of grant on February 10, 2017, the 2017 Phantom Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2017 Phantom Share award was tested annually over a three-year period. All vested 2017 Phantom Shares would have been settled in cash upon the filing of the annual report on Form 10-K for the year ended December 31, 2019. Two thirds of the 2017 Phantom Shares were forfeited based on the Issuer's 2017 and 2018 adjusted annual growth in diluted book value per ordinary share test and one third of the 2017 Phantom Shares vested at target payout levels in connection with the Merger. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 18:19 UTC |
Aman Timothy PaulGroup Chief Risk Officer
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Disposition to issuerPerformance Shares (2018 Grant) · Derivative | 7,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001520674-19-000006 · wf-form4_155068675245412.xml · derivative · entry 4 Aman Timothy Paul · CIK 0001520674 · Group Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 7,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares. F1 · price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares. F6 · price: At the effective time of the Merger, each 2018 Performance Share outstanding immediately prior to the Merger was, to the extent not vested, fully vested, and was canceled and converted into the right to receive a lump-sum amount in cash, equal to $42.75, without interest and less any applicable tax withholding, per 2018 Performance Share. F5 · derivative.exercise_date: At the time of grant on February 9, 2018, the 2018 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2018 Performance Share award was tested annually over a three-year period. All vested 2018 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2020. One third of the 2018 Performance Shares were forfeited based on the Issuer's 2018 adjusted annual growth in diluted book value per ordinary share test and two thirds of the 2018 Performance Shares vested at target payout levels in connection with the Merger. F5 · derivative.expiration_date: At the time of grant on February 9, 2018, the 2018 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2018 Performance Share award was tested annually over a three-year period. All vested 2018 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2020. One third of the 2018 Performance Shares were forfeited based on the Issuer's 2018 adjusted annual growth in diluted book value per ordinary share test and two thirds of the 2018 Performance Shares vested at target payout levels in connection with the Merger. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 18:19 UTC |
Aman Timothy PaulGroup Chief Risk Officer
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GrantPerformance Shares (2018 Grant) · Derivative | 7,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001520674-19-000006 · wf-form4_155068675245412.xml · derivative · entry 3 Aman Timothy Paul · CIK 0001520674 · Group Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,000 Underlying: Ordinary Shares · 7,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares. F1 · price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares. F6 · price: At the effective time of the Merger, each 2018 Performance Share outstanding immediately prior to the Merger was, to the extent not vested, fully vested, and was canceled and converted into the right to receive a lump-sum amount in cash, equal to $42.75, without interest and less any applicable tax withholding, per 2018 Performance Share. F5 · derivative.exercise_date: At the time of grant on February 9, 2018, the 2018 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2018 Performance Share award was tested annually over a three-year period. All vested 2018 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2020. One third of the 2018 Performance Shares were forfeited based on the Issuer's 2018 adjusted annual growth in diluted book value per ordinary share test and two thirds of the 2018 Performance Shares vested at target payout levels in connection with the Merger. F5 · derivative.expiration_date: At the time of grant on February 9, 2018, the 2018 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2018 Performance Share award was tested annually over a three-year period. All vested 2018 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2020. One third of the 2018 Performance Shares were forfeited based on the Issuer's 2018 adjusted annual growth in diluted book value per ordinary share test and two thirds of the 2018 Performance Shares vested at target payout levels in connection with the Merger. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 18:19 UTC |
Aman Timothy PaulGroup Chief Risk Officer
|
Disposition to issuer2017 Performance Shares · Derivative | 3,601 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001520674-19-000006 · wf-form4_155068675245412.xml · derivative · entry 2 Aman Timothy Paul · CIK 0001520674 · Group Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 3,601 shares Expires not disclosed F1 · derivative.exercise_price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares. F4 · kind: This Form 4 is being filed as a result of the closing on February 15, 2019 of the merger (the "Merger") as described in the Agreement and Plan of Merger, dated as of August 27, 2018 (the "Merger Agreement") among Aspen Insurance Holdings Limited (the "Issuer"), Highlands Holdings, Ltd., and Highlands Merger Sub, Ltd. F1 · price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares. F3 · price: At the effective time of the Merger, each 2017 Performance Share outstanding immediately prior to the Merger was, to the extent not vested, fully vested, and was canceled and converted into the right to receive a lump-sum amount in cash, equal to $42.75, without interest and less any applicable tax withholding, per 2017 Performance Share. F2 · derivative.exercise_date: At the time of grant on February 10, 2017, the 2017 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2017 Performance Share award was tested annually over a three-year period. All vested 2017 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2019. Two thirds of the 2017 Performance Shares were forfeited based on the Issuer's 2017 and 2018 adjusted annual growth in diluted book value per ordinary share test and one third of the 2017 Performance Shares vested at target payout levels in connection with the Merger. F2 · derivative.expiration_date: At the time of grant on February 10, 2017, the 2017 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2017 Performance Share award was tested annually over a three-year period. All vested 2017 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2019. Two thirds of the 2017 Performance Shares were forfeited based on the Issuer's 2017 and 2018 adjusted annual growth in diluted book value per ordinary share test and one third of the 2017 Performance Shares vested at target payout levels in connection with the Merger. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 18:19 UTC |
Aman Timothy PaulGroup Chief Risk Officer
|
Grant2017 Performance Shares · Derivative | 3,601 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001520674-19-000006 · wf-form4_155068675245412.xml · derivative · entry 1 Aman Timothy Paul · CIK 0001520674 · Group Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,601 Underlying: Ordinary Shares · 3,601 shares Expires not disclosed F1 · derivative.exercise_price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares. F1 · price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares. F3 · price: At the effective time of the Merger, each 2017 Performance Share outstanding immediately prior to the Merger was, to the extent not vested, fully vested, and was canceled and converted into the right to receive a lump-sum amount in cash, equal to $42.75, without interest and less any applicable tax withholding, per 2017 Performance Share. F2 · derivative.exercise_date: At the time of grant on February 10, 2017, the 2017 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2017 Performance Share award was tested annually over a three-year period. All vested 2017 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2019. Two thirds of the 2017 Performance Shares were forfeited based on the Issuer's 2017 and 2018 adjusted annual growth in diluted book value per ordinary share test and one third of the 2017 Performance Shares vested at target payout levels in connection with the Merger. F2 · derivative.expiration_date: At the time of grant on February 10, 2017, the 2017 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2017 Performance Share award was tested annually over a three-year period. All vested 2017 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2019. Two thirds of the 2017 Performance Shares were forfeited based on the Issuer's 2017 and 2018 adjusted annual growth in diluted book value per ordinary share test and one third of the 2017 Performance Shares vested at target payout levels in connection with the Merger. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.