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ASSURED GUARANTY LTD

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SEC CIK
0001273813
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457

Last 12 months

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0 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202604
Apr 202600
May 202603
Jun 202600
Jul 202600
Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 04, 2018 Filed Feb 6, 2018 21:42 UTC
Stern Bruce E.Executive Officer
Exercise / conversionPerformance Share Units · Derivative 11,728 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-007876 · doc4.xml · derivative · entry 4

Stern Bruce E. · CIK 0001539879 · Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,231

Underlying: Common Shares · 11,728 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2016 to 12/31/2017), 200.00% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by 200.00%.

F3 · deemedExecutionDate: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2016 to 12/31/2017), 200.00% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by 200.00%.

F3 · derivative.exercise_date: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2016 to 12/31/2017), 200.00% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by 200.00%.

F3 · derivative.expiration_date: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2016 to 12/31/2017), 200.00% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by 200.00%.

F4 · balance_after: Total includes performance units from other tranches with different performance measures, performance periods and vesting dates, but does not include 30,694 outstanding options.

Read SEC document
February 04, 2018 Filed Feb 6, 2018 21:42 UTC
Stern Bruce E.Executive Officer
Tax withholdingCommon Shares 11,487 $35.19 $404,227.53
Disclosure

SEC source: 0001209191-18-007876 · doc4.xml · nonDerivative · entry 3

Stern Bruce E. · CIK 0001539879 · Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,519.3073

F1 · shares: Common Shares being withheld to pay tax liability.

Read SEC document
February 04, 2018 Filed Feb 6, 2018 21:42 UTC
Stern Bruce E.Executive Officer
Exercise / conversionComnmon Shares 23,456 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-007876 · doc4.xml · nonDerivative · entry 2

Stern Bruce E. · CIK 0001539879 · Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,006.3073

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2016 to 12/31/2017), 200.00% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by 200.00%.

Read SEC document
February 04, 2018 Filed Feb 6, 2018 21:42 UTC
Stern Bruce E.Executive Officer
Tax withholdingCommon Shares 5,860 $35.19 $206,213.40
Disclosure

SEC source: 0001209191-18-007876 · doc4.xml · nonDerivative · entry 1

Stern Bruce E. · CIK 0001539879 · Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,550.3073

F1 · shares: Common Shares being withheld to pay tax liability.

F2 · balance_after: Total includes 641 shares purchased on 06/30/2017 pursuant to the Assured Guaranty Ltd. Employee Stock Purchase Plan which meets the requirements of Rule 16b-3.

Read SEC document
February 04, 2018 Filed Feb 6, 2018 21:34 UTC
Bailenson RobertChief Financial Officer
Exercise / conversionPerformance Share Units · Derivative 19,547 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-007853 · doc4.xml · derivative · entry 4

Bailenson Robert · CIK 0001326822 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,025

Underlying: Common Shares · 19,547 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2016 to 12/31/2017), 200.00% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by 200.00%.

F2 · deemedExecutionDate: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2016 to 12/31/2017), 200.00% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by 200.00%.

F2 · derivative.exercise_date: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2016 to 12/31/2017), 200.00% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by 200.00%.

F2 · derivative.expiration_date: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2016 to 12/31/2017), 200.00% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by 200.00%.

F3 · balance_after: Total includes performance units from other tranches with different performance measures, performance periods and vesting dates, but does not include 49,094 outstanding options.

Read SEC document
February 04, 2018 Filed Feb 6, 2018 21:34 UTC
Bailenson RobertChief Financial Officer
Tax withholdingCommon Shares 19,145 $35.19 $673,712.55
Disclosure

SEC source: 0001209191-18-007853 · doc4.xml · nonDerivative · entry 3

Bailenson Robert · CIK 0001326822 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,333.0819

F1 · shares: Common Shares being withheld to pay tax liability.

Read SEC document
February 04, 2018 Filed Feb 6, 2018 21:34 UTC
Bailenson RobertChief Financial Officer
Exercise / conversionCommon Shares 39,094 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-007853 · doc4.xml · nonDerivative · entry 2

Bailenson Robert · CIK 0001326822 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,478.0819

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2016 to 12/31/2017), 200.00% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by 200.00%.

Read SEC document
February 04, 2018 Filed Feb 6, 2018 21:34 UTC
Bailenson RobertChief Financial Officer
Tax withholdingCommon Shares 9,670 $35.19 $340,287.30
Disclosure

SEC source: 0001209191-18-007853 · doc4.xml · nonDerivative · entry 1

Bailenson Robert · CIK 0001326822 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,384.0819

F1 · shares: Common Shares being withheld to pay tax liability.

Read SEC document
February 04, 2018 Filed Feb 6, 2018 21:31 UTC
Brewer Russell B. IIChief Surveillance Officer
Exercise / conversionPerformance Share Units · Derivative 17,592 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-007848 · doc4.xml · derivative · entry 4

Brewer Russell B. II · CIK 0001539882 · Chief Surveillance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,506

Underlying: Common Shares · 17,592 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2016 to 12/31/2017), 200.00% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by 200.00%.

F2 · deemedExecutionDate: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2016 to 12/31/2017), 200.00% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by 200.00%.

F2 · derivative.exercise_date: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2016 to 12/31/2017), 200.00% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by 200.00%.

F2 · derivative.expiration_date: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2016 to 12/31/2017), 200.00% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by 200.00%.

F3 · balance_after: Total includes performance units from other tranches with different performance measures, performance periods and vesting dates, but does not include 36,962 outstanding options.

Read SEC document
February 04, 2018 Filed Feb 6, 2018 21:31 UTC
Brewer Russell B. IIChief Surveillance Officer
Tax withholdingCommon Shares 17,014 $35.19 $598,722.66
Disclosure

SEC source: 0001209191-18-007848 · doc4.xml · nonDerivative · entry 3

Brewer Russell B. II · CIK 0001539882 · Chief Surveillance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,220.4578

F1 · shares: Common Shares being withheld to pay tax liability.

Read SEC document
February 04, 2018 Filed Feb 6, 2018 21:31 UTC
Brewer Russell B. IIChief Surveillance Officer
Exercise / conversionCommon Shares 35,184 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-007848 · doc4.xml · nonDerivative · entry 2

Brewer Russell B. II · CIK 0001539882 · Chief Surveillance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,234.4578

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2016 to 12/31/2017), 200.00% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by 200.00%.

Read SEC document
February 04, 2018 Filed Feb 6, 2018 21:31 UTC
Brewer Russell B. IIChief Surveillance Officer
Tax withholdingCommon Shares 8,376 $35.19 $294,751.44
Disclosure

SEC source: 0001209191-18-007848 · doc4.xml · nonDerivative · entry 1

Brewer Russell B. II · CIK 0001539882 · Chief Surveillance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,050.4578

F1 · shares: Common Shares being withheld to pay tax liability.

Read SEC document
December 21, 2017 Filed Feb 6, 2018 16:39 UTC GiftCommon Shares 1,200 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-007867 · doc5.xml · nonDerivative · entry 2

KENNY PATRICK W · CIK 0001285249 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,905

Read SEC document
December 14, 2017 Filed Feb 6, 2018 16:32 UTC GiftCommon Shares 2,545 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-007851 · doc5.xml · nonDerivative · entry 1

BUHL G LAWRENCE · CIK 0001285251 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,217

Read SEC document
September 28, 2017 Filed Sep 29, 2017 21:03 UTC
FREDERICO DOMINICDirector · President/CEO/Deputy Chairman
SaleCommon Shares 0.5774 $37.60 $21.71
Disclosure

SEC source: 0001209191-17-054424 · doc4.xml · nonDerivative · entry 1

FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,014,720.0034

F1 · balance_after: Total includes 566 shares purchased on 6/30/2017 pursuant to the Assured Guaranty Ltd. Employee Stock Purchase Plan which meets the requirements of Rule 16b-3.

Read SEC document
June 22, 2017 Filed Sep 29, 2017 21:03 UTC
FREDERICO DOMINICDirector · President/CEO/Deputy Chairman
GiftCommon Shares 250 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-054424 · doc4.xml · nonDerivative · entry 4

FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 998,645.0034

F2 · shares: This transaction represents a donation.

Read SEC document
June 20, 2017 Filed Jun 21, 2017 20:27 UTC
Bailenson RobertChief Financial Officer
Exercise / conversionOptions to Acquire Common Shares · Derivative 10,000 $0.00 Strike: $23.27 $0.00
Disclosure

SEC source: 0001209191-17-041206 · doc4.xml · derivative · entry 3

Bailenson Robert · CIK 0001326822 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,094

Underlying: Common Shares · 10,000 shares

Expires 2018-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Options vested as follows: 1/3 on 02/14/2009, 1/3 on 02/14/2010 and 1/3 on 02/14/2011.

F3 · balance_after: All options of this tranche have been exercised. The total number of options from other tranches with different exercise prices, vesting terms and expiration dates is 49,094 (after taking into account 10,000 options exercised on 6/20/2017). The total number of performance share units from tranches with different performance measures, performance periods and vesting dates is 58,572.

Read SEC document
June 20, 2017 Filed Jun 21, 2017 20:27 UTC
Bailenson RobertChief Financial Officer
Tax withholdingCommon Shares 7,857 $41.75 $328,029.75
Disclosure

SEC source: 0001209191-17-041206 · doc4.xml · nonDerivative · entry 2

Bailenson Robert · CIK 0001326822 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,054.0819

F1 · price: Represents the payment of the exercise price and withholding taxes of an employee stock option through the attestation of previously owned shares. The price is equal to the fair market value of the Common Shares on the date of exercise and is used to determine the value of the shares delivered to the Company by attestation of previously owned shares in payment of the exercise price and withholding taxes.

Read SEC document
June 20, 2017 Filed Jun 21, 2017 20:27 UTC
Bailenson RobertChief Financial Officer
Exercise / conversionCommon Shares 10,000 $23.27 $232,700.00
Disclosure

SEC source: 0001209191-17-041206 · doc4.xml · nonDerivative · entry 1

Bailenson Robert · CIK 0001326822 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,911.0819

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 15, 2017 Filed Sep 29, 2017 21:03 UTC
FREDERICO DOMINICDirector · President/CEO/Deputy Chairman
GiftCommon Shares 5,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-054424 · doc4.xml · nonDerivative · entry 3

FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 998,895.0034

F2 · shares: This transaction represents a donation.

Read SEC document
June 14, 2017 Filed Sep 29, 2017 21:03 UTC
FREDERICO DOMINICDirector · President/CEO/Deputy Chairman
GiftCommon Shares 10,825 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-054424 · doc4.xml · nonDerivative · entry 2

FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,003,895.0034

F2 · shares: This transaction represents a donation.

Read SEC document
May 12, 2017 Filed Feb 6, 2018 16:39 UTC GiftCommon Shares 1,200 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-007867 · doc5.xml · nonDerivative · entry 1

KENNY PATRICK W · CIK 0001285249 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,105

Read SEC document
May 10, 2017 Filed May 11, 2017 20:24 UTC
Albert HowardChief Risk Officer
Exercise / conversionOptions to Acquire Common Shares · Derivative 12,000 $0.00 Strike: $23.27 $0.00
Disclosure

SEC source: 0001209191-17-031534 · doc4.xml · derivative · entry 3

Albert Howard · CIK 0001539875 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 12,000 shares

Expires 2018-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Options vested as follows: 1/3 on 02/14/2009, 1/3 on 02/14/2010 and 1/3 on 02/14/2011.

F3 · derivative.underlying_shares: All options of this tranche have been exercised. The total number of options from other tranches with different exercise prices, vesting terms and expiration dates is 30,297(after taking into account 12,000 options exercised on 05/10/2017). The total number of performance share units from tranches with different performance measures, performance periods and vesting dates is 32,986.

F3 · balance_after: All options of this tranche have been exercised. The total number of options from other tranches with different exercise prices, vesting terms and expiration dates is 30,297(after taking into account 12,000 options exercised on 05/10/2017). The total number of performance share units from tranches with different performance measures, performance periods and vesting dates is 32,986.

Read SEC document
May 10, 2017 Filed May 11, 2017 20:24 UTC
Albert HowardChief Risk Officer
SaleCommon Shares 12,000 $39.19 $470,280.00
Disclosure

SEC source: 0001209191-17-031534 · doc4.xml · nonDerivative · entry 2

Albert Howard · CIK 0001539875 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,314.4953

F1 · price: The Common Shares sold by the Reporting Person and reported herein were sold at a range of between $39.06 and $39.30 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent.

Read SEC document
May 10, 2017 Filed May 11, 2017 20:24 UTC
Albert HowardChief Risk Officer
Exercise / conversionCommon Shares 12,000 $23.27 $279,240.00
Disclosure

SEC source: 0001209191-17-031534 · doc4.xml · nonDerivative · entry 1

Albert Howard · CIK 0001539875 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,314.4953

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 03, 2017 Filed May 4, 2017 20:59 UTC
Omura YukikoDirector
GrantCommon Shares 3,823 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-030055 · doc4.xml · nonDerivative · entry 2

Omura Yukiko · CIK 0001604913 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,408

F2 · price: Restricted stock awarded to non-management directors as an annual retainer equity award pursuant to the Assured Guaranty Ltd. 2004 Long Term Incentive Plan, which become non-forfeitable on the day immediately prior to the 2018 annual shareholders meeting.

Read SEC document
May 03, 2017 Filed May 4, 2017 20:55 UTC GrantCommon Shares 7,777 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-030046 · doc4.xml · nonDerivative · entry 2

Kreczko Alan J · CIK 0001403442 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,623

F2 · price: Restricted stock awarded to non-management directors as an annual retainer equity award pursuant to the Assured Guaranty Ltd. 2004 Long Term Incentive Plan, which become non-forfeitable on the day immediately prior to the 2018 annual shareholders meeting.

Read SEC document
May 03, 2017 Filed May 4, 2017 16:54 UTC GrantCommon Shares 6,591 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-030044 · doc4.xml · nonDerivative · entry 2

KENNY PATRICK W · CIK 0001285249 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,305

F2 · price: Restricted stock awarded to non-management directors as an annual retainer equity award pursuant to the Assured Guaranty Ltd. 2004 Long Term Incentive Plan, which become non-forfeitable on the day immediately prior to the 2018 annual shareholders meeting.

Read SEC document
May 03, 2017 Filed May 4, 2017 16:50 UTC GrantCommon Shares 3,823 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-030035 · doc4.xml · nonDerivative · entry 2

BUHL G LAWRENCE · CIK 0001285251 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,762

F2 · price: Restricted stock awarded to non-management directors as an annual retainer equity award pursuant to the Assured Guaranty Ltd. 2004 Long Term Incentive Plan, which become non-forfeitable on the day immediately prior to the 2018 annual shareholders meeting.

Read SEC document
May 03, 2017 Filed May 4, 2017 20:58 UTC GrantCommon Shares 3,823 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-030052 · doc4.xml · nonDerivative · entry 2

O Kane Michael T · CIK 0001334579 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,619

F2 · price: Restricted stock awarded to non-management directors as an annual retainer equity award pursuant to the Assured Guaranty Ltd. 2004 Long Term Incentive Plan, which become non-forfeitable on the day immediately prior to the 2018 annual shareholders meeting.

Read SEC document
May 03, 2017 Filed May 4, 2017 20:57 UTC GrantCommon Shares 3,823 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-030048 · doc4.xml · nonDerivative · entry 2

Leathes Simon W · CIK 0001574977 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,832

F2 · price: Restricted stock awarded to non-management directors as an annual retainer equity award pursuant to the Assured Guaranty Ltd. 2004 Long Term Incentive Plan, which become non-forfeitable on the day immediately prior to the 2018 annual shareholders meeting.

Read SEC document
May 03, 2017 Filed May 4, 2017 20:51 UTC GrantCommon Shares 3,823 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-030039 · doc4.xml · nonDerivative · entry 2

Howard Bonnie L. · CIK 0001555016 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,697

F2 · price: Restricted stock awarded to non-management directors as an annual retainer equity award pursuant to the Assured Guaranty Ltd. 2004 Long Term Incentive Plan, which become non-forfeitable on the day immediately prior to the 2018 annual shareholders meeting.

Read SEC document
May 03, 2017 Filed May 4, 2017 20:53 UTC GrantCommon Shares 3,823 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-030042 · doc4.xml · nonDerivative · entry 2

JONES THOMAS W · CIK 0001192374 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,344

F2 · price: Restricted stock awarded to non-management directors as an annual retainer equity award pursuant to the Assured Guaranty Ltd. 2004 Long Term Incentive Plan, which become non-forfeitable on the day immediately prior to the 2018 annual shareholders meeting.

Read SEC document
May 03, 2017 Filed May 4, 2017 20:48 UTC GrantCommon Shares 12,919 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-030033 · doc4.xml · nonDerivative · entry 2

BORGES FRANCISCO L · CIK 0001272020 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,900

F2 · price: Restricted stock awarded to non-management directors as an annual retainer equity award pursuant to the Assured Guaranty Ltd. 2004 Long Term Incentive Plan, which become non-forfeitable on the day immediately prior to the 2018 annual shareholders meeting.

Read SEC document
May 02, 2017 Filed May 4, 2017 20:59 UTC
Omura YukikoDirector
Tax withholdingCommon Shares 2,072 $38.02 $78,777.44
Disclosure

SEC source: 0001209191-17-030055 · doc4.xml · nonDerivative · entry 1

Omura Yukiko · CIK 0001604913 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,585

F1 · kind: Common Shares being withheld to pay tax liability.

Read SEC document
May 02, 2017 Filed May 4, 2017 20:55 UTC Tax withholdingCommon Shares 2,336 $38.02 $88,814.72
Disclosure

SEC source: 0001209191-17-030046 · doc4.xml · nonDerivative · entry 1

Kreczko Alan J · CIK 0001403442 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,846

F1 · kind: Common Shares being withheld to pay tax liability.

Read SEC document
May 02, 2017 Filed May 4, 2017 16:54 UTC Tax withholdingCommon Shares 1,280 $38.02 $48,665.60
Disclosure

SEC source: 0001209191-17-030044 · doc4.xml · nonDerivative · entry 1

KENNY PATRICK W · CIK 0001285249 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,714

F1 · kind: Common Shares being withheld to pay tax liability.

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May 02, 2017 Filed May 4, 2017 16:50 UTC Tax withholdingCommon Shares 1,016 $38.02 $38,628.32
Disclosure

SEC source: 0001209191-17-030035 · doc4.xml · nonDerivative · entry 1

BUHL G LAWRENCE · CIK 0001285251 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,939

F1 · kind: Common Shares being withheld to pay tax liability.

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May 02, 2017 Filed May 4, 2017 20:58 UTC Tax withholdingCommon Shares 1,016 $38.02 $38,628.32
Disclosure

SEC source: 0001209191-17-030052 · doc4.xml · nonDerivative · entry 1

O Kane Michael T · CIK 0001334579 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,796

F1 · kind: Common Shares being withheld to pay tax liability.

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May 02, 2017 Filed May 4, 2017 20:57 UTC Tax withholdingCommon Shares 2,072 $38.02 $78,777.44
Disclosure

SEC source: 0001209191-17-030048 · doc4.xml · nonDerivative · entry 1

Leathes Simon W · CIK 0001574977 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,009

F1 · kind: Common Shares being withheld to pay tax liability.

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May 02, 2017 Filed May 4, 2017 20:51 UTC Tax withholdingCommon Shares 1,016 $38.02 $38,628.32
Disclosure

SEC source: 0001209191-17-030039 · doc4.xml · nonDerivative · entry 1

Howard Bonnie L. · CIK 0001555016 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,874

F1 · kind: Common Shares being withheld to pay tax liability.

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May 02, 2017 Filed May 4, 2017 20:53 UTC Tax withholdingCommon Shares 1,016 $38.02 $38,628.32
Disclosure

SEC source: 0001209191-17-030042 · doc4.xml · nonDerivative · entry 1

JONES THOMAS W · CIK 0001192374 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,521

F1 · kind: Common Shares being withheld to pay tax liability.

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May 02, 2017 Filed May 4, 2017 20:48 UTC Tax withholdingCommon Shares 3,172 $38.02 $120,599.44
Disclosure

SEC source: 0001209191-17-030033 · doc4.xml · nonDerivative · entry 1

BORGES FRANCISCO L · CIK 0001272020 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,981

F1 · kind: Common Shares being withheld to pay tax liability.

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March 10, 2017 Filed Feb 6, 2018 21:41 UTC
MICHENER JAMES MGeneral Counsel and Secretary
GiftCommon Sthares 550 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-007871 · doc5.xml · nonDerivative · entry 1

MICHENER JAMES M · CIK 0001224081 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 337,495

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March 02, 2017 Filed Mar 6, 2017 21:23 UTC
MICHENER JAMES MGeneral Counsel and Secretary
Exercise / conversionOptions to Acquire Common Shares · Derivative 10,398 $0.00 Strike: $19.24 $0.00
Disclosure

SEC source: 0001209191-17-018302 · doc4.xml · derivative · entry 12

MICHENER JAMES M · CIK 0001224081 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 10,398 shares

Expires 2020-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Reflects the amount of options that vested in accordance with the performance measures described in the Form 4 reporting the grant.

F4 · balance_after: All options of this tranche have been exercised. The Reporting Person no longer holds any options of any tranche (after taking into account options exercised on 3/2/2017). The total number of performance share units from tranches with different performance measures, performance periods and vesting dates is 50,779.

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March 02, 2017 Filed Mar 6, 2017 21:23 UTC
MICHENER JAMES MGeneral Counsel and Secretary
Exercise / conversionOptions to Acquire Common Shares · Derivative 8,964 $0.00 Strike: $17.44 $0.00
Disclosure

SEC source: 0001209191-17-018302 · doc4.xml · derivative · entry 11

MICHENER JAMES M · CIK 0001224081 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 8,964 shares

Expires 2019-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Reflects the amount of options that vested in accordance with the performance measures described in the Form 4 reporting the grant.

F4 · balance_after: All options of this tranche have been exercised. The Reporting Person no longer holds any options of any tranche (after taking into account options exercised on 3/2/2017). The total number of performance share units from tranches with different performance measures, performance periods and vesting dates is 50,779.

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March 02, 2017 Filed Mar 6, 2017 21:23 UTC
MICHENER JAMES MGeneral Counsel and Secretary
Exercise / conversionOptions to Acquire Common Shares · Derivative 40,000 $0.00 Strike: $19.79 $0.00
Disclosure

SEC source: 0001209191-17-018302 · doc4.xml · derivative · entry 10

MICHENER JAMES M · CIK 0001224081 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 40,000 shares

Expires 2020-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Options vested as follows: 1/3 on February 24, 2011, 1/3 on February 24, 2012 and 1/3 on February 24, 2013.

F4 · balance_after: All options of this tranche have been exercised. The Reporting Person no longer holds any options of any tranche (after taking into account options exercised on 3/2/2017). The total number of performance share units from tranches with different performance measures, performance periods and vesting dates is 50,779.

Read SEC document
March 02, 2017 Filed Mar 6, 2017 21:23 UTC
MICHENER JAMES MGeneral Counsel and Secretary
Exercise / conversionOptions to Acquire Common Shares · Derivative 30,000 $0.00 Strike: $23.27 $0.00
Disclosure

SEC source: 0001209191-17-018302 · doc4.xml · derivative · entry 9

MICHENER JAMES M · CIK 0001224081 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 30,000 shares

Expires 2018-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Options vested as follows: 1/3 on February 14, 2009, 1/3 on February 14, 2010 and 1/3 on February 14, 2011.

F4 · balance_after: All options of this tranche have been exercised. The Reporting Person no longer holds any options of any tranche (after taking into account options exercised on 3/2/2017). The total number of performance share units from tranches with different performance measures, performance periods and vesting dates is 50,779.

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March 02, 2017 Filed Mar 6, 2017 21:23 UTC
MICHENER JAMES MGeneral Counsel and Secretary
Tax withholdingCommon Shares 7,362 $41.16 $303,019.92
Disclosure

SEC source: 0001209191-17-018302 · doc4.xml · nonDerivative · entry 8

MICHENER JAMES M · CIK 0001224081 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 338,045.0005

F1 · price: Represents the payment of the exercise price and withholding taxes of an employee stock option through the attestation of previously owned shares. The price is equal to the fair market value of the Common Shares on the date of exercise and is used to determine the value of the shares delivered to the Company by attestation of previously owned shares in payment of the exercise price and withholding taxes.

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March 02, 2017 Filed Mar 6, 2017 21:23 UTC
MICHENER JAMES MGeneral Counsel and Secretary
Exercise / conversionCommon Shares 10,398 $19.24 $200,057.52
Disclosure

SEC source: 0001209191-17-018302 · doc4.xml · nonDerivative · entry 7

MICHENER JAMES M · CIK 0001224081 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 345,407.0005

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Reflects the amount of options that vested in accordance with the performance measures described in the Form 4 reporting the grant.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.