Last 12 months
Inside the activity.
0 purchase rows · 7 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 4 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 3 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 13, 2018 Filed Jun 14, 2018 20:32 UTC |
Albert HowardChief Risk Officer
|
Exercise / conversionCommon Shares | 10,000 | $7.44 | $74,400.00 |
DisclosureSEC source: 0001209191-18-037737 · doc4.xml · nonDerivative · entry 1 Albert Howard · CIK 0001539875 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,331.4953 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 16, 2018 Filed Sep 7, 2018 16:49 UTC |
KENNY PATRICK WDirector
|
GiftCommon Shares | 1,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-050092 · doc4.xml · nonDerivative · entry 1 KENNY PATRICK W · CIK 0001285249 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,468 Read SEC document |
| May 02, 2018 Filed May 4, 2018 00:40 UTC |
Omura YukikoDirector
|
GrantCommon Shares | 4,078 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-027940 · doc4.xml · nonDerivative · entry 2 Omura Yukiko · CIK 0001604913 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,810 F2 · price: Restricted stock awarded to non-management directors as an annual retainer equity award pursuant to the Assured Guaranty Ltd. 2004 Long Term Incentive Plan, which become non-forfeitable on the day immediately prior to the 2019 annual shareholders meeting. Read SEC document |
| May 02, 2018 Filed May 4, 2018 00:35 UTC |
Kreczko Alan JDirector
|
GrantCommon Shares | 8,296 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-027933 · doc4.xml · nonDerivative · entry 2 Kreczko Alan J · CIK 0001403442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,213 F2 · price: Restricted stock awarded to non-management directors as an annual retainer equity award pursuant to the Assured Guaranty Ltd. 2004 Long Term Incentive Plan, which become non-forfeitable on the day immediately prior to the 2019 annual shareholders meeting. Read SEC document |
| May 02, 2018 Filed May 3, 2018 20:33 UTC |
KENNY PATRICK WDirector
|
GrantCommon Shares | 5,202 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-027930 · doc4.xml · nonDerivative · entry 2 KENNY PATRICK W · CIK 0001285249 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,668 F2 · price: Restricted stock awarded to non-management directors as an annual retainer equity award pursuant to the Assured Guaranty Ltd. 2004 Long Term Incentive Plan, which become non-forfeitable on the day immediately prior to the 2019 annual shareholders meeting. Read SEC document |
| May 02, 2018 Filed May 3, 2018 20:27 UTC |
BUHL G LAWRENCEDirector
|
GrantCommon Shares | 4,078 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-027923 · doc4.xml · nonDerivative · entry 2 BUHL G LAWRENCE · CIK 0001285251 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,479 F2 · price: Restricted stock awarded to non-management directors as an annual retainer equity award pursuant to the Assured Guaranty Ltd. 2004 Long Term Incentive Plan, which become non-forfeitable on the day immediately prior to the 2019 annual shareholders meeting. Read SEC document |
| May 02, 2018 Filed May 4, 2018 00:38 UTC |
O Kane Michael TDirector
|
GrantCommon Shares | 4,078 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-027938 · doc4.xml · nonDerivative · entry 2 O Kane Michael T · CIK 0001334579 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,881 F2 · price: Restricted stock awarded to non-management directors as an annual retainer equity award pursuant to the Assured Guaranty Ltd. 2004 Long Term Incentive Plan, which become non-forfeitable on the day immediately prior to the 2019 annual shareholders meeting. Read SEC document |
| May 02, 2018 Filed May 4, 2018 00:31 UTC |
JONES THOMAS WDirector
|
GrantCommon Shares | 4,078 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-027928 · doc4.xml · nonDerivative · entry 2 JONES THOMAS W · CIK 0001192374 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,606 F2 · price: Restricted stock awarded to non-management directors as an annual retainer equity award pursuant to the Assured Guaranty Ltd. 2004 Long Term Incentive Plan, which become non-forfeitable on the day immediately prior to the 2019 annual shareholders meeting. Read SEC document |
| May 02, 2018 Filed May 4, 2018 00:37 UTC |
Leathes Simon WDirector
|
GrantCommon Shares | 4,078 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-027935 · doc4.xml · nonDerivative · entry 2 Leathes Simon W · CIK 0001574977 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,234 F2 · price: Restricted stock awarded to non-management directors as an annual retainer equity award pursuant to the Assured Guaranty Ltd. 2004 Long Term Incentive Plan, which become non-forfeitable on the day immediately prior to the 2019 annual shareholders meeting. Read SEC document |
| May 02, 2018 Filed May 4, 2018 00:30 UTC |
Howard Bonnie L.Director
|
GrantCommon Shares | 4,078 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-027926 · doc4.xml · nonDerivative · entry 2 Howard Bonnie L. · CIK 0001555016 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,959 F2 · price: Restricted stock awarded to non-management directors as an annual retainer equity award pursuant to the Assured Guaranty Ltd. 2004 Long Term Incentive Plan, which become non-forfeitable on the day immediately prior to the 2019 annual shareholders meeting. Read SEC document |
| May 02, 2018 Filed May 4, 2018 00:23 UTC |
BORGES FRANCISCO LDirector
|
GrantCommon Shares | 13,780 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-027918 · doc4.xml · nonDerivative · entry 2 BORGES FRANCISCO L · CIK 0001272020 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 227,817 F2 · price: Restricted stock awarded to non-management directors as an annual retainer equity award pursuant to the Assured Guaranty Ltd. 2004 Long Term Incentive Plan, which become non-forfeitable on the day immediately prior to the 2019 annual shareholders meeting. Read SEC document |
| May 01, 2018 Filed May 4, 2018 00:40 UTC |
Omura YukikoDirector
|
Tax withholdingCommon Shares | 1,676 | $36.52 | $61,207.52 |
DisclosureSEC source: 0001209191-18-027940 · doc4.xml · nonDerivative · entry 1 Omura Yukiko · CIK 0001604913 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,732 F1 · kind: Common Shares being withheld to pay tax liability. Read SEC document |
| May 01, 2018 Filed May 4, 2018 00:35 UTC |
Kreczko Alan JDirector
|
Tax withholdingCommon Shares | 1,706 | $36.52 | $62,303.12 |
DisclosureSEC source: 0001209191-18-027933 · doc4.xml · nonDerivative · entry 1 Kreczko Alan J · CIK 0001403442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,917 F1 · kind: Common Shares being withheld to pay tax liability. Read SEC document |
| May 01, 2018 Filed May 3, 2018 20:33 UTC |
KENNY PATRICK WDirector
|
Tax withholdingCommon Shares | 1,439 | $36.52 | $52,552.28 |
DisclosureSEC source: 0001209191-18-027930 · doc4.xml · nonDerivative · entry 1 KENNY PATRICK W · CIK 0001285249 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,466 F1 · kind: Common Shares being withheld to pay tax liability. Read SEC document |
| May 01, 2018 Filed May 3, 2018 20:27 UTC |
BUHL G LAWRENCEDirector
|
Tax withholdingCommon Shares | 816 | $36.52 | $29,800.32 |
DisclosureSEC source: 0001209191-18-027923 · doc4.xml · nonDerivative · entry 1 BUHL G LAWRENCE · CIK 0001285251 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,401 F1 · kind: Common Shares being withheld to pay tax liability. Read SEC document |
| May 01, 2018 Filed May 4, 2018 00:38 UTC |
O Kane Michael TDirector
|
Tax withholdingCommon Shares | 816 | $36.52 | $29,800.32 |
DisclosureSEC source: 0001209191-18-027938 · doc4.xml · nonDerivative · entry 1 O Kane Michael T · CIK 0001334579 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,803 F1 · kind: Common Shares being withheld to pay tax liability. Read SEC document |
| May 01, 2018 Filed May 4, 2018 00:31 UTC |
JONES THOMAS WDirector
|
Tax withholdingCommon Shares | 816 | $36.52 | $29,800.32 |
DisclosureSEC source: 0001209191-18-027928 · doc4.xml · nonDerivative · entry 1 JONES THOMAS W · CIK 0001192374 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,528 F1 · kind: Common Shares being withheld to pay tax liability. Read SEC document |
| May 01, 2018 Filed May 4, 2018 00:37 UTC |
Leathes Simon WDirector
|
Tax withholdingCommon Shares | 1,676 | $36.52 | $61,207.52 |
DisclosureSEC source: 0001209191-18-027935 · doc4.xml · nonDerivative · entry 1 Leathes Simon W · CIK 0001574977 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,156 F1 · kind: Common Shares being withheld to pay tax liability. Read SEC document |
| May 01, 2018 Filed May 4, 2018 00:30 UTC |
Howard Bonnie L.Director
|
Tax withholdingCommon Shares | 816 | $36.52 | $29,800.32 |
DisclosureSEC source: 0001209191-18-027926 · doc4.xml · nonDerivative · entry 1 Howard Bonnie L. · CIK 0001555016 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,881 F1 · kind: Common Shares being withheld to pay tax liability. Read SEC document |
| May 01, 2018 Filed May 4, 2018 00:23 UTC |
BORGES FRANCISCO LDirector
|
Tax withholdingCommon Shares | 2,863 | $36.52 | $104,556.76 |
DisclosureSEC source: 0001209191-18-027918 · doc4.xml · nonDerivative · entry 1 BORGES FRANCISCO L · CIK 0001272020 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 214,037 F1 · kind: Common Shares being withheld to pay tax liability. Read SEC document |
| February 24, 2018 Filed Feb 26, 2018 23:20 UTC |
Chow LingGeneral Counsel and Secretary
|
Tax withholdingCommon Shares | 979 | $36.67 | $35,899.93 |
DisclosureSEC source: 0001209191-18-013565 · doc4.xml · nonDerivative · entry 1 Chow Ling · CIK 0001724439 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,737 F1 · shares: Common Shares being withheld to pay tax liability. Read SEC document |
| February 22, 2018 Filed Feb 23, 2018 21:55 UTC |
Chow LingGeneral Counsel and Secretary
|
Tax withholdingCommon Shares | 913 | $37.19 | $33,954.47 |
DisclosureSEC source: 0001209191-18-013021 · doc4.xml · nonDerivative · entry 3 Chow Ling · CIK 0001724439 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,716 F3 · shares: Common Shares being withheld to pay tax liability. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 21:58 UTC |
FREDERICO DOMINICDirector · President/CEO/Deputy Chairman
|
GrantPerformance Share Units · Derivative | 82,237 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-013032 · doc4.xml · derivative · entry 5 FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 254,472 Underlying: Common Shares · 82,237 shares Expires not disclosed F2 · derivative.exercise_price: Performance share units awarded pursuant to the Plan. Each performance share unit represents a contingent right to receive one Common Share of the Company. With limited exceptions, the performance share units vest on 2/21/2021, if at all, at the end of the performance period (7/1/2019 to 12/31/2020), assuming that the holder remains employed at such time, based on the Company's Common Share price using the highest 40-day average stock price during the performance period as follows: 200% if the share price reaches $50; 100% if the share price reaches $46; and 50% if the share price reaches $42 (with interpolation between those prices). If the share price does not reach $42, none of the performance share units will vest. F3 · derivative.exercise_price: To the extent unvested performance share units do not become vested units at the end of the applicable performance period as described above, such unvested performance share units will expire at the end of such performance period. Upon vesting, one Common Share will be delivered for each vested performance share unit. F2 · derivative.exercise_date: Performance share units awarded pursuant to the Plan. Each performance share unit represents a contingent right to receive one Common Share of the Company. With limited exceptions, the performance share units vest on 2/21/2021, if at all, at the end of the performance period (7/1/2019 to 12/31/2020), assuming that the holder remains employed at such time, based on the Company's Common Share price using the highest 40-day average stock price during the performance period as follows: 200% if the share price reaches $50; 100% if the share price reaches $46; and 50% if the share price reaches $42 (with interpolation between those prices). If the share price does not reach $42, none of the performance share units will vest. F3 · derivative.exercise_date: To the extent unvested performance share units do not become vested units at the end of the applicable performance period as described above, such unvested performance share units will expire at the end of such performance period. Upon vesting, one Common Share will be delivered for each vested performance share unit. F2 · derivative.expiration_date: Performance share units awarded pursuant to the Plan. Each performance share unit represents a contingent right to receive one Common Share of the Company. With limited exceptions, the performance share units vest on 2/21/2021, if at all, at the end of the performance period (7/1/2019 to 12/31/2020), assuming that the holder remains employed at such time, based on the Company's Common Share price using the highest 40-day average stock price during the performance period as follows: 200% if the share price reaches $50; 100% if the share price reaches $46; and 50% if the share price reaches $42 (with interpolation between those prices). If the share price does not reach $42, none of the performance share units will vest. F3 · derivative.expiration_date: To the extent unvested performance share units do not become vested units at the end of the applicable performance period as described above, such unvested performance share units will expire at the end of such performance period. Upon vesting, one Common Share will be delivered for each vested performance share unit. F4 · balance_after: Total includes performance units from other tranches with different performance measures, performance periods and vesting dates, but does not include 384,910 outstanding options. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 21:58 UTC |
FREDERICO DOMINICDirector · President/CEO/Deputy Chairman
|
GrantCommon Shares | 82,237 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-013032 · doc4.xml · nonDerivative · entry 1 FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,186,240.0034 F1 · price: Restricted stock units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). With limited exceptions, the restricted stock units vest on 2/21/2021, assuming that the holder remains employed at such time. Upon vesting, one Common Share will be delivered for each vested restricted stock unit. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 21:55 UTC |
Chow LingGeneral Counsel and Secretary
|
GrantPerformance Share Units · Derivative | 9,296 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-013021 · doc4.xml · derivative · entry 4 Chow Ling · CIK 0001724439 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,296 Underlying: Common Shares · 9,296 shares Expires not disclosed F4 · derivative.exercise_price: Performance share units awarded pursuant to the Plan. Each performance share unit represents a contingent right to receive one Common Share of the Company. With limited exceptions, the performance share units vest on 2/21/2021, if at all, at the end of the performance period (7/1/2019 to 12/31/2020), assuming that the holder remains employed at such time, based on the Company's Common Share price using the highest 40-day average stock price during the performance period as follows: 200% if the share price reaches $50; 100% if the share price reaches $46; and 50% if the share price reaches $42 (with interpolation between those prices). If the share price does not reach $42, none of the performance share units will vest. F5 · derivative.exercise_price: To the extent unvested performance share units do not become vested units at the end of the applicable performance period as described above, such unvested performance share units will expire at the end of such performance period. Upon vesting, one Common Share will be delivered for each vested performance share unit. F4 · derivative.exercise_date: Performance share units awarded pursuant to the Plan. Each performance share unit represents a contingent right to receive one Common Share of the Company. With limited exceptions, the performance share units vest on 2/21/2021, if at all, at the end of the performance period (7/1/2019 to 12/31/2020), assuming that the holder remains employed at such time, based on the Company's Common Share price using the highest 40-day average stock price during the performance period as follows: 200% if the share price reaches $50; 100% if the share price reaches $46; and 50% if the share price reaches $42 (with interpolation between those prices). If the share price does not reach $42, none of the performance share units will vest. F5 · derivative.exercise_date: To the extent unvested performance share units do not become vested units at the end of the applicable performance period as described above, such unvested performance share units will expire at the end of such performance period. Upon vesting, one Common Share will be delivered for each vested performance share unit. F4 · derivative.expiration_date: Performance share units awarded pursuant to the Plan. Each performance share unit represents a contingent right to receive one Common Share of the Company. With limited exceptions, the performance share units vest on 2/21/2021, if at all, at the end of the performance period (7/1/2019 to 12/31/2020), assuming that the holder remains employed at such time, based on the Company's Common Share price using the highest 40-day average stock price during the performance period as follows: 200% if the share price reaches $50; 100% if the share price reaches $46; and 50% if the share price reaches $42 (with interpolation between those prices). If the share price does not reach $42, none of the performance share units will vest. F5 · derivative.expiration_date: To the extent unvested performance share units do not become vested units at the end of the applicable performance period as described above, such unvested performance share units will expire at the end of such performance period. Upon vesting, one Common Share will be delivered for each vested performance share unit. F6 · balance_after: Total does not include 18,839 outstanding options of various tranches. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 21:55 UTC |
Chow LingGeneral Counsel and Secretary
|
GrantCommon Shares | 13,186 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-013021 · doc4.xml · nonDerivative · entry 2 Chow Ling · CIK 0001724439 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,629 F2 · price: Restricted stock units awarded pursuant to the Plan. The restricted stock units vest as follows: 1/4 on the first anniversary date of the award, 1/4 on the second anniversary date of the award, 1/4 on the third anniversary date of the award and 1/4 on the fourth anniversary date of the award. Upon vesting, one Common Share will be delivered for each vested restricted stock unit. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 21:55 UTC |
Chow LingGeneral Counsel and Secretary
|
GrantCommon Shares | 9,296 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-013021 · doc4.xml · nonDerivative · entry 1 Chow Ling · CIK 0001724439 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,443 F1 · price: Restricted stock units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). With limited exceptions, the restricted stock units vest on 2/21/2021, assuming that the holder remains employed at such time. Upon vesting, one Common Share will be delivered for each vested restricted stock unit. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 22:00 UTC |
Stern Bruce E.Executive Officer
|
GrantPerformance Share Units · Derivative | 11,442 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-013037 · doc4.xml · derivative · entry 2 Stern Bruce E. · CIK 0001539879 · Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,673 Underlying: Common Shares · 11,442 shares Expires not disclosed F2 · derivative.exercise_price: Performance share units awarded pursuant to the Plan. Each performance share unit represents a contingent right to receive one Common Share of the Company. With limited exceptions, the performance share units vest on 2/21/2021, if at all, at the end of the performance period (7/1/2019 to 12/31/2020), assuming that the holder remains employed at such time, based on the Company's Common Share price using the highest 40-day average stock price during the performance period as follows: 200% if the share price reaches $50; 100% if the share price reaches $46; and 50% if the share price reaches $42 (with interpolation between those prices). If the share price does not reach $42, none of the performance share units will vest. F3 · derivative.exercise_price: To the extent unvested performance share units do not become vested units at the end of the applicable performance period as described above, such unvested performance share units will expire at the end of such performance period. Upon vesting, one Common Share will be delivered for each vested performance share unit. F2 · derivative.exercise_date: Performance share units awarded pursuant to the Plan. Each performance share unit represents a contingent right to receive one Common Share of the Company. With limited exceptions, the performance share units vest on 2/21/2021, if at all, at the end of the performance period (7/1/2019 to 12/31/2020), assuming that the holder remains employed at such time, based on the Company's Common Share price using the highest 40-day average stock price during the performance period as follows: 200% if the share price reaches $50; 100% if the share price reaches $46; and 50% if the share price reaches $42 (with interpolation between those prices). If the share price does not reach $42, none of the performance share units will vest. F3 · derivative.exercise_date: To the extent unvested performance share units do not become vested units at the end of the applicable performance period as described above, such unvested performance share units will expire at the end of such performance period. Upon vesting, one Common Share will be delivered for each vested performance share unit. F2 · derivative.expiration_date: Performance share units awarded pursuant to the Plan. Each performance share unit represents a contingent right to receive one Common Share of the Company. With limited exceptions, the performance share units vest on 2/21/2021, if at all, at the end of the performance period (7/1/2019 to 12/31/2020), assuming that the holder remains employed at such time, based on the Company's Common Share price using the highest 40-day average stock price during the performance period as follows: 200% if the share price reaches $50; 100% if the share price reaches $46; and 50% if the share price reaches $42 (with interpolation between those prices). If the share price does not reach $42, none of the performance share units will vest. F3 · derivative.expiration_date: To the extent unvested performance share units do not become vested units at the end of the applicable performance period as described above, such unvested performance share units will expire at the end of such performance period. Upon vesting, one Common Share will be delivered for each vested performance share unit. F4 · balance_after: Total includes performance units from other tranches with different performance measures, performance periods and vesting dates, but does not include 30,694 outstanding options of various tranches. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 22:00 UTC |
Stern Bruce E.Executive Officer
|
GrantCommon Shares | 11,442 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-013037 · doc4.xml · nonDerivative · entry 1 Stern Bruce E. · CIK 0001539879 · Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,961.3073 F1 · price: Restricted stock units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). With limited exceptions, the restricted stock units vest on 2/21/2021, assuming that the holder remains employed at such time. Upon vesting, one Common Share will be delivered for each vested restricted stock unit. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 21:57 UTC |
Donnarumma StephenChief Credit Officer
|
GrantPerformance Share Units · Derivative | 8,581 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-013029 · doc4.xml · derivative · entry 2 Donnarumma Stephen · CIK 0001732392 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,435 Underlying: Common Shares · 8,581 shares Expires not disclosed F2 · derivative.exercise_price: Performance share units awarded pursuant to the Plan. Each performance share unit represents a contingent right to receive one Common Share of the Company. With limited exceptions, the performance share units vest on 2/21/2021, if at all, at the end of the performance period (7/1/2019 to 12/31/2020), assuming that the holder remains employed at such time, based on the Company's Common Share price using the highest 40-day average stock price during the performance period as follows: 200% if the share price reaches $50; 100% if the share price reaches $46; and 50% if the share price reaches $42 (with interpolation between those prices). If the share price does not reach $42, none of the performance share units will vest. F3 · derivative.exercise_price: To the extent unvested performance share units do not become vested units at the end of the applicable performance period as described above, such unvested performance share units will expire at the end of such performance period. Upon vesting, one Common Share will be delivered for each vested performance share unit. F2 · derivative.exercise_date: Performance share units awarded pursuant to the Plan. Each performance share unit represents a contingent right to receive one Common Share of the Company. With limited exceptions, the performance share units vest on 2/21/2021, if at all, at the end of the performance period (7/1/2019 to 12/31/2020), assuming that the holder remains employed at such time, based on the Company's Common Share price using the highest 40-day average stock price during the performance period as follows: 200% if the share price reaches $50; 100% if the share price reaches $46; and 50% if the share price reaches $42 (with interpolation between those prices). If the share price does not reach $42, none of the performance share units will vest. F3 · derivative.exercise_date: To the extent unvested performance share units do not become vested units at the end of the applicable performance period as described above, such unvested performance share units will expire at the end of such performance period. Upon vesting, one Common Share will be delivered for each vested performance share unit. F2 · derivative.expiration_date: Performance share units awarded pursuant to the Plan. Each performance share unit represents a contingent right to receive one Common Share of the Company. With limited exceptions, the performance share units vest on 2/21/2021, if at all, at the end of the performance period (7/1/2019 to 12/31/2020), assuming that the holder remains employed at such time, based on the Company's Common Share price using the highest 40-day average stock price during the performance period as follows: 200% if the share price reaches $50; 100% if the share price reaches $46; and 50% if the share price reaches $42 (with interpolation between those prices). If the share price does not reach $42, none of the performance share units will vest. F3 · derivative.expiration_date: To the extent unvested performance share units do not become vested units at the end of the applicable performance period as described above, such unvested performance share units will expire at the end of such performance period. Upon vesting, one Common Share will be delivered for each vested performance share unit. F4 · balance_after: Total includes performance units from other tranches with different performance measures, performance periods and vesting dates, but does not include 21,085 outstanding options of various tranches. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 21:57 UTC |
Donnarumma StephenChief Credit Officer
|
GrantCommon Shares | 8,581 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-013029 · doc4.xml · nonDerivative · entry 1 Donnarumma Stephen · CIK 0001732392 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,322.0408 F1 · price: Restricted stock units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). With limited exceptions, the restricted stock units vest on 2/21/2021, assuming that the holder remains employed at such time. Upon vesting, one Common Share will be delivered for each vested restricted stock unit. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 21:53 UTC |
Brewer Russell B. IIChief Surveillance Officer
|
GrantPerformance Share Units · Derivative | 15,732 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-013017 · doc4.xml · derivative · entry 2 Brewer Russell B. II · CIK 0001539882 · Chief Surveillance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,238 Underlying: Common Shares · 15,732 shares Expires not disclosed F2 · derivative.exercise_price: Performance share units awarded pursuant to the Plan. Each performance share unit represents a contingent right to receive one Common Share of the Company. With limited exceptions, the performance share units vest on 2/21/2021, if at all, at the end of the performance period (7/1/2019 to 12/31/2020), assuming that the holder remains employed at such time, based on the Company's Common Share price using the highest 40-day average stock price during the performance period as follows: 200% if the share price reaches $50; 100% if the share price reaches $46; and 50% if the share price reaches $42 (with interpolation between those prices). If the share price does not reach $42, none of the performance share units will vest. F3 · derivative.exercise_price: To the extent unvested performance share units do not become vested units at the end of the applicable performance period as described above, such unvested performance share units will expire at the end of such performance period. Upon vesting, one Common Share will be delivered for each vested performance share unit. F2 · derivative.exercise_date: Performance share units awarded pursuant to the Plan. Each performance share unit represents a contingent right to receive one Common Share of the Company. With limited exceptions, the performance share units vest on 2/21/2021, if at all, at the end of the performance period (7/1/2019 to 12/31/2020), assuming that the holder remains employed at such time, based on the Company's Common Share price using the highest 40-day average stock price during the performance period as follows: 200% if the share price reaches $50; 100% if the share price reaches $46; and 50% if the share price reaches $42 (with interpolation between those prices). If the share price does not reach $42, none of the performance share units will vest. F3 · derivative.exercise_date: To the extent unvested performance share units do not become vested units at the end of the applicable performance period as described above, such unvested performance share units will expire at the end of such performance period. Upon vesting, one Common Share will be delivered for each vested performance share unit. F2 · derivative.expiration_date: Performance share units awarded pursuant to the Plan. Each performance share unit represents a contingent right to receive one Common Share of the Company. With limited exceptions, the performance share units vest on 2/21/2021, if at all, at the end of the performance period (7/1/2019 to 12/31/2020), assuming that the holder remains employed at such time, based on the Company's Common Share price using the highest 40-day average stock price during the performance period as follows: 200% if the share price reaches $50; 100% if the share price reaches $46; and 50% if the share price reaches $42 (with interpolation between those prices). If the share price does not reach $42, none of the performance share units will vest. F3 · derivative.expiration_date: To the extent unvested performance share units do not become vested units at the end of the applicable performance period as described above, such unvested performance share units will expire at the end of such performance period. Upon vesting, one Common Share will be delivered for each vested performance share unit. F4 · balance_after: Total includes performance units from other tranches with different performance measures, performance periods and vesting dates, but does not include 36,962 outstanding options of various tranches. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 21:53 UTC |
Brewer Russell B. IIChief Surveillance Officer
|
GrantCommon Shares | 15,732 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-013017 · doc4.xml · nonDerivative · entry 1 Brewer Russell B. II · CIK 0001539882 · Chief Surveillance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,952.4578 F1 · price: Restricted stock units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). With limited exceptions, the restricted stock units vest on 2/21/2021, assuming that the holder remains employed at such time. Upon vesting, one Common Share will be delivered for each vested restricted stock unit. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 21:51 UTC |
Bailenson RobertChief Financial Officer
|
GrantPerformance Share Units · Derivative | 21,453 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-013012 · doc4.xml · derivative · entry 2 Bailenson Robert · CIK 0001326822 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,478 Underlying: Common Shares · 21,453 shares Expires not disclosed F2 · derivative.exercise_price: Performance share units awarded pursuant to the Plan. Each performance share unit represents a contingent right to receive one Common Share of the Company. With limited exceptions, the performance share units vest on 2/21/2021, if at all, at the end of the performance period (7/1/2019 to 12/31/2020), assuming that the holder remains employed at such time, based on the Company's Common Share price using the highest 40-day average stock price during the performance period as follows: 200% if the share price reaches $50; 100% if the share price reaches $46 and 50% if the share price reaches $42 (with interpolation between those prices). If the share price does not reach $42, none of the performance share units will vest. F3 · derivative.exercise_price: To the extent unvested performance share units do not become vested units at the end of the applicable performance period as described above, such unvested performance share units will expire at the end of such performance period. Upon vesting, one Common Share will be delivered for each vested performance share unit. F2 · derivative.exercise_date: Performance share units awarded pursuant to the Plan. Each performance share unit represents a contingent right to receive one Common Share of the Company. With limited exceptions, the performance share units vest on 2/21/2021, if at all, at the end of the performance period (7/1/2019 to 12/31/2020), assuming that the holder remains employed at such time, based on the Company's Common Share price using the highest 40-day average stock price during the performance period as follows: 200% if the share price reaches $50; 100% if the share price reaches $46 and 50% if the share price reaches $42 (with interpolation between those prices). If the share price does not reach $42, none of the performance share units will vest. F3 · derivative.exercise_date: To the extent unvested performance share units do not become vested units at the end of the applicable performance period as described above, such unvested performance share units will expire at the end of such performance period. Upon vesting, one Common Share will be delivered for each vested performance share unit. F2 · derivative.expiration_date: Performance share units awarded pursuant to the Plan. Each performance share unit represents a contingent right to receive one Common Share of the Company. With limited exceptions, the performance share units vest on 2/21/2021, if at all, at the end of the performance period (7/1/2019 to 12/31/2020), assuming that the holder remains employed at such time, based on the Company's Common Share price using the highest 40-day average stock price during the performance period as follows: 200% if the share price reaches $50; 100% if the share price reaches $46 and 50% if the share price reaches $42 (with interpolation between those prices). If the share price does not reach $42, none of the performance share units will vest. F3 · derivative.expiration_date: To the extent unvested performance share units do not become vested units at the end of the applicable performance period as described above, such unvested performance share units will expire at the end of such performance period. Upon vesting, one Common Share will be delivered for each vested performance share unit. F4 · balance_after: Total includes performance units from other tranches with different performance measures, performance periods and vesting dates, but does not include 49,094 outstanding options of various tranches. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 21:51 UTC |
Bailenson RobertChief Financial Officer
|
GrantCommon Shares | 21,453 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-013012 · doc4.xml · nonDerivative · entry 1 Bailenson Robert · CIK 0001326822 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 242,786.0819 F1 · price: Restricted stock units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). With limited exceptions, the restricted stock units vest on 2/21/2021, assuming that the holder remains employed at such time. Upon vesting, one Common Share will be delivered for each vested restricted stock unit. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 21:49 UTC |
Albert HowardChief Risk Officer
|
GrantPerformance Share Units · Derivative | 9,296 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-013005 · doc4.xml · derivative · entry 2 Albert Howard · CIK 0001539875 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,554 Underlying: Common Shares · 9,296 shares Expires not disclosed F2 · derivative.exercise_price: Performance share units awarded pursuant to the Plan. Each performance share unit represents a contingent right to receive one Common Share of the Company. With limited exceptions, the performance share units vest on 2/21/2021, if at all, at the end of the performance period (7/1/2019 to 12/31/2020), assuming that the holder remains employed at such time, based on the Company's Common Share price using the highest 40-day average stock price during the performance period as follows: 200% if the share price reaches $50; 100% if the share price reaches $46; and 50% if the share price reaches $42 (with interpolation between those prices). If the share price does not reach $42, none of the performance share units will vest. F3 · derivative.exercise_price: To the extent unvested performance share units do not become vested units at the end of the applicable performance period as described above, such unvested performance share units will expire at the end of such performance period. Upon vesting, one Common Share will be delivered for each vested performance share unit. F2 · derivative.exercise_date: Performance share units awarded pursuant to the Plan. Each performance share unit represents a contingent right to receive one Common Share of the Company. With limited exceptions, the performance share units vest on 2/21/2021, if at all, at the end of the performance period (7/1/2019 to 12/31/2020), assuming that the holder remains employed at such time, based on the Company's Common Share price using the highest 40-day average stock price during the performance period as follows: 200% if the share price reaches $50; 100% if the share price reaches $46; and 50% if the share price reaches $42 (with interpolation between those prices). If the share price does not reach $42, none of the performance share units will vest. F3 · derivative.exercise_date: To the extent unvested performance share units do not become vested units at the end of the applicable performance period as described above, such unvested performance share units will expire at the end of such performance period. Upon vesting, one Common Share will be delivered for each vested performance share unit. F2 · derivative.expiration_date: Performance share units awarded pursuant to the Plan. Each performance share unit represents a contingent right to receive one Common Share of the Company. With limited exceptions, the performance share units vest on 2/21/2021, if at all, at the end of the performance period (7/1/2019 to 12/31/2020), assuming that the holder remains employed at such time, based on the Company's Common Share price using the highest 40-day average stock price during the performance period as follows: 200% if the share price reaches $50; 100% if the share price reaches $46; and 50% if the share price reaches $42 (with interpolation between those prices). If the share price does not reach $42, none of the performance share units will vest. F3 · derivative.expiration_date: To the extent unvested performance share units do not become vested units at the end of the applicable performance period as described above, such unvested performance share units will expire at the end of such performance period. Upon vesting, one Common Share will be delivered for each vested performance share unit. F4 · balance_after: Total includes performance units from other tranches with different performance measures, performance periods and vesting dates, but does not include 30,297 outstanding options of various tranches. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 21:49 UTC |
Albert HowardChief Risk Officer
|
GrantCommon Shares | 9,296 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-013005 · doc4.xml · nonDerivative · entry 1 Albert Howard · CIK 0001539875 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,331.4953 F1 · price: Restricted stock units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). With limited exceptions, the restricted stock units vest on 2/21/2021, assuming that the holder remains employed at such time. Upon vesting, one Common Share will be delivered for each vested restricted stock unit. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 21:56 UTC |
FREDERICO DOMINICDirector · President/CEO/Deputy Chairman
|
Exercise / conversionOptions to Acquire Common Shares · Derivative | 200,000 | $0.00 Strike: $23.27 | $0.00 |
DisclosureSEC source: 0001209191-18-010443 · doc4.xml · derivative · entry 6 FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 384,910 Underlying: Common Shares · 200,000 shares Expires 2018-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Options vested as follows: 1/3 on 02/14/2009, 1/3 on 02/14/2010 and 1/3 on 02/14/2011. F4 · balance_after: All options of this tranche have been exercised. The total number of options from other tranches with different exercise prices, vesting terms and expiration dates is 384,910 (after taking into account options exercised on 2/13/2018). The total does not include 172,235 performance share units. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 21:56 UTC |
FREDERICO DOMINICDirector · President/CEO/Deputy Chairman
|
Tax withholdingCommon Shares | 160,879 | $35.14 | $5,653,288.06 |
DisclosureSEC source: 0001209191-18-010443 · doc4.xml · nonDerivative · entry 2 FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,104,003.0034 F1 · shares: Represents the payment of the exercise price and withholding taxes of an employee stock option through the attestation of previously owned shares. F2 · price: The price is equal to the fair market value of the Common Shares on the date of exercise and is used to determine the value of the shares delivered to the Company by attestation of previously owned shares in payment of the exercise price and withholding taxes. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 21:56 UTC |
FREDERICO DOMINICDirector · President/CEO/Deputy Chairman
|
Exercise / conversionCommon Shares | 200,000 | $23.27 | $4,654,000.00 |
DisclosureSEC source: 0001209191-18-010443 · doc4.xml · nonDerivative · entry 1 FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,264,882.0034 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 05, 2018 Filed Feb 6, 2018 21:36 UTC |
Chow LingGeneral Counsel and Secretary
|
Tax withholdingCommon Shares | 209 | $35.38 | $7,394.42 |
DisclosureSEC source: 0001209191-18-007857 · doc4.xml · nonDerivative · entry 2 Chow Ling · CIK 0001724439 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,147 F1 · shares: Common Shares being withheld to pay tax liability. Read SEC document |
| February 04, 2018 Filed Feb 6, 2018 21:37 UTC |
FREDERICO DOMINICDirector · President/CEO/Deputy Chairman
|
Exercise / conversionPerformance Share Units · Derivative | 87,959 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-007860 · doc4.xml · derivative · entry 7 FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,235 Underlying: Common Shares · 87,959 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2016 to 12/31/2017), 200.00% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by 200.00%. F3 · deemedExecutionDate: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2016 to 12/31/2017), 200.00% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by 200.00%. F3 · derivative.exercise_date: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2016 to 12/31/2017), 200.00% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by 200.00%. F3 · derivative.expiration_date: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2016 to 12/31/2017), 200.00% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by 200.00%. F4 · balance_after: Total includes performance units from other tranches with different performance measures, performance periods and vesting dates, but does not include 584,910 outstanding options. Read SEC document |
| February 04, 2018 Filed Feb 6, 2018 21:37 UTC |
FREDERICO DOMINICDirector · President/CEO/Deputy Chairman
|
Tax withholdingCommon Shares | 73,050 | $35.19 | $2,570,629.50 |
DisclosureSEC source: 0001209191-18-007860 · doc4.xml · nonDerivative · entry 3 FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,064,882.0034 F1 · shares: Common Shares being withheld to pay tax liability. Read SEC document |
| February 04, 2018 Filed Feb 6, 2018 21:37 UTC |
FREDERICO DOMINICDirector · President/CEO/Deputy Chairman
|
Exercise / conversionCommon Shares | 175,918 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-007860 · doc4.xml · nonDerivative · entry 2 FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,137,932.0034 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2016 to 12/31/2017), 200.00% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by 200.00%. Read SEC document |
| February 04, 2018 Filed Feb 6, 2018 21:37 UTC |
FREDERICO DOMINICDirector · President/CEO/Deputy Chairman
|
Tax withholdingCommon Shares | 36,700 | $35.19 | $1,291,473.00 |
DisclosureSEC source: 0001209191-18-007860 · doc4.xml · nonDerivative · entry 1 FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 962,014.0034 F1 · shares: Common Shares being withheld to pay tax liability. F2 · balance_after: Total includes 69 shares purchased on 12/31/2017 pursuant to the Assured Guaranty Ltd. Employee Stock Purchase Plan which meets the requirements of Rule 16b-3. Read SEC document |
| February 04, 2018 Filed Feb 6, 2018 21:36 UTC |
Chow LingGeneral Counsel and Secretary
|
Tax withholdingCommon Shares | 863 | $35.19 | $30,368.97 |
DisclosureSEC source: 0001209191-18-007857 · doc4.xml · nonDerivative · entry 1 Chow Ling · CIK 0001724439 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,356 F1 · shares: Common Shares being withheld to pay tax liability. Read SEC document |
| February 04, 2018 Filed Feb 6, 2018 21:45 UTC |
Albert HowardChief Risk Officer
|
Exercise / conversionPerformance Share Units · Derivative | 11,728 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-007883 · doc4.xml · derivative · entry 4 Albert Howard · CIK 0001539875 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,258 Underlying: Common Shares · 11,728 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2016 to 12/31/2017), 200.00% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by 200.00%. F3 · deemedExecutionDate: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2016 to 12/31/2017), 200.00% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by 200.00%. F3 · derivative.exercise_date: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2016 to 12/31/2017), 200.00% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by 200.00%. F3 · derivative.expiration_date: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2016 to 12/31/2017), 200.00% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by 200.00%. F4 · balance_after: Total includes performance units from other tranches with different performance measures, performance periods and vesting dates, but does not include 30,297 outstanding options. Read SEC document |
| February 04, 2018 Filed Feb 6, 2018 21:45 UTC |
Albert HowardChief Risk Officer
|
Tax withholdingCommon Shares | 11,487 | $35.19 | $404,227.53 |
DisclosureSEC source: 0001209191-18-007883 · doc4.xml · nonDerivative · entry 3 Albert Howard · CIK 0001539875 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,035.4953 F1 · shares: Common Shares being withheld to pay tax liability. Read SEC document |
| February 04, 2018 Filed Feb 6, 2018 21:45 UTC |
Albert HowardChief Risk Officer
|
Exercise / conversionComnmon Shares | 23,456 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-007883 · doc4.xml · nonDerivative · entry 2 Albert Howard · CIK 0001539875 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,522.4953 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2016 to 12/31/2017), 200.00% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by 200.00%. Read SEC document |
| February 04, 2018 Filed Feb 6, 2018 21:45 UTC |
Albert HowardChief Risk Officer
|
Tax withholdingCommon Shares | 5,863 | $35.19 | $206,318.97 |
DisclosureSEC source: 0001209191-18-007883 · doc4.xml · nonDerivative · entry 1 Albert Howard · CIK 0001539875 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,066.4953 F1 · shares: Common Shares being withheld to pay tax liability. F2 · balance_after: Total includes 339 shares purchased on 6/30/2017 and 276 shares purchased on 12/31/2017 pursuant to the Assured Guaranty Ltd. Employee Stock Purchase Plan which meets the requirements of Rule 16b-3. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.