Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 10, 2021 Filed Aug 12, 2021 23:53 UTC |
Da Santos BernerdEVP and COO
|
Exercise / conversionCommon Stock | 30,730 | $14.63 | $449,579.90 |
DisclosureSEC source: 0001127602-21-023623 · form4.xml · nonDerivative · entry 2 Da Santos Bernerd · CIK 0001626763 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 255,069 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 10, 2021 Filed Aug 12, 2021 23:53 UTC |
Da Santos BernerdEVP and COO
|
Exercise / conversionCommon Stock | 21,211 | $11.17 | $236,926.87 |
DisclosureSEC source: 0001127602-21-023623 · form4.xml · nonDerivative · entry 1 Da Santos Bernerd · CIK 0001626763 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 224,339 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 15, 2021 Filed Jul 19, 2021 20:56 UTC |
Shaughnessy MauraDirector
|
GrantUnits · Derivative | 8,979 | $24.58 | $220,703.82 |
DisclosureSEC source: 0001127602-21-022233 · form4.xml · derivative · entry 1 Shaughnessy Maura · CIK 0001873056 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,979 Underlying: Common Stock · 8,979 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015. F1 · derivative.exercise_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015. F1 · derivative.expiration_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015. Read SEC document |
| May 10, 2021 Filed May 11, 2021 21:11 UTC |
Gluski AndresDirector · President and CEO
|
GiftCommon Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-016259 · form4.xml · nonDerivative · entry 1 Gluski Andres · CIK 0001348876 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,143,724 F1 · kind: This transaction involved a gift of securities by the reporting person to an irrevocable trust for the benefit of his sons. Read SEC document |
| April 22, 2021 Filed Apr 26, 2021 21:47 UTC |
MONIE ALAINDirector
|
GrantUnits · Derivative | 10,064 | $28.32 | $285,012.48 |
DisclosureSEC source: 0001127602-21-014483 · form4.xml · derivative · entry 1 MONIE ALAIN · CIK 0001230564 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,814 Underlying: Common Stock · 10,064 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015. F1 · derivative.exercise_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015. F1 · derivative.expiration_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015. Read SEC document |
| April 22, 2021 Filed Apr 26, 2021 21:45 UTC |
Sebastian Teresa MosleyDirector
|
GrantDeferred Units · Derivative | 5,650 | $28.32 | $160,008.00 |
DisclosureSEC source: 0001127602-21-014481 · form4.xml · derivative · entry 1 Sebastian Teresa Mosley · CIK 0001502941 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,645 Underlying: Common Stock · 5,650 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015. F1 · derivative.exercise_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015. F1 · derivative.expiration_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015. Read SEC document |
| April 22, 2021 Filed Apr 26, 2021 21:43 UTC |
Naim MoisesDirector
|
GrantUnits · Derivative | 9,710 | $28.32 | $274,987.20 |
DisclosureSEC source: 0001127602-21-014479 · form4.xml · derivative · entry 1 Naim Moises · CIK 0001573692 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,555 Underlying: Common Stock · 9,710 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015. F1 · derivative.exercise_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015. F1 · derivative.expiration_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015. Read SEC document |
| April 22, 2021 Filed Apr 26, 2021 21:40 UTC |
MORSE JOHN B JRDirector
|
GrantUnits · Derivative | 16,596 | $28.32 | $469,998.72 |
DisclosureSEC source: 0001127602-21-014477 · form4.xml · derivative · entry 1 MORSE JOHN B JR · CIK 0001018396 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 306,596 Underlying: Common Stock · 16,596 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015. F1 · derivative.exercise_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015. F1 · derivative.expiration_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015. Read SEC document |
| April 22, 2021 Filed Apr 26, 2021 21:32 UTC |
MILLER JAMES HDirector
|
GrantUnits · Derivative | 6,670 | $28.32 | $188,894.40 |
DisclosureSEC source: 0001127602-21-014472 · form4.xml · derivative · entry 1 MILLER JAMES H · CIK 0001226534 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,731 Underlying: Common Stock · 6,670 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015. F1 · derivative.exercise_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015. F1 · derivative.expiration_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015. Read SEC document |
| April 22, 2021 Filed Apr 26, 2021 21:24 UTC |
Laulis Julia M.Director
|
GrantUnits · Derivative | 9,181 | $28.32 | $260,005.92 |
DisclosureSEC source: 0001127602-21-014470 · form4.xml · derivative · entry 1 Laulis Julia M. · CIK 0001644052 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,822 Underlying: Common Stock · 9,181 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015. F1 · derivative.exercise_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015. F1 · derivative.expiration_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015. Read SEC document |
| April 22, 2021 Filed Apr 26, 2021 21:18 UTC |
Khanna TarunDirector
|
GrantUnits · Derivative | 8,651 | $28.32 | $244,996.32 |
DisclosureSEC source: 0001127602-21-014465 · form4.xml · derivative · entry 1 Khanna Tarun · CIK 0001459592 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,579 Underlying: Common Stock · 8,651 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015. F1 · derivative.exercise_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015. F1 · derivative.expiration_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015. Read SEC document |
| April 22, 2021 Filed Apr 26, 2021 21:21 UTC |
KOEPPEL HOLLY KDirector
|
GrantUnits · Derivative | 9,966 | $28.32 | $282,237.12 |
DisclosureSEC source: 0001127602-21-014467 · form4.xml · derivative · entry 1 KOEPPEL HOLLY K · CIK 0001210399 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,575 Underlying: Common Stock · 9,966 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015. F1 · derivative.exercise_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015. F1 · derivative.expiration_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015. Read SEC document |
| April 22, 2021 Filed Apr 26, 2021 21:16 UTC |
DAVIDSON JANETDirector
|
GrantUnits · Derivative | 7,150 | $28.32 | $202,488.00 |
DisclosureSEC source: 0001127602-21-014463 · form4.xml · derivative · entry 1 DAVIDSON JANET · CIK 0001230523 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,136 Underlying: Common Stock · 7,150 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015. F1 · derivative.exercise_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015. F1 · derivative.expiration_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015. Read SEC document |
| February 23, 2021 Filed Feb 25, 2021 21:58 UTC |
Mendoza TishEVP & Chief HR Officer
|
Tax withholdingCommon Stock | 1,320 | $27.22 | $35,930.40 |
DisclosureSEC source: 0001127602-21-007921 · form4.xml · nonDerivative · entry 1 Mendoza Tish · CIK 0001628839 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,716 F1 · shares: Reflects tax withholding paid in connection with the settlement of one-third of the Restricted Stock Units granted on February 23, 2018. There was no transaction in the market. Read SEC document |
| February 23, 2021 Filed Feb 25, 2021 22:02 UTC |
Pimenta GustavoEVP and CFO
|
Tax withholdingCommon Stock | 1,935 | $27.22 | $52,670.70 |
DisclosureSEC source: 0001127602-21-007927 · form4.xml · nonDerivative · entry 1 Pimenta Gustavo · CIK 0001764320 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,509 F1 · shares: Reflects tax withholding in connection with the vesting and settlement of one-third of the Restricted Stock Units granted February 23, 2018. There was no transaction in the market. Read SEC document |
| February 23, 2021 Filed Feb 25, 2021 21:55 UTC |
Kohan SherryVice President & Controller
|
Tax withholdingCommon Stock | 973 | $27.22 | $26,485.06 |
DisclosureSEC source: 0001127602-21-007915 · form4.xml · nonDerivative · entry 1 Kohan Sherry · CIK 0001801230 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,554 F1 · shares: Reflects tax withholding in connection with the vesting and settlement of one-third of the Restricted Stock Units granted February 23, 2018. There was no transaction in the market. Read SEC document |
| February 23, 2021 Filed Feb 25, 2021 21:52 UTC |
Gluski AndresDirector · President and CEO
|
Tax withholdingCommon Stock | 14,626 | $27.22 | $398,119.72 |
DisclosureSEC source: 0001127602-21-007912 · form4.xml · nonDerivative · entry 1 Gluski Andres · CIK 0001348876 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,243,724 F1 · shares: Reflects tax withholding paid in connection with the vesting and settlement of one-third of the Restricted Stock Units granted February 23, 2018. There was no transaction in the market. Read SEC document |
| February 23, 2021 Filed Feb 25, 2021 21:44 UTC |
Freedman Paul LEVP and General Counsel
|
Tax withholdingCommon Stock | 1,242 | $27.22 | $33,807.24 |
DisclosureSEC source: 0001127602-21-007905 · form4.xml · nonDerivative · entry 1 Freedman Paul L · CIK 0001732841 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,610 F1 · shares: Reflects tax withholding in connection with the vesting and settlement of one-third of the Restricted Stock Units granted February 23, 2018. There was no transaction in the market. Read SEC document |
| February 23, 2021 Filed Feb 25, 2021 21:40 UTC |
Da Santos BernerdEVP and COO
|
Tax withholdingCommon Stock | 2,467 | $27.22 | $67,151.74 |
DisclosureSEC source: 0001127602-21-007902 · form4.xml · nonDerivative · entry 1 Da Santos Bernerd · CIK 0001626763 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,128 F1 · shares: Reflects tax withholding paid in connection with the vesting and settlement of one-third of the Restricted Stock Units granted February 23, 2018. There was no transaction in the market. Read SEC document |
| February 22, 2021 Filed Feb 25, 2021 01:23 UTC |
Pimenta GustavoEVP and CFO
|
Tax withholdingCommon Stock | 1,809 | $27.00 | $48,843.00 |
DisclosureSEC source: 0001127602-21-007783 · form4.xml · nonDerivative · entry 1 Pimenta Gustavo · CIK 0001764320 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,444 F1 · shares: Reflects tax withholding in connection with the vesting and settlement of one-third of the Restricted Stock Units granted February 22, 2019. There was no transaction in the market. Read SEC document |
| February 22, 2021 Filed Feb 25, 2021 01:20 UTC |
Mendoza TishEVP & Chief HR Officer
|
Tax withholdingCommon Stock | 1,376 | $27.00 | $37,152.00 |
DisclosureSEC source: 0001127602-21-007781 · form4.xml · nonDerivative · entry 1 Mendoza Tish · CIK 0001628839 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,036 F1 · shares: Reflects tax withholding in connection with the vesting and settlement of one-third of the Restricted Stock Units granted February 22, 2019. There was no transaction in the market. Read SEC document |
| February 22, 2021 Filed Feb 25, 2021 01:17 UTC |
Krueger LisaEVP, US SBU President
|
Tax withholdingCommon Stock | 863 | $27.00 | $23,301.00 |
DisclosureSEC source: 0001127602-21-007778 · form4.xml · nonDerivative · entry 1 Krueger Lisa · CIK 0001754410 · EVP, US SBU President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,324 F1 · shares: Reflects tax withholding in connection with the vesting and settlement of one-third of the Restricted Stock Units granted February 22, 2019. There was no transaction in the market. Read SEC document |
| February 22, 2021 Filed Feb 25, 2021 01:15 UTC |
Kohan SherryVice President & Controller
|
Tax withholdingCommon Stock | 650 | $27.00 | $17,550.00 |
DisclosureSEC source: 0001127602-21-007776 · form4.xml · nonDerivative · entry 1 Kohan Sherry · CIK 0001801230 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,527 F1 · shares: Reflects tax withholding in connection with the vesting and settlement of one-third of the Restricted Stock Units granted February 22, 2019. There was no transaction in the market. Read SEC document |
| February 22, 2021 Filed Feb 25, 2021 01:12 UTC |
Gluski AndresDirector · President and CEO
|
Tax withholdingCommon Stock | 13,317 | $27.00 | $359,559.00 |
DisclosureSEC source: 0001127602-21-007774 · form4.xml · nonDerivative · entry 1 Gluski Andres · CIK 0001348876 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,258,350 F1 · shares: Reflects tax withholding paid in connection with the vesting and settlement of one-third of the Restricted Stock Units granted February 22, 2019. There was no transaction in the market. Read SEC document |
| February 22, 2021 Filed Feb 25, 2021 01:09 UTC |
Freedman Paul LEVP and General Counsel
|
Tax withholdingCommon Stock | 1,022 | $27.00 | $27,594.00 |
DisclosureSEC source: 0001127602-21-007772 · form4.xml · nonDerivative · entry 1 Freedman Paul L · CIK 0001732841 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,852 F1 · shares: Reflects tax withholding in connection with the vesting and settlement of one-third of the Restricted Stock Units granted February 22, 2019. There was no transaction in the market. Read SEC document |
| February 22, 2021 Filed Feb 25, 2021 01:01 UTC |
Da Santos BernerdEVP and COO
|
Tax withholdingCommon Stock | 3,561 | $27.00 | $96,147.00 |
DisclosureSEC source: 0001127602-21-007770 · form4.xml · nonDerivative · entry 1 Da Santos Bernerd · CIK 0001626763 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 205,595 F1 · shares: Reflects tax withholding in connection with the vesting and settlement of one-third of the Restricted Stock Units granted February 22, 2019. There was no transaction in the market. Read SEC document |
| February 19, 2021 Filed Feb 24, 2021 01:22 UTC |
Gluski AndresDirector · President and CEO
|
Tax withholdingCommon Stock | 11,828 | $28.31 | $334,850.68 |
DisclosureSEC source: 0001127602-21-007444 · form4.xml · nonDerivative · entry 4 Gluski Andres · CIK 0001348876 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,271,667 F4 · shares: Reflects tax withholding in connection with the vesting and settlement of one-third of the RSUs granted February 21, 2020. Read SEC document |
| February 19, 2021 Filed Feb 24, 2021 01:22 UTC |
Gluski AndresDirector · President and CEO
|
Tax withholdingCommon Stock | 88,307 | $28.31 | $2,499,971.17 |
DisclosureSEC source: 0001127602-21-007444 · form4.xml · nonDerivative · entry 3 Gluski Andres · CIK 0001348876 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,283,495 F3 · shares: Reflects tax withholding in connection with the settlement of PSUs granted in February 2018. Read SEC document |
| February 19, 2021 Filed Feb 24, 2021 01:22 UTC |
Gluski AndresDirector · President and CEO
|
GrantCommon Stock | 182,858 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-007444 · form4.xml · nonDerivative · entry 2 Gluski Andres · CIK 0001348876 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,371,802 F2 · shares: This Performance Stock Unit ("PSU") award was granted on February 23, 2018 pursuant to The AES Corporation 2003 Long Term Compensation Plan. After the prescribed three year vesting period, the AES Board of Directors approved the performance value for the grant on February 19, 2021. Each earned PSU entitles the holder to one share of AES Common Stock. F2 · price: This Performance Stock Unit ("PSU") award was granted on February 23, 2018 pursuant to The AES Corporation 2003 Long Term Compensation Plan. After the prescribed three year vesting period, the AES Board of Directors approved the performance value for the grant on February 19, 2021. Each earned PSU entitles the holder to one share of AES Common Stock. Read SEC document |
| February 19, 2021 Filed Feb 24, 2021 01:22 UTC |
Gluski AndresDirector · President and CEO
|
GrantCommon Stock | 65,754 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-007444 · form4.xml · nonDerivative · entry 1 Gluski Andres · CIK 0001348876 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,188,944 F1 · shares: This Restricted Stock Unit ("RSU") award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will generally vest in three annual installments, subject to the terms and conditions of the award. One-third of the RSUs will vest based on the reporting person's continued employment with AES or a subsidiary on each of February 19, 2022 and February 19, 2023. The final third of the RSUs will vest on February 19, 2024 subject to the reporting person's continued employment with AES or a subsidiary on such date and based, in part, on AES' achievement of certain environmental and social goals. Each RSU entitles the holder to one share of AES Common Stock. F1 · price: This Restricted Stock Unit ("RSU") award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will generally vest in three annual installments, subject to the terms and conditions of the award. One-third of the RSUs will vest based on the reporting person's continued employment with AES or a subsidiary on each of February 19, 2022 and February 19, 2023. The final third of the RSUs will vest on February 19, 2024 subject to the reporting person's continued employment with AES or a subsidiary on such date and based, in part, on AES' achievement of certain environmental and social goals. Each RSU entitles the holder to one share of AES Common Stock. Read SEC document |
| February 19, 2021 Filed Feb 24, 2021 01:16 UTC |
Da Santos BernerdEVP and COO
|
Tax withholdingCommon Stock | 1,836 | $28.31 | $51,977.16 |
DisclosureSEC source: 0001127602-21-007442 · form4.xml · nonDerivative · entry 4 Da Santos Bernerd · CIK 0001626763 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,156 F4 · shares: Reflects tax withholding in connection with the vesting and settlement of one-third of the RSUs granted February 21, 2020. Read SEC document |
| February 19, 2021 Filed Feb 24, 2021 01:16 UTC |
Da Santos BernerdEVP and COO
|
Tax withholdingCommon Stock | 14,888 | $28.31 | $421,479.28 |
DisclosureSEC source: 0001127602-21-007442 · form4.xml · nonDerivative · entry 3 Da Santos Bernerd · CIK 0001626763 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,992 F3 · shares: Reflects tax withholding in connection with the settlement of PSUs granted in February 2018. Read SEC document |
| February 19, 2021 Filed Feb 24, 2021 01:16 UTC |
Da Santos BernerdEVP and COO
|
GrantCommon Stock | 33,014 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-007442 · form4.xml · nonDerivative · entry 2 Da Santos Bernerd · CIK 0001626763 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,880 F2 · shares: This Performance Stock Unit ("PSU") award was granted on February 23, 2018 pursuant to The AES Corporation 2003 Long Term Compensation Plan. After the prescribed three year vesting period, the AES Board of Directors approved the performance value for the grant on February 19, 2021. Each earned PSU entitles the holder to one share of AES Common Stock. F2 · price: This Performance Stock Unit ("PSU") award was granted on February 23, 2018 pursuant to The AES Corporation 2003 Long Term Compensation Plan. After the prescribed three year vesting period, the AES Board of Directors approved the performance value for the grant on February 19, 2021. Each earned PSU entitles the holder to one share of AES Common Stock. Read SEC document |
| February 19, 2021 Filed Feb 24, 2021 01:16 UTC |
Da Santos BernerdEVP and COO
|
GrantCommon Stock | 9,060 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-007442 · form4.xml · nonDerivative · entry 1 Da Santos Bernerd · CIK 0001626763 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192,866 F1 · shares: This Restricted Stock Unit ("RSU") award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will generally vest in three annual installments, subject to the terms and conditions of the award. One-third of the RSUs will vest based on the reporting person's continued employment with AES or a subsidiary on each of February 19, 2022 and February 19, 2023. The final third of the RSUs will vest on February 19, 2024 subject to the reporting person's continued employment with AES or a subsidiary on such date and based, in part, on AES' achievement of certain environmental and social goals. Each RSU entitles the holder to one share of AES Common Stock. F1 · price: This Restricted Stock Unit ("RSU") award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will generally vest in three annual installments, subject to the terms and conditions of the award. One-third of the RSUs will vest based on the reporting person's continued employment with AES or a subsidiary on each of February 19, 2022 and February 19, 2023. The final third of the RSUs will vest on February 19, 2024 subject to the reporting person's continued employment with AES or a subsidiary on such date and based, in part, on AES' achievement of certain environmental and social goals. Each RSU entitles the holder to one share of AES Common Stock. Read SEC document |
| February 19, 2021 Filed Feb 24, 2021 01:19 UTC |
Mendoza TishSr. VP & Chief HR Officer
|
Tax withholdingCommon Stock | 1,098 | $28.31 | $31,084.38 |
DisclosureSEC source: 0001127602-21-007443 · form4.xml · nonDerivative · entry 4 Mendoza Tish · CIK 0001628839 · Sr. VP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,412 F4 · shares: Reflects tax withholding in connection with the vesting and settlement of one-third of the RSUs granted February 21, 2020. Read SEC document |
| February 19, 2021 Filed Feb 24, 2021 01:19 UTC |
Mendoza TishSr. VP & Chief HR Officer
|
Tax withholdingCommon Stock | 7,950 | $28.31 | $225,064.50 |
DisclosureSEC source: 0001127602-21-007443 · form4.xml · nonDerivative · entry 3 Mendoza Tish · CIK 0001628839 · Sr. VP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,510 F3 · shares: Reflects tax withholding in connection with the settlement of PSUs granted in February 2018. Read SEC document |
| February 19, 2021 Filed Feb 24, 2021 01:19 UTC |
Mendoza TishSr. VP & Chief HR Officer
|
GrantCommon Stock | 18,773 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-007443 · form4.xml · nonDerivative · entry 2 Mendoza Tish · CIK 0001628839 · Sr. VP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,460 F2 · shares: This Performance Stock Unit ("PSU") award was granted on February 23, 2018 pursuant to The AES Corporation 2003 Long Term Compensation Plan. After the prescribed three year vesting period, the AES Board of Directors approved the performance value for the grant on February 19, 2021. Each earned PSU entitles the holder to one share of AES Common Stock. F2 · price: This Performance Stock Unit ("PSU") award was granted on February 23, 2018 pursuant to The AES Corporation 2003 Long Term Compensation Plan. After the prescribed three year vesting period, the AES Board of Directors approved the performance value for the grant on February 19, 2021. Each earned PSU entitles the holder to one share of AES Common Stock. Read SEC document |
| February 19, 2021 Filed Feb 24, 2021 01:19 UTC |
Mendoza TishSr. VP & Chief HR Officer
|
GrantCommon Stock | 7,741 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-007443 · form4.xml · nonDerivative · entry 1 Mendoza Tish · CIK 0001628839 · Sr. VP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,687 F1 · shares: This Restricted Stock Unit ("RSU") award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will generally vest in three annual installments, subject to the terms and conditions of the award. One-third of the RSUs will vest based on the reporting person's continued employment with AES or a subsidiary on each of February 19, 2022 and February 19, 2023. The final third of the RSUs will vest on February 19, 2024 subject to the reporting person's continued employment with AES or a subsidiary on such date and based, in part, on AES' achievement of certain environmental and social goals. Each RSU entitles the holder to one share of AES Common Stock. F1 · price: This Restricted Stock Unit ("RSU") award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will generally vest in three annual installments, subject to the terms and conditions of the award. One-third of the RSUs will vest based on the reporting person's continued employment with AES or a subsidiary on each of February 19, 2022 and February 19, 2023. The final third of the RSUs will vest on February 19, 2024 subject to the reporting person's continued employment with AES or a subsidiary on such date and based, in part, on AES' achievement of certain environmental and social goals. Each RSU entitles the holder to one share of AES Common Stock. Read SEC document |
| February 19, 2021 Filed Feb 24, 2021 01:12 UTC |
Kohan SherryVice President & Controller
|
Tax withholdingCommon Stock | 301 | $28.31 | $8,521.31 |
DisclosureSEC source: 0001127602-21-007439 · form4.xml · nonDerivative · entry 2 Kohan Sherry · CIK 0001801230 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,177 F2 · shares: Reflects tax withholding in connection with the vesting and settlement of one-third of the RSUs granted February 21, 2020. Read SEC document |
| February 19, 2021 Filed Feb 24, 2021 01:12 UTC |
Kohan SherryVice President & Controller
|
GrantCommon Stock | 1,763 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-007439 · form4.xml · nonDerivative · entry 1 Kohan Sherry · CIK 0001801230 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,478 F1 · shares: This Restricted Stock Unit ("RSU") award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will generally vest in three annual installments, subject to the terms and conditions of the award. One-third of the RSUs will vest based on the reporting person's continued employment with AES or a subsidiary on each of February 19, 2022 and February 19, 2023. The final third of the RSUs will vest on February 19, 2024 subject to the reporting person's continued employment with AES or a subsidiary on such date and based, in part, on AES' achievement of certain environmental and social goals. Each RSU entitles the holder to one share of AES Common Stock. F1 · price: This Restricted Stock Unit ("RSU") award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will generally vest in three annual installments, subject to the terms and conditions of the award. One-third of the RSUs will vest based on the reporting person's continued employment with AES or a subsidiary on each of February 19, 2022 and February 19, 2023. The final third of the RSUs will vest on February 19, 2024 subject to the reporting person's continued employment with AES or a subsidiary on such date and based, in part, on AES' achievement of certain environmental and social goals. Each RSU entitles the holder to one share of AES Common Stock. Read SEC document |
| February 19, 2021 Filed Feb 24, 2021 01:10 UTC |
Pimenta GustavoEVP and CFO
|
Tax withholdingCommon Stock | 1,783 | $28.31 | $50,476.73 |
DisclosureSEC source: 0001127602-21-007438 · form4.xml · nonDerivative · entry 4 Pimenta Gustavo · CIK 0001764320 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,253 F4 · shares: Reflects tax withholding in connection with the vesting and settlement of one-third of the RSUs granted February 21, 2020. Read SEC document |
| February 19, 2021 Filed Feb 24, 2021 01:10 UTC |
Pimenta GustavoEVP and CFO
|
Tax withholdingCommon Stock | 11,085 | $28.31 | $313,816.35 |
DisclosureSEC source: 0001127602-21-007438 · form4.xml · nonDerivative · entry 3 Pimenta Gustavo · CIK 0001764320 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,036 F3 · shares: Reflects tax withholding in connection with the settlement of PSUs granted in February 2018. Read SEC document |
| February 19, 2021 Filed Feb 24, 2021 01:10 UTC |
Pimenta GustavoEVP and CFO
|
GrantCommon Stock | 25,893 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-007438 · form4.xml · nonDerivative · entry 2 Pimenta Gustavo · CIK 0001764320 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,121 F2 · shares: This Performance Stock Unit ("PSU") award was granted on February 23, 2018 pursuant to The AES Corporation 2003 Long Term Compensation Plan. After the prescribed three year vesting period, the AES Board of Directors approved the performance value for the grant on February 19, 2021. Each earned PSU entitles the holder to one share of AES Common Stock. F2 · price: This Performance Stock Unit ("PSU") award was granted on February 23, 2018 pursuant to The AES Corporation 2003 Long Term Compensation Plan. After the prescribed three year vesting period, the AES Board of Directors approved the performance value for the grant on February 19, 2021. Each earned PSU entitles the holder to one share of AES Common Stock. Read SEC document |
| February 19, 2021 Filed Feb 24, 2021 01:10 UTC |
Pimenta GustavoEVP and CFO
|
GrantCommon Stock | 9,060 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-007438 · form4.xml · nonDerivative · entry 1 Pimenta Gustavo · CIK 0001764320 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,228 F1 · shares: This Restricted Stock Unit ("RSU") award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will generally vest in three annual installments, subject to the terms and conditions of the award. One-third of the RSUs will vest based on the reporting person's continued employment with AES or a subsidiary on each of February 19, 2022 and February 19, 2023. The final third of the RSUs will vest on February 19, 2024 subject to the reporting person's continued employment with AES or a subsidiary on such date and based, in part, on AES' achievement of certain environmental and social goals. Each RSU entitles the holder to one share of AES Common Stock. F1 · price: This Restricted Stock Unit ("RSU") award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will generally vest in three annual installments, subject to the terms and conditions of the award. One-third of the RSUs will vest based on the reporting person's continued employment with AES or a subsidiary on each of February 19, 2022 and February 19, 2023. The final third of the RSUs will vest on February 19, 2024 subject to the reporting person's continued employment with AES or a subsidiary on such date and based, in part, on AES' achievement of certain environmental and social goals. Each RSU entitles the holder to one share of AES Common Stock. Read SEC document |
| February 19, 2021 Filed Feb 24, 2021 01:05 UTC |
Krueger LisaSVP, US SBU President
|
Tax withholdingCommon Stock | 839 | $28.31 | $23,752.09 |
DisclosureSEC source: 0001127602-21-007435 · form4.xml · nonDerivative · entry 2 Krueger Lisa · CIK 0001754410 · SVP, US SBU President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,187 F2 · shares: Reflects tax withholding in connection with the vesting and settlement of one-third of the RSUs granted February 21, 2020. Read SEC document |
| February 19, 2021 Filed Feb 24, 2021 01:05 UTC |
Krueger LisaSVP, US SBU President
|
GrantCommon Stock | 7,948 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-007435 · form4.xml · nonDerivative · entry 1 Krueger Lisa · CIK 0001754410 · SVP, US SBU President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,026 F1 · shares: This Restricted Stock Unit ("RSU") award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will generally vest in three annual installments, subject to the terms and conditions of the award. One-third of the RSUs will vest based on the reporting person's continued employment with AES or a subsidiary on each of February 19, 2022 and February 19, 2023. The final third of the RSUs will vest on February 19, 2024 subject to the reporting person's continued employment with AES or a subsidiary on such date and based, in part, on AES' achievement of certain environmental and social goals. Each RSU entitles the holder to one share of AES Common Stock. F1 · price: This Restricted Stock Unit ("RSU") award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will generally vest in three annual installments, subject to the terms and conditions of the award. One-third of the RSUs will vest based on the reporting person's continued employment with AES or a subsidiary on each of February 19, 2022 and February 19, 2023. The final third of the RSUs will vest on February 19, 2024 subject to the reporting person's continued employment with AES or a subsidiary on such date and based, in part, on AES' achievement of certain environmental and social goals. Each RSU entitles the holder to one share of AES Common Stock. Read SEC document |
| February 19, 2021 Filed Feb 24, 2021 01:08 UTC |
Freedman Paul LSVP and General Counsel
|
Tax withholdingCommon Stock | 1,006 | $28.31 | $28,479.86 |
DisclosureSEC source: 0001127602-21-007436 · form4.xml · nonDerivative · entry 4 Freedman Paul L · CIK 0001732841 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,874 F4 · shares: Reflects tax withholding in connection with the vesting and settlement of one-third of the RSUs granted February 21, 2020. Read SEC document |
| February 19, 2021 Filed Feb 24, 2021 01:08 UTC |
Freedman Paul LSVP and General Counsel
|
Tax withholdingCommon Stock | 7,531 | $28.31 | $213,202.61 |
DisclosureSEC source: 0001127602-21-007436 · form4.xml · nonDerivative · entry 3 Freedman Paul L · CIK 0001732841 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,880 F3 · shares: Reflects tax withholding in connection with the settlement of PSUs granted in February 2018. Read SEC document |
| February 19, 2021 Filed Feb 24, 2021 01:08 UTC |
Freedman Paul LSVP and General Counsel
|
GrantCommon Stock | 16,615 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-007436 · form4.xml · nonDerivative · entry 2 Freedman Paul L · CIK 0001732841 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,411 F2 · shares: This Performance Stock Unit ("PSU") award was granted on February 23, 2018 pursuant to The AES Corporation 2003 Long Term Compensation Plan. After the prescribed three year vesting period, the AES Board of Directors approved the performance value for the grant on February 19, 2021. Each earned PSU entitles the holder to one share of AES Common Stock. F2 · price: This Performance Stock Unit ("PSU") award was granted on February 23, 2018 pursuant to The AES Corporation 2003 Long Term Compensation Plan. After the prescribed three year vesting period, the AES Board of Directors approved the performance value for the grant on February 19, 2021. Each earned PSU entitles the holder to one share of AES Common Stock. Read SEC document |
| February 19, 2021 Filed Feb 24, 2021 01:08 UTC |
Freedman Paul LSVP and General Counsel
|
GrantCommon Stock | 6,684 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-007436 · form4.xml · nonDerivative · entry 1 Freedman Paul L · CIK 0001732841 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,796 F1 · shares: This Restricted Stock Unit ("RSU") award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will generally vest in three annual installments, subject to the terms and conditions of the award. One-third of the RSUs will vest based on the reporting person's continued employment with AES or a subsidiary on each of February 19, 2022 and February 19, 2023. The final third of the RSUs will vest on February 19, 2024 subject to the reporting person's continued employment with AES or a subsidiary on such date and based, in part, on AES' achievement of certain environmental and social goals. Each RSU entitles the holder to one share of AES Common Stock. F1 · price: This Restricted Stock Unit ("RSU") award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will generally vest in three annual installments, subject to the terms and conditions of the award. One-third of the RSUs will vest based on the reporting person's continued employment with AES or a subsidiary on each of February 19, 2022 and February 19, 2023. The final third of the RSUs will vest on February 19, 2024 subject to the reporting person's continued employment with AES or a subsidiary on such date and based, in part, on AES' achievement of certain environmental and social goals. Each RSU entitles the holder to one share of AES Common Stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.