Last 12 months
Inside the activity.
0 purchase rows · 73 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 5 |
| Feb 2026 | 0 | 3 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 42 |
| May 2026 | 0 | 3 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 1 |
| Aug 2026 | 0 | 18 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 26, 2017 Filed Jun 27, 2017 21:51 UTC |
POSEDEL RHEA JDirector
|
Exercise / conversionIncentive Stock Option (right to buy) · Derivative | 40,000 | $0.00 Strike: $1.40 | $0.00 |
DisclosureSEC source: 0001040470-17-000039 · primary_doc.xml · derivative · entry 3 POSEDEL RHEA J · CIK 0001055117 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 40,000 shares Expires 2017-06-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter. Read SEC document |
| June 26, 2017 Filed Jun 27, 2017 21:51 UTC |
POSEDEL RHEA JDirector
|
Exercise / conversionCommon Stock | 40,000 | $1.40 | $55,924.00 |
DisclosureSEC source: 0001040470-17-000039 · primary_doc.xml · nonDerivative · entry 1 POSEDEL RHEA J · CIK 0001055117 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 950,714 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 00:54 UTC |
SPINK KENNETH B.VP OF FINANCE & CFO
|
OtherCommon Stock | 3,000 | $0.99 | $2,958.00 |
DisclosureSEC source: 0001040470-17-000029 · primary_doc.xml · nonDerivative · entry 1 SPINK KENNETH B. · CIK 0001652627 · VP OF FINANCE & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,487 F1 · shares: These shares have been purchased through the Company's 2006 Employee Stock Purchase Plan, a "tax-conditioned plan" per Internal Revenue Code Section 423. This purchase is exempt from Section 16 of the Securities Exchange Act of 1934 regarding liabilities arising from six-month short-swing transactions in the Company's securities. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 00:39 UTC |
Erickson GaynDirector · President & C.E.O
|
OtherCommon Stock | 3,000 | $0.99 | $2,958.00 |
DisclosureSEC source: 0001040470-17-000028 · primary_doc.xml · nonDerivative · entry 1 Erickson Gayn · CIK 0001364097 · Director · President & C.E.O 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 326,663 F1 · shares: These shares have been purchased through the Company's 2006 Employee Stock Purchase Plan, a "tax-conditioned plan" per Internal Revenue Code Section 423. This purchase is exempt from Section 16 of the Securities Exchange Act of 1934 regarding liabilities arising from six-month short-swing transactions in the Company's securities. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 00:29 UTC |
BUCK CARL NVP OF MARKETING
|
OtherCommon Stock | 3,000 | $0.99 | $2,958.00 |
DisclosureSEC source: 0001040470-17-000027 · primary_doc.xml · nonDerivative · entry 1 BUCK CARL N · CIK 0001243930 · VP OF MARKETING 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 110,448 F1 · shares: These shares have been purchased through the Company's 2006 Employee Stock Purchase Plan, a "tax-conditioned plan" per Internal Revenue Code Section 423. This purchase is exempt from Section 16 of the Securities Exchange Act of 1934 regarding liabilities arising from six-month short-swing transactions in the Company's securities. Read SEC document |
| March 07, 2017 Filed Mar 7, 2017 22:29 UTC |
HENDRICKSON DAVID SVP OF ENGINEERING
|
Exercise / conversionIncentive Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $1.25 | $0.00 |
DisclosureSEC source: 0001040470-17-000022 · primary_doc.xml · derivative · entry 3 HENDRICKSON DAVID S · CIK 0001244094 · VP OF ENGINEERING 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 5,000 shares Expires 2018-07-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter. Read SEC document |
| March 07, 2017 Filed Mar 7, 2017 22:29 UTC |
HENDRICKSON DAVID SVP OF ENGINEERING
|
SaleCommon Stock | 5,000 | $4.83 | $24,125.00 |
DisclosureSEC source: 0001040470-17-000022 · primary_doc.xml · nonDerivative · entry 2 HENDRICKSON DAVID S · CIK 0001244094 · VP OF ENGINEERING 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,663 F1 · security: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2016. Read SEC document |
| March 07, 2017 Filed Mar 7, 2017 22:29 UTC |
HENDRICKSON DAVID SVP OF ENGINEERING
|
Exercise / conversionCommon Stock | 5,000 | $1.25 | $6,250.00 |
DisclosureSEC source: 0001040470-17-000022 · primary_doc.xml · nonDerivative · entry 1 HENDRICKSON DAVID S · CIK 0001244094 · VP OF ENGINEERING 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,663 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 21, 2017 Filed Feb 22, 2017 21:31 UTC |
HENDRICKSON DAVID SVP OF ENGINEERING
|
Exercise / conversionIncentive Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $1.25 | $0.00 |
DisclosureSEC source: 0001040470-17-000020 · primary_doc.xml · derivative · entry 4 HENDRICKSON DAVID S · CIK 0001244094 · VP OF ENGINEERING 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 5,000 shares Expires 2018-07-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter. Read SEC document |
| February 21, 2017 Filed Feb 22, 2017 21:31 UTC |
HENDRICKSON DAVID SVP OF ENGINEERING
|
SaleCommon Stock | 4,000 | $4.14 | $16,560.00 |
DisclosureSEC source: 0001040470-17-000020 · primary_doc.xml · nonDerivative · entry 3 HENDRICKSON DAVID S · CIK 0001244094 · VP OF ENGINEERING 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,663 F1 · security: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2016. Read SEC document |
| February 21, 2017 Filed Feb 22, 2017 21:31 UTC |
HENDRICKSON DAVID SVP OF ENGINEERING
|
SaleCommon Stock | 1,000 | $4.13 | $4,132.00 |
DisclosureSEC source: 0001040470-17-000020 · primary_doc.xml · nonDerivative · entry 2 HENDRICKSON DAVID S · CIK 0001244094 · VP OF ENGINEERING 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,663 F1 · security: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2016. Read SEC document |
| February 21, 2017 Filed Feb 22, 2017 21:31 UTC |
HENDRICKSON DAVID SVP OF ENGINEERING
|
Exercise / conversionCommon Stock | 5,000 | $1.25 | $6,250.00 |
DisclosureSEC source: 0001040470-17-000020 · primary_doc.xml · nonDerivative · entry 1 HENDRICKSON DAVID S · CIK 0001244094 · VP OF ENGINEERING 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,663 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 21, 2017 Filed Feb 28, 2017 23:24 UTC |
Erickson GaynDirector · President & C.E.O
|
Tax withholdingCommon Stock | 14,031 | $0.00 | $0.00 |
DisclosureSEC source: 0001040470-17-000021 · primary_doc.xml · nonDerivative · entry 2 Erickson Gayn · CIK 0001364097 · Director · President & C.E.O 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 323,663 Read SEC document |
| February 21, 2017 Filed Feb 28, 2017 23:24 UTC |
Erickson GaynDirector · President & C.E.O
|
GrantCommon Stock | 35,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001040470-17-000021 · primary_doc.xml · nonDerivative · entry 1 Erickson Gayn · CIK 0001364097 · Director · President & C.E.O 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 337,694 F1 · shares: Represents shares of common stock issued upon vesting of performance based RSUs. Read SEC document |
| February 14, 2017 Filed Feb 14, 2017 22:43 UTC |
HENDRICKSON DAVID SVP OF ENGINEERING
|
SaleCommon Stock | 30,000 | $3.77 | $112,956.00 |
DisclosureSEC source: 0001040470-17-000018 · primary_doc.xml · nonDerivative · entry 1 HENDRICKSON DAVID S · CIK 0001244094 · VP OF ENGINEERING 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,663 Read SEC document |
| February 14, 2017 Filed Feb 15, 2017 21:54 UTC |
Schneider John M.Director
|
SaleCommon Stock | 99,500 | $3.78 | $376,139.85 |
DisclosureSEC source: 0001040470-17-000019 · primary_doc.xml · nonDerivative · entry 2 Schneider John M. · CIK 0001625605 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 205,676 F2 · ownership.nature: Shares held by Dharma Group Insurance Co for which the Reporting Person is an affiliate. Read SEC document |
| February 13, 2017 Filed Feb 13, 2017 23:53 UTC |
SANO KUNIOPresident of Aehr Test-Japan
|
Exercise / conversionIncentive Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $1.25 | $0.00 |
DisclosureSEC source: 0001040470-17-000017 · primary_doc.xml · derivative · entry 8 SANO KUNIO · CIK 0001254638 · President of Aehr Test-Japan 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2018-07-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter. Read SEC document |
| February 13, 2017 Filed Feb 13, 2017 23:53 UTC |
SANO KUNIOPresident of Aehr Test-Japan
|
SaleCommon Stock | 2,500 | $3.50 | $8,750.00 |
DisclosureSEC source: 0001040470-17-000017 · primary_doc.xml · nonDerivative · entry 6 SANO KUNIO · CIK 0001254638 · President of Aehr Test-Japan 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| February 13, 2017 Filed Feb 13, 2017 23:53 UTC |
SANO KUNIOPresident of Aehr Test-Japan
|
SaleCommon Stock | 2,500 | $3.40 | $8,500.00 |
DisclosureSEC source: 0001040470-17-000017 · primary_doc.xml · nonDerivative · entry 5 SANO KUNIO · CIK 0001254638 · President of Aehr Test-Japan 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Read SEC document |
| February 13, 2017 Filed Feb 13, 2017 23:53 UTC |
SANO KUNIOPresident of Aehr Test-Japan
|
Exercise / conversionCommon Stock | 5,000 | $1.25 | $6,250.00 |
DisclosureSEC source: 0001040470-17-000017 · primary_doc.xml · nonDerivative · entry 4 SANO KUNIO · CIK 0001254638 · President of Aehr Test-Japan 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 13, 2017 Filed Feb 15, 2017 21:54 UTC |
Schneider John M.Director
|
SaleCommon Stock | 100,000 | $3.77 | $376,970.00 |
DisclosureSEC source: 0001040470-17-000019 · primary_doc.xml · nonDerivative · entry 1 Schneider John M. · CIK 0001625605 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 145,218 F1 · ownership.nature: Shares held by PWA Real Estate, LLC for which the Reporting Person is an affiliate. Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 23:53 UTC |
SANO KUNIOPresident of Aehr Test-Japan
|
Exercise / conversionIncentive Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $1.25 | $0.00 |
DisclosureSEC source: 0001040470-17-000017 · primary_doc.xml · derivative · entry 7 SANO KUNIO · CIK 0001254638 · President of Aehr Test-Japan 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 5,000 shares Expires 2018-07-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter. Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 23:53 UTC |
SANO KUNIOPresident of Aehr Test-Japan
|
SaleCommon Stock | 2,500 | $3.35 | $8,375.00 |
DisclosureSEC source: 0001040470-17-000017 · primary_doc.xml · nonDerivative · entry 3 SANO KUNIO · CIK 0001254638 · President of Aehr Test-Japan 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 23:53 UTC |
SANO KUNIOPresident of Aehr Test-Japan
|
SaleCommon Stock | 2,500 | $3.30 | $8,250.00 |
DisclosureSEC source: 0001040470-17-000017 · primary_doc.xml · nonDerivative · entry 2 SANO KUNIO · CIK 0001254638 · President of Aehr Test-Japan 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 23:53 UTC |
SANO KUNIOPresident of Aehr Test-Japan
|
Exercise / conversionCommon Stock | 5,000 | $1.25 | $6,250.00 |
DisclosureSEC source: 0001040470-17-000017 · primary_doc.xml · nonDerivative · entry 1 SANO KUNIO · CIK 0001254638 · President of Aehr Test-Japan 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 08, 2017 Filed Feb 9, 2017 00:37 UTC |
Erickson GaynDirector · President & C.E.O
|
SaleCommon Stock | 20,000 | $3.29 | $65,776.00 |
DisclosureSEC source: 0001040470-17-000016 · primary_doc.xml · nonDerivative · entry 1 Erickson Gayn · CIK 0001364097 · Director · President & C.E.O 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 302,694 F1 · security: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2016. Read SEC document |
| February 07, 2017 Filed Feb 8, 2017 21:56 UTC |
HENDRICKSON DAVID SVP OF ENGINEERING
|
Exercise / conversionIncentive Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $1.25 | $0.00 |
DisclosureSEC source: 0001040470-17-000015 · primary_doc.xml · derivative · entry 3 HENDRICKSON DAVID S · CIK 0001244094 · VP OF ENGINEERING 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 5,000 shares Expires 2018-07-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter. Read SEC document |
| February 07, 2017 Filed Feb 8, 2017 21:56 UTC |
HENDRICKSON DAVID SVP OF ENGINEERING
|
SaleCommon Stock | 5,000 | $2.15 | $10,772.50 |
DisclosureSEC source: 0001040470-17-000015 · primary_doc.xml · nonDerivative · entry 2 HENDRICKSON DAVID S · CIK 0001244094 · VP OF ENGINEERING 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,663 F1 · security: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2016. Read SEC document |
| February 07, 2017 Filed Feb 8, 2017 21:56 UTC |
HENDRICKSON DAVID SVP OF ENGINEERING
|
Exercise / conversionCommon Stock | 5,000 | $1.25 | $6,250.00 |
DisclosureSEC source: 0001040470-17-000015 · primary_doc.xml · nonDerivative · entry 1 HENDRICKSON DAVID S · CIK 0001244094 · VP OF ENGINEERING 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,663 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 24, 2017 Filed Jan 25, 2017 22:19 UTC |
ROSATI MARIO MDirector
|
GrantCommon Stock | 3,557 | $0.00 | $0.00 |
DisclosureSEC source: 0001040470-17-000006 · primary_doc.xml · nonDerivative · entry 1 ROSATI MARIO M · CIK 0001197808 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 23,468 F1 · shares: RSU shares issued in lieu of cash for BOD fee. F2 · ownership.nature: Shares held by Mario M. Rosati and Danelle Storm Rosati, Trustees of the Rosati Family Trust dated May 23, 1997. Read SEC document |
| January 24, 2017 Filed Jan 25, 2017 21:51 UTC |
SLAYEN HOWARD TDirector
|
GrantCommon Stock | 4,370 | $0.00 | $0.00 |
DisclosureSEC source: 0001040470-17-000005 · primary_doc.xml · nonDerivative · entry 1 SLAYEN HOWARD T · CIK 0001203324 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,393 F1 · shares: RSU shares issued in lieu of cash for BOD fee. Read SEC document |
| January 24, 2017 Filed Jan 25, 2017 19:25 UTC |
HENDRICKSON DAVID SVP OF ENGINEERING
|
Exercise / conversionIncentive Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $1.25 | $0.00 |
DisclosureSEC source: 0001040470-17-000004 · primary_doc.xml · derivative · entry 3 HENDRICKSON DAVID S · CIK 0001244094 · VP OF ENGINEERING 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 5,000 shares Expires 2018-07-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter. Read SEC document |
| January 24, 2017 Filed Jan 25, 2017 19:25 UTC |
HENDRICKSON DAVID SVP OF ENGINEERING
|
SaleCommon Stock | 5,000 | $2.48 | $12,422.50 |
DisclosureSEC source: 0001040470-17-000004 · primary_doc.xml · nonDerivative · entry 2 HENDRICKSON DAVID S · CIK 0001244094 · VP OF ENGINEERING 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,663 F1 · security: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2016. Read SEC document |
| January 24, 2017 Filed Jan 25, 2017 19:25 UTC |
HENDRICKSON DAVID SVP OF ENGINEERING
|
Exercise / conversionCommon Stock | 5,000 | $1.25 | $6,250.00 |
DisclosureSEC source: 0001040470-17-000004 · primary_doc.xml · nonDerivative · entry 1 HENDRICKSON DAVID S · CIK 0001244094 · VP OF ENGINEERING 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,663 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 24, 2017 Filed Jan 26, 2017 22:11 UTC |
Schneider John M.Director
|
GrantCommon Stock | 4,167 | $0.00 | $0.00 |
DisclosureSEC source: 0001040470-17-000010 · primary_doc.xml · nonDerivative · entry 1 Schneider John M. · CIK 0001625605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,113 F1 · shares: RSU shares issued in lieu of cash for BOD fee. Read SEC document |
| January 24, 2017 Filed Jan 26, 2017 14:16 UTC |
ELDER WILLIAM W RDirector
|
GrantCommon Stock | 3,557 | $0.00 | $0.00 |
DisclosureSEC source: 0001040470-17-000008 · primary_doc.xml · nonDerivative · entry 1 ELDER WILLIAM W R · CIK 0001066598 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,759 F1 · shares: RSU shares issued in lieu of cash for BOD fee. Read SEC document |
| January 24, 2017 Filed Jan 26, 2017 19:58 UTC |
ANDERSON ROBERT RDirector
|
GrantCommon Stock | 3,557 | $0.00 | $0.00 |
DisclosureSEC source: 0001040470-17-000009 · primary_doc.xml · nonDerivative · entry 1 ANDERSON ROBERT R · CIK 0001202728 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 709,679 F1 · shares: RSU shares issued in lieu of cash for BOD fee. Read SEC document |
| January 10, 2017 Filed Jan 11, 2017 22:59 UTC |
HENDRICKSON DAVID SVP OF ENGINEERING
|
Exercise / conversionIncentive Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $1.25 | $0.00 |
DisclosureSEC source: 0001040470-17-000003 · primary_doc.xml · derivative · entry 3 HENDRICKSON DAVID S · CIK 0001244094 · VP OF ENGINEERING 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,000 Underlying: Common Stock · 5,000 shares Expires 2018-07-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter. Read SEC document |
| January 10, 2017 Filed Jan 11, 2017 22:59 UTC |
HENDRICKSON DAVID SVP OF ENGINEERING
|
SaleCommon Stock | 5,000 | $2.36 | $11,800.00 |
DisclosureSEC source: 0001040470-17-000003 · primary_doc.xml · nonDerivative · entry 2 HENDRICKSON DAVID S · CIK 0001244094 · VP OF ENGINEERING 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,663 F1 · security: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2016. Read SEC document |
| January 10, 2017 Filed Jan 11, 2017 22:59 UTC |
HENDRICKSON DAVID SVP OF ENGINEERING
|
Exercise / conversionCommon Stock | 5,000 | $1.25 | $6,250.00 |
DisclosureSEC source: 0001040470-17-000003 · primary_doc.xml · nonDerivative · entry 1 HENDRICKSON DAVID S · CIK 0001244094 · VP OF ENGINEERING 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,663 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 01, 2016 Filed Nov 1, 2016 23:49 UTC |
SANO KUNIOPresident of Aehr Test-Japan
|
Exercise / conversionIncentive Stock Option (right to buy) · Derivative | 6,560 | $0.00 Strike: $1.25 | $0.00 |
DisclosureSEC source: 0001040470-16-000147 · primary_doc.xml · derivative · entry 10 SANO KUNIO · CIK 0001254638 · President of Aehr Test-Japan 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 6,560 shares Expires 2018-07-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter. Read SEC document |
| November 01, 2016 Filed Nov 1, 2016 23:49 UTC |
SANO KUNIOPresident of Aehr Test-Japan
|
SaleCommon Stock | 2,500 | $3.49 | $8,725.00 |
DisclosureSEC source: 0001040470-16-000147 · primary_doc.xml · nonDerivative · entry 8 SANO KUNIO · CIK 0001254638 · President of Aehr Test-Japan 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| November 01, 2016 Filed Nov 1, 2016 23:49 UTC |
SANO KUNIOPresident of Aehr Test-Japan
|
SaleCommon Stock | 2,500 | $3.48 | $8,700.00 |
DisclosureSEC source: 0001040470-16-000147 · primary_doc.xml · nonDerivative · entry 7 SANO KUNIO · CIK 0001254638 · President of Aehr Test-Japan 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Read SEC document |
| November 01, 2016 Filed Nov 1, 2016 23:49 UTC |
SANO KUNIOPresident of Aehr Test-Japan
|
SaleCommon Stock | 1,560 | $3.47 | $5,413.20 |
DisclosureSEC source: 0001040470-16-000147 · primary_doc.xml · nonDerivative · entry 6 SANO KUNIO · CIK 0001254638 · President of Aehr Test-Japan 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Read SEC document |
| November 01, 2016 Filed Nov 1, 2016 23:49 UTC |
SANO KUNIOPresident of Aehr Test-Japan
|
Exercise / conversionCommon Stock | 6,560 | $1.25 | $8,200.00 |
DisclosureSEC source: 0001040470-16-000147 · primary_doc.xml · nonDerivative · entry 5 SANO KUNIO · CIK 0001254638 · President of Aehr Test-Japan 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,560 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 01, 2016 Filed Nov 2, 2016 21:32 UTC |
POSEDEL RHEA JDirector
|
SaleCommon Stock | 844 | $3.54 | $2,987.76 |
DisclosureSEC source: 0001040470-16-000148 · primary_doc.xml · nonDerivative · entry 1 POSEDEL RHEA J · CIK 0001055117 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 910,714 Read SEC document |
| October 31, 2016 Filed Oct 31, 2016 21:33 UTC |
POSEDEL RHEA JDirector
|
SaleCommon Stock | 4,156 | $3.54 | $14,712.24 |
DisclosureSEC source: 0001040470-16-000146 · primary_doc.xml · nonDerivative · entry 6 POSEDEL RHEA J · CIK 0001055117 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 911,558 Read SEC document |
| October 31, 2016 Filed Oct 31, 2016 21:33 UTC |
POSEDEL RHEA JDirector
|
SaleCommon Stock | 5,000 | $3.49 | $17,450.00 |
DisclosureSEC source: 0001040470-16-000146 · primary_doc.xml · nonDerivative · entry 5 POSEDEL RHEA J · CIK 0001055117 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 915,714 Read SEC document |
| October 31, 2016 Filed Oct 31, 2016 21:33 UTC |
POSEDEL RHEA JDirector
|
SaleCommon Stock | 5,000 | $3.45 | $17,250.00 |
DisclosureSEC source: 0001040470-16-000146 · primary_doc.xml · nonDerivative · entry 4 POSEDEL RHEA J · CIK 0001055117 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 920,714 Read SEC document |
| October 31, 2016 Filed Nov 1, 2016 23:49 UTC |
SANO KUNIOPresident of Aehr Test-Japan
|
Exercise / conversionIncentive Stock Option (right to buy) · Derivative | 3,440 | $0.00 Strike: $1.25 | $0.00 |
DisclosureSEC source: 0001040470-16-000147 · primary_doc.xml · derivative · entry 9 SANO KUNIO · CIK 0001254638 · President of Aehr Test-Japan 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,560 Underlying: Common Stock · 3,440 shares Expires 2018-07-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.