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ASSURED GUARANTY LTD

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4169
SEC CIK
0001273813
Parsed reports
457

Last 12 months

Inside the activity.

0 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202604
Apr 202600
May 202603
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 13, 2018 Filed Jun 14, 2018 20:32 UTC
Albert HowardChief Risk Officer
Exercise / conversionCommon Shares 10,000 $7.44 $74,400.00
Disclosure

SEC source: 0001209191-18-037737 · doc4.xml · nonDerivative · entry 1

Albert Howard · CIK 0001539875 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,331.4953

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 16, 2018 Filed Sep 7, 2018 16:49 UTC GiftCommon Shares 1,200 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-050092 · doc4.xml · nonDerivative · entry 1

KENNY PATRICK W · CIK 0001285249 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,468

Read SEC document
May 02, 2018 Filed May 4, 2018 00:40 UTC
Omura YukikoDirector
GrantCommon Shares 4,078 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-027940 · doc4.xml · nonDerivative · entry 2

Omura Yukiko · CIK 0001604913 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,810

F2 · price: Restricted stock awarded to non-management directors as an annual retainer equity award pursuant to the Assured Guaranty Ltd. 2004 Long Term Incentive Plan, which become non-forfeitable on the day immediately prior to the 2019 annual shareholders meeting.

Read SEC document
May 02, 2018 Filed May 4, 2018 00:35 UTC GrantCommon Shares 8,296 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-027933 · doc4.xml · nonDerivative · entry 2

Kreczko Alan J · CIK 0001403442 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,213

F2 · price: Restricted stock awarded to non-management directors as an annual retainer equity award pursuant to the Assured Guaranty Ltd. 2004 Long Term Incentive Plan, which become non-forfeitable on the day immediately prior to the 2019 annual shareholders meeting.

Read SEC document
May 02, 2018 Filed May 3, 2018 20:33 UTC GrantCommon Shares 5,202 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-027930 · doc4.xml · nonDerivative · entry 2

KENNY PATRICK W · CIK 0001285249 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,668

F2 · price: Restricted stock awarded to non-management directors as an annual retainer equity award pursuant to the Assured Guaranty Ltd. 2004 Long Term Incentive Plan, which become non-forfeitable on the day immediately prior to the 2019 annual shareholders meeting.

Read SEC document
May 02, 2018 Filed May 3, 2018 20:27 UTC GrantCommon Shares 4,078 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-027923 · doc4.xml · nonDerivative · entry 2

BUHL G LAWRENCE · CIK 0001285251 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,479

F2 · price: Restricted stock awarded to non-management directors as an annual retainer equity award pursuant to the Assured Guaranty Ltd. 2004 Long Term Incentive Plan, which become non-forfeitable on the day immediately prior to the 2019 annual shareholders meeting.

Read SEC document
May 02, 2018 Filed May 4, 2018 00:38 UTC GrantCommon Shares 4,078 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-027938 · doc4.xml · nonDerivative · entry 2

O Kane Michael T · CIK 0001334579 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,881

F2 · price: Restricted stock awarded to non-management directors as an annual retainer equity award pursuant to the Assured Guaranty Ltd. 2004 Long Term Incentive Plan, which become non-forfeitable on the day immediately prior to the 2019 annual shareholders meeting.

Read SEC document
May 02, 2018 Filed May 4, 2018 00:31 UTC GrantCommon Shares 4,078 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-027928 · doc4.xml · nonDerivative · entry 2

JONES THOMAS W · CIK 0001192374 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,606

F2 · price: Restricted stock awarded to non-management directors as an annual retainer equity award pursuant to the Assured Guaranty Ltd. 2004 Long Term Incentive Plan, which become non-forfeitable on the day immediately prior to the 2019 annual shareholders meeting.

Read SEC document
May 02, 2018 Filed May 4, 2018 00:37 UTC GrantCommon Shares 4,078 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-027935 · doc4.xml · nonDerivative · entry 2

Leathes Simon W · CIK 0001574977 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,234

F2 · price: Restricted stock awarded to non-management directors as an annual retainer equity award pursuant to the Assured Guaranty Ltd. 2004 Long Term Incentive Plan, which become non-forfeitable on the day immediately prior to the 2019 annual shareholders meeting.

Read SEC document
May 02, 2018 Filed May 4, 2018 00:30 UTC GrantCommon Shares 4,078 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-027926 · doc4.xml · nonDerivative · entry 2

Howard Bonnie L. · CIK 0001555016 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,959

F2 · price: Restricted stock awarded to non-management directors as an annual retainer equity award pursuant to the Assured Guaranty Ltd. 2004 Long Term Incentive Plan, which become non-forfeitable on the day immediately prior to the 2019 annual shareholders meeting.

Read SEC document
May 02, 2018 Filed May 4, 2018 00:23 UTC GrantCommon Shares 13,780 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-027918 · doc4.xml · nonDerivative · entry 2

BORGES FRANCISCO L · CIK 0001272020 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227,817

F2 · price: Restricted stock awarded to non-management directors as an annual retainer equity award pursuant to the Assured Guaranty Ltd. 2004 Long Term Incentive Plan, which become non-forfeitable on the day immediately prior to the 2019 annual shareholders meeting.

Read SEC document
May 01, 2018 Filed May 4, 2018 00:40 UTC
Omura YukikoDirector
Tax withholdingCommon Shares 1,676 $36.52 $61,207.52
Disclosure

SEC source: 0001209191-18-027940 · doc4.xml · nonDerivative · entry 1

Omura Yukiko · CIK 0001604913 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,732

F1 · kind: Common Shares being withheld to pay tax liability.

Read SEC document
May 01, 2018 Filed May 4, 2018 00:35 UTC Tax withholdingCommon Shares 1,706 $36.52 $62,303.12
Disclosure

SEC source: 0001209191-18-027933 · doc4.xml · nonDerivative · entry 1

Kreczko Alan J · CIK 0001403442 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,917

F1 · kind: Common Shares being withheld to pay tax liability.

Read SEC document
May 01, 2018 Filed May 3, 2018 20:33 UTC Tax withholdingCommon Shares 1,439 $36.52 $52,552.28
Disclosure

SEC source: 0001209191-18-027930 · doc4.xml · nonDerivative · entry 1

KENNY PATRICK W · CIK 0001285249 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,466

F1 · kind: Common Shares being withheld to pay tax liability.

Read SEC document
May 01, 2018 Filed May 3, 2018 20:27 UTC Tax withholdingCommon Shares 816 $36.52 $29,800.32
Disclosure

SEC source: 0001209191-18-027923 · doc4.xml · nonDerivative · entry 1

BUHL G LAWRENCE · CIK 0001285251 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,401

F1 · kind: Common Shares being withheld to pay tax liability.

Read SEC document
May 01, 2018 Filed May 4, 2018 00:38 UTC Tax withholdingCommon Shares 816 $36.52 $29,800.32
Disclosure

SEC source: 0001209191-18-027938 · doc4.xml · nonDerivative · entry 1

O Kane Michael T · CIK 0001334579 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,803

F1 · kind: Common Shares being withheld to pay tax liability.

Read SEC document
May 01, 2018 Filed May 4, 2018 00:31 UTC Tax withholdingCommon Shares 816 $36.52 $29,800.32
Disclosure

SEC source: 0001209191-18-027928 · doc4.xml · nonDerivative · entry 1

JONES THOMAS W · CIK 0001192374 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,528

F1 · kind: Common Shares being withheld to pay tax liability.

Read SEC document
May 01, 2018 Filed May 4, 2018 00:37 UTC Tax withholdingCommon Shares 1,676 $36.52 $61,207.52
Disclosure

SEC source: 0001209191-18-027935 · doc4.xml · nonDerivative · entry 1

Leathes Simon W · CIK 0001574977 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,156

F1 · kind: Common Shares being withheld to pay tax liability.

Read SEC document
May 01, 2018 Filed May 4, 2018 00:30 UTC Tax withholdingCommon Shares 816 $36.52 $29,800.32
Disclosure

SEC source: 0001209191-18-027926 · doc4.xml · nonDerivative · entry 1

Howard Bonnie L. · CIK 0001555016 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,881

F1 · kind: Common Shares being withheld to pay tax liability.

Read SEC document
May 01, 2018 Filed May 4, 2018 00:23 UTC Tax withholdingCommon Shares 2,863 $36.52 $104,556.76
Disclosure

SEC source: 0001209191-18-027918 · doc4.xml · nonDerivative · entry 1

BORGES FRANCISCO L · CIK 0001272020 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,037

F1 · kind: Common Shares being withheld to pay tax liability.

Read SEC document
February 24, 2018 Filed Feb 26, 2018 23:20 UTC
Chow LingGeneral Counsel and Secretary
Tax withholdingCommon Shares 979 $36.67 $35,899.93
Disclosure

SEC source: 0001209191-18-013565 · doc4.xml · nonDerivative · entry 1

Chow Ling · CIK 0001724439 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,737

F1 · shares: Common Shares being withheld to pay tax liability.

Read SEC document
February 22, 2018 Filed Feb 23, 2018 21:55 UTC
Chow LingGeneral Counsel and Secretary
Tax withholdingCommon Shares 913 $37.19 $33,954.47
Disclosure

SEC source: 0001209191-18-013021 · doc4.xml · nonDerivative · entry 3

Chow Ling · CIK 0001724439 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,716

F3 · shares: Common Shares being withheld to pay tax liability.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 21:58 UTC
FREDERICO DOMINICDirector · President/CEO/Deputy Chairman
GrantPerformance Share Units · Derivative 82,237 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-013032 · doc4.xml · derivative · entry 5

FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,472

Underlying: Common Shares · 82,237 shares

Expires not disclosed

F2 · derivative.exercise_price: Performance share units awarded pursuant to the Plan. Each performance share unit represents a contingent right to receive one Common Share of the Company. With limited exceptions, the performance share units vest on 2/21/2021, if at all, at the end of the performance period (7/1/2019 to 12/31/2020), assuming that the holder remains employed at such time, based on the Company's Common Share price using the highest 40-day average stock price during the performance period as follows: 200% if the share price reaches $50; 100% if the share price reaches $46; and 50% if the share price reaches $42 (with interpolation between those prices). If the share price does not reach $42, none of the performance share units will vest.

F3 · derivative.exercise_price: To the extent unvested performance share units do not become vested units at the end of the applicable performance period as described above, such unvested performance share units will expire at the end of such performance period. Upon vesting, one Common Share will be delivered for each vested performance share unit.

F2 · derivative.exercise_date: Performance share units awarded pursuant to the Plan. Each performance share unit represents a contingent right to receive one Common Share of the Company. With limited exceptions, the performance share units vest on 2/21/2021, if at all, at the end of the performance period (7/1/2019 to 12/31/2020), assuming that the holder remains employed at such time, based on the Company's Common Share price using the highest 40-day average stock price during the performance period as follows: 200% if the share price reaches $50; 100% if the share price reaches $46; and 50% if the share price reaches $42 (with interpolation between those prices). If the share price does not reach $42, none of the performance share units will vest.

F3 · derivative.exercise_date: To the extent unvested performance share units do not become vested units at the end of the applicable performance period as described above, such unvested performance share units will expire at the end of such performance period. Upon vesting, one Common Share will be delivered for each vested performance share unit.

F2 · derivative.expiration_date: Performance share units awarded pursuant to the Plan. Each performance share unit represents a contingent right to receive one Common Share of the Company. With limited exceptions, the performance share units vest on 2/21/2021, if at all, at the end of the performance period (7/1/2019 to 12/31/2020), assuming that the holder remains employed at such time, based on the Company's Common Share price using the highest 40-day average stock price during the performance period as follows: 200% if the share price reaches $50; 100% if the share price reaches $46; and 50% if the share price reaches $42 (with interpolation between those prices). If the share price does not reach $42, none of the performance share units will vest.

F3 · derivative.expiration_date: To the extent unvested performance share units do not become vested units at the end of the applicable performance period as described above, such unvested performance share units will expire at the end of such performance period. Upon vesting, one Common Share will be delivered for each vested performance share unit.

F4 · balance_after: Total includes performance units from other tranches with different performance measures, performance periods and vesting dates, but does not include 384,910 outstanding options.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 21:58 UTC
FREDERICO DOMINICDirector · President/CEO/Deputy Chairman
GrantCommon Shares 82,237 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-013032 · doc4.xml · nonDerivative · entry 1

FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,186,240.0034

F1 · price: Restricted stock units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). With limited exceptions, the restricted stock units vest on 2/21/2021, assuming that the holder remains employed at such time. Upon vesting, one Common Share will be delivered for each vested restricted stock unit.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 21:55 UTC
Chow LingGeneral Counsel and Secretary
GrantPerformance Share Units · Derivative 9,296 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-013021 · doc4.xml · derivative · entry 4

Chow Ling · CIK 0001724439 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,296

Underlying: Common Shares · 9,296 shares

Expires not disclosed

F4 · derivative.exercise_price: Performance share units awarded pursuant to the Plan. Each performance share unit represents a contingent right to receive one Common Share of the Company. With limited exceptions, the performance share units vest on 2/21/2021, if at all, at the end of the performance period (7/1/2019 to 12/31/2020), assuming that the holder remains employed at such time, based on the Company's Common Share price using the highest 40-day average stock price during the performance period as follows: 200% if the share price reaches $50; 100% if the share price reaches $46; and 50% if the share price reaches $42 (with interpolation between those prices). If the share price does not reach $42, none of the performance share units will vest.

F5 · derivative.exercise_price: To the extent unvested performance share units do not become vested units at the end of the applicable performance period as described above, such unvested performance share units will expire at the end of such performance period. Upon vesting, one Common Share will be delivered for each vested performance share unit.

F4 · derivative.exercise_date: Performance share units awarded pursuant to the Plan. Each performance share unit represents a contingent right to receive one Common Share of the Company. With limited exceptions, the performance share units vest on 2/21/2021, if at all, at the end of the performance period (7/1/2019 to 12/31/2020), assuming that the holder remains employed at such time, based on the Company's Common Share price using the highest 40-day average stock price during the performance period as follows: 200% if the share price reaches $50; 100% if the share price reaches $46; and 50% if the share price reaches $42 (with interpolation between those prices). If the share price does not reach $42, none of the performance share units will vest.

F5 · derivative.exercise_date: To the extent unvested performance share units do not become vested units at the end of the applicable performance period as described above, such unvested performance share units will expire at the end of such performance period. Upon vesting, one Common Share will be delivered for each vested performance share unit.

F4 · derivative.expiration_date: Performance share units awarded pursuant to the Plan. Each performance share unit represents a contingent right to receive one Common Share of the Company. With limited exceptions, the performance share units vest on 2/21/2021, if at all, at the end of the performance period (7/1/2019 to 12/31/2020), assuming that the holder remains employed at such time, based on the Company's Common Share price using the highest 40-day average stock price during the performance period as follows: 200% if the share price reaches $50; 100% if the share price reaches $46; and 50% if the share price reaches $42 (with interpolation between those prices). If the share price does not reach $42, none of the performance share units will vest.

F5 · derivative.expiration_date: To the extent unvested performance share units do not become vested units at the end of the applicable performance period as described above, such unvested performance share units will expire at the end of such performance period. Upon vesting, one Common Share will be delivered for each vested performance share unit.

F6 · balance_after: Total does not include 18,839 outstanding options of various tranches.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 21:55 UTC
Chow LingGeneral Counsel and Secretary
GrantCommon Shares 13,186 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-013021 · doc4.xml · nonDerivative · entry 2

Chow Ling · CIK 0001724439 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,629

F2 · price: Restricted stock units awarded pursuant to the Plan. The restricted stock units vest as follows: 1/4 on the first anniversary date of the award, 1/4 on the second anniversary date of the award, 1/4 on the third anniversary date of the award and 1/4 on the fourth anniversary date of the award. Upon vesting, one Common Share will be delivered for each vested restricted stock unit.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 21:55 UTC
Chow LingGeneral Counsel and Secretary
GrantCommon Shares 9,296 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-013021 · doc4.xml · nonDerivative · entry 1

Chow Ling · CIK 0001724439 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,443

F1 · price: Restricted stock units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). With limited exceptions, the restricted stock units vest on 2/21/2021, assuming that the holder remains employed at such time. Upon vesting, one Common Share will be delivered for each vested restricted stock unit.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 22:00 UTC
Stern Bruce E.Executive Officer
GrantPerformance Share Units · Derivative 11,442 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-013037 · doc4.xml · derivative · entry 2

Stern Bruce E. · CIK 0001539879 · Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,673

Underlying: Common Shares · 11,442 shares

Expires not disclosed

F2 · derivative.exercise_price: Performance share units awarded pursuant to the Plan. Each performance share unit represents a contingent right to receive one Common Share of the Company. With limited exceptions, the performance share units vest on 2/21/2021, if at all, at the end of the performance period (7/1/2019 to 12/31/2020), assuming that the holder remains employed at such time, based on the Company's Common Share price using the highest 40-day average stock price during the performance period as follows: 200% if the share price reaches $50; 100% if the share price reaches $46; and 50% if the share price reaches $42 (with interpolation between those prices). If the share price does not reach $42, none of the performance share units will vest.

F3 · derivative.exercise_price: To the extent unvested performance share units do not become vested units at the end of the applicable performance period as described above, such unvested performance share units will expire at the end of such performance period. Upon vesting, one Common Share will be delivered for each vested performance share unit.

F2 · derivative.exercise_date: Performance share units awarded pursuant to the Plan. Each performance share unit represents a contingent right to receive one Common Share of the Company. With limited exceptions, the performance share units vest on 2/21/2021, if at all, at the end of the performance period (7/1/2019 to 12/31/2020), assuming that the holder remains employed at such time, based on the Company's Common Share price using the highest 40-day average stock price during the performance period as follows: 200% if the share price reaches $50; 100% if the share price reaches $46; and 50% if the share price reaches $42 (with interpolation between those prices). If the share price does not reach $42, none of the performance share units will vest.

F3 · derivative.exercise_date: To the extent unvested performance share units do not become vested units at the end of the applicable performance period as described above, such unvested performance share units will expire at the end of such performance period. Upon vesting, one Common Share will be delivered for each vested performance share unit.

F2 · derivative.expiration_date: Performance share units awarded pursuant to the Plan. Each performance share unit represents a contingent right to receive one Common Share of the Company. With limited exceptions, the performance share units vest on 2/21/2021, if at all, at the end of the performance period (7/1/2019 to 12/31/2020), assuming that the holder remains employed at such time, based on the Company's Common Share price using the highest 40-day average stock price during the performance period as follows: 200% if the share price reaches $50; 100% if the share price reaches $46; and 50% if the share price reaches $42 (with interpolation between those prices). If the share price does not reach $42, none of the performance share units will vest.

F3 · derivative.expiration_date: To the extent unvested performance share units do not become vested units at the end of the applicable performance period as described above, such unvested performance share units will expire at the end of such performance period. Upon vesting, one Common Share will be delivered for each vested performance share unit.

F4 · balance_after: Total includes performance units from other tranches with different performance measures, performance periods and vesting dates, but does not include 30,694 outstanding options of various tranches.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 22:00 UTC
Stern Bruce E.Executive Officer
GrantCommon Shares 11,442 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-013037 · doc4.xml · nonDerivative · entry 1

Stern Bruce E. · CIK 0001539879 · Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,961.3073

F1 · price: Restricted stock units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). With limited exceptions, the restricted stock units vest on 2/21/2021, assuming that the holder remains employed at such time. Upon vesting, one Common Share will be delivered for each vested restricted stock unit.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 21:57 UTC
Donnarumma StephenChief Credit Officer
GrantPerformance Share Units · Derivative 8,581 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-013029 · doc4.xml · derivative · entry 2

Donnarumma Stephen · CIK 0001732392 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,435

Underlying: Common Shares · 8,581 shares

Expires not disclosed

F2 · derivative.exercise_price: Performance share units awarded pursuant to the Plan. Each performance share unit represents a contingent right to receive one Common Share of the Company. With limited exceptions, the performance share units vest on 2/21/2021, if at all, at the end of the performance period (7/1/2019 to 12/31/2020), assuming that the holder remains employed at such time, based on the Company's Common Share price using the highest 40-day average stock price during the performance period as follows: 200% if the share price reaches $50; 100% if the share price reaches $46; and 50% if the share price reaches $42 (with interpolation between those prices). If the share price does not reach $42, none of the performance share units will vest.

F3 · derivative.exercise_price: To the extent unvested performance share units do not become vested units at the end of the applicable performance period as described above, such unvested performance share units will expire at the end of such performance period. Upon vesting, one Common Share will be delivered for each vested performance share unit.

F2 · derivative.exercise_date: Performance share units awarded pursuant to the Plan. Each performance share unit represents a contingent right to receive one Common Share of the Company. With limited exceptions, the performance share units vest on 2/21/2021, if at all, at the end of the performance period (7/1/2019 to 12/31/2020), assuming that the holder remains employed at such time, based on the Company's Common Share price using the highest 40-day average stock price during the performance period as follows: 200% if the share price reaches $50; 100% if the share price reaches $46; and 50% if the share price reaches $42 (with interpolation between those prices). If the share price does not reach $42, none of the performance share units will vest.

F3 · derivative.exercise_date: To the extent unvested performance share units do not become vested units at the end of the applicable performance period as described above, such unvested performance share units will expire at the end of such performance period. Upon vesting, one Common Share will be delivered for each vested performance share unit.

F2 · derivative.expiration_date: Performance share units awarded pursuant to the Plan. Each performance share unit represents a contingent right to receive one Common Share of the Company. With limited exceptions, the performance share units vest on 2/21/2021, if at all, at the end of the performance period (7/1/2019 to 12/31/2020), assuming that the holder remains employed at such time, based on the Company's Common Share price using the highest 40-day average stock price during the performance period as follows: 200% if the share price reaches $50; 100% if the share price reaches $46; and 50% if the share price reaches $42 (with interpolation between those prices). If the share price does not reach $42, none of the performance share units will vest.

F3 · derivative.expiration_date: To the extent unvested performance share units do not become vested units at the end of the applicable performance period as described above, such unvested performance share units will expire at the end of such performance period. Upon vesting, one Common Share will be delivered for each vested performance share unit.

F4 · balance_after: Total includes performance units from other tranches with different performance measures, performance periods and vesting dates, but does not include 21,085 outstanding options of various tranches.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 21:57 UTC
Donnarumma StephenChief Credit Officer
GrantCommon Shares 8,581 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-013029 · doc4.xml · nonDerivative · entry 1

Donnarumma Stephen · CIK 0001732392 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,322.0408

F1 · price: Restricted stock units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). With limited exceptions, the restricted stock units vest on 2/21/2021, assuming that the holder remains employed at such time. Upon vesting, one Common Share will be delivered for each vested restricted stock unit.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 21:53 UTC
Brewer Russell B. IIChief Surveillance Officer
GrantPerformance Share Units · Derivative 15,732 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-013017 · doc4.xml · derivative · entry 2

Brewer Russell B. II · CIK 0001539882 · Chief Surveillance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,238

Underlying: Common Shares · 15,732 shares

Expires not disclosed

F2 · derivative.exercise_price: Performance share units awarded pursuant to the Plan. Each performance share unit represents a contingent right to receive one Common Share of the Company. With limited exceptions, the performance share units vest on 2/21/2021, if at all, at the end of the performance period (7/1/2019 to 12/31/2020), assuming that the holder remains employed at such time, based on the Company's Common Share price using the highest 40-day average stock price during the performance period as follows: 200% if the share price reaches $50; 100% if the share price reaches $46; and 50% if the share price reaches $42 (with interpolation between those prices). If the share price does not reach $42, none of the performance share units will vest.

F3 · derivative.exercise_price: To the extent unvested performance share units do not become vested units at the end of the applicable performance period as described above, such unvested performance share units will expire at the end of such performance period. Upon vesting, one Common Share will be delivered for each vested performance share unit.

F2 · derivative.exercise_date: Performance share units awarded pursuant to the Plan. Each performance share unit represents a contingent right to receive one Common Share of the Company. With limited exceptions, the performance share units vest on 2/21/2021, if at all, at the end of the performance period (7/1/2019 to 12/31/2020), assuming that the holder remains employed at such time, based on the Company's Common Share price using the highest 40-day average stock price during the performance period as follows: 200% if the share price reaches $50; 100% if the share price reaches $46; and 50% if the share price reaches $42 (with interpolation between those prices). If the share price does not reach $42, none of the performance share units will vest.

F3 · derivative.exercise_date: To the extent unvested performance share units do not become vested units at the end of the applicable performance period as described above, such unvested performance share units will expire at the end of such performance period. Upon vesting, one Common Share will be delivered for each vested performance share unit.

F2 · derivative.expiration_date: Performance share units awarded pursuant to the Plan. Each performance share unit represents a contingent right to receive one Common Share of the Company. With limited exceptions, the performance share units vest on 2/21/2021, if at all, at the end of the performance period (7/1/2019 to 12/31/2020), assuming that the holder remains employed at such time, based on the Company's Common Share price using the highest 40-day average stock price during the performance period as follows: 200% if the share price reaches $50; 100% if the share price reaches $46; and 50% if the share price reaches $42 (with interpolation between those prices). If the share price does not reach $42, none of the performance share units will vest.

F3 · derivative.expiration_date: To the extent unvested performance share units do not become vested units at the end of the applicable performance period as described above, such unvested performance share units will expire at the end of such performance period. Upon vesting, one Common Share will be delivered for each vested performance share unit.

F4 · balance_after: Total includes performance units from other tranches with different performance measures, performance periods and vesting dates, but does not include 36,962 outstanding options of various tranches.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 21:53 UTC
Brewer Russell B. IIChief Surveillance Officer
GrantCommon Shares 15,732 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-013017 · doc4.xml · nonDerivative · entry 1

Brewer Russell B. II · CIK 0001539882 · Chief Surveillance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,952.4578

F1 · price: Restricted stock units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). With limited exceptions, the restricted stock units vest on 2/21/2021, assuming that the holder remains employed at such time. Upon vesting, one Common Share will be delivered for each vested restricted stock unit.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 21:51 UTC
Bailenson RobertChief Financial Officer
GrantPerformance Share Units · Derivative 21,453 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-013012 · doc4.xml · derivative · entry 2

Bailenson Robert · CIK 0001326822 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,478

Underlying: Common Shares · 21,453 shares

Expires not disclosed

F2 · derivative.exercise_price: Performance share units awarded pursuant to the Plan. Each performance share unit represents a contingent right to receive one Common Share of the Company. With limited exceptions, the performance share units vest on 2/21/2021, if at all, at the end of the performance period (7/1/2019 to 12/31/2020), assuming that the holder remains employed at such time, based on the Company's Common Share price using the highest 40-day average stock price during the performance period as follows: 200% if the share price reaches $50; 100% if the share price reaches $46 and 50% if the share price reaches $42 (with interpolation between those prices). If the share price does not reach $42, none of the performance share units will vest.

F3 · derivative.exercise_price: To the extent unvested performance share units do not become vested units at the end of the applicable performance period as described above, such unvested performance share units will expire at the end of such performance period. Upon vesting, one Common Share will be delivered for each vested performance share unit.

F2 · derivative.exercise_date: Performance share units awarded pursuant to the Plan. Each performance share unit represents a contingent right to receive one Common Share of the Company. With limited exceptions, the performance share units vest on 2/21/2021, if at all, at the end of the performance period (7/1/2019 to 12/31/2020), assuming that the holder remains employed at such time, based on the Company's Common Share price using the highest 40-day average stock price during the performance period as follows: 200% if the share price reaches $50; 100% if the share price reaches $46 and 50% if the share price reaches $42 (with interpolation between those prices). If the share price does not reach $42, none of the performance share units will vest.

F3 · derivative.exercise_date: To the extent unvested performance share units do not become vested units at the end of the applicable performance period as described above, such unvested performance share units will expire at the end of such performance period. Upon vesting, one Common Share will be delivered for each vested performance share unit.

F2 · derivative.expiration_date: Performance share units awarded pursuant to the Plan. Each performance share unit represents a contingent right to receive one Common Share of the Company. With limited exceptions, the performance share units vest on 2/21/2021, if at all, at the end of the performance period (7/1/2019 to 12/31/2020), assuming that the holder remains employed at such time, based on the Company's Common Share price using the highest 40-day average stock price during the performance period as follows: 200% if the share price reaches $50; 100% if the share price reaches $46 and 50% if the share price reaches $42 (with interpolation between those prices). If the share price does not reach $42, none of the performance share units will vest.

F3 · derivative.expiration_date: To the extent unvested performance share units do not become vested units at the end of the applicable performance period as described above, such unvested performance share units will expire at the end of such performance period. Upon vesting, one Common Share will be delivered for each vested performance share unit.

F4 · balance_after: Total includes performance units from other tranches with different performance measures, performance periods and vesting dates, but does not include 49,094 outstanding options of various tranches.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 21:51 UTC
Bailenson RobertChief Financial Officer
GrantCommon Shares 21,453 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-013012 · doc4.xml · nonDerivative · entry 1

Bailenson Robert · CIK 0001326822 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,786.0819

F1 · price: Restricted stock units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). With limited exceptions, the restricted stock units vest on 2/21/2021, assuming that the holder remains employed at such time. Upon vesting, one Common Share will be delivered for each vested restricted stock unit.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 21:49 UTC
Albert HowardChief Risk Officer
GrantPerformance Share Units · Derivative 9,296 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-013005 · doc4.xml · derivative · entry 2

Albert Howard · CIK 0001539875 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,554

Underlying: Common Shares · 9,296 shares

Expires not disclosed

F2 · derivative.exercise_price: Performance share units awarded pursuant to the Plan. Each performance share unit represents a contingent right to receive one Common Share of the Company. With limited exceptions, the performance share units vest on 2/21/2021, if at all, at the end of the performance period (7/1/2019 to 12/31/2020), assuming that the holder remains employed at such time, based on the Company's Common Share price using the highest 40-day average stock price during the performance period as follows: 200% if the share price reaches $50; 100% if the share price reaches $46; and 50% if the share price reaches $42 (with interpolation between those prices). If the share price does not reach $42, none of the performance share units will vest.

F3 · derivative.exercise_price: To the extent unvested performance share units do not become vested units at the end of the applicable performance period as described above, such unvested performance share units will expire at the end of such performance period. Upon vesting, one Common Share will be delivered for each vested performance share unit.

F2 · derivative.exercise_date: Performance share units awarded pursuant to the Plan. Each performance share unit represents a contingent right to receive one Common Share of the Company. With limited exceptions, the performance share units vest on 2/21/2021, if at all, at the end of the performance period (7/1/2019 to 12/31/2020), assuming that the holder remains employed at such time, based on the Company's Common Share price using the highest 40-day average stock price during the performance period as follows: 200% if the share price reaches $50; 100% if the share price reaches $46; and 50% if the share price reaches $42 (with interpolation between those prices). If the share price does not reach $42, none of the performance share units will vest.

F3 · derivative.exercise_date: To the extent unvested performance share units do not become vested units at the end of the applicable performance period as described above, such unvested performance share units will expire at the end of such performance period. Upon vesting, one Common Share will be delivered for each vested performance share unit.

F2 · derivative.expiration_date: Performance share units awarded pursuant to the Plan. Each performance share unit represents a contingent right to receive one Common Share of the Company. With limited exceptions, the performance share units vest on 2/21/2021, if at all, at the end of the performance period (7/1/2019 to 12/31/2020), assuming that the holder remains employed at such time, based on the Company's Common Share price using the highest 40-day average stock price during the performance period as follows: 200% if the share price reaches $50; 100% if the share price reaches $46; and 50% if the share price reaches $42 (with interpolation between those prices). If the share price does not reach $42, none of the performance share units will vest.

F3 · derivative.expiration_date: To the extent unvested performance share units do not become vested units at the end of the applicable performance period as described above, such unvested performance share units will expire at the end of such performance period. Upon vesting, one Common Share will be delivered for each vested performance share unit.

F4 · balance_after: Total includes performance units from other tranches with different performance measures, performance periods and vesting dates, but does not include 30,297 outstanding options of various tranches.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 21:49 UTC
Albert HowardChief Risk Officer
GrantCommon Shares 9,296 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-013005 · doc4.xml · nonDerivative · entry 1

Albert Howard · CIK 0001539875 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,331.4953

F1 · price: Restricted stock units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). With limited exceptions, the restricted stock units vest on 2/21/2021, assuming that the holder remains employed at such time. Upon vesting, one Common Share will be delivered for each vested restricted stock unit.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 21:56 UTC
FREDERICO DOMINICDirector · President/CEO/Deputy Chairman
Exercise / conversionOptions to Acquire Common Shares · Derivative 200,000 $0.00 Strike: $23.27 $0.00
Disclosure

SEC source: 0001209191-18-010443 · doc4.xml · derivative · entry 6

FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 384,910

Underlying: Common Shares · 200,000 shares

Expires 2018-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Options vested as follows: 1/3 on 02/14/2009, 1/3 on 02/14/2010 and 1/3 on 02/14/2011.

F4 · balance_after: All options of this tranche have been exercised. The total number of options from other tranches with different exercise prices, vesting terms and expiration dates is 384,910 (after taking into account options exercised on 2/13/2018). The total does not include 172,235 performance share units.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 21:56 UTC
FREDERICO DOMINICDirector · President/CEO/Deputy Chairman
Tax withholdingCommon Shares 160,879 $35.14 $5,653,288.06
Disclosure

SEC source: 0001209191-18-010443 · doc4.xml · nonDerivative · entry 2

FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,104,003.0034

F1 · shares: Represents the payment of the exercise price and withholding taxes of an employee stock option through the attestation of previously owned shares.

F2 · price: The price is equal to the fair market value of the Common Shares on the date of exercise and is used to determine the value of the shares delivered to the Company by attestation of previously owned shares in payment of the exercise price and withholding taxes.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 21:56 UTC
FREDERICO DOMINICDirector · President/CEO/Deputy Chairman
Exercise / conversionCommon Shares 200,000 $23.27 $4,654,000.00
Disclosure

SEC source: 0001209191-18-010443 · doc4.xml · nonDerivative · entry 1

FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,264,882.0034

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 05, 2018 Filed Feb 6, 2018 21:36 UTC
Chow LingGeneral Counsel and Secretary
Tax withholdingCommon Shares 209 $35.38 $7,394.42
Disclosure

SEC source: 0001209191-18-007857 · doc4.xml · nonDerivative · entry 2

Chow Ling · CIK 0001724439 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,147

F1 · shares: Common Shares being withheld to pay tax liability.

Read SEC document
February 04, 2018 Filed Feb 6, 2018 21:37 UTC
FREDERICO DOMINICDirector · President/CEO/Deputy Chairman
Exercise / conversionPerformance Share Units · Derivative 87,959 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-007860 · doc4.xml · derivative · entry 7

FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,235

Underlying: Common Shares · 87,959 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2016 to 12/31/2017), 200.00% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by 200.00%.

F3 · deemedExecutionDate: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2016 to 12/31/2017), 200.00% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by 200.00%.

F3 · derivative.exercise_date: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2016 to 12/31/2017), 200.00% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by 200.00%.

F3 · derivative.expiration_date: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2016 to 12/31/2017), 200.00% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by 200.00%.

F4 · balance_after: Total includes performance units from other tranches with different performance measures, performance periods and vesting dates, but does not include 584,910 outstanding options.

Read SEC document
February 04, 2018 Filed Feb 6, 2018 21:37 UTC
FREDERICO DOMINICDirector · President/CEO/Deputy Chairman
Tax withholdingCommon Shares 73,050 $35.19 $2,570,629.50
Disclosure

SEC source: 0001209191-18-007860 · doc4.xml · nonDerivative · entry 3

FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,064,882.0034

F1 · shares: Common Shares being withheld to pay tax liability.

Read SEC document
February 04, 2018 Filed Feb 6, 2018 21:37 UTC
FREDERICO DOMINICDirector · President/CEO/Deputy Chairman
Exercise / conversionCommon Shares 175,918 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-007860 · doc4.xml · nonDerivative · entry 2

FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,137,932.0034

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2016 to 12/31/2017), 200.00% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by 200.00%.

Read SEC document
February 04, 2018 Filed Feb 6, 2018 21:37 UTC
FREDERICO DOMINICDirector · President/CEO/Deputy Chairman
Tax withholdingCommon Shares 36,700 $35.19 $1,291,473.00
Disclosure

SEC source: 0001209191-18-007860 · doc4.xml · nonDerivative · entry 1

FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 962,014.0034

F1 · shares: Common Shares being withheld to pay tax liability.

F2 · balance_after: Total includes 69 shares purchased on 12/31/2017 pursuant to the Assured Guaranty Ltd. Employee Stock Purchase Plan which meets the requirements of Rule 16b-3.

Read SEC document
February 04, 2018 Filed Feb 6, 2018 21:36 UTC
Chow LingGeneral Counsel and Secretary
Tax withholdingCommon Shares 863 $35.19 $30,368.97
Disclosure

SEC source: 0001209191-18-007857 · doc4.xml · nonDerivative · entry 1

Chow Ling · CIK 0001724439 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,356

F1 · shares: Common Shares being withheld to pay tax liability.

Read SEC document
February 04, 2018 Filed Feb 6, 2018 21:45 UTC
Albert HowardChief Risk Officer
Exercise / conversionPerformance Share Units · Derivative 11,728 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-007883 · doc4.xml · derivative · entry 4

Albert Howard · CIK 0001539875 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,258

Underlying: Common Shares · 11,728 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2016 to 12/31/2017), 200.00% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by 200.00%.

F3 · deemedExecutionDate: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2016 to 12/31/2017), 200.00% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by 200.00%.

F3 · derivative.exercise_date: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2016 to 12/31/2017), 200.00% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by 200.00%.

F3 · derivative.expiration_date: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2016 to 12/31/2017), 200.00% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by 200.00%.

F4 · balance_after: Total includes performance units from other tranches with different performance measures, performance periods and vesting dates, but does not include 30,297 outstanding options.

Read SEC document
February 04, 2018 Filed Feb 6, 2018 21:45 UTC
Albert HowardChief Risk Officer
Tax withholdingCommon Shares 11,487 $35.19 $404,227.53
Disclosure

SEC source: 0001209191-18-007883 · doc4.xml · nonDerivative · entry 3

Albert Howard · CIK 0001539875 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,035.4953

F1 · shares: Common Shares being withheld to pay tax liability.

Read SEC document
February 04, 2018 Filed Feb 6, 2018 21:45 UTC
Albert HowardChief Risk Officer
Exercise / conversionComnmon Shares 23,456 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-007883 · doc4.xml · nonDerivative · entry 2

Albert Howard · CIK 0001539875 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,522.4953

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2016 to 12/31/2017), 200.00% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by 200.00%.

Read SEC document
February 04, 2018 Filed Feb 6, 2018 21:45 UTC
Albert HowardChief Risk Officer
Tax withholdingCommon Shares 5,863 $35.19 $206,318.97
Disclosure

SEC source: 0001209191-18-007883 · doc4.xml · nonDerivative · entry 1

Albert Howard · CIK 0001539875 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,066.4953

F1 · shares: Common Shares being withheld to pay tax liability.

F2 · balance_after: Total includes 339 shares purchased on 6/30/2017 and 276 shares purchased on 12/31/2017 pursuant to the Assured Guaranty Ltd. Employee Stock Purchase Plan which meets the requirements of Rule 16b-3.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.