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AES

AES CORP

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3505
SEC CIK
0000874761
Parsed reports
368

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
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Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 24, 2023 Filed Feb 27, 2023 21:30 UTC
Freedman Paul LEVP, GC and Corp. Secretary
GrantCommon Stock 9,326 $25.32 $236,134.32
Disclosure

SEC source: 0001127602-23-007322 · form4.xml · nonDerivative · entry 4

Freedman Paul L · CIK 0001732841 · EVP, GC and Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,268

F4 · shares: This Restricted Stock Unit ("RSU") award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will generally vest in three annual installments, subject to the terms and conditions of the award. One-third of the RSUs will vest based on the reporting person's continued employment with AES or a subsidiary on each of February 24, 2024 and February 24, 2025. The final third of the RSUs will vest on February 24, 2026 subject to the reporting person's continued employment with AES or a subsidiary on such date and based, in part, on AES' achievement of certain environmental and social goals. Each RSU entitles the holder to one share of AES Common Stock.

Read SEC document
February 24, 2023 Filed Feb 27, 2023 21:30 UTC
Freedman Paul LEVP, GC and Corp. Secretary
Tax withholdingCommon Stock 1,763 $25.32 $44,639.16
Disclosure

SEC source: 0001127602-23-007322 · form4.xml · nonDerivative · entry 3

Freedman Paul L · CIK 0001732841 · EVP, GC and Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,942

F3 · shares: Reflects tax withholding in connection with the vesting and settlement of one-third of the Restricted Stock Units granted February 24, 2022.

Read SEC document
February 24, 2023 Filed Feb 27, 2023 21:30 UTC
Freedman Paul LEVP, GC and Corp. Secretary
Tax withholdingCommon Stock 7,211 $25.32 $182,582.52
Disclosure

SEC source: 0001127602-23-007322 · form4.xml · nonDerivative · entry 2

Freedman Paul L · CIK 0001732841 · EVP, GC and Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,705

F2 · shares: Reflects tax withholding in connection with the vesting and settlement of PSUs granted on February 21, 2020.

Read SEC document
February 24, 2023 Filed Feb 27, 2023 21:30 UTC
Freedman Paul LEVP, GC and Corp. Secretary
GrantCommon Stock 15,956 $25.32 $404,005.92
Disclosure

SEC source: 0001127602-23-007322 · form4.xml · nonDerivative · entry 1

Freedman Paul L · CIK 0001732841 · EVP, GC and Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,916

F1 · shares: This Performance Stock Unit ("PSU") award was granted on February 21, 2020 pursuant to The AES Corporation 2003 Long Term Compensation Plan. After the prescribed three year vesting period, the AES Board of Directors approved the performance value for the grant on February 24, 2023. Each earned PSU entitles the holder to one share of AES Common Stock.

Read SEC document
February 24, 2023 Filed Feb 27, 2023 21:16 UTC GrantCommon Stock 12,819 $25.32 $324,577.08
Disclosure

SEC source: 0001127602-23-007298 · form4.xml · nonDerivative · entry 4

Da Santos Bernerd · CIK 0001626763 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,025

F4 · shares: This Restricted Stock Unit ("RSU") award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will generally vest in three annual installments, subject to the terms and conditions of the award. One-third of the RSUs will vest based on the reporting person's continued employment with AES or a subsidiary on each of February 24, 2024 and February 24, 2025. The final third of the RSUs will vest on February 24, 2026 subject to the reporting person's continued employment with AES or a subsidiary on such date and based, in part, on AES' achievement of certain environmental and social goals. Each RSU entitles the holder to one share of AES Common Stock.

Read SEC document
February 24, 2023 Filed Feb 27, 2023 21:16 UTC Tax withholdingCommon Stock 2,291 $25.32 $58,008.12
Disclosure

SEC source: 0001127602-23-007298 · form4.xml · nonDerivative · entry 3

Da Santos Bernerd · CIK 0001626763 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,206

F3 · shares: Reflects tax withholding in connection with the vesting and settlement of one-third of the Restricted Stock Units granted February 24, 2022.

Read SEC document
February 24, 2023 Filed Feb 27, 2023 21:16 UTC Tax withholdingCommon Stock 14,637 $25.32 $370,608.84
Disclosure

SEC source: 0001127602-23-007298 · form4.xml · nonDerivative · entry 2

Da Santos Bernerd · CIK 0001626763 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,497

F2 · shares: Reflects tax withholding in connection with the vesting and settlement of PSUs granted on February 21, 2020.

Read SEC document
February 24, 2023 Filed Feb 27, 2023 21:16 UTC GrantCommon Stock 32,453 $25.32 $821,709.96
Disclosure

SEC source: 0001127602-23-007298 · form4.xml · nonDerivative · entry 1

Da Santos Bernerd · CIK 0001626763 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 265,134

F1 · shares: This Performance Stock Unit ("PSU") award was granted on February 21, 2020 pursuant to The AES Corporation 2003 Long Term Compensation Plan. After the prescribed three year vesting period, the AES Board of Directors approved the performance value for the grant on February 24, 2023. Each earned PSU entitles the holder to one share of AES Common Stock.

Read SEC document
February 24, 2023 Filed Feb 27, 2023 21:22 UTC
Mendoza TishEVP & Chief HR Officer
GrantCommon Stock 10,847 $25.32 $274,646.04
Disclosure

SEC source: 0001127602-23-007316 · form4.xml · nonDerivative · entry 4

Mendoza Tish · CIK 0001628839 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,212

F4 · shares: This Restricted Stock Unit ("RSU") award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will generally vest in three annual installments, subject to the terms and conditions of the award. One-third of the RSUs will vest based on the reporting person's continued employment with AES or a subsidiary on each of February 24, 2024 and February 24, 2025. The final third of the RSUs will vest on February 24, 2026 subject to the reporting person's continued employment with AES or a subsidiary on such date and based, in part, on AES' achievement of certain environmental and social goals. Each RSU entitles the holder to one share of AES Common Stock.

Read SEC document
February 24, 2023 Filed Feb 27, 2023 21:22 UTC
Mendoza TishEVP & Chief HR Officer
Tax withholdingCommon Stock 1,931 $25.32 $48,892.92
Disclosure

SEC source: 0001127602-23-007316 · form4.xml · nonDerivative · entry 3

Mendoza Tish · CIK 0001628839 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,365

F3 · shares: Reflects tax withholding in connection with the vesting and settlement of one-third of the Restricted Stock Units granted February 24, 2022.

Read SEC document
February 24, 2023 Filed Feb 27, 2023 21:22 UTC
Mendoza TishEVP & Chief HR Officer
Tax withholdingCommon Stock 7,836 $25.32 $198,407.52
Disclosure

SEC source: 0001127602-23-007316 · form4.xml · nonDerivative · entry 2

Mendoza Tish · CIK 0001628839 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,296

F2 · shares: Reflects tax withholding in connection with the vesting and settlement of PSUs granted on February 21, 2020.

Read SEC document
February 24, 2023 Filed Feb 27, 2023 21:22 UTC
Mendoza TishEVP & Chief HR Officer
GrantCommon Stock 18,468 $25.32 $467,609.76
Disclosure

SEC source: 0001127602-23-007316 · form4.xml · nonDerivative · entry 1

Mendoza Tish · CIK 0001628839 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,132

F1 · shares: This Performance Stock Unit ("PSU") award was granted on February 21, 2020 pursuant to The AES Corporation 2003 Long Term Compensation Plan. After the prescribed three year vesting period, the AES Board of Directors approved the performance value for the grant on February 24, 2023. Each earned PSU entitles the holder to one share of AES Common Stock.

Read SEC document
February 24, 2023 Filed Feb 27, 2023 21:13 UTC
Coughlin StephenEVP and CFO
GrantCommon Stock 12,025 $25.32 $304,473.00
Disclosure

SEC source: 0001127602-23-007291 · form4.xml · nonDerivative · entry 2

Coughlin Stephen · CIK 0001887269 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,508

F2 · shares: This Restricted Stock Unit ("RSU") award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will generally vest in three annual installments, subject to the terms and conditions of the award. One-third of the RSUs will vest based on the reporting person's continued employment with AES or a subsidiary on each of February 24, 2024 and February 24, 2025. The final third of the RSUs will vest on February 24, 2026 subject to the reporting person's continued employment with AES or a subsidiary on such date and based, in part, on AES' achievement of certain environmental and social goals. Each RSU entitles the holder to one share of AES Common Stock.

Read SEC document
February 24, 2023 Filed Feb 27, 2023 21:13 UTC
Coughlin StephenEVP and CFO
Tax withholdingCommon Stock 1,677 $25.32 $42,461.64
Disclosure

SEC source: 0001127602-23-007291 · form4.xml · nonDerivative · entry 1

Coughlin Stephen · CIK 0001887269 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,483

F1 · shares: Reflects tax withholding in connection with the vesting and settlement of one-third of the Restricted Stock Units granted February 24, 2022.

Read SEC document
February 24, 2023 Filed Feb 27, 2023 21:10 UTC
Gluski AndresDirector · President and CEO
GrantCommon Stock 82,341 $25.32 $2,084,874.12
Disclosure

SEC source: 0001127602-23-007286 · form4.xml · nonDerivative · entry 4

Gluski Andres · CIK 0001348876 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,426,449

F4 · shares: This Restricted Stock Unit ("RSU") award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will generally vest in three annual installments, subject to the terms and conditions of the award. One-third of the RSUs will vest based on the reporting person's continued employment with AES or a subsidiary on each of February 24, 2024 and February 24, 2025. The final third of the RSUs will vest on February 24, 2026 subject to the reporting person's continued employment with AES or a subsidiary on such date and based, in part, on AES' achievement of certain environmental and social goals. Each RSU entitles the holder to one share of AES Common Stock.

Read SEC document
February 24, 2023 Filed Feb 27, 2023 21:10 UTC
Gluski AndresDirector · President and CEO
Tax withholdingCommon Stock 16,644 $25.32 $421,426.08
Disclosure

SEC source: 0001127602-23-007286 · form4.xml · nonDerivative · entry 3

Gluski Andres · CIK 0001348876 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,344,108

F3 · shares: Reflects tax withholding in connection with the vesting and settlement of one-third of the Restricted Stock Units granted February 24, 2022.

Read SEC document
February 24, 2023 Filed Feb 27, 2023 21:10 UTC
Gluski AndresDirector · President and CEO
Tax withholdingCommon Stock 99,089 $25.32 $2,508,933.48
Disclosure

SEC source: 0001127602-23-007286 · form4.xml · nonDerivative · entry 2

Gluski Andres · CIK 0001348876 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,360,752

F2 · shares: Reflects tax withholding in connection with the vesting and settlement of PSUs granted on February 21, 2020.

Read SEC document
February 24, 2023 Filed Feb 27, 2023 21:10 UTC
Gluski AndresDirector · President and CEO
GrantCommon Stock 197,782 $25.32 $5,007,840.24
Disclosure

SEC source: 0001127602-23-007286 · form4.xml · nonDerivative · entry 1

Gluski Andres · CIK 0001348876 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,459,841

F1 · shares: This Performance Stock Unit ("PSU") award was granted on February 21, 2020 pursuant to The AES Corporation 2003 Long Term Compensation Plan. After the prescribed three year vesting period, the AES Board of Directors approved the performance value for the grant on February 24, 2023. Each earned PSU entitles the holder to one share of AES Common Stock.

Read SEC document
February 21, 2023 Filed Feb 22, 2023 21:39 UTC
Kohan SherrySVP & Chief Accounting Officer
Tax withholdingCommon Stock 328 $25.57 $8,386.96
Disclosure

SEC source: 0001127602-23-006487 · form4.xml · nonDerivative · entry 2

Kohan Sherry · CIK 0001801230 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,224

F2 · shares: Reflects tax withholding in connection with the vesting and settlement of one-third of the Restricted Stock Units granted February 21, 2020.

Read SEC document
February 21, 2023 Filed Feb 22, 2023 21:36 UTC
Mendoza TishEVP & Chief HR Officer
Tax withholdingCommon Stock 1,062 $25.57 $27,155.34
Disclosure

SEC source: 0001127602-23-006483 · form4.xml · nonDerivative · entry 2

Mendoza Tish · CIK 0001628839 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,664

F2 · shares: Reflects tax withholding in connection with the vesting and settlement of one-third of the Restricted Stock Units granted February 21, 2020.

Read SEC document
February 21, 2023 Filed Feb 22, 2023 21:32 UTC Tax withholdingCommon Stock 1,868 $25.57 $47,764.76
Disclosure

SEC source: 0001127602-23-006472 · form4.xml · nonDerivative · entry 2

Da Santos Bernerd · CIK 0001626763 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,681

F2 · shares: Reflects tax withholding in connection with the vesting and settlement of one-third of the Restricted Stock Units granted February 21, 2020.

Read SEC document
February 21, 2023 Filed Feb 22, 2023 21:34 UTC
Freedman Paul LEVP, GC and Corp. Secretary
Tax withholdingCommon Stock 1,006 $25.57 $25,723.42
Disclosure

SEC source: 0001127602-23-006477 · form4.xml · nonDerivative · entry 2

Freedman Paul L · CIK 0001732841 · EVP, GC and Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,960

F2 · shares: Reflects tax withholding in connection with the vesting and settlement of one-third of the Restricted Stock Units granted February 21, 2020.

Read SEC document
February 21, 2023 Filed Feb 22, 2023 21:26 UTC
Gluski AndresDirector · President and CEO
Tax withholdingCommon Stock 12,361 $25.57 $316,070.77
Disclosure

SEC source: 0001127602-23-006463 · form4.xml · nonDerivative · entry 2

Gluski Andres · CIK 0001348876 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,262,059

F2 · shares: Reflects tax withholding in connection with the vesting and settlement of one-third of the Restricted Stock Units granted February 21, 2020.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 21:39 UTC
Kohan SherrySVP & Chief Accounting Officer
Tax withholdingCommon Stock 266 $26.23 $6,977.18
Disclosure

SEC source: 0001127602-23-006487 · form4.xml · nonDerivative · entry 1

Kohan Sherry · CIK 0001801230 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,552

F1 · shares: Reflects tax withholding in connection with the vesting and settlement of one-third of the Restricted Stock Units granted February 19, 2021.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 21:36 UTC
Mendoza TishEVP & Chief HR Officer
Tax withholdingCommon Stock 1,232 $26.23 $32,315.36
Disclosure

SEC source: 0001127602-23-006483 · form4.xml · nonDerivative · entry 1

Mendoza Tish · CIK 0001628839 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,726

F1 · shares: Reflects tax withholding in connection with the vesting and settlement of one-third of the Restricted Stock Units granted February 19, 2021.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 21:32 UTC Tax withholdingCommon Stock 1,523 $26.23 $39,948.29
Disclosure

SEC source: 0001127602-23-006472 · form4.xml · nonDerivative · entry 1

Da Santos Bernerd · CIK 0001626763 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,549

F1 · shares: Reflects tax withholding in connection with the vesting and settlement of one-third of the Restricted Stock Units granted February 19, 2021.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 21:34 UTC
Freedman Paul LEVP, GC and Corp. Secretary
Tax withholdingCommon Stock 1,125 $26.23 $29,508.75
Disclosure

SEC source: 0001127602-23-006477 · form4.xml · nonDerivative · entry 1

Freedman Paul L · CIK 0001732841 · EVP, GC and Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,966

F1 · shares: Reflects tax withholding in connection with the vesting and settlement of one-third of the Restricted Stock Units granted February 19, 2021.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 21:28 UTC
Coughlin StephenEVP and CFO
Tax withholdingCommon Stock 1,462 $26.23 $38,348.26
Disclosure

SEC source: 0001127602-23-006468 · form4.xml · nonDerivative · entry 1

Coughlin Stephen · CIK 0001887269 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,160

F1 · shares: Reflects tax withholding in connection with the vesting and settlement of one-third of the Restricted Stock Units granted February 19, 2021.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 21:26 UTC
Gluski AndresDirector · President and CEO
Tax withholdingCommon Stock 11,084 $26.23 $290,733.32
Disclosure

SEC source: 0001127602-23-006463 · form4.xml · nonDerivative · entry 1

Gluski Andres · CIK 0001348876 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,274,420

F1 · shares: Reflects tax withholding in connection with the vesting and settlement of one-third of the Restricted Stock Units granted February 19, 2021.

Read SEC document
December 28, 2022 Filed Dec 30, 2022 21:20 UTC
Gluski AndresDirector · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 748,625 $0.00 Strike: $11.89 $0.00
Disclosure

SEC source: 0001127602-22-028350 · form4.xml · derivative · entry 4

Gluski Andres · CIK 0001348876 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 748,625 shares

Expires 2025-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This stock option award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and vested in three equal annual installments on February 20, 2016, February 20, 2017 and February 20, 2018.

Read SEC document
December 28, 2022 Filed Dec 30, 2022 21:20 UTC
Gluski AndresDirector · President and CEO
SaleCommon Stock 748,625 $28.43 $21,283,408.75
Disclosure

SEC source: 0001127602-22-028350 · form4.xml · nonDerivative · entry 2

Gluski Andres · CIK 0001348876 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,285,504

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 7, 2022.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.17 to $28.92, inclusive. The reporting undertakes to provide, upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
December 28, 2022 Filed Dec 30, 2022 21:20 UTC
Gluski AndresDirector · President and CEO
Exercise / conversionCommon Stock 748,625 $11.89 $8,901,151.25
Disclosure

SEC source: 0001127602-22-028350 · form4.xml · nonDerivative · entry 1

Gluski Andres · CIK 0001348876 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,034,129

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 20:22 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 19,280 $0.00 Strike: $14.26 $0.00
Disclosure

SEC source: 0001127602-22-016637 · form4.xml · derivative · entry 3

MILLER JAMES H · CIK 0001226534 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,280 shares

Expires 2024-04-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This stock option award was granted on April 17, 2014 pursuant to The AES Corporation 2003 Long Term Compensation Plan and vested in three equal installments on April 17, 2015, April 17, 2016 and April 17, 2017.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 20:22 UTC SaleCommon Stock 19,280 $21.68 $418,073.30
Disclosure

SEC source: 0001127602-22-016637 · form4.xml · nonDerivative · entry 2

MILLER JAMES H · CIK 0001226534 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
June 01, 2022 Filed Jun 3, 2022 20:22 UTC Exercise / conversionCommon Stock 19,280 $14.26 $274,932.80
Disclosure

SEC source: 0001127602-22-016637 · form4.xml · nonDerivative · entry 1

MILLER JAMES H · CIK 0001226534 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,280

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 21, 2022 Filed Apr 22, 2022 20:39 UTC GrantUnits · Derivative 20,230 $23.01 $465,492.30
Disclosure

SEC source: 0001127602-22-012433 · form4.xml · derivative · entry 1

MORSE JOHN B JR · CIK 0001018396 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 326,826

Underlying: Common Stock · 20,230 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015.

F1 · derivative.exercise_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015.

F1 · derivative.expiration_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015.

Read SEC document
April 21, 2022 Filed Apr 22, 2022 20:41 UTC GrantDeferred Units · Derivative 7,605 $23.01 $174,991.05
Disclosure

SEC source: 0001127602-22-012435 · form4.xml · derivative · entry 1

Sebastian Teresa Mosley · CIK 0001502941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,250

Underlying: Common Stock · 7,605 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015.

F1 · derivative.exercise_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015.

F1 · derivative.expiration_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015.

Read SEC document
April 21, 2022 Filed Apr 22, 2022 20:42 UTC GrantUnits · Derivative 11,951 $23.01 $274,992.51
Disclosure

SEC source: 0001127602-22-012436 · form4.xml · derivative · entry 1

Shaughnessy Maura · CIK 0001873056 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,930

Underlying: Common Stock · 11,951 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015.

F1 · derivative.exercise_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015.

F1 · derivative.expiration_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015.

Read SEC document
April 21, 2022 Filed Apr 22, 2022 20:40 UTC
Naim MoisesDirector
GrantUnits · Derivative 11,951 $23.01 $274,992.51
Disclosure

SEC source: 0001127602-22-012434 · form4.xml · derivative · entry 1

Naim Moises · CIK 0001573692 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,506

Underlying: Common Stock · 11,951 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015.

F1 · derivative.exercise_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015.

F1 · derivative.expiration_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015.

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April 21, 2022 Filed Apr 22, 2022 20:35 UTC GrantUnits · Derivative 11,951 $23.01 $274,992.51
Disclosure

SEC source: 0001127602-22-012430 · form4.xml · derivative · entry 1

Laulis Julia M. · CIK 0001644052 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,773

Underlying: Common Stock · 11,951 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015.

F1 · derivative.exercise_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015.

F1 · derivative.expiration_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015.

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April 21, 2022 Filed Apr 22, 2022 20:38 UTC
MONIE ALAINDirector
GrantUnits · Derivative 7,605 $23.01 $174,991.05
Disclosure

SEC source: 0001127602-22-012432 · form4.xml · derivative · entry 1

MONIE ALAIN · CIK 0001230564 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,419

Underlying: Common Stock · 7,605 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015.

F1 · derivative.exercise_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015.

F1 · derivative.expiration_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015.

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April 21, 2022 Filed Apr 22, 2022 20:36 UTC GrantUnits · Derivative 9,083 $23.01 $208,999.83
Disclosure

SEC source: 0001127602-22-012431 · form4.xml · derivative · entry 1

MILLER JAMES H · CIK 0001226534 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,814

Underlying: Common Stock · 9,083 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015.

F1 · derivative.exercise_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015.

F1 · derivative.expiration_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015.

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April 21, 2022 Filed Apr 22, 2022 20:34 UTC GrantUnits · Derivative 12,821 $23.01 $295,011.21
Disclosure

SEC source: 0001127602-22-012429 · form4.xml · derivative · entry 1

KOEPPEL HOLLY K · CIK 0001210399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,396

Underlying: Common Stock · 12,821 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015.

F1 · derivative.exercise_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015.

F1 · derivative.expiration_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015.

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April 21, 2022 Filed Apr 22, 2022 20:33 UTC
Khanna TarunDirector
GrantUnits · Derivative 9,996 $23.01 $230,007.96
Disclosure

SEC source: 0001127602-22-012427 · form4.xml · derivative · entry 1

Khanna Tarun · CIK 0001459592 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,575

Underlying: Common Stock · 9,996 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015.

F1 · derivative.exercise_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015.

F1 · derivative.expiration_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015.

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April 21, 2022 Filed Apr 22, 2022 20:32 UTC GrantUnits · Derivative 9,344 $23.01 $215,005.44
Disclosure

SEC source: 0001127602-22-012426 · form4.xml · derivative · entry 1

DAVIDSON JANET · CIK 0001230523 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,480

Underlying: Common Stock · 9,344 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015.

F1 · derivative.exercise_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015.

F1 · derivative.expiration_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015.

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March 04, 2022 Filed Mar 7, 2022 12:50 UTC
Coughlin StephenEVP and CFO
PurchaseCommon Stock 47,000 $21.30 $1,001,100.00
Disclosure

SEC source: 0001127602-22-008325 · form4.xml · nonDerivative · entry 1

Coughlin Stephen · CIK 0001887269 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,622

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $21.25 to $21.32, inclusive. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price within the range.

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March 03, 2022 Filed Mar 7, 2022 22:21 UTC
Rubiolo Juan IgnacioEVP, President Int. Businesses
GrantCommon Stock 12,161 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-008475 · form4.xml · nonDerivative · entry 1

Rubiolo Juan Ignacio · CIK 0001754411 · EVP, President Int. Businesses

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,458

F1 · shares: This Performance Stock Unit ("PSU") award was granted on February 22, 2019 pursuant to The AES Corporation 2003 Long Term Compensation Plan. After the prescribed three year vesting period, the AES Board of Directors approved the performance value for the grant on March 3, 2022. Each earned PSU entitles the holder to one share of AES Common Stock.

F1 · price: This Performance Stock Unit ("PSU") award was granted on February 22, 2019 pursuant to The AES Corporation 2003 Long Term Compensation Plan. After the prescribed three year vesting period, the AES Board of Directors approved the performance value for the grant on March 3, 2022. Each earned PSU entitles the holder to one share of AES Common Stock.

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March 03, 2022 Filed Mar 7, 2022 22:19 UTC
Nebreda JulianEVP, Pres. US&Glob. Bus. Lines
Tax withholdingCommon Stock 5,128 $21.46 $110,046.88
Disclosure

SEC source: 0001127602-22-008473 · form4.xml · nonDerivative · entry 2

Nebreda Julian · CIK 0001754406 · EVP, Pres. US&Glob. Bus. Lines

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,681

F2 · shares: Reflects tax withholding in connection with the vesting and settlement of PSUs granted on February 22, 2019.

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March 03, 2022 Filed Mar 7, 2022 22:19 UTC
Nebreda JulianEVP, Pres. US&Glob. Bus. Lines
GrantCommon Stock 15,473 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-008473 · form4.xml · nonDerivative · entry 1

Nebreda Julian · CIK 0001754406 · EVP, Pres. US&Glob. Bus. Lines

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,809

F1 · shares: This Performance Stock Unit ("PSU") award was granted on February 22, 2019 pursuant to The AES Corporation 2003 Long Term Compensation Plan. After the prescribed three year vesting period, the AES Board of Directors approved the performance value for the grant on March 3, 2022. Each earned PSU entitles the holder to one share of AES Common Stock.

F1 · price: This Performance Stock Unit ("PSU") award was granted on February 22, 2019 pursuant to The AES Corporation 2003 Long Term Compensation Plan. After the prescribed three year vesting period, the AES Board of Directors approved the performance value for the grant on March 3, 2022. Each earned PSU entitles the holder to one share of AES Common Stock.

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March 03, 2022 Filed Mar 7, 2022 22:16 UTC
Freedman Paul LEVP, GC and Corp. Secretary
Tax withholdingCommon Stock 5,507 $21.46 $118,180.22
Disclosure

SEC source: 0001127602-22-008464 · form4.xml · nonDerivative · entry 2

Freedman Paul L · CIK 0001732841 · EVP, GC and Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,091

F2 · shares: Reflects tax withholding in connection with the vesting and settlement of PSUs granted on February 22, 2019.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.