Last 12 months
Inside the activity.
0 purchase rows · 61 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 3 |
| Dec 2025 | 0 | 2 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 0 | 4 |
| Mar 2026 | 0 | 24 |
| Apr 2026 | 0 | 2 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 21 |
| Sep 2026 | 0 | 2 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 15, 2018 Filed Feb 20, 2018 22:05 UTC |
MCGIMPSEY THOMAS OEVP Gen Counsel & Corp Sec
|
GrantCommon Stock | 2,308 | $66.66 | $153,851.28 |
DisclosureSEC source: 0001209191-18-011410 · doc4.xml · nonDerivative · entry 1 MCGIMPSEY THOMAS O · CIK 0001245088 · EVP Gen Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,581 F1 · shares: These performance stock units were reported voluntarily 2/8/2016. Certain 2016 Revenue performance metrics were met under the LTI Plan and the shares were approved for a 2/15/2018 release by the Board of Directors. Read SEC document |
| February 05, 2018 Filed Feb 6, 2018 23:57 UTC |
MCGIMPSEY THOMAS OEVP Gen Counsel & Corp Sec
|
Tax withholdingCommon Stock | 1,903 | $66.00 | $125,598.00 |
DisclosureSEC source: 0001209191-18-007996 · doc4.xml · nonDerivative · entry 3 MCGIMPSEY THOMAS O · CIK 0001245088 · EVP Gen Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,273 F1 · shares: Payment of tax liability by witholding securities incident to vesting of restricted stock units. F3 · balance_after: Represents 23,014 shares of Restricted Stock units and 6,166 shares of Performance Stock Units and 18,093 shares of common stock. Read SEC document |
| February 05, 2018 Filed Feb 6, 2018 23:55 UTC |
WASSERMAN YUVALDirector · President & CEO
|
Tax withholdingCommon Stock | 6,739 | $66.00 | $444,774.00 |
DisclosureSEC source: 0001209191-18-007994 · doc4.xml · nonDerivative · entry 3 WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,293 F1 · shares: Payment of tax liability by withholding securities incident to vesting of restricted stock units. F3 · balance_after: Represents 87,399 shares of Restricted Stock Units and 42,894 Performance Stock Units. Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 23:57 UTC |
MCGIMPSEY THOMAS OEVP Gen Counsel & Corp Sec
|
GrantPerformance Units · Derivative | 9,645 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-007996 · doc4.xml · derivative · entry 4 MCGIMPSEY THOMAS O · CIK 0001245088 · EVP Gen Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,645 Underlying: Common Stock · 9,645 shares Expires not disclosed F4 · derivative.exercise_date: These performance share awards were issued under the 2018 LTI Plan at 200% of target and have a 3-year vest period and will vest in all or in part upon achievement of performance metrics. Any awards that have not been vested and released at the end of the 3 year period will be cancelled. F4 · derivative.expiration_date: These performance share awards were issued under the 2018 LTI Plan at 200% of target and have a 3-year vest period and will vest in all or in part upon achievement of performance metrics. Any awards that have not been vested and released at the end of the 3 year period will be cancelled. Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 23:57 UTC |
MCGIMPSEY THOMAS OEVP Gen Counsel & Corp Sec
|
GrantCommon Stock | 4,822 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-007996 · doc4.xml · nonDerivative · entry 2 MCGIMPSEY THOMAS O · CIK 0001245088 · EVP Gen Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,176 F2 · shares: The employee Restricted Stock units granted 2/2/2018 under the Company's 2018 Long Term Incentive Plan (LTI Plan) will vest in three equal installments beginning on the first anniversary of the grant date. Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 23:57 UTC |
MCGIMPSEY THOMAS OEVP Gen Counsel & Corp Sec
|
Tax withholdingCommon Stock | 868 | $69.69 | $60,490.92 |
DisclosureSEC source: 0001209191-18-007996 · doc4.xml · nonDerivative · entry 1 MCGIMPSEY THOMAS O · CIK 0001245088 · EVP Gen Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,354 F1 · shares: Payment of tax liability by witholding securities incident to vesting of restricted stock units. Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 23:55 UTC |
WASSERMAN YUVALDirector · President & CEO
|
GrantPerformance Units · Derivative | 41,339 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-007994 · doc4.xml · derivative · entry 4 WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,339 Underlying: Common Stock · 41,339 shares Expires not disclosed F4 · shares: These performance share awards were issued under the 2018 LTI Plan at 200% of target and have a 3-year vest period and will vest in all or in part upon achievement of performance metrics. Any awards that have not been vested and released at the end of the 3 year period will be cancelled. F4 · derivative.exercise_date: These performance share awards were issued under the 2018 LTI Plan at 200% of target and have a 3-year vest period and will vest in all or in part upon achievement of performance metrics. Any awards that have not been vested and released at the end of the 3 year period will be cancelled. F4 · derivative.expiration_date: These performance share awards were issued under the 2018 LTI Plan at 200% of target and have a 3-year vest period and will vest in all or in part upon achievement of performance metrics. Any awards that have not been vested and released at the end of the 3 year period will be cancelled. Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 23:55 UTC |
WASSERMAN YUVALDirector · President & CEO
|
GrantCommon Stock | 20,669 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-007994 · doc4.xml · nonDerivative · entry 2 WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,032 F2 · shares: The restricted stock units granted 2/2/2018 under the Company's 2018 Long Term Incentive Plan (LTI Plan) will vest in three equal installments beginning on the first anniversary of the grant date. Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 23:55 UTC |
WASSERMAN YUVALDirector · President & CEO
|
Tax withholdingCommon Stock | 3,227 | $69.69 | $224,889.63 |
DisclosureSEC source: 0001209191-18-007994 · doc4.xml · nonDerivative · entry 1 WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,363 F1 · shares: Payment of tax liability by withholding securities incident to vesting of restricted stock units. Read SEC document |
| December 08, 2017 Filed Dec 12, 2017 23:42 UTC |
BEARD GRANT HDirector
|
SaleCommon Stock | 10,000 | $71.86 | $718,585.00 |
DisclosureSEC source: 0001209191-17-065265 · doc4.xml · nonDerivative · entry 1 BEARD GRANT H · CIK 0001173731 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,000 F1 · shares: Sales reported in this Form 4 were effective pursuant to a Rule 10b5-1 plan. F2 · price: The price reported in Column 4 is an average price. These shares were purchased in multiple transactions at prices ranging from $71.34 to $72.78 inclusive. The reporting person undertakes to provide to Advanced Energy, any security holder of Advanced Energy, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set for the in this footnote. F3 · balance_after: As of the reporting date Mr. Beard holds 33,500 shares in street name. Read SEC document |
| November 10, 2017 Filed Nov 14, 2017 22:46 UTC |
BALL FREDERICKDirector
|
SaleCommon Stock | 4,000 | $83.51 | $334,040.00 |
DisclosureSEC source: 0001209191-17-060700 · doc4.xml · nonDerivative · entry 1 BALL FREDERICK · CIK 0001175993 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By 1998 Ball Family Trust Disclosed balance after: 17,000 F1 · balance_after: All shares transferred to Ball Family Trust Read SEC document |
| November 07, 2017 Filed Nov 9, 2017 21:45 UTC |
MCGIMPSEY THOMAS OEVP Gen Counsel & Corp Sec
|
SaleCommon Stock | 5,190 | $85.06 | $441,461.40 |
DisclosureSEC source: 0001209191-17-059989 · doc4.xml · nonDerivative · entry 1 MCGIMPSEY THOMAS O · CIK 0001245088 · EVP Gen Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,222 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan. F2 · price: The price reported in Column 4 is an average price. These shares sold in multiple transactions at prices ranging from $84.59 to $86.11. The reporting person undertakes to provide to Advanced Energy, any security holder of Advanced Energy, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set for the in this footnote. F3 · balance_after: Represents 20,963 shares of Restricted Stock units and 6,166 shares of Performance Stock Units and 18,093 shares of common stock. Read SEC document |
| October 18, 2017 Filed Oct 20, 2017 21:36 UTC |
WASSERMAN YUVALDirector · President & CEO
|
Exercise / conversionStock Options (right to buy) · Derivative | 10,669 | $0.00 Strike: $11.02 | $0.00 |
DisclosureSEC source: 0001209191-17-057674 · doc4.xml · derivative · entry 3 WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,669 shares Expires 2022-01-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares exercised in accordance with 10b5-1 trading plan. Read SEC document |
| October 18, 2017 Filed Oct 20, 2017 21:36 UTC |
WASSERMAN YUVALDirector · President & CEO
|
SaleCommon Stock | 10,669 | $90.00 | $960,210.00 |
DisclosureSEC source: 0001209191-17-057674 · doc4.xml · nonDerivative · entry 2 WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,590 F2 · shares: Shares sold in accordance with 10b5-1 trading plan. F3 · balance_after: Represents 76,696 shares of Restricted Stock Units and 42,894 Performance Stock Units. Read SEC document |
| October 18, 2017 Filed Oct 20, 2017 21:36 UTC |
WASSERMAN YUVALDirector · President & CEO
|
Exercise / conversionCommon Stock | 10,669 | $11.02 | $117,572.38 |
DisclosureSEC source: 0001209191-17-057674 · doc4.xml · nonDerivative · entry 1 WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,259 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares exercised in accordance with 10b5-1 trading plan. Read SEC document |
| October 12, 2017 Filed Oct 13, 2017 21:52 UTC |
WASSERMAN YUVALDirector · President & CEO
|
Exercise / conversionStock Options (right to buy) · Derivative | 23,000 | $0.00 Strike: $11.02 | $0.00 |
DisclosureSEC source: 0001209191-17-056921 · doc4.xml · derivative · entry 3 WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,699 shares Expires 2022-01-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares exercised in accordance with 10b5-1 trading plan. Read SEC document |
| October 12, 2017 Filed Oct 13, 2017 21:52 UTC |
WASSERMAN YUVALDirector · President & CEO
|
SaleCommon Stock | 23,000 | $85.00 | $1,955,000.00 |
DisclosureSEC source: 0001209191-17-056921 · doc4.xml · nonDerivative · entry 2 WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,590 F2 · shares: Shares sold in accordance with 10b5-1 trading plan. F3 · balance_after: Represents 76,696 shares of Restricted Stock Units and 42,894 Performance Stock Units. Read SEC document |
| October 12, 2017 Filed Oct 13, 2017 21:52 UTC |
WASSERMAN YUVALDirector · President & CEO
|
Exercise / conversionCommon Stock | 23,000 | $11.02 | $253,460.00 |
DisclosureSEC source: 0001209191-17-056921 · doc4.xml · nonDerivative · entry 1 WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,590 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares exercised in accordance with 10b5-1 trading plan. Read SEC document |
| October 12, 2017 Filed Oct 19, 2017 12:28 UTC Amendment |
WASSERMAN YUVALDirector · President & CEO
|
Exercise / conversionStock Options (right to buy) · Derivative | 23,000 | $0.00 Strike: $11.02 | $0.00 |
DisclosureSEC source: 0001209191-17-057398 · doc4a.xml · derivative · entry 3 WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,669 Underlying: Common Stock · 23,000 shares Expires 2022-01-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares exercised in accordance with 10b5-1 trading plan. F3 · derivative.underlying_shares: Previously listed this amount as 10,699 which was a Administrative error. Read SEC document |
| October 12, 2017 Filed Oct 19, 2017 12:28 UTC Amendment |
WASSERMAN YUVALDirector · President & CEO
|
SaleCommon Stock | 23,000 | $85.00 | $1,955,000.00 |
DisclosureSEC source: 0001209191-17-057398 · doc4a.xml · nonDerivative · entry 2 WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,590 F2 · shares: Shares sold in accordance with 10b5-1 trading plan. Read SEC document |
| October 12, 2017 Filed Oct 19, 2017 12:28 UTC Amendment |
WASSERMAN YUVALDirector · President & CEO
|
Exercise / conversionCommon Stock | 23,000 | $11.02 | $253,460.00 |
DisclosureSEC source: 0001209191-17-057398 · doc4a.xml · nonDerivative · entry 1 WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,590 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares exercised in accordance with 10b5-1 trading plan. Read SEC document |
| September 20, 2017 Filed Sep 22, 2017 20:21 UTC |
WASSERMAN YUVALDirector · President & CEO
|
Exercise / conversionStock Options (right to buy) · Derivative | 3,938 | $0.00 Strike: $14.52 | $0.00 |
DisclosureSEC source: 0001209191-17-053702 · doc4.xml · derivative · entry 5 WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,938 shares Expires 2021-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares exercised in accordance with 10b5-1 trading plan. Read SEC document |
| September 20, 2017 Filed Sep 22, 2017 20:21 UTC |
WASSERMAN YUVALDirector · President & CEO
|
Exercise / conversionStock Options (right to buy) · Derivative | 4,863 | $0.00 Strike: $14.21 | $0.00 |
DisclosureSEC source: 0001209191-17-053702 · doc4.xml · derivative · entry 4 WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,863 shares Expires 2021-04-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares exercised in accordance with 10b5-1 trading plan. Read SEC document |
| September 20, 2017 Filed Sep 22, 2017 20:21 UTC |
WASSERMAN YUVALDirector · President & CEO
|
SaleCommon Stock | 11,744 | $75.09 | $881,856.96 |
DisclosureSEC source: 0001209191-17-053702 · doc4.xml · nonDerivative · entry 3 WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,590 F2 · shares: Shares sold in accordance with 10b5-1 trading plan. F3 · price: The price reported in Column 4 is an average price. These shares sold in multiple transactions at prices ranging from $73.85 to $76.49. The reporting person undertakes to provide to Advanced Energy, any security holder of Advanced Energy, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F4 · balance_after: Represents 76,696 shares of Restricted Stock Units and 42,894 Performance Stock Units. Read SEC document |
| September 20, 2017 Filed Sep 22, 2017 20:21 UTC |
WASSERMAN YUVALDirector · President & CEO
|
Exercise / conversionCommon Stock | 3,938 | $14.52 | $57,179.76 |
DisclosureSEC source: 0001209191-17-053702 · doc4.xml · nonDerivative · entry 2 WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,334 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares exercised in accordance with 10b5-1 trading plan. Read SEC document |
| September 20, 2017 Filed Sep 22, 2017 20:21 UTC |
WASSERMAN YUVALDirector · President & CEO
|
Exercise / conversionCommon Stock | 4,863 | $14.21 | $69,103.23 |
DisclosureSEC source: 0001209191-17-053702 · doc4.xml · nonDerivative · entry 1 WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,396 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares exercised in accordance with 10b5-1 trading plan. Read SEC document |
| September 14, 2017 Filed Sep 15, 2017 20:23 UTC |
MCGIMPSEY THOMAS OEVP Gen Counsel & Corp Sec
|
Exercise / conversionStock Options (right to buy) · Derivative | 1,563 | $0.00 Strike: $14.21 | $0.00 |
DisclosureSEC source: 0001209191-17-052970 · doc4.xml · derivative · entry 12 MCGIMPSEY THOMAS O · CIK 0001245088 · EVP Gen Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,563 shares Expires 2021-04-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 14, 2017 Filed Sep 15, 2017 20:23 UTC |
MCGIMPSEY THOMAS OEVP Gen Counsel & Corp Sec
|
Exercise / conversionStock Options (right to buy) · Derivative | 1,587 | $0.00 Strike: $14.52 | $0.00 |
DisclosureSEC source: 0001209191-17-052970 · doc4.xml · derivative · entry 11 MCGIMPSEY THOMAS O · CIK 0001245088 · EVP Gen Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,587 shares Expires 2021-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 14, 2017 Filed Sep 15, 2017 20:23 UTC |
MCGIMPSEY THOMAS OEVP Gen Counsel & Corp Sec
|
Exercise / conversionStock Options (right to buy) · Derivative | 1,313 | $0.00 Strike: $14.50 | $0.00 |
DisclosureSEC source: 0001209191-17-052970 · doc4.xml · derivative · entry 10 MCGIMPSEY THOMAS O · CIK 0001245088 · EVP Gen Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,313 shares Expires 2020-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 14, 2017 Filed Sep 15, 2017 20:23 UTC |
MCGIMPSEY THOMAS OEVP Gen Counsel & Corp Sec
|
Exercise / conversionStock Options (right to buy) · Derivative | 1,313 | $0.00 Strike: $13.85 | $0.00 |
DisclosureSEC source: 0001209191-17-052970 · doc4.xml · derivative · entry 9 MCGIMPSEY THOMAS O · CIK 0001245088 · EVP Gen Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,313 shares Expires 2020-07-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 14, 2017 Filed Sep 15, 2017 20:23 UTC |
MCGIMPSEY THOMAS OEVP Gen Counsel & Corp Sec
|
Exercise / conversionStock Options (right to buy) · Derivative | 1,313 | $0.00 Strike: $16.25 | $0.00 |
DisclosureSEC source: 0001209191-17-052970 · doc4.xml · derivative · entry 8 MCGIMPSEY THOMAS O · CIK 0001245088 · EVP Gen Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,313 shares Expires 2020-04-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 14, 2017 Filed Sep 15, 2017 20:23 UTC |
MCGIMPSEY THOMAS OEVP Gen Counsel & Corp Sec
|
Exercise / conversionStock Options (right to buy) · Derivative | 2,625 | $0.00 Strike: $15.65 | $0.00 |
DisclosureSEC source: 0001209191-17-052970 · doc4.xml · derivative · entry 7 MCGIMPSEY THOMAS O · CIK 0001245088 · EVP Gen Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,625 shares Expires 2020-02-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 14, 2017 Filed Sep 15, 2017 20:23 UTC |
MCGIMPSEY THOMAS OEVP Gen Counsel & Corp Sec
|
Exercise / conversionCommon Stock | 1,563 | $14.21 | $22,210.23 |
DisclosureSEC source: 0001209191-17-052970 · doc4.xml · nonDerivative · entry 6 MCGIMPSEY THOMAS O · CIK 0001245088 · EVP Gen Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,412 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Represents 20,963 shares of Restricted Stock units and 11,356 shares of Performance Stock Units and 18,093 shares of common stock. Read SEC document |
| September 14, 2017 Filed Sep 15, 2017 20:23 UTC |
MCGIMPSEY THOMAS OEVP Gen Counsel & Corp Sec
|
Exercise / conversionCommon Stock | 1,587 | $14.52 | $23,043.24 |
DisclosureSEC source: 0001209191-17-052970 · doc4.xml · nonDerivative · entry 5 MCGIMPSEY THOMAS O · CIK 0001245088 · EVP Gen Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,849 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 14, 2017 Filed Sep 15, 2017 20:23 UTC |
MCGIMPSEY THOMAS OEVP Gen Counsel & Corp Sec
|
Exercise / conversionCommon Stock | 1,313 | $14.50 | $19,038.50 |
DisclosureSEC source: 0001209191-17-052970 · doc4.xml · nonDerivative · entry 4 MCGIMPSEY THOMAS O · CIK 0001245088 · EVP Gen Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,262 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 14, 2017 Filed Sep 15, 2017 20:23 UTC |
MCGIMPSEY THOMAS OEVP Gen Counsel & Corp Sec
|
Exercise / conversionCommon Stock | 1,313 | $13.85 | $18,185.05 |
DisclosureSEC source: 0001209191-17-052970 · doc4.xml · nonDerivative · entry 3 MCGIMPSEY THOMAS O · CIK 0001245088 · EVP Gen Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,949 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 14, 2017 Filed Sep 15, 2017 20:23 UTC |
MCGIMPSEY THOMAS OEVP Gen Counsel & Corp Sec
|
Exercise / conversionCommon Stock | 1,313 | $16.25 | $21,336.25 |
DisclosureSEC source: 0001209191-17-052970 · doc4.xml · nonDerivative · entry 2 MCGIMPSEY THOMAS O · CIK 0001245088 · EVP Gen Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,636 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 14, 2017 Filed Sep 15, 2017 20:23 UTC |
MCGIMPSEY THOMAS OEVP Gen Counsel & Corp Sec
|
Exercise / conversionCommon Stock | 2,625 | $15.65 | $41,081.25 |
DisclosureSEC source: 0001209191-17-052970 · doc4.xml · nonDerivative · entry 1 MCGIMPSEY THOMAS O · CIK 0001245088 · EVP Gen Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,323 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 11, 2017 Filed Sep 12, 2017 22:20 UTC |
Liguori ThomasEVP, CFO
|
SaleCommon Stock | 16,000 | $73.64 | $1,178,240.00 |
DisclosureSEC source: 0001209191-17-052483 · doc4.xml · nonDerivative · entry 1 Liguori Thomas · CIK 0001229306 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,659 F1 · shares: Shares sold in accordance with a 10b5-1 trading plan. F2 · price: The price reported in Column 4 is an average price. These shares sold in multiple transactions at prices ranging from $72.53 to $74.05. The reporting person undertakes to provide to Advanced Energy, any security holder of Advanced Energy, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: Represents 32,531 shares of Restricted Stock Units and 4,128 Performance Stock Units. Read SEC document |
| August 03, 2017 Filed Aug 7, 2017 21:31 UTC |
WASSERMAN YUVALDirector · President & CEO
|
Tax withholdingCommon Stock | 3,229 | $68.53 | $221,283.37 |
DisclosureSEC source: 0001209191-17-047941 · doc4.xml · nonDerivative · entry 2 WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,533 F2 · shares: Payment of tax liability by withholding securities incident to vesting of performance stock units. F3 · balance_after: Represents 79,639 shares of Restricted Stock Units and 42,894 Performance Stock Units. Read SEC document |
| August 03, 2017 Filed Aug 7, 2017 21:31 UTC |
WASSERMAN YUVALDirector · President & CEO
|
GrantCommon Stock | 7,694 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-047941 · doc4.xml · nonDerivative · entry 1 WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,762 F1 · shares: These performance stock units were reported voluntarily 2/8/2016. Certain 2016 Revenue performance metrics were met under the LTI Plan and the shares were approved for a 8/3/2017 release by the Board of Directors. Read SEC document |
| August 03, 2017 Filed Aug 7, 2017 21:30 UTC |
MCGIMPSEY THOMAS OEVP Gen Counsel & Corp Sec
|
Tax withholdingCommon Stock | 1,075 | $68.53 | $73,669.75 |
DisclosureSEC source: 0001209191-17-047938 · doc4.xml · nonDerivative · entry 2 MCGIMPSEY THOMAS O · CIK 0001245088 · EVP Gen Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,698 F2 · shares: Payment of tax liability by witholding securities incident to vesting of performance stock units. F3 · balance_after: Represents 20,963 shares of Restricted Stock units and 11,356 shares of Performance Stock Units and 8,379 shares of common stock. Read SEC document |
| August 03, 2017 Filed Aug 7, 2017 21:30 UTC |
MCGIMPSEY THOMAS OEVP Gen Counsel & Corp Sec
|
GrantCommon Stock | 2,308 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-047938 · doc4.xml · nonDerivative · entry 1 MCGIMPSEY THOMAS O · CIK 0001245088 · EVP Gen Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,773 F1 · shares: These performance stock units were reported voluntarily 2/8/2016. Certain 2016 Revenue performance metrics were met under the LTI Plan and the shares were approved for a 8/3/2017 release by the Board of Directors. Read SEC document |
| August 03, 2017 Filed Aug 7, 2017 21:28 UTC |
Liguori ThomasEVP, CFO
|
Tax withholdingCommon Stock | 1,280 | $68.53 | $87,718.40 |
DisclosureSEC source: 0001209191-17-047935 · doc4.xml · nonDerivative · entry 2 Liguori Thomas · CIK 0001229306 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,659 F2 · shares: Payment of tax liability by withholding securities incident to vesting of performance stock units. F3 · balance_after: Represents 48,531 shares of Restricted Stock Units and 4,128 Performance Stock Units. Read SEC document |
| August 03, 2017 Filed Aug 7, 2017 21:28 UTC |
Liguori ThomasEVP, CFO
|
GrantCommon Stock | 2,748 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-047935 · doc4.xml · nonDerivative · entry 1 Liguori Thomas · CIK 0001229306 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,939 F1 · shares: These performance stock units were reported voluntarily 2/8/2016. Certain 2016 Revenue performance metrics were met under the LTI Plan and the shares were approved for a 8/3/2017 release by the Board of Directors. Read SEC document |
| July 03, 2017 Filed Jul 5, 2017 20:11 UTC |
ROHRS THOMAS MDirector
|
SaleCommon Stock | 4,000 | $64.87 | $259,480.00 |
DisclosureSEC source: 0001209191-17-043267 · doc4.xml · nonDerivative · entry 1 ROHRS THOMAS M · CIK 0001254354 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,750 F1 · shares: Sale in accordance with Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $64.31 to $65.59. The reporting person undertakes to provide to Advanced Energy, any security holder of Advanced Energy, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: As of this filing Mr. Rohrs holds 18,750 shares in street name. Read SEC document |
| June 19, 2017 Filed Jun 20, 2017 20:57 UTC |
WASSERMAN YUVALDirector · President & CEO
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,577 | $0.00 Strike: $16.25 | $0.00 |
DisclosureSEC source: 0001209191-17-041108 · doc4.xml · derivative · entry 9 WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,577 shares Expires 2020-04-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares sold in accordance with 10b5-1 trading plan. F6 · balance_after: The option represents a right to purchase a total of 13,389 shares that became exercisable on 4/20/2014. As of the transaction date, the option is vested and zero options remain unexercised. Read SEC document |
| June 19, 2017 Filed Jun 20, 2017 20:57 UTC |
WASSERMAN YUVALDirector · President & CEO
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 2,352 | $0.00 Strike: $12.77 | $0.00 |
DisclosureSEC source: 0001209191-17-041108 · doc4.xml · derivative · entry 8 WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,352 shares Expires 2019-10-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares sold in accordance with 10b5-1 trading plan. F5 · balance_after: The option represents a right to purchase a total of 12,195 shares that became exercisable on 10/27/2013. As of the transaction date, the option is vested and zero options remain unexercised. Read SEC document |
| June 19, 2017 Filed Jun 20, 2017 20:57 UTC |
WASSERMAN YUVALDirector · President & CEO
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 7,876 | $0.00 Strike: $14.50 | $0.00 |
DisclosureSEC source: 0001209191-17-041108 · doc4.xml · derivative · entry 7 WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,876 shares Expires 2020-10-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares sold in accordance with 10b5-1 trading plan. F4 · balance_after: The option represents a right to purchase a total of 15,750 shares that became exercisable on 10/26/2014. As of the transaction date, the option is vested and zero options remain unexercised. Read SEC document |
| June 19, 2017 Filed Jun 20, 2017 20:57 UTC |
WASSERMAN YUVALDirector · President & CEO
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 3,938 | $0.00 Strike: $13.85 | $0.00 |
DisclosureSEC source: 0001209191-17-041108 · doc4.xml · derivative · entry 6 WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,938 shares Expires 2020-07-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares sold in accordance with 10b5-1 trading plan. F3 · balance_after: The option represents a right to purchase a total of 15,750 shares that became exercisable on 7/20/2014. As of the transaction date, the option is vested and zero options remain unexercised. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.