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SANO KUNIO

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151708
SEC CIK
0001254638

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
AEHR TEST SYSTEMSAEHR · Entity 2640President of Aehr Test JapanFebruary 12, 2020February 13, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AEHR TEST SYSTEMS

Report date February 12, 2020 · Filed February 13, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common stockSEC Table I · non-derivativeDirect0 Ending reported balance After 2020-02-12 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2020-02-12 · Exercise / conversion · Acquired 1,000 · Balance 1,000

Row 2 · 2020-02-12 · Sale · Disposed 1,000 · Balance 0

Incentive stock option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.28 · Expires 2020-06-25Direct0 Reported balance After 2020-02-12 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2020-02-12 · Exercise / conversion · Disposed 1,000 · Balance 0

F1: One forty-eigth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eigth (1/48) of the total number of shares became exercisable each month thereafter.

Filing footnotes · ownership attribution and instrument terms

F1: One forty-eigth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eigth (1/48) of the total number of shares became exercisable each month thereafter.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 12, 2020 Filed Feb 13, 2020 22:27 UTC AEHR TEST SYSTEMS AEHR · Entity 2640 Exercise / conversionIncentive stock option (right to buy) · Derivative 1,000 $0.00 Strike: $1.28 $0.00
Disclosure

SEC source: 0001654954-20-001543 · section16.xml · derivative · entry 3

SANO KUNIO · CIK 0001254638 · President of Aehr Test Japan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 1,000 shares

Expires 2020-06-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: One forty-eigth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eigth (1/48) of the total number of shares became exercisable each month thereafter.

Read SEC document
February 12, 2020 Filed Feb 13, 2020 22:27 UTC AEHR TEST SYSTEMS AEHR · Entity 2640 SaleCommon stock 1,000 $2.27 $2,270.00
Disclosure

SEC source: 0001654954-20-001543 · section16.xml · nonDerivative · entry 2

SANO KUNIO · CIK 0001254638 · President of Aehr Test Japan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
February 12, 2020 Filed Feb 13, 2020 22:27 UTC AEHR TEST SYSTEMS AEHR · Entity 2640 Exercise / conversionCommon stock 1,000 $1.28 $1,280.00
Disclosure

SEC source: 0001654954-20-001543 · section16.xml · nonDerivative · entry 1

SANO KUNIO · CIK 0001254638 · President of Aehr Test Japan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 11, 2020 Filed Feb 12, 2020 02:09 UTC AEHR TEST SYSTEMS AEHR · Entity 2640 Exercise / conversionIncentive Stock Option (right to buy) · Derivative 2,000 $0.00 Strike: $1.28 $0.00
Disclosure

SEC source: 0001654954-20-001370 · section16.xml · derivative · entry 6

SANO KUNIO · CIK 0001254638 · President of Aehr Test Japan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 2,000 shares

Expires 2020-06-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter.

Read SEC document
February 11, 2020 Filed Feb 12, 2020 02:09 UTC AEHR TEST SYSTEMS AEHR · Entity 2640 SaleCommon Stock 2,000 $2.13 $4,260.00
Disclosure

SEC source: 0001654954-20-001370 · section16.xml · nonDerivative · entry 4

SANO KUNIO · CIK 0001254638 · President of Aehr Test Japan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.08 to $2.19, inclusive. The reporting person undertakes to provide to Aehr Test Systems, any security holder of Aehr Test Systems, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.

Read SEC document
February 11, 2020 Filed Feb 12, 2020 02:09 UTC AEHR TEST SYSTEMS AEHR · Entity 2640 Exercise / conversionCommon Stock 2,000 $1.28 $2,560.00
Disclosure

SEC source: 0001654954-20-001370 · section16.xml · nonDerivative · entry 3

SANO KUNIO · CIK 0001254638 · President of Aehr Test Japan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 10, 2020 Filed Feb 12, 2020 02:09 UTC AEHR TEST SYSTEMS AEHR · Entity 2640 Exercise / conversionIncentive Stock Option (right to buy) · Derivative 2,000 $0.00 Strike: $1.28 $0.00
Disclosure

SEC source: 0001654954-20-001370 · section16.xml · derivative · entry 5

SANO KUNIO · CIK 0001254638 · President of Aehr Test Japan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 2,000 shares

Expires 2020-06-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter.

Read SEC document
February 10, 2020 Filed Feb 12, 2020 02:09 UTC AEHR TEST SYSTEMS AEHR · Entity 2640 SaleCommon Stock 2,000 $2.00 $4,000.00
Disclosure

SEC source: 0001654954-20-001370 · section16.xml · nonDerivative · entry 2

SANO KUNIO · CIK 0001254638 · President of Aehr Test Japan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
February 10, 2020 Filed Feb 12, 2020 02:09 UTC AEHR TEST SYSTEMS AEHR · Entity 2640 Exercise / conversionCommon Stock 2,000 $1.28 $2,560.00
Disclosure

SEC source: 0001654954-20-001370 · section16.xml · nonDerivative · entry 1

SANO KUNIO · CIK 0001254638 · President of Aehr Test Japan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 07, 2020 Filed Feb 10, 2020 21:42 UTC AEHR TEST SYSTEMS AEHR · Entity 2640 Exercise / conversionIncentive stock option (right to buy) · Derivative 2,000 $2.02 Strike: $1.28 $4,040.00
Disclosure

SEC source: 0001654954-20-001282 · section16.xml · derivative · entry 3

SANO KUNIO · CIK 0001254638 · President of Aehr Test Japan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common stock · 2,000 shares

Expires 2020-06-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter.

Read SEC document
February 07, 2020 Filed Feb 10, 2020 21:42 UTC AEHR TEST SYSTEMS AEHR · Entity 2640 SaleCommon stock 2,000 $2.02 $4,040.00
Disclosure

SEC source: 0001654954-20-001282 · section16.xml · nonDerivative · entry 2

SANO KUNIO · CIK 0001254638 · President of Aehr Test Japan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
February 07, 2020 Filed Feb 10, 2020 21:42 UTC AEHR TEST SYSTEMS AEHR · Entity 2640 Exercise / conversionCommon stock 2,000 $1.28 $2,560.00
Disclosure

SEC source: 0001654954-20-001282 · section16.xml · nonDerivative · entry 1

SANO KUNIO · CIK 0001254638 · President of Aehr Test Japan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 07, 2020 Filed Feb 12, 2020 23:23 UTC Amendment AEHR TEST SYSTEMS AEHR · Entity 2640 Exercise / conversionIncentive stock option (right to buy) · Derivative 2,000 $0.00 Strike: $1.28 $0.00
Disclosure

SEC source: 0001654954-20-001404 · section16.xml · derivative · entry 3

SANO KUNIO · CIK 0001254638 · President of Aehr Test Japan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 2,000 shares

Expires 2020-06-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: This report on Form 4/A is being filed to correct the Price of Derivative Security as previously reported in Column 8 of Table II.

F1 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter.

Read SEC document
February 07, 2020 Filed Feb 12, 2020 23:23 UTC Amendment AEHR TEST SYSTEMS AEHR · Entity 2640 SaleCommon Stock 2,000 $2.02 $4,040.00
Disclosure

SEC source: 0001654954-20-001404 · section16.xml · nonDerivative · entry 2

SANO KUNIO · CIK 0001254638 · President of Aehr Test Japan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
February 07, 2020 Filed Feb 12, 2020 23:23 UTC Amendment AEHR TEST SYSTEMS AEHR · Entity 2640 Exercise / conversionCommon Stock 2,000 $1.28 $2,560.00
Disclosure

SEC source: 0001654954-20-001404 · section16.xml · nonDerivative · entry 1

SANO KUNIO · CIK 0001254638 · President of Aehr Test Japan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 28, 2020 Filed Jan 30, 2020 01:36 UTC AEHR TEST SYSTEMS AEHR · Entity 2640 Exercise / conversionIncentive Stock Option (right to buy) · Derivative 3,000 $0.00 Strike: $1.28 $0.00
Disclosure

SEC source: 0001654954-20-000904 · section16.xml · derivative · entry 5

SANO KUNIO · CIK 0001254638 · President of Aehr Test Japan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,000

Underlying: Common Stock · 3,000 shares

Expires 2020-06-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter.

Read SEC document
January 28, 2020 Filed Jan 30, 2020 01:36 UTC AEHR TEST SYSTEMS AEHR · Entity 2640 SaleCommon Stock 1,000 $2.10 $2,100.00
Disclosure

SEC source: 0001654954-20-000904 · section16.xml · nonDerivative · entry 4

SANO KUNIO · CIK 0001254638 · President of Aehr Test Japan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
January 28, 2020 Filed Jan 30, 2020 01:36 UTC AEHR TEST SYSTEMS AEHR · Entity 2640 SaleCommon Stock 1,000 $2.05 $2,052.00
Disclosure

SEC source: 0001654954-20-000904 · section16.xml · nonDerivative · entry 3

SANO KUNIO · CIK 0001254638 · President of Aehr Test Japan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Read SEC document
January 28, 2020 Filed Jan 30, 2020 01:36 UTC AEHR TEST SYSTEMS AEHR · Entity 2640 SaleCommon Stock 1,000 $2.00 $2,000.00
Disclosure

SEC source: 0001654954-20-000904 · section16.xml · nonDerivative · entry 2

SANO KUNIO · CIK 0001254638 · President of Aehr Test Japan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Read SEC document
January 28, 2020 Filed Jan 30, 2020 01:36 UTC AEHR TEST SYSTEMS AEHR · Entity 2640 Exercise / conversionCommon Stock 3,000 $1.28 $3,840.00
Disclosure

SEC source: 0001654954-20-000904 · section16.xml · nonDerivative · entry 1

SANO KUNIO · CIK 0001254638 · President of Aehr Test Japan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 17, 2019 Filed May 17, 2019 22:12 UTC AEHR TEST SYSTEMS AEHR · Entity 2640 Exercise / conversionIncentive Stock Option (right to buy) · Derivative 20,000 $0.00 Strike: $1.27 $0.00
Disclosure

SEC source: 0001040470-19-000008 · primary_doc.xml · derivative · entry 6

SANO KUNIO · CIK 0001254638 · President of Aehr Test Japan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2019-06-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter.

Read SEC document
May 17, 2019 Filed May 17, 2019 22:12 UTC AEHR TEST SYSTEMS AEHR · Entity 2640 SaleCommon Stock 5,000 $1.56 $7,777.00
Disclosure

SEC source: 0001040470-19-000008 · primary_doc.xml · nonDerivative · entry 5

SANO KUNIO · CIK 0001254638 · President of Aehr Test Japan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
May 17, 2019 Filed May 17, 2019 22:12 UTC AEHR TEST SYSTEMS AEHR · Entity 2640 SaleCommon Stock 5,000 $1.56 $7,776.00
Disclosure

SEC source: 0001040470-19-000008 · primary_doc.xml · nonDerivative · entry 4

SANO KUNIO · CIK 0001254638 · President of Aehr Test Japan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Read SEC document
May 17, 2019 Filed May 17, 2019 22:12 UTC AEHR TEST SYSTEMS AEHR · Entity 2640 SaleCommon Stock 5,000 $1.56 $7,775.00
Disclosure

SEC source: 0001040470-19-000008 · primary_doc.xml · nonDerivative · entry 3

SANO KUNIO · CIK 0001254638 · President of Aehr Test Japan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Read SEC document
May 17, 2019 Filed May 17, 2019 22:12 UTC AEHR TEST SYSTEMS AEHR · Entity 2640 SaleCommon Stock 5,000 $1.56 $7,776.50
Disclosure

SEC source: 0001040470-19-000008 · primary_doc.xml · nonDerivative · entry 2

SANO KUNIO · CIK 0001254638 · President of Aehr Test Japan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Read SEC document
May 17, 2019 Filed May 17, 2019 22:12 UTC AEHR TEST SYSTEMS AEHR · Entity 2640 Exercise / conversionCommon Stock 20,000 $1.27 $25,420.00
Disclosure

SEC source: 0001040470-19-000008 · primary_doc.xml · nonDerivative · entry 1

SANO KUNIO · CIK 0001254638 · President of Aehr Test Japan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 13, 2018 Filed Apr 17, 2018 22:56 UTC AEHR TEST SYSTEMS AEHR · Entity 2640 Exercise / conversionIncentive Stock Option(right to buy) · Derivative 2,500 $0.00 Strike: $1.25 $0.00
Disclosure

SEC source: 0001040470-18-000022 · primary_doc.xml · derivative · entry 3

SANO KUNIO · CIK 0001254638 · President of AEHR TEST - JAPAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires 2018-07-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter.

Read SEC document
April 13, 2018 Filed Apr 17, 2018 22:56 UTC AEHR TEST SYSTEMS AEHR · Entity 2640 SaleCommon Stock 2,500 $2.33 $5,825.00
Disclosure

SEC source: 0001040470-18-000022 · primary_doc.xml · nonDerivative · entry 2

SANO KUNIO · CIK 0001254638 · President of AEHR TEST - JAPAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
April 13, 2018 Filed Apr 17, 2018 22:56 UTC AEHR TEST SYSTEMS AEHR · Entity 2640 Exercise / conversionCommon Stock 2,500 $1.25 $3,125.00
Disclosure

SEC source: 0001040470-18-000022 · primary_doc.xml · nonDerivative · entry 1

SANO KUNIO · CIK 0001254638 · President of AEHR TEST - JAPAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 23, 2018 Filed Jan 24, 2018 22:08 UTC AEHR TEST SYSTEMS AEHR · Entity 2640 Exercise / conversionIncentive Stock Option (right to buy) · Derivative 2,500 $0.00 Strike: $1.25 $0.00
Disclosure

SEC source: 0001040470-18-000006 · primary_doc.xml · derivative · entry 3

SANO KUNIO · CIK 0001254638 · President of Aehr Test - Japan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires 2018-07-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter.

Read SEC document
January 23, 2018 Filed Jan 24, 2018 22:08 UTC AEHR TEST SYSTEMS AEHR · Entity 2640 SaleCommon Stock 2,500 $2.77 $6,925.00
Disclosure

SEC source: 0001040470-18-000006 · primary_doc.xml · nonDerivative · entry 2

SANO KUNIO · CIK 0001254638 · President of Aehr Test - Japan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
January 23, 2018 Filed Jan 24, 2018 22:08 UTC AEHR TEST SYSTEMS AEHR · Entity 2640 Exercise / conversionCommon Stock 2,500 $1.25 $3,125.00
Disclosure

SEC source: 0001040470-18-000006 · primary_doc.xml · nonDerivative · entry 1

SANO KUNIO · CIK 0001254638 · President of Aehr Test - Japan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 13, 2017 Filed Feb 13, 2017 23:53 UTC AEHR TEST SYSTEMS AEHR · Entity 2640 Exercise / conversionIncentive Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $1.25 $0.00
Disclosure

SEC source: 0001040470-17-000017 · primary_doc.xml · derivative · entry 8

SANO KUNIO · CIK 0001254638 · President of Aehr Test-Japan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2018-07-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter.

Read SEC document
February 13, 2017 Filed Feb 13, 2017 23:53 UTC AEHR TEST SYSTEMS AEHR · Entity 2640 SaleCommon Stock 2,500 $3.50 $8,750.00
Disclosure

SEC source: 0001040470-17-000017 · primary_doc.xml · nonDerivative · entry 6

SANO KUNIO · CIK 0001254638 · President of Aehr Test-Japan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
February 13, 2017 Filed Feb 13, 2017 23:53 UTC AEHR TEST SYSTEMS AEHR · Entity 2640 SaleCommon Stock 2,500 $3.40 $8,500.00
Disclosure

SEC source: 0001040470-17-000017 · primary_doc.xml · nonDerivative · entry 5

SANO KUNIO · CIK 0001254638 · President of Aehr Test-Japan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Read SEC document
February 13, 2017 Filed Feb 13, 2017 23:53 UTC AEHR TEST SYSTEMS AEHR · Entity 2640 Exercise / conversionCommon Stock 5,000 $1.25 $6,250.00
Disclosure

SEC source: 0001040470-17-000017 · primary_doc.xml · nonDerivative · entry 4

SANO KUNIO · CIK 0001254638 · President of Aehr Test-Japan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 10, 2017 Filed Feb 13, 2017 23:53 UTC AEHR TEST SYSTEMS AEHR · Entity 2640 Exercise / conversionIncentive Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $1.25 $0.00
Disclosure

SEC source: 0001040470-17-000017 · primary_doc.xml · derivative · entry 7

SANO KUNIO · CIK 0001254638 · President of Aehr Test-Japan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 5,000 shares

Expires 2018-07-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter.

Read SEC document
February 10, 2017 Filed Feb 13, 2017 23:53 UTC AEHR TEST SYSTEMS AEHR · Entity 2640 SaleCommon Stock 2,500 $3.35 $8,375.00
Disclosure

SEC source: 0001040470-17-000017 · primary_doc.xml · nonDerivative · entry 3

SANO KUNIO · CIK 0001254638 · President of Aehr Test-Japan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
February 10, 2017 Filed Feb 13, 2017 23:53 UTC AEHR TEST SYSTEMS AEHR · Entity 2640 SaleCommon Stock 2,500 $3.30 $8,250.00
Disclosure

SEC source: 0001040470-17-000017 · primary_doc.xml · nonDerivative · entry 2

SANO KUNIO · CIK 0001254638 · President of Aehr Test-Japan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Read SEC document
February 10, 2017 Filed Feb 13, 2017 23:53 UTC AEHR TEST SYSTEMS AEHR · Entity 2640 Exercise / conversionCommon Stock 5,000 $1.25 $6,250.00
Disclosure

SEC source: 0001040470-17-000017 · primary_doc.xml · nonDerivative · entry 1

SANO KUNIO · CIK 0001254638 · President of Aehr Test-Japan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 01, 2016 Filed Nov 1, 2016 23:49 UTC AEHR TEST SYSTEMS AEHR · Entity 2640 Exercise / conversionIncentive Stock Option (right to buy) · Derivative 6,560 $0.00 Strike: $1.25 $0.00
Disclosure

SEC source: 0001040470-16-000147 · primary_doc.xml · derivative · entry 10

SANO KUNIO · CIK 0001254638 · President of Aehr Test-Japan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 6,560 shares

Expires 2018-07-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter.

Read SEC document
November 01, 2016 Filed Nov 1, 2016 23:49 UTC AEHR TEST SYSTEMS AEHR · Entity 2640 SaleCommon Stock 2,500 $3.49 $8,725.00
Disclosure

SEC source: 0001040470-16-000147 · primary_doc.xml · nonDerivative · entry 8

SANO KUNIO · CIK 0001254638 · President of Aehr Test-Japan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

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November 01, 2016 Filed Nov 1, 2016 23:49 UTC AEHR TEST SYSTEMS AEHR · Entity 2640 SaleCommon Stock 2,500 $3.48 $8,700.00
Disclosure

SEC source: 0001040470-16-000147 · primary_doc.xml · nonDerivative · entry 7

SANO KUNIO · CIK 0001254638 · President of Aehr Test-Japan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

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November 01, 2016 Filed Nov 1, 2016 23:49 UTC AEHR TEST SYSTEMS AEHR · Entity 2640 SaleCommon Stock 1,560 $3.47 $5,413.20
Disclosure

SEC source: 0001040470-16-000147 · primary_doc.xml · nonDerivative · entry 6

SANO KUNIO · CIK 0001254638 · President of Aehr Test-Japan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

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November 01, 2016 Filed Nov 1, 2016 23:49 UTC AEHR TEST SYSTEMS AEHR · Entity 2640 Exercise / conversionCommon Stock 6,560 $1.25 $8,200.00
Disclosure

SEC source: 0001040470-16-000147 · primary_doc.xml · nonDerivative · entry 5

SANO KUNIO · CIK 0001254638 · President of Aehr Test-Japan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,560

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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October 31, 2016 Filed Nov 1, 2016 23:49 UTC AEHR TEST SYSTEMS AEHR · Entity 2640 Exercise / conversionIncentive Stock Option (right to buy) · Derivative 3,440 $0.00 Strike: $1.25 $0.00
Disclosure

SEC source: 0001040470-16-000147 · primary_doc.xml · derivative · entry 9

SANO KUNIO · CIK 0001254638 · President of Aehr Test-Japan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,560

Underlying: Common Stock · 3,440 shares

Expires 2018-07-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter.

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October 31, 2016 Filed Nov 1, 2016 23:49 UTC AEHR TEST SYSTEMS AEHR · Entity 2640 SaleCommon Stock 152 $3.48 $528.96
Disclosure

SEC source: 0001040470-16-000147 · primary_doc.xml · nonDerivative · entry 4

SANO KUNIO · CIK 0001254638 · President of Aehr Test-Japan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

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October 31, 2016 Filed Nov 1, 2016 23:49 UTC AEHR TEST SYSTEMS AEHR · Entity 2640 SaleCommon Stock 788 $3.47 $2,734.36
Disclosure

SEC source: 0001040470-16-000147 · primary_doc.xml · nonDerivative · entry 3

SANO KUNIO · CIK 0001254638 · President of Aehr Test-Japan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152

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October 31, 2016 Filed Nov 1, 2016 23:49 UTC AEHR TEST SYSTEMS AEHR · Entity 2640 SaleCommon Stock 2,500 $3.46 $8,650.00
Disclosure

SEC source: 0001040470-16-000147 · primary_doc.xml · nonDerivative · entry 2

SANO KUNIO · CIK 0001254638 · President of Aehr Test-Japan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 940

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October 31, 2016 Filed Nov 1, 2016 23:49 UTC AEHR TEST SYSTEMS AEHR · Entity 2640 Exercise / conversionCommon Stock 3,440 $1.25 $4,300.00
Disclosure

SEC source: 0001040470-16-000147 · primary_doc.xml · nonDerivative · entry 1

SANO KUNIO · CIK 0001254638 · President of Aehr Test-Japan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,440

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.