Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AEHR TEST SYSTEMSAEHR · Entity 2640 | Director | October 24, 2017 | October 25, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AEHR TEST SYSTEMS
Report date October 24, 2017 · Filed October 25, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 752,075 |
Reported balance
After 2017-10-24 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2017-10-24 · Exercise / conversion · Acquired 17,436 · Balance 752,075 |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 762,075 |
Reported balance
After 2017-10-24 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2017-10-24 · Exercise / conversion · Acquired 10,000 · Balance 762,075 |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.10 · Expires 2022-04-21 | Direct | 0 |
Reported balance
After 2017-10-24 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2017-10-24 · Exercise / conversion · Disposed 17,436 · Balance 0 F1: One sixth (1/6) of the total number of shares became exercisable on this date and an additional one sixth (1/6) of the total number of shares became exercisable each month thereafter. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.17 · Expires 2022-10-20 | Direct | 0 |
Reported balance
After 2017-10-24 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2017-10-24 · Exercise / conversion · Disposed 10,000 · Balance 0 F2: One twelfth (1/12) of the total number of shares became exercisable on this date and an additional one twelfth (1/12) of the total number of shares became exercisable each month thereafter. |
Filing footnotes · ownership attribution and instrument terms
F1: One sixth (1/6) of the total number of shares became exercisable on this date and an additional one sixth (1/6) of the total number of shares became exercisable each month thereafter.
F2: One twelfth (1/12) of the total number of shares became exercisable on this date and an additional one twelfth (1/12) of the total number of shares became exercisable each month thereafter.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
MKS INC
Report date May 08, 2017 · Filed May 18, 2017
Section 16 reporting ended · disclosed 2017-05-18. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 9,295.824 |
Reported balance
After 2017-05-08 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2017-05-08 · Gift · Disposed 2,000 · Balance 9,295.824 |
| Common StockSEC Table I · non-derivative | Direct | 3,832.466 |
Reported balance
Holding disclosure · report date 2017-05-08 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 3,832.466 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 24, 2017 Filed Oct 25, 2017 21:08 UTC | AEHR TEST SYSTEMS AEHR · Entity 2640 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $2.17 | $0.00 |
DisclosureSEC source: 0001040470-17-000075 · primary_doc.xml · derivative · entry 4 ANDERSON ROBERT R · CIK 0001202728 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2022-10-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: One twelfth (1/12) of the total number of shares became exercisable on this date and an additional one twelfth (1/12) of the total number of shares became exercisable each month thereafter. Read SEC document |
| October 24, 2017 Filed Oct 25, 2017 21:08 UTC | AEHR TEST SYSTEMS AEHR · Entity 2640 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 17,436 | $0.00 Strike: $2.10 | $0.00 |
DisclosureSEC source: 0001040470-17-000075 · primary_doc.xml · derivative · entry 3 ANDERSON ROBERT R · CIK 0001202728 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,436 shares Expires 2022-04-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: One sixth (1/6) of the total number of shares became exercisable on this date and an additional one sixth (1/6) of the total number of shares became exercisable each month thereafter. Read SEC document |
| October 24, 2017 Filed Oct 25, 2017 21:08 UTC | AEHR TEST SYSTEMS AEHR · Entity 2640 | Exercise / conversionCommon Stock | 10,000 | $2.17 | $21,700.00 |
DisclosureSEC source: 0001040470-17-000075 · primary_doc.xml · nonDerivative · entry 2 ANDERSON ROBERT R · CIK 0001202728 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 762,075 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 24, 2017 Filed Oct 25, 2017 21:08 UTC | AEHR TEST SYSTEMS AEHR · Entity 2640 | Exercise / conversionCommon Stock | 17,436 | $2.10 | $36,615.60 |
DisclosureSEC source: 0001040470-17-000075 · primary_doc.xml · nonDerivative · entry 1 ANDERSON ROBERT R · CIK 0001202728 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 752,075 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 03, 2017 Filed Aug 4, 2017 18:53 UTC | AEHR TEST SYSTEMS AEHR · Entity 2640 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 17,460 | $0.00 Strike: $2.06 | $0.00 |
DisclosureSEC source: 0001040470-17-000054 · primary_doc.xml · derivative · entry 3 ANDERSON ROBERT R · CIK 0001202728 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,460 shares Expires 2021-10-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: One sixth (1/6) of the total number of shares became exercisable on this date and an additional one sixth (1/6) of the total number of shares became exercisable each month thereafter. Read SEC document |
| August 03, 2017 Filed Aug 4, 2017 18:53 UTC | AEHR TEST SYSTEMS AEHR · Entity 2640 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 7,500 | $0.00 Strike: $2.06 | $0.00 |
DisclosureSEC source: 0001040470-17-000054 · primary_doc.xml · derivative · entry 2 ANDERSON ROBERT R · CIK 0001202728 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,500 shares Expires 2021-10-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: One twelfth (1/12) of the total number of shares became exercisable on this date and an additional one twelfth (1/12) of the total number of shares became exercisable each month thereafter. Read SEC document |
| August 03, 2017 Filed Aug 4, 2017 18:53 UTC | AEHR TEST SYSTEMS AEHR · Entity 2640 | Exercise / conversionCommon Stock | 24,960 | $2.06 | $51,492.48 |
DisclosureSEC source: 0001040470-17-000054 · primary_doc.xml · nonDerivative · entry 1 ANDERSON ROBERT R · CIK 0001202728 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 734,639 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 08, 2017 Filed May 18, 2017 16:58 UTC | MKS INC MKSI · Entity 110 | GiftCommon Stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-018597 · form4.xml · nonDerivative · entry 1 ANDERSON ROBERT R · CIK 0001202728 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 9,295.824 Read SEC document |
| March 13, 2017 Filed Mar 15, 2017 17:10 UTC | MKS INC MKSI · Entity 110 | SaleCommon Stock | 2,500 | $67.01 | $167,520.00 |
DisclosureSEC source: 0001127602-17-011741 · form4.xml · nonDerivative · entry 1 ANDERSON ROBERT R · CIK 0001202728 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 11,295.824 Read SEC document |
| January 24, 2017 Filed Jan 26, 2017 19:58 UTC | AEHR TEST SYSTEMS AEHR · Entity 2640 | GrantCommon Stock | 3,557 | $0.00 | $0.00 |
DisclosureSEC source: 0001040470-17-000009 · primary_doc.xml · nonDerivative · entry 1 ANDERSON ROBERT R · CIK 0001202728 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 709,679 F1 · shares: RSU shares issued in lieu of cash for BOD fee. Read SEC document |
| November 30, 2016 Filed Jan 11, 2017 22:07 UTC | MKS INC MKSI · Entity 110 | GiftCommon Stock | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-001558 · form4.xml · nonDerivative · entry 1 ANDERSON ROBERT R · CIK 0001202728 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 13,795.824 Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 21:34 UTC | MKS INC MKSI · Entity 110 | SaleCommon Stock | 2,500 | $56.76 | $141,897.50 |
DisclosureSEC source: 0001127602-16-068350 · form4.xml · nonDerivative · entry 1 ANDERSON ROBERT R · CIK 0001202728 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,128.29 Read SEC document |
| October 18, 2016 Filed Oct 20, 2016 22:03 UTC | AEHR TEST SYSTEMS AEHR · Entity 2640 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $2.81 | $0.00 |
DisclosureSEC source: 0001040470-16-000136 · primary_doc.xml · derivative · entry 1 ANDERSON ROBERT R · CIK 0001202728 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2023-10-18 F1 · derivative.exercise_date: One twelfth (1/12) of the total number of shares became exercisable on this date and an additional one twelfth (1/12) of the total number of shares became exercisable each month thereafter. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.